TapewireFind a company

person · Reporting owner

Hollis Richard Dean

Disclosed activity across 4 companies

Tapewire entity
50105
SEC CIK
0001469241

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HAIN CELESTIAL GROUP INCHAIN · Entity 7055DirectorNovember 17, 2022November 21, 2022
HumanCo Acquisition Corp.HMCOU · Entity 121987DirectorDecember 08, 2020December 09, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HAIN CELESTIAL GROUP INC

Report date November 17, 2022 · Filed November 21, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect81,594 Reported balance After 2022-11-17 transaction · row 1
1 source row

Row 1 · 2022-11-17 · Grant · Acquired 11,439 · Balance 81,594

F1: Represents a grant of restricted share units ("RSUs") as compensation under the Issuer's compensation program for non-employee directors. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of November 17, 2023 or the date of the Issuer's 2023 annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted share units ("RSUs") as compensation under the Issuer's compensation program for non-employee directors. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of November 17, 2023 or the date of the Issuer's 2023 annual meeting of stockholders.

HumanCo Acquisition Corp.

Report date December 08, 2020 · Filed December 09, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2020-12-08 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: Shares of Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, or earlier at the option of the holder thereof, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-250630) and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, or earlier at the option of the holder thereof, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-250630) and have no expiration date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AdvancePierre Foods Holdings, Inc.

Report date June 06, 2017 · Filed June 07, 2017

Section 16 reporting ended · disclosed 2017-06-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-06-07 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-06-06 · Other · Disposed 452,495 · Balance 7,932

Row 2 · 2017-06-07 · Disposition to issuer · Disposed 7,932 · Balance 0

F1: Upon the closing of the merger (the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 25, 2017, by and among AdvancePierre Foods Holdings, Inc. (the "Issuer"), Tyson Foods, Inc. and DVB Merger Sub, Inc., each outstanding share of Issuer common stock ("Common Stock") was cancelled and converted into the right to receive a cash payment of $40.25 per share (the "Merger Consideration"), and each outstanding Issuer restricted stock unit was converted into the right to receive an amount of cash equal to the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Upon the closing of the merger (the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 25, 2017, by and among AdvancePierre Foods Holdings, Inc. (the "Issuer"), Tyson Foods, Inc. and DVB Merger Sub, Inc., each outstanding share of Issuer common stock ("Common Stock") was cancelled and converted into the right to receive a cash payment of $40.25 per share (the "Merger Consideration"), and each outstanding Issuer restricted stock unit was converted into the right to receive an amount of cash equal to the Merger Consideration.

SunOpta Inc.

Report date May 01, 2026 · Filed May 04, 2026

Section 16 reporting ended · disclosed 2026-05-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-01 transaction · row 1
1 source row

Row 1 · 2026-05-01 · Disposition to issuer · Disposed 589,862 · Balance 0

F1: Pursuant to the Arrangement Agreement (the "Arrangement Agreement"), dated as of February 6, 2026, by and among SunOpta Inc. ("SunOpta"), Pegasus BidCo B.V. ("Parent") and 2786694 Alberta Ltd. ("Purchaser"), Purchaser acquired all of SunOpta's issued and outstanding common shares in the capital of SunOpta (the "Common Shares") by way of a court-approved statutory plan of arrangement under Section 192 of the Canada Business Corporations Act (the "Arrangement"). At the effective time of the Arrangement (the "Effective Time"), each of SunOpta's issued and outstanding Common Shares were transferred to Purchaser for consideration of $6.50 per share in cash, less applicable withholdings (the "Consideration").

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-01 · Disposition to issuer · Disposed 20,193 · Balance 0

F2: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F3: At the Effective Time, each restricted stock unit ("RSU") held by the reporting person was surrendered in exchange for, subject to any withholding, a cash payment equal to the Consideration in respect of each Common Share underlying such RSU.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Arrangement Agreement (the "Arrangement Agreement"), dated as of February 6, 2026, by and among SunOpta Inc. ("SunOpta"), Pegasus BidCo B.V. ("Parent") and 2786694 Alberta Ltd. ("Purchaser"), Purchaser acquired all of SunOpta's issued and outstanding common shares in the capital of SunOpta (the "Common Shares") by way of a court-approved statutory plan of arrangement under Section 192 of the Canada Business Corporations Act (the "Arrangement"). At the effective time of the Arrangement (the "Effective Time"), each of SunOpta's issued and outstanding Common Shares were transferred to Purchaser for consideration of $6.50 per share in cash, less applicable withholdings (the "Consideration").

