Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| National Bank Holdings CorpNBHC · Entity 4575 | CHIEF RISK MGMT OFFICER | April 28, 2026 | April 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
National Bank Holdings Corp
Report date April 28, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 151,785 |
Reported balance
After 2026-04-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-28 · Tax withholding · Disposed 1,981 · Balance 151,785 F1: Represents shares withheld for payment of tax liability upon vesting of a portion of the restricted stock awards granted to the reporting person on 4/1/2023, 4/1/2024, and 4/1/2025. F2: Includes 7,929 shares of restricted common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for payment of tax liability upon vesting of a portion of the restricted stock awards granted to the reporting person on 4/1/2023, 4/1/2024, and 4/1/2025.
F2: Includes 7,929 shares of restricted common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2020 Filed Apr 30, 2020 23:41 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 50,000 | $26.79 | $1,339,370.00 |
DisclosureSEC source: 0001179110-20-005314 · edgar.xml · nonDerivative · entry 3 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,086 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.37. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| April 30, 2020 Filed Apr 30, 2020 23:41 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 50,000 | $20.00 | $1,000,000.00 |
DisclosureSEC source: 0001179110-20-005314 · edgar.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 23:41 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,148 | $26.47 | $30,387.56 |
DisclosureSEC source: 0001179110-20-005314 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,086 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2020. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:44 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 19,259 | $0.00 Strike: $23.10 | $0.00 |
DisclosureSEC source: 0001179110-20-004633 · edgar.xml · derivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,259 Underlying: Common Stock · 19,259 shares Expires 2030-04-01 F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2021. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:44 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 4,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004633 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,234 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2021. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:14 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 2,707 | $30.59 | $82,807.13 |
DisclosureSEC source: 0001179110-20-002944 · edgar.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,095 F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2020. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:14 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 5,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002944 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,802 F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2017. F2 · balance_after: Includes 694 and 340 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 30, 2019 and February 28, 2020, respectively. Read SEC document |
| April 28, 2019 Filed Apr 30, 2019 23:06 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,399 | $37.68 | $52,714.32 |
DisclosureSEC source: 0001179110-19-005325 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,899 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 22:15 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 8,783 | $0.00 Strike: $34.08 | $0.00 |
DisclosureSEC source: 0001179110-19-004716 · edgar.xml · derivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,783 Underlying: Common Stock · 8,783 shares Expires 2029-04-01 F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2020. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 22:15 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004716 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,298 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2020. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,948 | $36.00 | $70,128.00 |
DisclosureSEC source: 0001179110-19-003295 · edgar.xml · nonDerivative · entry 3 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,867 F4 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on March 1, 2019. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 4,348 | $36.00 | $156,528.00 |
DisclosureSEC source: 0001179110-19-003295 · edgar.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,815 F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2019. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 9,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003295 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,163 F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2016. F2 · balance_after: Includes 138 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2019. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:49 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,465 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002907 · edgar.xml · derivative · entry 6 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 9,465 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 21, 2011, and October 21, 2012. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:49 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 9,465 | $36.06 | $341,343.87 |
DisclosureSEC source: 0001179110-19-002907 · edgar.xml · nonDerivative · entry 4 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,138 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.94 to $36.18, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:49 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 9,465 | $20.00 | $189,300.00 |
DisclosureSEC source: 0001179110-19-002907 · edgar.xml · nonDerivative · entry 3 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:49 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 40,535 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002907 · edgar.xml · derivative · entry 5 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,465 Underlying: Common Stock · 40,535 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 21, 2011, and October 21, 2012. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:49 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 40,535 | $35.97 | $1,457,841.28 |
DisclosureSEC source: 0001179110-19-002907 · edgar.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,138 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.75 to $36.15, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:49 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 40,535 | $20.00 | $810,700.00 |
DisclosureSEC source: 0001179110-19-002907 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 329 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2018. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:58 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008343 · edgar.xml · derivative · entry 3 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 75,000 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 21, 2011 and October 21, 2012. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:58 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 75,000 | $40.12 | $3,009,127.50 |
DisclosureSEC source: 0001179110-18-008343 · edgar.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,809 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.48, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:58 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 75,000 | $20.00 | $1,500,000.00 |
