person · Reporting owner

Palatnik Kevin S.

Disclosed activity across 4 companies

Tapewire entity: 49733
SEC CIK: 0001433762

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
COHERENT INCCOHR · Entity 125737	Chief Financial Officer	July 01, 2022	July 01, 2022
LANTRONIX INCLTRX · Entity 1667	Director	May 04, 2026	May 05, 2026
Parabellum Acquisition Corp.PRBM.U · Entity 112799	Director	September 27, 2021	September 28, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COHERENT INC

Report date July 01, 2022 · Filed July 01, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2022-07-01 transaction · row 1 1 source row Row 1 · 2022-07-01 · Disposition to issuer · Disposed 43,808 · Balance 0 F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger"). F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer.
Performance Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2022-07-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-07-01 · Disposition to issuer · Disposed 12,522 · Balance 0 F3: Reflects performance-based restricted stock units ("PSUs"). Each PSU outstanding immediately prior to the Effective Time was converted into an award of time-based restricted stock units of Buyer (each, a "Converted RSU") covering a number of shares of Buyer common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of Issuer common stock subject to such award of Issuer PSUs based on the greater of the target or actual level of achievement of such goals or metrics immediately prior to the Effective Time, as determined by the Issuer and (y) the sum of (A) 0.91 and F4: (B) the quotient obtained by dividing (i) the $220.00 Cash Consideration by (ii) the volume weighted average price of a share of Buyer common stock for a ten trading day period, starting with the opening of trading on the 11th trading day prior to the closing date of the Merger (the "Closing Date") to the closing of trading on the second to last trading day prior to the Closing Date, as reported by Bloomberg. F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger").

Filing footnotes · ownership attribution and instrument terms

F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer.

F3: Reflects performance-based restricted stock units ("PSUs"). Each PSU outstanding immediately prior to the Effective Time was converted into an award of time-based restricted stock units of Buyer (each, a "Converted RSU") covering a number of shares of Buyer common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of Issuer common stock subject to such award of Issuer PSUs based on the greater of the target or actual level of achievement of such goals or metrics immediately prior to the Effective Time, as determined by the Issuer and (y) the sum of (A) 0.91 and

F4: (B) the quotient obtained by dividing (i) the $220.00 Cash Consideration by (ii) the volume weighted average price of a share of Buyer common stock for a ten trading day period, starting with the opening of trading on the 11th trading day prior to the closing date of the Merger (the "Closing Date") to the closing of trading on the second to last trading day prior to the Closing Date, as reported by Bloomberg.

LANTRONIX INC

Report date May 04, 2026 · Filed May 05, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	48,139	Reported balance After 2026-05-04 transaction · row 1 1 source row Row 1 · 2026-05-04 · Exercise / conversion · Acquired 8,540 · Balance 48,139 F1: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 4, 2025 (the "Grant Date").
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	8,541	Reported balance After 2026-05-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-05-04 · Exercise / conversion · Acquired 8,540 · Balance 8,541 F2: RSUs convert into common stock on a one-for-one basis. F3: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Filing footnotes · ownership attribution and instrument terms

F1: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 4, 2025 (the "Grant Date").

F2: RSUs convert into common stock on a one-for-one basis.

F3: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Parabellum Acquisition Corp.

Report date September 27, 2021 · Filed September 28, 2021

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ADESTO TECHNOLOGIES Corp

Report date June 29, 2020 · Filed July 02, 2020

Section 16 reporting ended · disclosed 2020-07-02. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2020-06-29 transaction · row 1 1 source row Row 1 · 2020-06-29 · Other · Disposed 27,848 · Balance 0 F1: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash.
Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2025-09-28	Direct	0	Reported balance After 2020-06-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2020-06-29 · Disposition to issuer · Disposed 3,030 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Filing footnotes · ownership attribution and instrument terms

F1: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash.