F2: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F3: At the Effective Time, each restricted stock unit ("RSU") held by the reporting person was surrendered in exchange for, subject to any withholding, a cash payment equal to the Consideration in respect of each Common Share underlying such RSU.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2026 Filed May 4, 2026 17:02 UTC SunOpta Inc. STKL · Entity 49798 Disposition to issuerRestricted Stock Unit (RSU) · Derivative 20,193 Not disclosed Not disclosed
Disclosure

SEC source: 0000351834-26-000107 · form4.xml · derivative · entry 2

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,193 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F3 · price: At the Effective Time, each restricted stock unit ("RSU") held by the reporting person was surrendered in exchange for, subject to any withholding, a cash payment equal to the Consideration in respect of each Common Share underlying such RSU.

F3 · derivative.exercise_date: At the Effective Time, each restricted stock unit ("RSU") held by the reporting person was surrendered in exchange for, subject to any withholding, a cash payment equal to the Consideration in respect of each Common Share underlying such RSU.

F3 · derivative.expiration_date: At the Effective Time, each restricted stock unit ("RSU") held by the reporting person was surrendered in exchange for, subject to any withholding, a cash payment equal to the Consideration in respect of each Common Share underlying such RSU.

Read SEC document
May 01, 2026 Filed May 4, 2026 17:02 UTC SunOpta Inc. STKL · Entity 49798 Disposition to issuerCommon Stock 589,862 Not disclosed Not disclosed
Disclosure

SEC source: 0000351834-26-000107 · form4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Arrangement Agreement (the "Arrangement Agreement"), dated as of February 6, 2026, by and among SunOpta Inc. ("SunOpta"), Pegasus BidCo B.V. ("Parent") and 2786694 Alberta Ltd. ("Purchaser"), Purchaser acquired all of SunOpta's issued and outstanding common shares in the capital of SunOpta (the "Common Shares") by way of a court-approved statutory plan of arrangement under Section 192 of the Canada Business Corporations Act (the "Arrangement"). At the effective time of the Arrangement (the "Effective Time"), each of SunOpta's issued and outstanding Common Shares were transferred to Purchaser for consideration of $6.50 per share in cash, less applicable withholdings (the "Consideration").

Read SEC document
April 17, 2026 Filed Apr 21, 2026 01:41 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 3,197 $6.47 $20,684.59
Disclosure

SEC source: 0000351834-26-000091 · form4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 589,862

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
February 09, 2026 Filed Feb 12, 2026 16:34 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 3,248 $6.39 $20,754.72
Disclosure

SEC source: 0000351834-26-000013 · form4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,665

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
October 17, 2025 Filed Oct 21, 2025 11:43 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 3,529 $5.68 $20,044.72
Disclosure

SEC source: 0000351834-25-000005 · form4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,417

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
July 25, 2025 Filed Jul 28, 2025 20:50 UTC SunOpta Inc. STKL · Entity 49798 GrantRestricted Stock Units · Derivative 2,423 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-013192 · form4.xml · derivative · entry 2

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,193

Underlying: Common Shares · 20,193 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F3 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date.

Read SEC document
July 25, 2025 Filed Jul 28, 2025 20:50 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 3,534 $6.64 $23,465.76
Disclosure

SEC source: 0001062993-25-013192 · form4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579,888

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
May 29, 2025 Filed May 30, 2025 20:51 UTC SunOpta Inc. STKL · Entity 49798 Exercise / conversionRestricted Stock Units · Derivative 20,072 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010582 · form4.xml · derivative · entry 3

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 20,072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date.

Read SEC document
May 29, 2025 Filed May 30, 2025 20:51 UTC SunOpta Inc. STKL · Entity 49798 GrantRestricted Stock Units · Derivative 17,770 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010582 · form4.xml · derivative · entry 2

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,770

Underlying: Common Shares · 17,770 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date.

