Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aqua Metals, Inc.AQMS · Entity 7979 | Chief Financial Officer | February 23, 2018 | February 23, 2018 |
| Avinger IncAVGR · Entity 83897 | Chief Financial Officer | September 18, 2021 | September 20, 2021 |
| Ouster, Inc.OUST · Entity 4380 | Chief Financial Officer | December 12, 2024 | December 17, 2024 |
| Turtle Beach CorpTBCH · Entity 6255 | Chief Financial Officer | May 03, 2026 | May 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aqua Metals, Inc.
Report date February 23, 2018 · Filed February 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,219 |
Reported balance
After 2018-02-23 transaction · row 1
1 source rowRow 1 · 2018-02-23 · Grant · Acquired 192 · Balance 2,219 F1: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).
Avinger Inc
Report date September 18, 2021 · Filed September 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 80,382 |
Reported balance
After 2021-09-18 transaction · row 1
1 source rowRow 1 · 2021-09-18 · Exercise / conversion · Acquired 16,667 · Balance 80,382 F1: Restricted stock units convert into Common Stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,667 |
Reported balance
After 2021-09-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-09-18 · Exercise / conversion · Disposed 16,667 · Balance 16,667 F1: Restricted stock units convert into Common Stock on a one-for-one basis. F2: On September 18, 2020, the reporting person was granted 50,000 Restricted Stock Units, vesting in three equal installments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Common Stock on a one-for-one basis.
F2: On September 18, 2020, the reporting person was granted 50,000 Restricted Stock Units, vesting in three equal installments beginning on the first anniversary of the grant date.
Ouster, Inc.
Report date December 12, 2024 · Filed December 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 173,960 |
Reported balance
After 2024-12-12 transaction · row 1
1 source rowRow 1 · 2024-12-12 · Sale · Disposed 19,712 · Balance 173,960 F1: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock awards in a trade that was initiated by the Issuer on the Reporting Person's behalf. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock awards in a trade that was initiated by the Issuer on the Reporting Person's behalf.
Turtle Beach Corp
Report date May 03, 2026 · Filed May 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,641 |
Ending reported balance
After 2026-05-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-03 · Exercise / conversion · Acquired 6,688 · Balance 23,045 F1: Restricted stock units ("RSUs") were converted into common stock on a one-for-one basis. Row 2 · 2026-05-03 · Tax withholding · Disposed 2,404 · Balance 20,641 F2: Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs awarded to the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 73,574 |
Reported balance
After 2026-05-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-03 · Exercise / conversion · Disposed 6,688 · Balance 73,574 F3: The securities are RSUs units representing a contingent right to receive one share of Turtle Beach Corporation common stock or, cash with a value equal to the fair market value of the underlying common stock or, a combination thereof. F4: These RSUs vest in equal quarterly installments until February 3, 2029. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,338 |
Reported balance
Holding disclosure · report date 2026-05-03 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 7,338 F3: The securities are RSUs units representing a contingent right to receive one share of Turtle Beach Corporation common stock or, cash with a value equal to the fair market value of the underlying common stock or, a combination thereof. F5: One-quarter of these RSUs will vest on April 1, 2027, with the remainder of the RSUs vesting in equal annual installments until April 1, 2030. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") were converted into common stock on a one-for-one basis.
F2: Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs awarded to the reporting person.
F3: The securities are RSUs units representing a contingent right to receive one share of Turtle Beach Corporation common stock or, cash with a value equal to the fair market value of the underlying common stock or, a combination thereof.
F4: These RSUs vest in equal quarterly installments until February 3, 2029.
F5: One-quarter of these RSUs will vest on April 1, 2027, with the remainder of the RSUs vesting in equal annual installments until April 1, 2030.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Velodyne Lidar, Inc.