F2: Pursuant to the Merger Agreement, at the Effective Time, each Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 04, 2026 Filed May 5, 2026 20:57 UTC	LANTRONIX INC LTRX · Entity 1667	Exercise / conversionRestricted Stock Units · Derivative	8,540	$0.00	$0.00	Disclosure SEC source: 0001683168-26-003499 · ownership.xml · derivative · entry 2 Palatnik Kevin S. · CIK 0001433762 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,541 Underlying: Common Stock · 8,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document
May 04, 2026 Filed May 5, 2026 20:57 UTC	LANTRONIX INC LTRX · Entity 1667	Exercise / conversionCommon Stock	8,540	$0.00	$0.00	Disclosure SEC source: 0001683168-26-003499 · ownership.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 4, 2025 (the "Grant Date"). Read SEC document
November 04, 2025 Filed Nov 6, 2025 02:54 UTC	LANTRONIX INC LTRX · Entity 1667	GrantRestricted Stock Units · Derivative	17,081	$0.00	$0.00	Disclosure SEC source: 0001683168-25-007996 · ownership.xml · derivative · entry 3 Palatnik Kevin S. · CIK 0001433762 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,081 Underlying: Common Stock · 17,081 shares Expires not disclosed F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document
November 03, 2025 Filed Nov 6, 2025 02:54 UTC	LANTRONIX INC LTRX · Entity 1667	Exercise / conversionRestricted Stock Units · Derivative	9,800	$0.00	$0.00	Disclosure SEC source: 0001683168-25-007996 · ownership.xml · derivative · entry 2 Palatnik Kevin S. · CIK 0001433762 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document
November 03, 2025 Filed Nov 6, 2025 02:54 UTC	LANTRONIX INC LTRX · Entity 1667	Exercise / conversionCommon Stock	9,800	$0.00	$0.00	Disclosure SEC source: 0001683168-25-007996 · ownership.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2024 (the "Grant Date"). Read SEC document
May 05, 2025 Filed May 6, 2025 23:46 UTC	LANTRONIX INC LTRX · Entity 1667	Exercise / conversionRestricted Stock Units · Derivative	9,799	$0.00	$0.00	Disclosure SEC source: 0001683168-25-003191 · ownership.xml · derivative · entry 2 Palatnik Kevin S. · CIK 0001433762 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,800 Underlying: Common Stock · 9,799 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document
May 05, 2025 Filed May 6, 2025 23:46 UTC	LANTRONIX INC LTRX · Entity 1667	Exercise / conversionCommon Stock	9,799	$0.00	$0.00	Disclosure SEC source: 0001683168-25-003191 · ownership.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2024 (the "Grant Date"). Read SEC document
February 28, 2025 Filed Mar 4, 2025 12:53 UTC	LANTRONIX INC LTRX · Entity 1667	PurchaseCommon Stock	20,000	$2.54	$50,750.00	Disclosure SEC source: 0001683168-25-001314 · ownership.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.53 to $2.54. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
November 05, 2024 Filed Nov 6, 2024 22:00 UTC	LANTRONIX INC LTRX · Entity 1667	GrantRestricted Stock Units · Derivative	19,599	$0.00	$0.00	Disclosure SEC source: 0001683168-24-007690 · ownership.xml · derivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,599 Underlying: Common Stock · 19,599 shares Expires not disclosed F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F2 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document
July 01, 2022 Filed Jul 1, 2022 16:32 UTC	COHERENT INC COHR · Entity 125737	Disposition to issuerPerformance Restricted Stock Units · Derivative	12,522	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-22-076873 · tm2220124-13_4seq1.xml · derivative · entry 2 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F3 · derivative.exercise_price: Reflects performance-based restricted stock units ("PSUs"). Each PSU outstanding immediately prior to the Effective Time was converted into an award of time-based restricted stock units of Buyer (each, a "Converted RSU") covering a number of shares of Buyer common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of Issuer common stock subject to such award of Issuer PSUs based on the greater of the target or actual level of achievement of such goals or metrics immediately prior to the Effective Time, as determined