TapewireFind a company

person · Reporting owner

LITTLE JAMES

Disclosed activity across 1 company

Tapewire entity
50894
SEC CIK
0001130416

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Waste Connections, Inc.WCN · Entity 3073Executive VP EngineeringApril 27, 2026April 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Waste Connections, Inc.

Report date April 27, 2026 · Filed April 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect34,395 Reported balance After 2026-04-27 transaction · row 1
1 source row

Row 1 · 2026-04-27 · Sale · Disposed 2,605 · Balance 34,395

Common SharesSEC Table I · non-derivativeIndirectSpouse14,041 Reported balance Holding disclosure · report date 2026-04-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 14,041

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2021 Filed Feb 23, 2021 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 5,519 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001450 · primarydocument.xml · derivative · entry 6

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,519

Underlying: Common Shares · 5,519 shares

Expires not disclosed

F2 · derivative.exercise_date: 25% Over 4 Years beginning on 19-Feb-2021

F3 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:16 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001211 · primarydocument.xml · derivative · entry 7

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,829

Underlying: Common Shares · 915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:16 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 219 $99.36 $21,759.84
Disclosure

SEC source: 0001562180-21-001211 · primarydocument.xml · nonDerivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,474

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:16 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 915 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001211 · primarydocument.xml · nonDerivative · entry 3

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:16 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001211 · primarydocument.xml · derivative · entry 6

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,225

Underlying: Common Shares · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:16 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 311 $99.36 $30,900.96
Disclosure

SEC source: 0001562180-21-001211 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,778

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:16 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,075 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001211 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 20:18 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Shares 5,000 $101.95 $509,760.50
Disclosure

SEC source: 0001562180-20-005925 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,014

Read SEC document
March 03, 2020 Filed Mar 4, 2020 21:21 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Shares 3,000 $99.28 $297,840.00
Disclosure

SEC source: 0001562180-20-002164 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,014

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionPerformance Share Units · Derivative 6,186 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001756 · primarydocument.xml · derivative · entry 7

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 24, 2017 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2017 to December 31, 2019. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 179% of the target number of shares subject to the award. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 24, 2017 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2017 to December 31, 2019. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 179% of the target number of shares subject to the award. The common shares are reported on Table 1.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,605 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001756 · primarydocument.xml · derivative · entry 6

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,605

Underlying: Common Shares · 1,605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 1,520 $101.97 $154,994.40
Disclosure

SEC source: 0001562180-20-001756 · primarydocument.xml · nonDerivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,014

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 6,186 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001756 · primarydocument.xml · nonDerivative · entry 3

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 632 $101.97 $64,445.04
Disclosure

SEC source: 0001562180-20-001756 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,348

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,605 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001756 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:12 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001553 · primarydocument.xml · derivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,803

Underlying: Common Shares · 1,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:12 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 342 $102.57 $35,078.94
Disclosure

SEC source: 0001562180-20-001553 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,375

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:12 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,402 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001553 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:24 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001351 · primarydocument.xml · derivative · entry 6

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915

Underlying: Common Shares · 915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:24 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 223 $103.81 $23,149.63
Disclosure

SEC source: 0001562180-20-001351 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,315

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:24 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 915 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001351 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:24 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingRestricted Share Units · Derivative 4,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001351 · primarydocument.xml · derivative · entry 5

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Underlying: Common Shares · 4,300 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 10,750 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 10,750 (250% of the target number).

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:24 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 4,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001351 · primarydocument.xml · derivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Underlying: Common Shares · 4,300 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:27 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 3,153 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001159 · primarydocument.xml · derivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 11, 2016 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 11, 2016 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table I.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:27 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 810 $99.70 $80,757.00
Disclosure

SEC source: 0001562180-20-001159 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,623

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:27 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 3,153 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001159 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:45 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Shares 10,000 $89.74 $897,432.00
Disclosure

SEC source: 0001562180-19-004191 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,280

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:18 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,605 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001413 · primarydocument.xml · derivative · entry 4

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,210

Underlying: Common Shares · 1,605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:18 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 391 $83.42 $32,617.22
Disclosure

SEC source: 0001562180-19-001413 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,280

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:18 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,605 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001413 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:09 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,401 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001263 · primarydocument.xml · derivative · entry 4

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,205

Underlying: Common Shares · 1,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:09 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 342 $83.43 $28,533.06
Disclosure

SEC source: 0001562180-19-001263 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,066

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:09 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,401 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001263 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:38 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 3,659 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001054 · primarydocument.xml · derivative · entry 2

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,659

Underlying: Common Shares · 3,659 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 9,147 (250% of the target number).

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 9,147 (250% of the target number).

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:38 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 3,659 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001054 · primarydocument.xml · derivative · entry 1

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,659

Underlying: Common Shares · 3,659 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F1 · derivative.expiration_date: Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 3,913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000920 · primarydocument.xml · derivative · entry 7

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 12, 2015 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported in Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 12, 2015 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported in Table 1.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 953 $84.95 $80,957.35
Disclosure

SEC source: 0001562180-19-000920 · primarydocument.xml · nonDerivative · entry 4

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,007

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 3,913 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000920 · primarydocument.xml · nonDerivative · entry 3

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 3,153 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000920 · primarydocument.xml · derivative · entry 6

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,153

Underlying: Common Shares · 3,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 11, 2016 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 11, 2016 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 815 $83.67 $68,191.05
Disclosure

SEC source: 0001562180-19-000920 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,047

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 3,153 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000920 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2018 Filed May 24, 2018 21:02 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Stock 3,000 $76.28 $228,846.00
Disclosure

SEC source: 0001562180-18-002654 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,709

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:29 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Shares 5,000 $70.49 $352,456.50
Disclosure

SEC source: 0001562180-18-001449 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,709

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:58 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,605 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001292 · primarydocument.xml · derivative · entry 4

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,815

Underlying: Common Shares · 1,605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:58 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 632 $71.06 $44,909.92
Disclosure

SEC source: 0001562180-18-001292 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,709

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:58 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,605 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001292 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:17 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 3,018 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001134 · primarydocument.xml · derivative · entry 2

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,018

Underlying: Common Shares · 3,018 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 7,545 (250% of the target number).

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 7,545 (250% of the target number).

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:17 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 5,606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001134 · primarydocument.xml · derivative · entry 1

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,606

Underlying: Common Shares · 5,606 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

F1 · derivative.expiration_date: Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:16 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 3,927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000989 · primarydocument.xml · derivative · entry 4

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:16 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 957 $68.49 $65,544.93
Disclosure

SEC source: 0001562180-18-000989 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,736

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.