Report date February 10, 2023 · Filed February 13, 2023
Section 16 reporting ended · disclosed 2023-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 963,286 |
Reported balance
After 2023-02-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-02-10 · Disposition to issuer · Disposed 654,587 · Balance 963,286 F1: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger"). F2: At the effective time of the Merger (the "Effective Time"), each performance-based restricted stock award was deemed to be met at the target level of achievement of the performance goals, resulting in a forfeiture of shares above the target level. F3: Includes 15,000 and 13,162 shares of common stock acquired pursuant to the Company's 2020 Employee Stock Purchase Plan acquired by the Reporting Person on January 23, 2023 and November 30, 2022, respectively |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-02-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-02-10 · Disposition to issuer · Disposed 963,286 · Balance 0 F4: At the Effective Time, each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger").
F2: At the effective time of the Merger (the "Effective Time"), each performance-based restricted stock award was deemed to be met at the target level of achievement of the performance goals, resulting in a forfeiture of shares above the target level.
F3: Includes 15,000 and 13,162 shares of common stock acquired pursuant to the Company's 2020 Employee Stock Purchase Plan acquired by the Reporting Person on January 23, 2023 and November 30, 2022, respectively
F4: At the Effective Time, each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2020 Filed Feb 3, 2020 22:33 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 1,639 | $0.61 | $999.79 |
DisclosureSEC source: 0001593968-20-000305 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,261 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 20:32 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 952 | $1.05 | $999.60 |
DisclosureSEC source: 0001593968-20-000151 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,622 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 01:10 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 877 | $1.14 | $999.78 |
DisclosureSEC source: 0001593968-20-000020 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,670 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| December 15, 2019 Filed Dec 17, 2019 18:31 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 793 | $1.26 | $999.18 |
DisclosureSEC source: 0001593968-19-002324 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,793 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| November 30, 2019 Filed Dec 3, 2019 17:55 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 662 | $1.51 | $999.62 |
DisclosureSEC source: 0001593968-19-002249 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 01:14 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 1,069 | $0.93 | $999.30 |
DisclosureSEC source: 0001593968-19-002168 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,338 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 18:07 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 793 | $1.26 | $999.10 |
DisclosureSEC source: 0001593968-19-002062 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,269 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 16:47 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 1,250 | $0.80 | $999.75 |
DisclosureSEC source: 0001593968-19-001994 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,476 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 17:50 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 1,217 | $0.82 | $999.40 |
DisclosureSEC source: 0001593968-19-001952 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,226 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 22:03 UTC | Avinger Inc AVGR · Entity 83897 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001905 · primary_01.xml · derivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AVGR common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning September 18, 2020. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning September 18, 2020. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 21:41 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 884 | $1.13 | $998.92 |
DisclosureSEC source: 0001593968-19-001887 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,009 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 18:19 UTC | Avinger Inc AVGR · Entity 83897 | Exercise / conversionRestricted Stock Unit · Derivative | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001864 · primary_01.xml · derivative · entry 2 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,666 Underlying: Common Stock · 8,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On September 5, 2018, the reporting person was granted 25,000 Restricted Stock Units, vesting in three equal installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On September 5, 2018, the reporting person was granted 25,000 Restricted Stock Units, vesting in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 18:19 UTC | Avinger Inc AVGR · Entity 83897 | Exercise / conversionCommon Stock | 8,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-19-001864 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:31 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 892 | $1.12 | $999.04 |
DisclosureSEC source: 0001593968-19-001832 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,791 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 19:41 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 657 | $1.52 | $998.64 |
DisclosureSEC source: 0001593968-19-001740 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,899 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 23:16 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 518 | $1.93 | $999.74 |
DisclosureSEC source: 0001593968-19-001694 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,242 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 00:28 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 368 | $2.72 | $1,000.96 |
DisclosureSEC source: 0001593968-19-001633 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,724 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:49 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 330 | $3.03 | $999.90 |
DisclosureSEC source: 0001593968-19-001575 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,356 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 00:26 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 2,232 | $0.45 | $999.94 |
DisclosureSEC source: 0001593968-19-001449 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,267 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 16:41 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 1,941 | $0.52 | $999.62 |
DisclosureSEC source: 0001593968-19-001270 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,035 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| May 15, 2019 Filed May 16, 2019 17:20 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 1,951 | $0.51 | $999.50 |