by the Issuer and (y) the sum of (A) 0.91 and F4 · derivative.exercise_price: (B) the quotient obtained by dividing (i) the $220.00 Cash Consideration by (ii) the volume weighted average price of a share of Buyer common stock for a ten trading day period, starting with the opening of trading on the 11th trading day prior to the closing date of the Merger (the "Closing Date") to the closing of trading on the second to last trading day prior to the Closing Date, as reported by Bloomberg. F1 · kind: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger"). F3 · price: Reflects performance-based restricted stock units ("PSUs"). Each PSU outstanding immediately prior to the Effective Time was converted into an award of time-based restricted stock units of Buyer (each, a "Converted RSU") covering a number of shares of Buyer common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of Issuer common stock subject to such award of Issuer PSUs based on the greater of the target or actual level of achievement of such goals or metrics immediately prior to the Effective Time, as determined by the Issuer and (y) the sum of (A) 0.91 and F4 · price: (B) the quotient obtained by dividing (i) the $220.00 Cash Consideration by (ii) the volume weighted average price of a share of Buyer common stock for a ten trading day period, starting with the opening of trading on the 11th trading day prior to the closing date of the Merger (the "Closing Date") to the closing of trading on the second to last trading day prior to the Closing Date, as reported by Bloomberg. F3 · derivative.exercise_date: Reflects performance-based restricted stock units ("PSUs"). Each PSU outstanding immediately prior to the Effective Time was converted into an award of time-based restricted stock units of Buyer (each, a "Converted RSU") covering a number of shares of Buyer common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of Issuer common stock subject to such award of Issuer PSUs based on the greater of the target or actual level of achievement of such goals or metrics immediately prior to the Effective Time, as determined by the Issuer and (y) the sum of (A) 0.91 and F4 · derivative.exercise_date: (B) the quotient obtained by dividing (i) the $220.00 Cash Consideration by (ii) the volume weighted average price of a share of Buyer common stock for a ten trading day period, starting with the opening of trading on the 11th trading day prior to the closing date of the Merger (the "Closing Date") to the closing of trading on the second to last trading day prior to the Closing Date, as reported by Bloomberg. F3 · derivative.expiration_date: Reflects performance-based restricted stock units ("PSUs"). Each PSU outstanding immediately prior to the Effective Time was converted into an award of time-based restricted stock units of Buyer (each, a "Converted RSU") covering a number of shares of Buyer common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of Issuer common stock subject to such award of Issuer PSUs based on the greater of the target or actual level of achievement of such goals or metrics immediately prior to the Effective Time, as determined by the Issuer and (y) the sum of (A) 0.91 and F4 · derivative.expiration_date: (B) the quotient obtained by dividing (i) the $220.00 Cash Consideration by (ii) the volume weighted average price of a share of Buyer common stock for a ten trading day period, starting with the opening of trading on the 11th trading day prior to the closing date of the Merger (the "Closing Date") to the closing of trading on the second to last trading day prior to the Closing Date, as reported by Bloomberg. Read SEC document
July 01, 2022 Filed Jul 1, 2022 16:32 UTC	COHERENT INC COHR · Entity 125737	Disposition to issuerCommon Stock	43,808	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-22-076873 · tm2220124-13_4seq1.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger"). F2 · price: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer. Read SEC document
April 29, 2022 Filed May 25, 2022 16:08 UTC	COHERENT INC COHR · Entity 125737	GrantCommon Stock	97	$218.20	$21,165.74	Disclosure SEC source: 0001209191-22-031848 · doc4.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,808 F1 · kind: Shares were acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document
