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LITTLE JAMES

Disclosed activity across 1 company

Tapewire entity
50894
SEC CIK
0001130416

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Waste Connections, Inc.WCN · Entity 3073Executive VP EngineeringApril 27, 2026April 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Waste Connections, Inc.

Report date April 27, 2026 · Filed April 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect34,395 Reported balance After 2026-04-27 transaction · row 1
1 source row

Row 1 · 2026-04-27 · Sale · Disposed 2,605 · Balance 34,395

Common SharesSEC Table I · non-derivativeIndirectSpouse14,041 Reported balance Holding disclosure · report date 2026-04-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 14,041

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2018 Filed Feb 15, 2018 21:16 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 3,927 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000989 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 19:30 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 3,913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000746 · primarydocument.xml · derivative · entry 7

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,913

Underlying: Common Shares · 3,913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 12, 2015 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported in Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 12, 2015 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported in Table 1.

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February 12, 2018 Filed Feb 13, 2018 19:30 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 953 $67.85 $64,661.05
Disclosure

SEC source: 0001562180-18-000746 · primarydocument.xml · nonDerivative · entry 4

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,766

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 19:30 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 3,913 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000746 · primarydocument.xml · nonDerivative · entry 3

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:30 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 3,153 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000746 · primarydocument.xml · derivative · entry 6

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,306

Underlying: Common Shares · 3,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 11, 2016 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 11, 2016 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1.

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February 11, 2018 Filed Feb 13, 2018 19:30 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 824 $66.76 $55,010.24
Disclosure

SEC source: 0001562180-18-000746 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,806

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 19:30 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 3,153 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000746 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:12 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Stock 3,000 $64.81 $194,430.30
Disclosure

SEC source: 0001562180-17-002586 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,477

F1 · balance_after: The number of common shares listed in Column 5 of Table 1 excludes the number of unvested performance-based restricted share units ("PSUs") and restricted share units ("RSUs") previously granted by Waste Connections, Inc. (the "Issuer") to the reporting person. As of the date of this Form 4, the reporting person owns an additional 27,162 PSUs (with the number of units that actually vest at the end of each applicable performance period being 0% to 250% of the scheduled amount depending on the terms of the PSU and the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period) and 3,927 RSUs. The reporting person will report his PSUs and RSUs separately in Table II of each subsequent Form 4 filed by the reporting person.

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March 09, 2017 Filed Mar 14, 2017 14:45 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Shares 3,108 $86.40 $268,537.42
Disclosure

SEC source: 0001562180-17-001252 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,204

F1 · balance_after: Beneficial Ownership number increased by 67 shares to correct clerical error on last filing.

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February 25, 2017 Filed Feb 28, 2017 21:13 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Shares 896 $87.33 $78,247.68
Disclosure

SEC source: 0001562180-17-000967 · primarydocument.xml · nonDerivative · entry 3

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,245

F3 · shares: Represents shares withheld by the Company from an award of restricted share units in satisfaction of the applicable withholding taxes due as a result of the vesting of those restricted share units through an automatic share withholding procedure. Pursuant to this procedure, the Company withholds as the units vest a portion of the vested shares issuable under the award with a fair market value (measured as of the vesting date) equal to the amount of such withholding taxes.

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February 24, 2017 Filed Feb 28, 2017 21:13 UTC Waste Connections, Inc. WCN · Entity 3073 GrantCommon Shares 2,304 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-000967 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,141

F2 · price: Represents a grant of performance-based restricted share units under the Waste Connections, Inc. (the "Company") 2016 Incentive Award Plan (the "2016 Plan"). The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Company meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 5,760 (250% of the target number). Vested restricted share units will be paid in cash, an equal number of shares of the Company's common shares, or a combination thereof.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:13 UTC Waste Connections, Inc. WCN · Entity 3073 GrantCommon Shares 4,280 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-000967 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,837

F1 · price: Represents a grant of performance-based restricted share units under the Waste Connections, Inc. (the "Company") 2016 Incentive Award Plan (the "2016 Plan"). The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that will actually vest over the four year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Company meets certain performance goals at the end of the first year of the vesting period. If the Company meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments. Vested restricted share units will be paid in cash, an equal number of shares of the Company's common shares, or a combination thereof.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 21:14 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Stock 783 $80.61 $63,117.63
Disclosure

SEC source: 0001562180-17-000672 · primarydocument.xml · nonDerivative · entry 3

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,557

F1 · shares: Represents shares withheld by the Company from an award of restricted stock units in satisfaction of the applicable withholding taxes due as a result of the vesting of those restricted stock units through an automatic share withholding procedure. Pursuant to this procedure, the Company withholds as the units vest a portion of the vested shares issuable under the award with a fair market value (measured as of the vesting date) equal to the amount of such withholding taxes.

Read SEC document
February 12, 2017 Filed Feb 14, 2017 21:14 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Stock 781 $80.03 $62,503.43
Disclosure

SEC source: 0001562180-17-000672 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,340

F1 · shares: Represents shares withheld by the Company from an award of restricted stock units in satisfaction of the applicable withholding taxes due as a result of the vesting of those restricted stock units through an automatic share withholding procedure. Pursuant to this procedure, the Company withholds as the units vest a portion of the vested shares issuable under the award with a fair market value (measured as of the vesting date) equal to the amount of such withholding taxes.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 21:14 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Stock 575 $80.03 $46,017.25
Disclosure

SEC source: 0001562180-17-000672 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,121

F1 · shares: Represents shares withheld by the Company from an award of restricted stock units in satisfaction of the applicable withholding taxes due as a result of the vesting of those restricted stock units through an automatic share withholding procedure. Pursuant to this procedure, the Company withholds as the units vest a portion of the vested shares issuable under the award with a fair market value (measured as of the vesting date) equal to the amount of such withholding taxes.

Read SEC document
November 04, 2016 Filed Nov 8, 2016 17:47 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Stock 2,000 $74.15 $148,304.00
Disclosure

SEC source: 0001562180-16-003414 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Sr. Vice President Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,696

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.