DisclosureSEC source: 0001179110-18-008343 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed May 16, 2018 21:32 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006909 · edgar.xml · derivative · entry 4 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 25,000 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 21, 2011 and October 21, 2012. Read SEC document |
| May 16, 2018 Filed May 16, 2018 21:32 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006909 · edgar.xml · derivative · entry 3 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2018-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 11, 2012, October 11, 2013, and October 11, 2014. Read SEC document |
| May 16, 2018 Filed May 16, 2018 21:32 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 50,000 | $36.57 | $1,828,460.00 |
DisclosureSEC source: 0001179110-18-006909 · edgar.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,809 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.50 to $36.985, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 16, 2018 Filed May 16, 2018 21:32 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 50,000 | $20.00 | $1,000,000.00 |
DisclosureSEC source: 0001179110-18-006909 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:10 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 716 | $35.36 | $25,317.76 |
DisclosureSEC source: 0001179110-18-006329 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,809 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2018. Read SEC document |
| April 28, 2018 Filed May 1, 2018 22:17 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 2,174 | $34.69 | $75,416.06 |
DisclosureSEC source: 0001179110-18-006006 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,525 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2018. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:20 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 8,934 | $0.00 Strike: $32.65 | $0.00 |
DisclosureSEC source: 0001179110-18-003503 · edgar.xml · derivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,934 Underlying: Common Stock · 8,934 shares Expires 2028-03-01 F3 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:20 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 3,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003503 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,699 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019. F2 · balance_after: Includes 167 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2018. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 23:46 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001677 · edgar.xml · derivative · entry 3 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2018-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 11, 2012, October 11, 2013, and October 11, 2014. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 23:46 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 25,000 | $33.20 | $830,015.00 |
DisclosureSEC source: 0001179110-18-001677 · edgar.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,507 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.05 to $33.35, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 23:46 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 25,000 | $20.00 | $500,000.00 |
DisclosureSEC source: 0001179110-18-001677 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 21:13 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 3,881 | $36.23 | $140,608.63 |
DisclosureSEC source: 0001179110-17-013263 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,507 F1 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on October 9, 2017. Read SEC document |
| May 02, 2017 Filed May 4, 2017 21:29 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 759 | $31.65 | $24,022.35 |
DisclosureSEC source: 0001179110-17-006577 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,388 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2017. Read SEC document |
| April 29, 2017 Filed May 2, 2017 22:47 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,117 | $31.57 | $35,263.69 |
DisclosureSEC source: 0001179110-17-006434 · edgar.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,147 F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 29, 2017. Read SEC document |
| April 28, 2017 Filed May 2, 2017 22:47 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,948 | $31.57 | $61,498.36 |
DisclosureSEC source: 0001179110-17-006434 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,264 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:11 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 6,607 | $0.00 Strike: $34.04 | $0.00 |
DisclosureSEC source: 0001179110-17-003875 · edgar.xml · derivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,607 Underlying: Common Stock · 6,607 shares Expires 2027-03-01 F3 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2018. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:11 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003875 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,212 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2018. F2 · balance_after: Includes 164 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:14 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 14,336 | $33.26 | $476,815.36 |
DisclosureSEC source: 0001179110-17-003280 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,757 F1 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on February 23, 2017. F2 · balance_after: Includes 561 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2016. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 22:37 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 14,232 | $31.28 | $445,176.96 |
DisclosureSEC source: 0001179110-16-033360 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,532 F1 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on December 19, 2016. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 00:07 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 9,096 | $30.55 | $277,872.79 |
DisclosureSEC source: 0001179110-16-032648 · edgar.xml · nonDerivative · entry 3 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,764 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.5275 to $30.615, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 06, 2016 Filed Dec 9, 2016 00:07 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032648 · edgar.xml · derivative · entry 4 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2018-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 11, 2012, October 11, 2013, and October 11, 2014. Read SEC document |
| December 06, 2016 Filed Dec 9, 2016 00:07 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 40,904 | $30.30 | $1,239,391.20 |
DisclosureSEC source: 0001179110-16-032648 · edgar.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,860 Read SEC document |
| December 06, 2016 Filed Dec 9, 2016 00:07 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 50,000 | $20.00 | $1,000,000.00 |
DisclosureSEC source: 0001179110-16-032648 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 21:39 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 7,106 | $26.80 | $190,440.80 |
DisclosureSEC source: 0001179110-16-032204 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,764 F1 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on November 28, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.