Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Galaxy Gaming, Inc.GLXZ · Entity 7300 | Director | September 30, 2026 | October 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Galaxy Gaming, Inc.
Report date September 30, 2026 · Filed October 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,041,866 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 10,536 · Balance 2,041,866 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NEW ROYAL HOLDCO I INC.
Report date April 29, 2026 · Filed May 01, 2026
Section 16 reporting ended · disclosed 2026-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2026-04-30 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-04-29 · Exercise / conversion · Acquired 5,643 · Balance 93,865 F1: Represents the accelerated vesting and cash settlement of the restricted stock units (''RSUs'') granted in February 2026 in accordance with the terms of the award agreement and that certain Master Transaction Agreement dated November 6, 2025 by and among the Issuer, Argento, LLC, VICI Properties Inc., and VICI Royal Merger Sub LLC, (the ''Master Transaction Agreement''). For Form 4 reporting purposes, each RSU converted to one share of common stock which was disposed to the Issuer in exchange for the closing stock price on the Equity Award Settlement Date as defined under the Master Transaction Agreement. Row 2 · 2026-04-29 · Disposition to issuer · Disposed 5,643 · Balance 88,222 F1: Represents the accelerated vesting and cash settlement of the restricted stock units (''RSUs'') granted in February 2026 in accordance with the terms of the award agreement and that certain Master Transaction Agreement dated November 6, 2025 by and among the Issuer, Argento, LLC, VICI Properties Inc., and VICI Royal Merger Sub LLC, (the ''Master Transaction Agreement''). For Form 4 reporting purposes, each RSU converted to one share of common stock which was disposed to the Issuer in exchange for the closing stock price on the Equity Award Settlement Date as defined under the Master Transaction Agreement. Row 3 · 2026-04-30 · Disposition to issuer · Disposed 88,222 · Balance 0 F2: Represents the disposition of shares of common stock of the successor entity to the Issuer, in the reorganziation and merger involving the Issuer, under and in accordance with the Master Transaction Agreement. Each share of common stock was exchanged for 0.902 shares of VICI Properties Inc., with cash paid in lieu of fractional shares. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-04-29 · Exercise / conversion · Disposed 5,643 · Balance 0 F3: RSUs represent a contingent right to receive shares of common stock, that convert into common stock on a one-for-one basis upon vesting, and have no expiration date. F1: Represents the accelerated vesting and cash settlement of the restricted stock units (''RSUs'') granted in February 2026 in accordance with the terms of the award agreement and that certain Master Transaction Agreement dated November 6, 2025 by and among the Issuer, Argento, LLC, VICI Properties Inc., and VICI Royal Merger Sub LLC, (the ''Master Transaction Agreement''). For Form 4 reporting purposes, each RSU converted to one share of common stock which was disposed to the Issuer in exchange for the closing stock price on the Equity Award Settlement Date as defined under the Master Transaction Agreement. F4: The outstanding RSUs vested in full on the Equity Award Settlement Date in accordance with the terms of the Master Transaction Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the accelerated vesting and cash settlement of the restricted stock units (''RSUs'') granted in February 2026 in accordance with the terms of the award agreement and that certain Master Transaction Agreement dated November 6, 2025 by and among the Issuer, Argento, LLC, VICI Properties Inc., and VICI Royal Merger Sub LLC, (the ''Master Transaction Agreement''). For Form 4 reporting purposes, each RSU converted to one share of common stock which was disposed to the Issuer in exchange for the closing stock price on the Equity Award Settlement Date as defined under the Master Transaction Agreement.
F2: Represents the disposition of shares of common stock of the successor entity to the Issuer, in the reorganziation and merger involving the Issuer, under and in accordance with the Master Transaction Agreement. Each share of common stock was exchanged for 0.902 shares of VICI Properties Inc., with cash paid in lieu of fractional shares.
F3: RSUs represent a contingent right to receive shares of common stock, that convert into common stock on a one-for-one basis upon vesting, and have no expiration date.
