Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMUNITY FINANCIAL SYSTEM, INC.CBU · Entity 4178 | Director | April 29, 2026 | May 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMUNITY FINANCIAL SYSTEM, INC.
Report date April 29, 2026 · Filed May 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,227 |
Reported balance
After 2026-04-29 transaction · row 1
1 source rowRow 1 · 2026-04-29 · Exercise / conversion · Acquired 9 · Balance 41,227 F1: On April 29, 2026, the reporting person's phantom stock units were settled for 9 shares of Community Financial System, Inc. common stock, and .4418 shares were settled in cash at the price of $63.17 per share. |
| Phantom Stock (Deferred Stock Units)SEC Table II · derivative / convertible security | Direct | 1,230.7635 |
Reported balance
After 2026-04-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-29 · Exercise / conversion · Disposed 9 · Balance 1,230.7635 F2: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date. F1: On April 29, 2026, the reporting person's phantom stock units were settled for 9 shares of Community Financial System, Inc. common stock, and .4418 shares were settled in cash at the price of $63.17 per share. F3: Includes 9.4418 units of phantom stock acquired on April 10, 2026 under the LTIP's dividend reinvestment feature. |
| Common StockSEC Table I · non-derivative | IndirectJoint with brother | 4,585 |
Reported balance
Holding disclosure · report date 2026-04-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,585 |
Filing footnotes · ownership attribution and instrument terms
F1: On April 29, 2026, the reporting person's phantom stock units were settled for 9 shares of Community Financial System, Inc. common stock, and .4418 shares were settled in cash at the price of $63.17 per share.
F2: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.
F3: Includes 9.4418 units of phantom stock acquired on April 10, 2026 under the LTIP's dividend reinvestment feature.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2020 Filed Jan 3, 2020 20:44 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 3,109.9023 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000584 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,532.6004 Underlying: Common Stock · 3,109.9023 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F3 · balance_after: Includes 111.1744, 107.9517 and 124.0464 units of phantom stock acquired on April 10, 2019, July 10, 2019 and October 10, 2019, respectively under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 20:44 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,109.9023 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000584 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,711.5872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 1, 2020, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 20:05 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 3,631 | $0.00 Strike: $37.77 | $0.00 |
DisclosureSEC source: 0001127602-19-034091 · form4.xml · derivative · entry 4 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,631 Underlying: Common Stock · 3,631 shares Expires 2024-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 20:05 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 3,631 | $67.66 | $245,661.48 |
DisclosureSEC source: 0001127602-19-034091 · form4.xml · nonDerivative · entry 2 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,601.6849 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.50 to $67.76, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 20:05 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,631 | $37.77 | $137,142.87 |
DisclosureSEC source: 0001127602-19-034091 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,232.6849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2019 Filed Jun 19, 2019 18:16 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GiftCommon Stock | 618 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-022207 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Joint with brother Disclosed balance after: 2,585 Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 20:50 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012451 · form4.xml · derivative · entry 4 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576 Underlying: Common Stock · 576 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 20:50 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative | 625.4973 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012451 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 625.4973 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.underlying_shares: Includes 7.3048 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 20:50 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 625.4973 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012451 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,601.6849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 20:17 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 3,032.26 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000588 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,381.9912 Underlying: Common Stock · 3,032.26 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F3 · balance_after: Includes 116.1469 and 130.5521 units of phantom stock acquired on July 10, 2018 and October 10, 2018, respectively under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 20:17 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 3,032.26 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000588 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,976.1876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 1, 2019, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:09 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 611 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-012612 · form4.xml · derivative · entry 4 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120.9617 Underlying: Common Stock · 611 shares Expires not disclosed F5 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F5 · price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F5 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F5 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:09 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 562.9276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-012612 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,167.5522 Underlying: Common Stock · 562.9276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · price: On March 20, 2018, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. F3 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F3 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F4 · balance_after: Includes 287.617 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:09 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 562.9276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-012612 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,943.9276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 20, 2018, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. F2 · balance_after: The reporting person's beneficial ownership number has been reduced by 871.4214 shares to correct an error of reporting a gift of approximately 868 shares in the Form 4 filed with the SEC on March 16, 2017. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:01 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 2,953.3831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-000703 · form4.xml · derivative · entry 2 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,442.8628 Underlying: Common Stock · 2,953.3831 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · price: On January 1, 2018, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:01 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 2,953.3831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-000703 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,219.4214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 1, 2018, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| April 15, 2017 Filed Apr 17, 2017 21:05 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative | 1,770.0383 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-014853 · form4.xml · derivative · entry 2 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509.9617 Underlying: Common Stock · 1,770.0383 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · price: On April 15, 2017, the reporting person's deferred stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| April 15, 2017 Filed Apr 17, 2017 21:05 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 1,770.0383 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-014853 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,266.0383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On April 15, 2017, the reporting person's deferred stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 22:11 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantPhantom Stock (Deferred Stock Units) · Derivative | 553 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011994 · form4.xml · derivative · entry 2 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,280 Underlying: Common Stock · 553 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Read SEC document |
| January 06, 2017 Filed Mar 16, 2017 22:11 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GiftCommon Stock | 868.1579 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011994 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,496 Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 22:40 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative | 2,884 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-000305 · form4.xml · derivative · entry 2 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,103.864 Underlying: Common Stock · 2,884 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F1 · price: On January 1, 2017, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 22:40 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 2,884 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-000305 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,627.8421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 1, 2017, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:41 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 4,631 | $0.00 Strike: $29.79 | $0.00 |
DisclosureSEC source: 0001127602-16-068024 · form4.xml · derivative · entry 3 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,631 shares Expires 2023-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:41 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 4,631 | $54.88 | $254,126.13 |
DisclosureSEC source: 0001127602-16-068024 · form4.xml · nonDerivative · entry 2 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,743.8421 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.81 to $54.91, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:41 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 4,631 | $29.79 | $137,957.49 |
DisclosureSEC source: 0001127602-16-068024 · form4.xml · nonDerivative · entry 1 STEELE SALLY A · CIK 0001264816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,374.8421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.