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LITTLE JAMES

Disclosed activity across 1 company

Tapewire entity
50894
SEC CIK
0001130416

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Waste Connections, Inc.WCN · Entity 3073Executive VP EngineeringApril 27, 2026April 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Waste Connections, Inc.

Report date April 27, 2026 · Filed April 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect34,395 Reported balance After 2026-04-27 transaction · row 1
1 source row

Row 1 · 2026-04-27 · Sale · Disposed 2,605 · Balance 34,395

Common SharesSEC Table I · non-derivativeIndirectSpouse14,041 Reported balance Holding disclosure · report date 2026-04-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 14,041

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2024 Filed Feb 21, 2024 21:17 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 3,127 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001521 · primarydocument.xml · derivative · entry 11

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,127

Underlying: Common Shares · 3,127 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 7,817 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 7,817 (250% of the target number).

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:17 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 3,128 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001521 · primarydocument.xml · derivative · entry 10

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,128

Underlying: Common Shares · 3,128 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

F2 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:25 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionPerformance Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001383 · primarydocument.xml · derivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:25 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 262 $164.12 $42,999.44
Disclosure

SEC source: 0001562180-24-001383 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,023

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:25 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,075 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001383 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 20:16 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Shares 3,200 $137.97 $441,518.08
Disclosure

SEC source: 0001562180-23-006494 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,210

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:19 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Shares 4,500 $135.87 $611,408.25
Disclosure

SEC source: 0001562180-23-002612 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,410

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001670 · primarydocument.xml · derivative · entry 8

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,759

Underlying: Common Shares · 1,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 337 $136.11 $45,869.07
Disclosure

SEC source: 0001562180-23-001670 · primarydocument.xml · nonDerivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,910

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 19, 2023 Filed Feb 22, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,380 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001670 · primarydocument.xml · nonDerivative · entry 3

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,224 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001670 · primarydocument.xml · derivative · entry 7

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,673

Underlying: Common Shares · 1,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 18, 2022 and vest in four equal annual installments. The common shares are reported in Table 1.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 18, 2022 and vest in four equal annual installments. The common shares are reported in Table 1.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 299 $136.11 $40,696.89
Disclosure

SEC source: 0001562180-23-001670 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,867

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,224 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001670 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 3,664 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001670 · primarydocument.xml · derivative · entry 6

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,664

Underlying: Common Shars · 3,664 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 9,160 (250% of the target number).

F3 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 9,160 (250% of the target number).

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:20 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 3,665 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001670 · primarydocument.xml · derivative · entry 5

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,665

Underlying: Common Shares · 3,665 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

F2 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionPerformance Share Units · Derivative 914 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001504 · primarydocument.xml · derivative · entry 3

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 223 $135.53 $30,223.19
Disclosure

SEC source: 0001562180-23-001504 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,942

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 914 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001504 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionPerformance Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001461 · primarydocument.xml · derivative · entry 6

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075

Underlying: Common Shares · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionPerformance Share Units · Derivative 5,633 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001461 · primarydocument.xml · derivative · entry 5

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 14, 2020 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2020 to December 31, 2022. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 131% of the target number of shares subject to the award. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 14, 2020 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2020 to December 31, 2022. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 131% of the target number of shares subject to the award. The common shares are reported on Table 1.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 262 $134.68 $35,286.16
Disclosure

SEC source: 0001562180-23-001461 · primarydocument.xml · nonDerivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,251

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,075 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001461 · primarydocument.xml · nonDerivative · entry 3

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 1,405 $134.68 $189,225.40
Disclosure

SEC source: 0001562180-23-001461 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,438

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:18 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 5,633 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001461 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2022 Filed Feb 23, 2022 21:32 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 4,896 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001776 · primarydocument.xml · derivative · entry 6

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,896

Underlying: Common Shares · 4,896 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 12,240 (250% of the target number).

F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 12,240 (250% of the target number).