December 14, 2021 Filed Dec 16, 2021 16:10 UTC	COHERENT INC COHR · Entity 125737	Tax withholdingCommon Stock	6,576	$263.44	$1,732,381.44	Disclosure SEC source: 0001209191-21-069948 · doc4.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,711 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Read SEC document
November 15, 2021 Filed Nov 17, 2021 16:33 UTC	COHERENT INC COHR · Entity 125737	Tax withholdingCommon Stock	2,494	$258.45	$644,574.30	Disclosure SEC source: 0001209191-21-065112 · doc4.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,287 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. F2 · balance_after: Includes 13,258 Restricted Stock Units. Read SEC document
November 13, 2021 Filed Nov 16, 2021 19:15 UTC	COHERENT INC COHR · Entity 125737	GrantPerformance Restricted Stock Units · Derivative	3,666	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-21-064893 · doc4.xml · derivative · entry 3 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Comon Stock · 3,666 shares Expires 2021-11-13 F3 · derivative.exercise_date: This Performance Restricted Stock Unit award vested after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 1000 Index for the 90 trading days on and prior to November 13, 2021 versus the same 90 trading day period ending November 13, 2018. The number of shares reflects achievement of 72% of the number of RSUs at target. Read SEC document
November 13, 2021 Filed Nov 16, 2021 19:15 UTC	COHERENT INC COHR · Entity 125737	Tax withholdingCommon Stock	2,570	$259.00	$665,630.00	Disclosure SEC source: 0001209191-21-064893 · doc4.xml · nonDerivative · entry 2 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,781 F2 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units and performance restricted stock units. F1 · balance_after: Includes 18,285 Restricted Stock Units. Read SEC document
November 13, 2021 Filed Nov 16, 2021 19:15 UTC	COHERENT INC COHR · Entity 125737	Exercise / conversionCommon Stock	3,666	$0.00	$0.00	Disclosure SEC source: 0001209191-21-064893 · doc4.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 18,285 Restricted Stock Units. Read SEC document
October 03, 2021 Filed Oct 5, 2021 16:13 UTC	COHERENT INC COHR · Entity 125737	GrantCommon Stock	5,926	$0.00	$0.00	Disclosure SEC source: 0001209191-21-059361 · doc4.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,685 F1 · shares: On October 3, 2021 the Reporting Person was granted 5,926 Restricted Stock Units which will vest in three equal installments on each of October 3, 2022, October 3, 2023 and October 3, 2024. F2 · balance_after: Includes 20,042 Restricted Stock Units. Read SEC document
April 30, 2021 Filed May 10, 2021 17:13 UTC	COHERENT INC COHR · Entity 125737	GrantCommon Stock	206	$103.33	$21,286.91	Disclosure SEC source: 0001179110-21-005086 · edgar.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,759 F1 · kind: Shares acquired by the Reporting Person on April 30, 2021 pursuant to the Company's Employee Stock Purchase Plan. F2 · balance_after: Includes 14,116 Restricted Stock Units. Read SEC document
January 20, 2021 Filed Jan 22, 2021 20:52 UTC	COHERENT INC COHR · Entity 125737	GrantCommon Stock	5,514	$0.00	$0.00	Disclosure SEC source: 0001179110-21-000806 · edgar.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,553 F1 · shares: On January 20, 2021 the Reporting Person was granted 5,514 Restricted Stock Units which will vest as to one half of the shares granted on the earlier of the closing date of the acquisition of the Company by Lumentum or January 20, 2022 and one half on January 20, 2023, subject to the Reporting Person's continued service through the applicable vesting dates. F2 · balance_after: Includes 14,116 Restricted Stock Units. Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:43 UTC	COHERENT INC COHR · Entity 125737	Tax withholdingCommon Stock	559	$121.77	$68,069.43	Disclosure SEC source: 0001179110-20-011669 · edgar.xml · nonDerivative · entry 2 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,039 F2 · balance_after: Includes 8,602 Restricted Stock Units. Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:43 UTC	COHERENT INC COHR · Entity 125737	GrantCommon Stock	1,615	$0.00	$0.00	Disclosure SEC source: 0001179110-20-011669 · edgar.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,598 F1 · shares: The Reporting Person acquired these shares in connection with the certified achievement of certain performance criteria pursuant to the terms of performance-based restricted stock units granted by the Issuer on April 25, 2020. F2 · balance_after: Includes 8,602 Restricted Stock Units. Read SEC document