F4: The outstanding RSUs vested in full on the Equity Award Settlement Date in accordance with the terms of the Master Transaction Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2021 Filed Jul 2, 2021 18:47 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 25,000 | $3.65 | $91,250.00 |
DisclosureSEC source: 0001209191-21-044826 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,718,250 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 23:10 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantCommon Stock | 3,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001071255-21-000063 · wf-form4_162276176850649.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,896 F1 · shares: Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest on 6/3/2022. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 16:44 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 25,000 | $2.90 | $72,500.00 |
DisclosureSEC source: 0001209191-21-023950 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,693,250 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:00 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionStock Option · Derivative | 13,334 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001071255-21-000026 · wf-form4_161661959695187.xml · derivative · entry 2 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,334 shares Expires 2025-08-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents an option to purchase shares of the Company's common stock, which vested in three equal annual installments from the date of grant of August 27, 2015. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:00 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionCommon Stock | 13,334 | $7.34 | $97,871.56 |
DisclosureSEC source: 0001071255-21-000026 · wf-form4_161661959695187.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 23:49 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 25,000 | $1.68 | $42,000.00 |
DisclosureSEC source: 0001209191-21-001587 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,668,250 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:57 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 25,000 | $1.08 | $27,000.00 |
DisclosureSEC source: 0001209191-20-053316 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,643,250 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 21:57 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 25,000 | $1.34 | $33,500.00 |
DisclosureSEC source: 0001209191-20-039878 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,618,250 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 20:11 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantCommon Stock | 16,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001399 · primary_01.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,588 F1 · shares: Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest on 6/3/2021. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 23:10 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 25,000 | $0.85 | $21,350.00 |
DisclosureSEC source: 0001209191-20-022264 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,593,250 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 17:43 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | PurchaseCommon Stock | 5,000 | $0.72 | $3,600.00 |
DisclosureSEC source: 0001209191-20-021087 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,568,250 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 01:29 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 33,000 | $1.77 | $58,245.00 |
DisclosureSEC source: 0001209191-20-000458 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,563,250 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 22:22 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 33,000 | $1.84 | $60,753.00 |
DisclosureSEC source: 0001209191-19-051365 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,530,250 Read SEC document |
| June 28, 2019 Filed Jul 9, 2019 13:05 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 33,000 | $1.63 | $53,790.00 |
DisclosureSEC source: 0001140361-19-012583 · form4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,497,250 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| June 09, 2019 Filed Jun 12, 2019 01:37 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 225,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-010855 · form4.xml · derivative · entry 3 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common stock · 225,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. F2 · price: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. F2 · derivative.exercise_date: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. F2 · derivative.expiration_date: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| June 09, 2019 Filed Jun 12, 2019 01:37 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 225,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-010855 · form4.xml · nonDerivative · entry 2 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,464,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. F2 · price: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:41 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantCommon stock | 11,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001353 · primary_01.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,997 F1 · shares: Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest on 6/5/2020. Read SEC document |
| May 06, 2019 Filed Jun 12, 2019 01:37 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | OtherCommon Stock | 1,269,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-010855 · form4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,239,250 F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019. F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 22:43 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 37,500 | Not disclosed Strike: $0.16 | Not disclosed |
DisclosureSEC source: 0001445866-19-000399 · form4.xml · derivative · entry 4 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 37,500 shares Expires 2020-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Options were previously issued on June 30, 2015 in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 22:43 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 37,500 | Not disclosed Strike: $0.19 | Not disclosed |
DisclosureSEC source: 0001445866-19-000399 · form4.xml · derivative · entry 3 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,500 Underlying: Common Stock · 37,500 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Options were previously issued on December 31, 2015 in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 22:43 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 37,500 | $0.16 | $6,000.00 |
DisclosureSEC source: 0001445866-19-000399 · form4.xml · nonDerivative · entry 2 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,508,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Options were previously issued on June 30, 2015 in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 22:43 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 37,500 | $0.19 | $7,125.00 |
DisclosureSEC source: 0001445866-19-000399 · form4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,470,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Options were previously issued on December 31, 2015 in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 18:00 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 33,000 | $1.60 | $52,800.00 |