Read SEC document
May 29, 2025 Filed May 30, 2025 20:51 UTC SunOpta Inc. STKL · Entity 49798 Exercise / conversionCommon Shares 20,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-010582 · form4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 576,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

Read SEC document
April 17, 2025 Filed Apr 21, 2025 20:10 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 4,271 $3.90 $16,656.90
Disclosure

SEC source: 0001062993-25-007714 · form4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,282

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 00:04 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 2,656 $7.38 $19,601.28
Disclosure

SEC source: 0001062993-25-001134 · form4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552,011

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
October 18, 2024 Filed Oct 22, 2024 23:12 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 3,183 $6.02 $19,161.66
Disclosure

SEC source: 0001062993-24-017856 · form4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 549,355

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
July 26, 2024 Filed Jul 29, 2024 21:04 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 5,815 $5.23 $30,412.45
Disclosure

SEC source: 0001062993-24-014134 · form4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 546,172

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
May 30, 2024 Filed Jun 1, 2024 00:01 UTC SunOpta Inc. STKL · Entity 49798 Exercise / conversionRestricted Stock Units · Derivative 15,283 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011594 · form4.xml · derivative · entry 3

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 15,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date.

Read SEC document
May 30, 2024 Filed Jun 1, 2024 00:01 UTC SunOpta Inc. STKL · Entity 49798 Exercise / conversionCommon Shares 15,283 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-011594 · form4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 540,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

Read SEC document
May 29, 2024 Filed Jun 1, 2024 00:01 UTC SunOpta Inc. STKL · Entity 49798 GrantRestricted Stock Units · Derivative 20,072 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011594 · form4.xml · derivative · entry 2

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,072

Underlying: Common Shares · 20,072 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date.

Read SEC document
April 19, 2024 Filed Apr 24, 2024 00:39 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 5,331 $5.96 $31,772.76
Disclosure

SEC source: 0001062993-24-008737 · form4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,074

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 22:33 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 6,695 $6.03 $40,370.85
Disclosure

SEC source: 0001062993-24-001619 · form4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 519,743

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 20:25 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 10,869 $3.37 $36,628.53
Disclosure

SEC source: 0001209191-23-053462 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,048

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
July 28, 2023 Filed Jul 31, 2023 20:51 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 5,474 $6.22 $34,048.28
Disclosure

SEC source: 0001209191-23-043846 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 502,179

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:07 UTC SunOpta Inc. STKL · Entity 49798 Exercise / conversionRestricted Stock Units · Derivative 14,018 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035361 · doc4.xml · derivative · entry 2

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 14,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:07 UTC SunOpta Inc. STKL · Entity 49798 Exercise / conversionCommon Shares 14,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-035361 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 496,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 21:10 UTC SunOpta Inc. STKL · Entity 49798 GrantRestricted Stock Units · Derivative 15,283 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033370 · doc4.xml · derivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,283

Underlying: Common Shares · 15,283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 20:09 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 4,757 $8.14 $38,721.98
Disclosure

SEC source: 0001209191-23-025523 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,687

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 21:27 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 4,339 $8.21 $35,623.19
Disclosure

SEC source: 0001209191-23-007284 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,930

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:30 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 GrantCommon Stock 11,439 $0.00 $0.00
Disclosure

SEC source: 0000910406-22-000087 · wf-form4_166906621710853.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,594

F1 · shares: Represents a grant of restricted share units ("RSUs") as compensation under the Issuer's compensation program for non-employee directors. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of November 17, 2023 or the date of the Issuer's 2023 annual meeting of stockholders.

