Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HAIN CELESTIAL GROUP INCHAIN · Entity 7055 | Director | November 17, 2022 | November 21, 2022 |
| HumanCo Acquisition Corp.HMCOU · Entity 121987 | Director | December 08, 2020 | December 09, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HAIN CELESTIAL GROUP INC
Report date November 17, 2022 · Filed November 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,594 |
Reported balance
After 2022-11-17 transaction · row 1
1 source rowRow 1 · 2022-11-17 · Grant · Acquired 11,439 · Balance 81,594 F1: Represents a grant of restricted share units ("RSUs") as compensation under the Issuer's compensation program for non-employee directors. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of November 17, 2023 or the date of the Issuer's 2023 annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted share units ("RSUs") as compensation under the Issuer's compensation program for non-employee directors. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of November 17, 2023 or the date of the Issuer's 2023 annual meeting of stockholders.
HumanCo Acquisition Corp.
Report date December 08, 2020 · Filed December 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-12-08 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Shares of Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, or earlier at the option of the holder thereof, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-250630) and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, or earlier at the option of the holder thereof, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-250630) and have no expiration date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AdvancePierre Foods Holdings, Inc.
Report date June 06, 2017 · Filed June 07, 2017
Section 16 reporting ended · disclosed 2017-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-06-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-06-06 · Other · Disposed 452,495 · Balance 7,932 Row 2 · 2017-06-07 · Disposition to issuer · Disposed 7,932 · Balance 0 F1: Upon the closing of the merger (the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 25, 2017, by and among AdvancePierre Foods Holdings, Inc. (the "Issuer"), Tyson Foods, Inc. and DVB Merger Sub, Inc., each outstanding share of Issuer common stock ("Common Stock") was cancelled and converted into the right to receive a cash payment of $40.25 per share (the "Merger Consideration"), and each outstanding Issuer restricted stock unit was converted into the right to receive an amount of cash equal to the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon the closing of the merger (the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 25, 2017, by and among AdvancePierre Foods Holdings, Inc. (the "Issuer"), Tyson Foods, Inc. and DVB Merger Sub, Inc., each outstanding share of Issuer common stock ("Common Stock") was cancelled and converted into the right to receive a cash payment of $40.25 per share (the "Merger Consideration"), and each outstanding Issuer restricted stock unit was converted into the right to receive an amount of cash equal to the Merger Consideration.
SunOpta Inc.
Report date May 01, 2026 · Filed May 04, 2026
Section 16 reporting ended · disclosed 2026-05-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-05-01 transaction · row 1
1 source rowRow 1 · 2026-05-01 · Disposition to issuer · Disposed 589,862 · Balance 0 F1: Pursuant to the Arrangement Agreement (the "Arrangement Agreement"), dated as of February 6, 2026, by and among SunOpta Inc. ("SunOpta"), Pegasus BidCo B.V. ("Parent") and 2786694 Alberta Ltd. ("Purchaser"), Purchaser acquired all of SunOpta's issued and outstanding common shares in the capital of SunOpta (the "Common Shares") by way of a court-approved statutory plan of arrangement under Section 192 of the Canada Business Corporations Act (the "Arrangement"). At the effective time of the Arrangement (the "Effective Time"), each of SunOpta's issued and outstanding Common Shares were transferred to Purchaser for consideration of $6.50 per share in cash, less applicable withholdings (the "Consideration"). |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-01 · Disposition to issuer · Disposed 20,193 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F3: At the Effective Time, each restricted stock unit ("RSU") held by the reporting person was surrendered in exchange for, subject to any withholding, a cash payment equal to the Consideration in respect of each Common Share underlying such RSU. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Arrangement Agreement (the "Arrangement Agreement"), dated as of February 6, 2026, by and among SunOpta Inc. ("SunOpta"), Pegasus BidCo B.V. ("Parent") and 2786694 Alberta Ltd. ("Purchaser"), Purchaser acquired all of SunOpta's issued and outstanding common shares in the capital of SunOpta (the "Common Shares") by way of a court-approved statutory plan of arrangement under Section 192 of the Canada Business Corporations Act (the "Arrangement"). At the effective time of the Arrangement (the "Effective Time"), each of SunOpta's issued and outstanding Common Shares were transferred to Purchaser for consideration of $6.50 per share in cash, less applicable withholdings (the "Consideration").