November 15, 2020 Filed Nov 17, 2020 17:03 UTC	COHERENT INC COHR · Entity 125737	Tax withholdingCommon Stock	629	$119.54	$75,190.66	Disclosure SEC source: 0001179110-20-011167 · edgar.xml · nonDerivative · entry 2 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,983 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. F3 · balance_after: Includes 8,602 Restricted Stock Units. Read SEC document
November 13, 2020 Filed Nov 17, 2020 17:03 UTC	COHERENT INC COHR · Entity 125737	Tax withholdingCommon Stock	608	$119.54	$72,680.32	Disclosure SEC source: 0001179110-20-011167 · edgar.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,612 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. F2 · balance_after: Includes 10,420 Restricted Stock Units. Read SEC document
November 03, 2020 Filed Nov 5, 2020 16:56 UTC	COHERENT INC COHR · Entity 125737	Tax withholdingCommon Stock	346	$123.87	$42,859.02	Disclosure SEC source: 0001179110-20-010841 · edgar.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,220 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. F2 · balance_after: Includes 12,177 Restricted Stock Units. Read SEC document
June 29, 2020 Filed Jul 2, 2020 01:17 UTC	ADESTO TECHNOLOGIES Corp IOTS · Entity 12356	Disposition to issuerDirector Stock Option (right to buy) · Derivative	3,030	Not disclosed Strike: $10.00	Not disclosed	Disclosure SEC source: 0001209191-20-039975 · doc4.xml · derivative · entry 2 Palatnik Kevin S. · CIK 0001433762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,030 shares Expires 2025-09-28 F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. Read SEC document
June 29, 2020 Filed Jul 2, 2020 01:17 UTC	ADESTO TECHNOLOGIES Corp IOTS · Entity 12356	OtherCommon Stock	27,848	$12.55	$349,492.40	Disclosure SEC source: 0001209191-20-039975 · doc4.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash. Read SEC document
April 30, 2020 Filed Jun 5, 2020 17:19 UTC	COHERENT INC COHR · Entity 125737	GrantCommon Stock	159	$108.69	$17,281.63	Disclosure SEC source: 0001179110-20-007053 · edgar.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,566 F1 · kind: Shares acquired by the Reporting Person on April 30, 2020 pursuant to the Company's Employee Stock Purchase Plan. F2 · balance_after: Includes 13,176 Restricted Stock Units. Read SEC document
April 17, 2020 Filed Apr 21, 2020 19:47 UTC	COHERENT INC COHR · Entity 125737	GrantPerformance Restricted Stock Units · Derivative	1,807	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-20-005019 · edgar.xml · derivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,807 Underlying: Common Stock · 1,807 shares Expires 2023-04-06 F1 · derivative.exercise_date: This Performance Restricted Stock Unit ("PRSU") award vests April 6, 2023 based on the relative performance of the underlying stock versus the Russell 1000 Index for the 20 trading days on and prior to April 6, 2023 versus the 20 trading day period beginning April 6, 2020. The number of shares in the table reflects the number of PRSUs at target. The actual range of PRSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. Read SEC document
November 15, 2019 Filed Nov 19, 2019 17:09 UTC	COHERENT INC COHR · Entity 125737	GrantPerformance Restrictd Stock Units · Derivative	4,454	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-19-011862 · edgar.xml · derivative · entry 10 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,454 Underlying: Common Stock · 4,454 shares Expires 2022-11-15 F7 · derivative.exercise_date: This Performance Restricted Stock Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 1000 Index for the 90 trading days on and prior to November 15, 2022 versus the same 90 trading day period ending November 15, 2019. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. Read SEC document