Read SEC document
October 21, 2022 Filed Oct 24, 2022 21:55 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 4,025 $9.93 $39,968.25
Disclosure

SEC source: 0001209191-22-054437 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,591

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
July 29, 2022 Filed Aug 3, 2022 13:54 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 4,386 $8.82 $38,684.52
Disclosure

SEC source: 0001209191-22-044045 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,566

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:09 UTC SunOpta Inc. STKL · Entity 49798 GrantRestricted Stock Units · Derivative 14,018 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035360 · doc4.xml · derivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,018

Underlying: Common Shares · 14,018 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:19 UTC SunOpta Inc. STKL · Entity 49798 Exercise / conversionRestricted Stock Units · Derivative 7,503 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034331 · doc4.xml · derivative · entry 2

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:19 UTC SunOpta Inc. STKL · Entity 49798 Exercise / conversionCommon Shares 7,503 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-034331 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

Read SEC document
April 22, 2022 Filed Apr 27, 2022 01:08 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 7,126 $5.48 $39,050.48
Disclosure

SEC source: 0001209191-22-025706 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,677

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 21:46 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 5,270 $6.95 $36,626.50
Disclosure

SEC source: 0001209191-22-007479 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,551

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 20:07 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 GrantCommon Stock 7,414 $0.00 $0.00
Disclosure

SEC source: 0000910406-21-000048 · wf-form4_163579721092948.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,155

F1 · shares: Represents a grant of restricted stock units as compensation under the Issuer's compensation program for non-employee directors. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units will vest on the earlier of October 28, 2022 or the date of the Issuer's 2022 annual meeting of stockholders.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 22:19 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 4,171 $8.78 $36,621.38
Disclosure

SEC source: 0001209191-21-061690 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,281

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
July 30, 2021 Filed Aug 4, 2021 01:33 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 2,988 $12.26 $36,632.88
Disclosure

SEC source: 0001209191-21-049521 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,110

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 23:38 UTC SunOpta Inc. STKL · Entity 49798 Exercise / conversionRestricted Stock Units · Derivative 19,547 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043165 · doc4.xml · derivative · entry 2

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 19,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 23:38 UTC SunOpta Inc. STKL · Entity 49798 Exercise / conversionCommon Shares 19,547 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-043165 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 01:00 UTC SunOpta Inc. STKL · Entity 49798 GrantRestricted Stock Units · Derivative 7,503 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038054 · doc4.xml · derivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,503

Underlying: Common Shares · 7,503 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 20:08 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 2,468 $14.84 $36,625.12
Disclosure

SEC source: 0001209191-21-028264 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,575

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 02:05 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 3,138 $11.67 $36,620.46
Disclosure

SEC source: 0001209191-21-007018 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,107

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 21:09 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 GrantCommon Stock 8,907 $0.00 $0.00
Disclosure

SEC source: 0000910406-20-000076 · wf-form4_160633855210156.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,741

F1 · shares: Represents a grant of restricted stock units as compensation under the Issuer's compensation program for non-employee directors. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units will vest on the earlier of November 24, 2021 or the date of the Issuer's 2021 annual meeting of stockholders.

Read SEC document
October 23, 2020 Filed Oct 26, 2020 21:19 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 4,728 $7.34 $34,703.52
Disclosure

SEC source: 0001209191-20-055838 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,969

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 23:36 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 6,837 $4.68 $31,997.16
Disclosure

SEC source: 0001209191-20-044897 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,241

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 22:27 UTC SunOpta Inc. STKL · Entity 49798 GrantRestricted Stock Units · Derivative 19,547 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038783 · doc4.xml · derivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,547

Underlying: Common Shares · 19,547 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date.

Read SEC document
June 14, 2020 Filed Jun 17, 2020 00:56 UTC SunOpta Inc. STKL · Entity 49798 Exercise / conversionRestricted Stock Units · Derivative 24,194 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037153 · doc4.xml · derivative · entry 2

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 24,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date.

Read SEC document
June 14, 2020 Filed Jun 17, 2020 00:56 UTC SunOpta Inc. STKL · Entity 49798 Exercise / conversionCommon Shares 24,194 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-037153 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:54 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 15,961 $1.77 $28,250.97
Disclosure

SEC source: 0001209191-20-025975 · doc4.xml · nonDerivative · entry 1

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,210

F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 23:25 UTC SunOpta Inc. STKL · Entity 49798 GrantCommon Shares 12,249 $2.49 $30,500.01
Disclosure

SEC source: 0001209191-20-006598 · doc4.xml · nonDerivative · entry 2

Hollis Richard Dean · CIK 0001469241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,249

F2 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.