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Stefanski Marc A

Disclosed activity across 1 company

Tapewire entity
49619
SEC CIK
0001388161

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TFS Financial CORPTFSL · Entity 3924Director · Chairman, President and CEOSeptember 08, 2026September 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TFS Financial CORP

Report date September 08, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectTrustee for daughter's trust27,150 Reported balance After 2026-09-08 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-08 · Sale · Disposed 10,000 · Balance 27,150

Common StockSEC Table I · non-derivativeDirect77,570 Reported balance Holding disclosure · report date 2026-09-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 77,570

F1: Ending shares reflect the transfer of 7,073 shares transferred on August 20th, 2026 from the Grantor Retained Annuity Trust ("GRAT") of the reporting person. This transaction changed the beneficial ownership of such shares from indirect to direct ownership.

Common StockSEC Table I · non-derivativeIndirectBy Spouse29,700 Reported balance Holding disclosure · report date 2026-09-08 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 29,700

Common StockSEC Table I · non-derivativeIndirectTrust Beneficiary13.316 Reported balance Holding disclosure · report date 2026-09-08 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 13.316

F1: Ending shares reflect the transfer of 7,073 shares transferred on August 20th, 2026 from the Grantor Retained Annuity Trust ("GRAT") of the reporting person. This transaction changed the beneficial ownership of such shares from indirect to direct ownership.

Common StockSEC Table I · non-derivativeIndirectTrustee for sibling trust54,738 Reported balance Holding disclosure · report date 2026-09-08 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 54,738

Common StockSEC Table I · non-derivativeIndirectBY ESOP11,389 Reported balance Holding disclosure · report date 2026-09-08 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 11,389

F2: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)115,058 Reported balance Holding disclosure · report date 2026-09-08 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 115,058

F2: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect215,200 Reported balance Holding disclosure · report date 2026-09-08 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 215,200

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4: On December 18, 2025 the reporting person received a retention award grant of 215,200 restricted stock units ("RSU's"). These RSU's fully vest on December 10, 2030, subject to the reporting persons continuous service, and with certain limited exceptions.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect40,200 Reported balance Holding disclosure · report date 2026-09-08 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 40,200

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5: On December 18, 2025, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect13,567 Reported balance Holding disclosure · report date 2026-09-08 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 13,567

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6: On March 4, 2024, the reporting person received a grant of 40,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect26,934 Reported balance Holding disclosure · report date 2026-09-08 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 26,934

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7: On December 19, 2024, the reporting person received a grant of 40,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect33,400 Reported balance Holding disclosure · report date 2026-09-08 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 33,400

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F9: As reported on a Form 4 dated May 14, 2009, the reporting person received a grant of 33,400 restricted stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the reporting person only after the person's termination of employment with TFS Financial Corporation.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect35,700 Reported balance Holding disclosure · report date 2026-09-08 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 35,700

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F10: As reported on a Form 4 dated May 18, 2010, the Reporting Person received a grant of 35,700 restricted stock units that vest in four equal installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect693,048 Reported balance Holding disclosure · report date 2026-09-08 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 693,048

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F11: As reported on a Form 4 dated August 13, 2008, the Reporting Person received a grant of 701,800 Restricted Stock Units ("RSUs") on August 11, 2008. These RSUs vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after the person's termination of employment from TFS Financial Corporation. 3,387 shares were delivered to the issuer on August 13, 2012; and 5,365 shares were delivered to the issuer on August 11, 2015; to pay for the applicable withholding tax due upon vesting.

Performance Restricted Share UnitsSEC Table II · derivative / convertible securityDirect20,400 Reported balance Holding disclosure · report date 2026-09-08 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 20,400

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8: On November 25, 2025, the reporting person achieved performance level of 100% on a target award of 20,400 Performance Share Units ("PSUs"), resulting in a total earned award of 20.400 shares. This represents the final determination a March 4, 2024 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2025. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Ending shares reflect the transfer of 7,073 shares transferred on August 20th, 2026 from the Grantor Retained Annuity Trust ("GRAT") of the reporting person. This transaction changed the beneficial ownership of such shares from indirect to direct ownership.

F2: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4: On December 18, 2025 the reporting person received a retention award grant of 215,200 restricted stock units ("RSU's"). These RSU's fully vest on December 10, 2030, subject to the reporting persons continuous service, and with certain limited exceptions.

F5: On December 18, 2025, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2026.

F6: On March 4, 2024, the reporting person received a grant of 40,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

F7: On December 19, 2024, the reporting person received a grant of 40,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025.

F8: On November 25, 2025, the reporting person achieved performance level of 100% on a target award of 20,400 Performance Share Units ("PSUs"), resulting in a total earned award of 20.400 shares. This represents the final determination a March 4, 2024 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2025. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2026.

F9: As reported on a Form 4 dated May 14, 2009, the reporting person received a grant of 33,400 restricted stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the reporting person only after the person's termination of employment with TFS Financial Corporation.

F10: As reported on a Form 4 dated May 18, 2010, the Reporting Person received a grant of 35,700 restricted stock units that vest in four equal installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.