November 15, 2019 Filed Nov 19, 2019 17:09 UTC	COHERENT INC COHR · Entity 125737	Exercise / conversionPerformance Restricted Stock Units · Derivative	5,103	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-19-011862 · edgar.xml · derivative · entry 9 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,103 shares Expires 2019-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This Performance Restricted Stock Unit award vested on the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 15, 2019 versus the same 90 trading day period ending November 15, 2016. The number of shares in the table reflects the target number of achieved RSUs. The actual range of RSUs was 0-200% of the target number, depending upon the achievement results at the measurement date. Read SEC document
November 15, 2019 Filed Nov 19, 2019 17:09 UTC	COHERENT INC COHR · Entity 125737	Exercise / conversionRestricted Stock Units · Derivative	1,701	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-19-011862 · edgar.xml · derivative · entry 8 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,103 Underlying: Common Stock · 1,701 shares Expires 2019-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 15, 2019 Filed Nov 19, 2019 17:09 UTC	COHERENT INC COHR · Entity 125737	GrantCommon Stock	3,209	$0.00	$0.00	Disclosure SEC source: 0001179110-19-011862 · edgar.xml · nonDerivative · entry 7 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,407 F4 · shares: On November 15, 2019 the Reporting Person was granted 3,209 Restricted Stock Units which will vest on November 15, 2021. F5 · balance_after: Includes 13,176 Restricted Stock Units. Read SEC document
November 15, 2019 Filed Nov 19, 2019 17:09 UTC	COHERENT INC COHR · Entity 125737	GrantCommon Stock	5,454	$0.00	$0.00	Disclosure SEC source: 0001179110-19-011862 · edgar.xml · nonDerivative · entry 6 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,198 F3 · shares: On November 15, 2019 the Reporting Person was granted 5,454 Restricted Stock Units which will vest in three equal installments on each of November 15, 2020, November 15, 2021 and November 15, 2022. Read SEC document
November 15, 2019 Filed Nov 19, 2019 17:09 UTC	COHERENT INC COHR · Entity 125737	Tax withholdingCommon Stock	3,239	$155.84	$504,765.76	Disclosure SEC source: 0001179110-19-011862 · edgar.xml · nonDerivative · entry 5 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,744 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Read SEC document
November 15, 2019 Filed Nov 19, 2019 17:09 UTC	COHERENT INC COHR · Entity 125737	GrantCommon Stock	1,429	$0.00	$0.00	Disclosure SEC source: 0001179110-19-011862 · edgar.xml · nonDerivative · entry 4 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,983 F2 · shares: Additional shares acquired pursuant to the achievement of 128% of the performance criteria beyond the target number, as described in footnote (6) on Table II. Read SEC document
November 15, 2019 Filed Nov 19, 2019 17:09 UTC	COHERENT INC COHR · Entity 125737	Exercise / conversionCommon Stock	5,103	$0.00	$0.00	Disclosure SEC source: 0001179110-19-011862 · edgar.xml · nonDerivative · entry 3 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 15, 2019 Filed Nov 19, 2019 17:09 UTC	COHERENT INC COHR · Entity 125737	Tax withholdingCommon Stock	844	$155.84	$131,528.96	Disclosure SEC source: 0001179110-19-011862 · edgar.xml · nonDerivative · entry 2 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,451 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Read SEC document
November 15, 2019 Filed Nov 19, 2019 17:09 UTC	COHERENT INC COHR · Entity 125737	Exercise / conversionCommon Stock	1,701	$0.00	$0.00	Disclosure SEC source: 0001179110-19-011862 · edgar.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 13, 2019 Filed Nov 15, 2019 16:26 UTC	COHERENT INC COHR · Entity 125737	Tax withholdingCommon Stock	749	$153.81	$115,203.69	Disclosure SEC source: 0001179110-19-011753 · edgar.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,594 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. F2 · balance_after: Includes 4,513 Restricted Stock Units. Read SEC document