F2: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F3: At the Effective Time, each restricted stock unit ("RSU") held by the reporting person was surrendered in exchange for, subject to any withholding, a cash payment equal to the Consideration in respect of each Common Share underlying such RSU.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2019 Filed Nov 21, 2019 21:46 UTC | HAIN CELESTIAL GROUP INC HAIN · Entity 7055 | GrantCommon Stock | 17,383 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-19-000125 · wf-form4_157437275999067.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,834 F1 · shares: Represents a restricted stock award received as compensation under the Issuer's compensation program for non-employee directors. The award will vest on the earlier of November 19, 2020 or the date of the Issuer's 2020 annual meeting of stockholders. Read SEC document |
| October 25, 2019 Filed Feb 4, 2020 23:25 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 14,721 | $1.84 | $27,086.64 |
DisclosureSEC source: 0001209191-20-006598 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,000 F1 · date: Due to an administrative oversight, the filing was not immediately completed after the date of grant. F2 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 21:38 UTC | SunOpta Inc. STKL · Entity 49798 | PurchaseCommon Shares | 75,360 | $2.08 | $156,952.27 |
DisclosureSEC source: 0001209191-19-045792 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,279 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.03 to $2.11, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| July 19, 2019 Filed Jul 22, 2019 22:43 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 8,815 | $3.29 | $29,001.35 |
DisclosureSEC source: 0001209191-19-042921 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,919 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:59 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 24,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037743 · doc4.xml · derivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,194 Underlying: Common Shares · 24,194 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| May 24, 2019 Filed May 29, 2019 23:25 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 11,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033315 · doc4.xml · derivative · entry 2 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 11,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| May 24, 2019 Filed May 29, 2019 23:25 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 11,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-033315 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 23:37 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 8,381 | $3.46 | $28,998.26 |
DisclosureSEC source: 0001209191-19-026497 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,416 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:19 UTC | SunOpta Inc. STKL · Entity 49798 | PurchaseCommon Shares | 100,000 | $2.68 | $267,750.00 |
DisclosureSEC source: 0001209191-19-014968 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,035 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.60 to $2.75, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| January 17, 2019 Filed Jan 19, 2019 01:05 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 7,555 | $4.18 | $31,579.90 |
DisclosureSEC source: 0001209191-19-004649 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,035 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 21:51 UTC | HAIN CELESTIAL GROUP INC HAIN · Entity 7055 | GrantCommon Stock | 19,094 | $17.44 | $332,999.36 |
DisclosureSEC source: 0000910406-19-000008 · wf-form4_154707066770956.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,451 F1 · shares: Represents a grant of restricted shares of the Issuer's common stock, which will vest on October 29, 2019. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 16:45 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 3,775 | $7.35 | $27,746.25 |
DisclosureSEC source: 0001209191-18-055623 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,480 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 21:29 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 3,214 | $8.40 | $26,997.60 |
DisclosureSEC source: 0001209191-18-042675 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,705 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| May 24, 2018 Filed May 29, 2018 23:34 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 9,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034016 · doc4.xml · derivative · entry 2 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 9,474 shares Expires 2018-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| May 24, 2018 Filed May 29, 2018 23:34 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 9,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-034016 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| May 24, 2018 Filed Jul 16, 2018 21:29 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 11,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042675 · doc4.xml · derivative · entry 2 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,688 Underlying: common shares · 11,688 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · date: Due to an administrative oversight, the filing was not immediately completed after the date of grant. F4 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 21:39 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon shares | 3,626 | $7.10 | $25,744.60 |
DisclosureSEC source: 0001209191-18-024397 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,017 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 23:49 UTC | HAIN CELESTIAL GROUP INC HAIN · Entity 7055 | GrantCommon Stock | 7,357 | $30.99 | $227,993.43 |
DisclosureSEC source: 0000910406-18-000019 · wf-form4_152288571253124.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,357 F1 · shares: Represents a grant of restricted shares of the Issuer's common stock, which will vest in three (3) equal installments on April 2, 2019, 2020 and 2021. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:26 UTC | SunOpta Inc. STKL · Entity 49798 | PurchaseCommon Shares | 25,000 | $7.02 | $175,505.00 |
DisclosureSEC source: 0001209191-18-016210 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,391 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.975 to $7.10, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 21:41 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon shares | 3,646 | $7.75 | $28,256.50 |
DisclosureSEC source: 0001209191-18-003966 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,391 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 11:55 UTC | HAIN CELESTIAL GROUP INC HAIN · Entity 7055 | PurchaseCommon Stock | 10,000 | $35.27 | $352,737.00 |