DisclosureSEC source: 0001445866-19-000333 · form4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,377,161 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · balance_after: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. This beneficial ownership includes 1,269,161 shares of common stock from the VDCTA, 950,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee. Read SEC document |
| March 26, 2019 Filed Mar 27, 2019 21:40 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 37,500 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001445866-19-000303 · form4.xml · derivative · entry 2 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,250 Underlying: Common Stock · 37,500 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Options were previously issued on June 30, 2014 in connection with the Reporting Person's service on as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options Read SEC document |
| March 26, 2019 Filed Mar 27, 2019 21:40 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 18,750 | Not disclosed Strike: $0.34 | Not disclosed |
DisclosureSEC source: 0001445866-19-000303 · form4.xml · derivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,250 Underlying: Common Stock · 18,750 shares Expires 2019-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Options were previously issued on March 31, 2014 in connection with the Reporting Person's service on as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options. Read SEC document |
| January 10, 2019 Filed Jan 14, 2019 19:51 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 400,000 | $1.38 | $552,000.00 |
DisclosureSEC source: 0001445866-19-000030 · form4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,344,161 F1 · price: Represents shares issued for services rendered as the Chairman of the Board in accordance with a restricted stock grant agreement dated August 31, 2017. F2 · balance_after: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. This beneficial ownership includes 1,269,161 shares of common stock from the VDCTA, 950,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee. F2 · ownership.direct: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. This beneficial ownership includes 1,269,161 shares of common stock from the VDCTA, 950,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 00:42 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionStock Option (right to buy) · Derivative | 6,666 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001209191-18-058831 · doc4.xml · derivative · entry 2 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,334 Underlying: Common Stock · 6,666 shares Expires 2025-08-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on August 27, 2016. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 00:42 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionCommon Stock | 6,666 | $7.34 | $48,928.44 |
DisclosureSEC source: 0001209191-18-058831 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 17:23 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantCommon stock | 5,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036010 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,452 F1 · shares: Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest on 6/5/2019. Read SEC document |
| January 02, 2018 Filed Jan 8, 2018 22:07 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445866-18-000037 · form4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,944,161 F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F1 · balance_after: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F2 · balance_after: Includes 550,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee. F1 · ownership.direct: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F2 · ownership.direct: Includes 550,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee. Read SEC document |
| September 22, 2017 Filed Oct 13, 2017 20:12 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | OtherCommon Stock | 1,269,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445866-17-001432 · form4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,744,161 F1 · kind: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F1 · acquired: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F2 · balance_after: Includes 350,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee. F1 · ownership.direct: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F2 · ownership.direct: Includes 350,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee. Read SEC document |
| August 31, 2017 Filed Sep 8, 2017 17:32 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | PurchaseCommon Stock | 800,000 | $0.82 | $656,000.00 |
DisclosureSEC source: 0001445866-17-001309 · form4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075,000 Read SEC document |
| August 31, 2017 Filed Oct 13, 2017 20:05 UTC Amendment | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445866-17-001426 · form4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 F2 · date: The purpose of this Amended Form 4 is to correct the transaction code, the amount paid for the shares and the number of shares granted to the Reporting Person on July 31, 2017. The original Form 4 listed shares which have not yet been granted, the grants of which are contingent on various milestones pursuant to a Board of Directors Services Agreement and Restricted Stock Grant Agreement. F1 · balance_after: Does not include 125,000 shares held of record by a trust of which the Reporting Person is the Trustee. F1 · ownership.direct: Does not include 125,000 shares held of record by a trust of which the Reporting Person is the Trustee. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:26 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantStock Option (right to buy) · Derivative | 3,070 | $0.00 Strike: $20.06 | $0.00 |
DisclosureSEC source: 0001209191-17-040150 · doc4.xml · derivative · entry 2 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,070 Underlying: Common Stock · 3,070 shares Expires 2027-06-12 F2 · derivative.exercise_date: The option vests in four quarterly installments beginning on September 13, 2017. Notwithstanding the foregoing vesting schedule, in no event may the option be exercised prior to the earlier of (i) 08/01/18, or (ii) immediately prior to the consummation of a "change in control" under Section 2.8(a), (c) or (d) of the 2015 Incentive Award Plan which results in an "ownership change" as defined in Section 382 of the Internal Revenue Code of 1986, as amended, or any successor statute. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:26 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $20.06 | $0.00 |
DisclosureSEC source: 0001209191-17-040150 · doc4.xml · derivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-06-12 F1 · derivative.exercise_date: The option vests on June 13, 2018. Notwithstanding the foregoing vesting schedule, in no event may the option be exercised prior to the earlier of (i) 08/01/18, or (ii) immediately prior to the consummation of a "change in control" under Section 2.8(a), (c) or (d) of the 2015 Incentive Award Plan which results in an "ownership change" as defined in Section 382 of the Internal Revenue Code of 1986, as amended, or any successor statute. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.