November 03, 2019 Filed Nov 5, 2019 17:58 UTC	COHERENT INC COHR · Entity 125737	Tax withholdingCommon Stock	346	$157.47	$54,484.62	Disclosure SEC source: 0001179110-19-011446 · edgar.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,343 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. F2 · balance_after: Includes 6,270 Restricted Stock Units. Read SEC document
June 04, 2019 Filed Jun 6, 2019 22:31 UTC	ADESTO TECHNOLOGIES Corp IOTS · Entity 12356	GrantCommon Stock	7,662	$0.00	$0.00	Disclosure SEC source: 0001567619-19-012982 · doc1.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,848 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no considerations. 100% of the RSUs will vest on June 4, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document
April 30, 2019 Filed May 2, 2019 16:39 UTC	COHERENT INC COHR · Entity 125737	GrantCommon Stock	186	$114.04	$21,212.28	Disclosure SEC source: 0001179110-19-005406 · edgar.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,689 F1 · kind: Shares acquired by the Reporting Person on April 30, 2019 pursuant to the Company's Employee Stock Purchase Plan. F2 · balance_after: Includes 7,269 Restricted Stock Units. Read SEC document
February 22, 2019 Filed Feb 25, 2019 16:28 UTC	COHERENT INC COHR · Entity 125737	Exercise / conversionRestricted Stock Units · Derivative	5,250	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-19-002491 · edgar.xml · derivative · entry 3 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,804 Underlying: Common Stock · 5,250 shares Expires 2019-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 22, 2019 Filed Feb 25, 2019 16:28 UTC	COHERENT INC COHR · Entity 125737	Tax withholdingCommon Stock	1,837	$136.59	$250,915.83	Disclosure SEC source: 0001179110-19-002491 · edgar.xml · nonDerivative · entry 2 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,503 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. F2 · balance_after: Includes 7,269 Restricted Stock Units. Read SEC document
February 22, 2019 Filed Feb 25, 2019 16:28 UTC	COHERENT INC COHR · Entity 125737	Exercise / conversionCommon Stock	5,250	$0.00	$0.00	Disclosure SEC source: 0001179110-19-002491 · edgar.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 15, 2018 Filed Nov 16, 2018 17:10 UTC	COHERENT INC COHR · Entity 125737	Exercise / conversionRestricted Stock Units · Derivative	1,701	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-18-012956 · edgar.xml · derivative · entry 3 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,054 Underlying: Common Stock · 1,701 shares Expires 2018-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 15, 2018 Filed Nov 16, 2018 17:10 UTC	COHERENT INC COHR · Entity 125737	Tax withholdingCommon Stock	844	$135.42	$114,294.48	Disclosure SEC source: 0001179110-18-012956 · edgar.xml · nonDerivative · entry 2 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,090 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. F2 · balance_after: Includes 7,269 Restricted Stock Units. Read SEC document
November 15, 2018 Filed Nov 16, 2018 17:10 UTC	COHERENT INC COHR · Entity 125737	Exercise / conversionCommon Stock	1,701	$0.00	$0.00	Disclosure SEC source: 0001179110-18-012956 · edgar.xml · nonDerivative · entry 1 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 13, 2018 Filed Nov 15, 2018 17:10 UTC	COHERENT INC COHR · Entity 125737	GrantPerformance Restricted Stock Units · Derivative	5,092	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-18-012896 · edgar.xml · derivative · entry 6 Palatnik Kevin S. · CIK 0001433762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,092 Underlying: Comon Stock · 5,092 shares Expires 2021-11-13 F6 · derivative.exercise_date: This Performance Restricted Stock Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 1000 Index for the 90 trading days on and prior to November 13, 2021 versus the same 90 trading day period ending November 13, 2018. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.