DisclosureSEC source: 0000910406-17-000115 · wf-form4_151057410116494.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: Represents the weighted average sale price of the common stock purchased by Mr. Hollis on November 10, 2017. The range of stock prices was $35.20 to $35.40. Upon request, Mr. Hollis will provide the Commission staff, the Issuer or a security holder of the Issuer with information regarding the number of shares purchased at each separate price. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 20:07 UTC | SunOpta Inc. STKL · Entity 49798 | PurchaseCommon Shares | 10,000 | $7.65 | $76,500.00 |
DisclosureSEC source: 0001209191-17-060574 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,745 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.525 to $7.74, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| November 08, 2017 Filed Nov 10, 2017 00:33 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 7,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060100 · doc4.xml · derivative · entry 2 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 7,995 shares Expires 2017-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| November 08, 2017 Filed Nov 10, 2017 00:33 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 7,995 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-060100 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 22:56 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 3,103 | $8.70 | $26,996.10 |
DisclosureSEC source: 0001209191-17-057212 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,750 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| July 18, 2017 Filed Jul 20, 2017 18:32 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon shares | 2,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045810 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,647 Read SEC document |
| June 07, 2017 Filed Jun 7, 2017 17:59 UTC | AdvancePierre Foods Holdings, Inc. APFH · Entity 175379 | Disposition to issuerCommon Stock | 7,932 | $40.25 | $319,263.00 |
DisclosureSEC source: 0001209191-17-038390 · doc4.xml · nonDerivative · entry 2 Hollis Richard Dean · CIK 0001469241 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Upon the closing of the merger (the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 25, 2017, by and among AdvancePierre Foods Holdings, Inc. (the "Issuer"), Tyson Foods, Inc. and DVB Merger Sub, Inc., each outstanding share of Issuer common stock ("Common Stock") was cancelled and converted into the right to receive a cash payment of $40.25 per share (the "Merger Consideration"), and each outstanding Issuer restricted stock unit was converted into the right to receive an amount of cash equal to the Merger Consideration. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 17:59 UTC | AdvancePierre Foods Holdings, Inc. APFH · Entity 175379 | OtherCommon Stock | 452,495 | $40.25 | $18,212,923.75 |
DisclosureSEC source: 0001209191-17-038390 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,932 Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:55 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 9,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035791 · doc4.xml · derivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,474 Underlying: common shares · 9,474 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| May 23, 2017 Filed May 25, 2017 16:17 UTC | AdvancePierre Foods Holdings, Inc. APFH · Entity 175379 | GrantCommon Stock | 2,984 | $40.22 | $120,016.48 |
DisclosureSEC source: 0001209191-17-035337 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,427 F1 · security: Annual grant of AdvancePierre Foods Holdings, Inc. (the "Company") restricted stock units made pursuant to the Company's Independent Director Compensation Policy (filed as Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q for the quarter ended October 1, 2016, filed with the SEC on October 9, 2016) made in connection with the election or reelection of such director at the Company's 2017 annual meeting of stockholders. F2 · security: Award of restricted stock units under the AdvancePierre Foods Holdings, Inc. 2009 Omnibus Equity Incentive Plan, which vest 1/3 per year over 3 years. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 16:31 UTC | AdvancePierre Foods Holdings, Inc. APFH · Entity 175379 | GrantCommon Stock | 1,163 | $30.31 | $35,250.53 |
DisclosureSEC source: 0001209191-17-020527 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,443 F1 · security: Represents non-employee director compensation, paid in arrears in shares of Common Stock with a fair market value of $35,250, value based on the closing price of the Common Stock on March 13, 2017. Read SEC document |
| November 11, 2016 Filed Nov 16, 2016 00:08 UTC | SunOpta Inc. STKL · Entity 49798 | Purchasecommon shares | 50,000 | $6.55 | $327,500.00 |
DisclosureSEC source: 0001209191-16-150319 · doc4.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.40 to $6.65, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 22:59 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 7,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149441 · doc4.xml · derivative · entry 2 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,962 Underlying: common shares · 7,995 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 22:59 UTC | SunOpta Inc. STKL · Entity 49798 | GrantStock Option (right to buy) · Derivative | 15,967 | $0.00 Strike: $6.65 | $0.00 |
DisclosureSEC source: 0001209191-16-149441 · doc4.xml · derivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,967 Underlying: common shares · 15,967 shares Expires 2026-11-08 Read SEC document |
| October 14, 2016 Filed Oct 14, 2016 14:57 UTC | AdvancePierre Foods Holdings, Inc. APFH · Entity 175379 | GrantCommon Stock | 2,526 | $27.91 | $70,500.66 |
DisclosureSEC source: 0001179110-16-030712 · edgar.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,280 F1 · security: Represents non-employee director compensation, paid in arrears in shares of Common Stock with a fair market value of $70,500, valued based on the closing price of the Common Stock on October 13, 2016. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 15:10 UTC | AdvancePierre Foods Holdings, Inc. APFH · Entity 175379 | GrantCommon Stock | 1,389 | $25.39 | $35,266.71 |
DisclosureSEC source: 0001179110-16-029666 · edgar.xml · nonDerivative · entry 1 Hollis Richard Dean · CIK 0001469241 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,754 F1 · security: Represents non-employee director compensation, paid in arrears in shares of Common Stock with a fair market value of $35,250, valued based on the closing price of the Common Stock on September 13, 2016, the day immediately following the date by which each non-employee director was required to elect to receive Common Stock of the Company in lieu of a cash retainer for the applicable period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.