Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KEYCORP /NEW/KEY · Entity 3220 | Chief Risk Officer | February 24, 2023 | February 28, 2023 |
| TEXAS CAPITAL BANCSHARES INC/TXTCBI · Entity 4035 | Director | April 28, 2026 | April 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KEYCORP /NEW/
Report date February 24, 2023 · Filed February 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 76,564 |
Ending reported balance
After 2023-02-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-24 · Exercise / conversion · Acquired 6,606 · Balance 79,560 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Row 2 · 2023-02-24 · Tax withholding · Disposed 2,996 · Balance 76,564 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,606 |
Reported balance
After 2023-02-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-24 · Exercise / conversion · Disposed 6,606 · Balance 6,606 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. F3: Includes approximately 543 dividend-equivalent restricted stock units accrued between March and December 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.
F3: Includes approximately 543 dividend-equivalent restricted stock units accrued between March and December 2022.
TEXAS CAPITAL BANCSHARES INC/TX
Report date April 28, 2026 · Filed April 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2026 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,092 |
Reported balance
After 2026-04-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-28 · Grant · Acquired 1,092 · Balance 1,092 F1: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: N/A
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 22, 2020 Filed Jan 24, 2020 21:19 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 5,799 | $19.62 | $113,776.38 |
DisclosureSEC source: 0001799551-20-000002 · edgar.xml · nonDerivative · entry 2 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,032 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:19 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 18,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001799551-20-000002 · edgar.xml · nonDerivative · entry 1 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 21:51 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 35,830 | $0.00 Strike: $17.51 | $0.00 |
DisclosureSEC source: 0001294671-19-000014 · edgar.xml · derivative · entry 3 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,830 Underlying: Common Shares · 35,830 shares Expires 2029-02-18 F3 · derivative.exercise_date: The options to buy, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 21:51 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 25,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000014 · edgar.xml · derivative · entry 2 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,128 Underlying: Common Shares · 25,128 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F2 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 21:01 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 17,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000006 · edgar.xml · derivative · entry 3 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,346 Underlying: Common Shares · 17,674 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments, beginning on January 22, 2019. F2 · derivative.expiration_date: These restricted stock units vest in three equal annual installments, beginning on January 22, 2019. F3 · balance_after: Includes approximately 1,595 dividend-equivalent restricted stock units accrued between March and December 2018. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 21:01 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 5,674 | $16.90 | $95,890.60 |
DisclosureSEC source: 0001294671-19-000006 · edgar.xml · nonDerivative · entry 2 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,458 Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 21:01 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 17,674 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-19-000006 · edgar.xml · nonDerivative · entry 1 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 22:00 UTC | KEYCORP /NEW/ KEY · Entity 3220 | PurchaseCommon Shares | 458 | $21.83 | $9,998.14 |
DisclosureSEC source: 0001294671-18-000010 · edgar.xml · nonDerivative · entry 1 Midkiff Mark W · CIK 0001728747 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.