DisclosureSEC source: 0001593968-19-001107 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,094 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| April 30, 2019 Filed May 1, 2019 16:35 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 1,666 | $0.60 | $999.60 |
DisclosureSEC source: 0001593968-19-001016 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,143 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 23:46 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 1,497 | $0.67 | $999.40 |
DisclosureSEC source: 0001593968-19-000963 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,477 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| March 29, 2019 Filed Apr 5, 2019 20:22 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 1,045 | $0.96 | $999.33 |
DisclosureSEC source: 0001593968-19-000936 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,980 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:36 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 1,123 | $0.89 | $999.47 |
DisclosureSEC source: 0001593968-19-000806 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,935 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 18:46 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 1,515 | $0.66 | $999.75 |
DisclosureSEC source: 0001593968-19-000603 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,812 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:12 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 2,278 | $0.44 | $999.81 |
DisclosureSEC source: 0001593968-19-000486 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,297 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 17:57 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 2,993 | $0.33 | $999.96 |
DisclosureSEC source: 0001593968-19-000321 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,019 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 19:53 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 3,362 | $0.30 | $999.86 |
DisclosureSEC source: 0001593968-19-000160 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,026 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 22:25 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 3,720 | $0.27 | $999.94 |
DisclosureSEC source: 0001593968-19-000015 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,664 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 01:02 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 3,078 | $0.32 | $999.73 |
DisclosureSEC source: 0001593968-18-001600 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,944 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 21:53 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 3,225 | $0.31 | $999.75 |
DisclosureSEC source: 0001593968-18-001523 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,866 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| November 15, 2018 Filed Nov 17, 2018 00:02 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 3,274 | $0.31 | $999.88 |
DisclosureSEC source: 0001593968-18-001459 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,641 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 00:24 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 3,034 | $0.33 | $999.70 |
DisclosureSEC source: 0001593968-18-001381 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,367 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| October 15, 2018 Filed Oct 16, 2018 20:43 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 877 | $1.14 | $999.78 |
DisclosureSEC source: 0001593968-18-001337 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,333 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 00:10 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 757 | $1.32 | $999.24 |
DisclosureSEC source: 0001593968-18-001275 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,456 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 00:30 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 699 | $1.43 | $999.57 |
DisclosureSEC source: 0001593968-18-001214 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 23:52 UTC | Avinger Inc AVGR · Entity 83897 | GrantRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001189 · primary_01.xml · derivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AVGR common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning September 5, 2019. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning September 5, 2019. Read SEC document |
| February 23, 2018 Filed Feb 23, 2018 23:04 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 192 | $2.60 | $499.20 |
DisclosureSEC source: 0001209191-18-013137 · doc4.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,219 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 00:25 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 310 | $1.61 | $499.10 |
DisclosureSEC source: 0001209191-18-009377 · doc4.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,027 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:28 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 256 | $1.95 | $499.20 |
DisclosureSEC source: 0001209191-18-006005 · doc4.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,717 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 21:44 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 259 | $1.93 | $499.87 |
DisclosureSEC source: 0001209191-18-003601 · doc4.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,461 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 21:01 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 236 | $2.12 | $500.32 |
DisclosureSEC source: 0001209191-18-000154 · doc4.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 17:37 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 251 | $1.99 | $499.49 |
DisclosureSEC source: 0001209191-17-066091 · doc4.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 966 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| December 01, 2017 Filed Dec 2, 2017 00:45 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 170 | $2.94 | $499.80 |
DisclosureSEC source: 0001209191-17-063338 · doc4.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:49 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 154 | $3.25 | $500.50 |
DisclosureSEC source: 0001209191-17-061797 · doc4.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 19:05 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 135 | $3.72 | $502.20 |
DisclosureSEC source: 0001209191-17-059381 · doc4.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| October 20, 2017 Filed Oct 20, 2017 21:55 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 93 | $5.37 | $499.41 |
DisclosureSEC source: 0001209191-17-057678 · doc4.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256 Read SEC document |
| October 06, 2017 Filed Oct 6, 2017 22:24 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 72 | $6.91 | $497.52 |
DisclosureSEC source: 0001209191-17-056337 · doc4.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 20:07 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 91 | $5.49 | $499.59 |
DisclosureSEC source: 0001209191-17-053818 · doc4.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.