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:32 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001776 · primarydocument.xml · derivative · entry 9

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:32 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 552 $121.00 $66,792.00
Disclosure

SEC source: 0001562180-22-001776 · primarydocument.xml · nonDerivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,210

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:32 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,402 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001776 · primarydocument.xml · nonDerivative · entry 3

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2022 Filed Feb 23, 2022 21:32 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001776 · primarydocument.xml · derivative · entry 8

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,139

Underlying: Common Shares · 1,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.

Read SEC document
February 19, 2022 Filed Feb 23, 2022 21:32 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 544 $121.00 $65,824.00
Disclosure

SEC source: 0001562180-22-001776 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,360

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 19, 2022 Filed Feb 23, 2022 21:32 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,380 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001776 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:32 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 4,897 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001776 · primarydocument.xml · derivative · entry 7

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,897

Underlying: Common Shares · 4,897 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

F3 · derivative.expiration_date: Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.

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February 15, 2022 Filed Feb 16, 2022 22:05 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionPerformance Share Units · Derivative 915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001522 · primarydocument.xml · derivative · entry 7

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914

Underlying: Common Shares · 915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

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February 15, 2022 Filed Feb 16, 2022 22:05 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 223 $119.60 $26,670.80
Disclosure

SEC source: 0001562180-22-001522 · primarydocument.xml · nonDerivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,524

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:05 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 915 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001522 · primarydocument.xml · nonDerivative · entry 3

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:05 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionPerformance Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001522 · primarydocument.xml · derivative · entry 6

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,150

Underlying: Common Shares · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.

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February 14, 2022 Filed Feb 16, 2022 22:05 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 303 $119.41 $36,181.23
Disclosure

SEC source: 0001562180-22-001522 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,832

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:05 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,075 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001522 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:15 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Shares 2,500 $137.76 $344,400.00
Disclosure

SEC source: 0001562180-21-006871 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,060

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:10 UTC Waste Connections, Inc. WCN · Entity 3073 SaleCommon Shares 2,310 $103.03 $238,003.23
Disclosure

SEC source: 0001562180-21-002173 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,560

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:24 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,605 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001624 · primarydocument.xml · derivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

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February 24, 2021 Filed Feb 26, 2021 21:24 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 391 $98.63 $38,564.33
Disclosure

SEC source: 0001562180-21-001624 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,870

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:24 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,605 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001624 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 2,807 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001450 · primarydocument.xml · derivative · entry 9

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 20, 2018 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2018 to December 31, 2020. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 93% of the target number of shares subject to the award. The common shares are reported on Table 1.

F6 · derivative.expiration_date: Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 20, 2018 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2018 to December 31, 2020. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 93% of the target number of shares subject to the award. The common shares are reported on Table 1.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionRestricted Share Units · Derivative 1,401 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001450 · primarydocument.xml · derivative · entry 8

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,402

Underlying: Common Shares · 1,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

F5 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 342 $99.80 $34,131.60
Disclosure

SEC source: 0001562180-21-001450 · primarydocument.xml · nonDerivative · entry 4

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,656

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 1,401 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001450 · primarydocument.xml · nonDerivative · entry 3

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 Tax withholdingCommon Shares 684 $99.80 $68,263.20
Disclosure

SEC source: 0001562180-21-001450 · primarydocument.xml · nonDerivative · entry 2

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,597

F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 Exercise / conversionCommon Shares 2,807 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001450 · primarydocument.xml · nonDerivative · entry 1

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:15 UTC Waste Connections, Inc. WCN · Entity 3073 GrantRestricted Share Units · Derivative 5,519 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001450 · primarydocument.xml · derivative · entry 7

LITTLE JAMES · CIK 0001130416 · Executive VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,519

Underlying: Common Shares · 5,519 shares

Expires not disclosed

F4 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 13,797 (250% of the target number).

F4 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 13,797 (250% of the target number).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.