F11: As reported on a Form 4 dated August 13, 2008, the Reporting Person received a grant of 701,800 Restricted Stock Units ("RSUs") on August 11, 2008. These RSUs vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after the person's termination of employment from TFS Financial Corporation. 3,387 shares were delivered to the issuer on August 13, 2012; and 5,365 shares were delivered to the issuer on August 11, 2015; to pay for the applicable withholding tax due upon vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2020 Filed Nov 5, 2020 22:18 UTC TFS Financial CORP TFSL · Entity 3924 SaleCommon Stock 56,246 $15.16 $852,689.36
Disclosure

SEC source: 0001381668-20-000091 · wf-form4_160461467220581.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,647

Read SEC document
November 03, 2020 Filed Nov 5, 2020 22:18 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 147,254 $15.87 $2,336,920.98
Disclosure

SEC source: 0001381668-20-000091 · wf-form4_160461467220581.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,893

F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 22:18 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 203,500 $8.61 $1,752,135.00
Disclosure

SEC source: 0001381668-20-000091 · wf-form4_160461467220581.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options.

Read SEC document
November 03, 2020 Filed Nov 23, 2020 21:13 UTC Amendment TFS Financial CORP TFSL · Entity 3924 SaleCommon Stock 53,339 $15.16 $808,619.24
Disclosure

SEC source: 0001381668-20-000097 · wf-form4a_160616599724626.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,647

F1 · shares: The original Form 4, filed on November 5, 2020, reporting the vesting and settlement of 203,500 stock options at the exercise price of $8.61 is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 misreported the number of shares and their price that were delivered to the issuer to pay the options exercise price and applicable tax due upon vesting of certain stock options as 147,254 shares at $15.87 when in fact 150,161 shares at $15.68 were required. This amendment reduces the remaining number of shares sold from this transaction from 56,246 to 53,339. $15.16 sale price originally reported is correct.

Read SEC document
November 03, 2020 Filed Nov 23, 2020 21:13 UTC Amendment TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 150,161 $15.68 $2,354,524.48
Disclosure

SEC source: 0001381668-20-000097 · wf-form4a_160616599724626.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,986

F1 · shares: The original Form 4, filed on November 5, 2020, reporting the vesting and settlement of 203,500 stock options at the exercise price of $8.61 is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 misreported the number of shares and their price that were delivered to the issuer to pay the options exercise price and applicable tax due upon vesting of certain stock options as 147,254 shares at $15.87 when in fact 150,161 shares at $15.68 were required. This amendment reduces the remaining number of shares sold from this transaction from 56,246 to 53,339. $15.16 sale price originally reported is correct.

F1 · price: The original Form 4, filed on November 5, 2020, reporting the vesting and settlement of 203,500 stock options at the exercise price of $8.61 is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 misreported the number of shares and their price that were delivered to the issuer to pay the options exercise price and applicable tax due upon vesting of certain stock options as 147,254 shares at $15.87 when in fact 150,161 shares at $15.68 were required. This amendment reduces the remaining number of shares sold from this transaction from 56,246 to 53,339. $15.16 sale price originally reported is correct.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:34 UTC TFS Financial CORP TFSL · Entity 3924 GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000079 · wf-form4_159847406406573.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,647

F1 · shares: Reporting person gifted 6,000 shares on August 25, 2020 to his nephew's direct account held at a broker

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:25 UTC TFS Financial CORP TFSL · Entity 3924 OtherCommon Stock 63,820 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000054 · wf-form4_159130231451607.xml · nonDerivative · entry 4

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Beneficiary

Disclosed balance after: 63,820

F2 · kind: On June 3, 2020 the reporting person transferred 63,820 shares from his direct ownership to a trust for which he is the beneficiary.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:25 UTC TFS Financial CORP TFSL · Entity 3924 OtherCommon Stock 63,820 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000054 · wf-form4_159130231451607.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,647

F2 · kind: On June 3, 2020 the reporting person transferred 63,820 shares from his direct ownership to a trust for which he is the beneficiary.

Read SEC document
May 06, 2020 Filed May 7, 2020 14:45 UTC TFS Financial CORP TFSL · Entity 3924 OtherCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000032 · wf-form4_158886272946700.xml · nonDerivative · entry 9

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,000

F1 · kind: On May 6, 2020, the reporting person transfered 1,000 shares from his direct account to the account of his spouse.

Read SEC document
May 06, 2020 Filed May 7, 2020 14:45 UTC TFS Financial CORP TFSL · Entity 3924 OtherCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000032 · wf-form4_158886272946700.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,467

F1 · kind: On May 6, 2020, the reporting person transfered 1,000 shares from his direct account to the account of his spouse.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:39 UTC TFS Financial CORP TFSL · Entity 3924 OtherCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000018 · wf-form4_158154355787490.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee for daughter's trust

Disclosed balance after: 16,200

F1 · kind: On February 10, 2020, 10,000 shares were transferred from the daughter's direct ownership to the trust in which the reporting person is a Trustee.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 18:58 UTC TFS Financial CORP TFSL · Entity 3924 GrantRestricted Stock Units · Derivative 27,900 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000138 · wf-form4_157686828257582.xml · derivative · entry 14

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,900

Underlying: Common Stock · 27,900 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On December 19, 2019, the reporting person received a grant of 27,900 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020

F7 · derivative.expiration_date: On December 19, 2019, the reporting person received a grant of 27,900 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020

Read SEC document
December 12, 2019 Filed Jun 4, 2020 20:25 UTC TFS Financial CORP TFSL · Entity 3924 OtherCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000054 · wf-form4_159130231451607.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,000

F1 · kind: On December 12, 2019, the reporting person transferred 1,000 shares from his direct account to the account of his spouse.

Read SEC document
December 12, 2019 Filed Jun 4, 2020 20:25 UTC TFS Financial CORP TFSL · Entity 3924 OtherCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000054 · wf-form4_159130231451607.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,467

F1 · kind: On December 12, 2019, the reporting person transferred 1,000 shares from his direct account to the account of his spouse.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:25 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 9,834 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000111 · wf-form4_157618590794662.xml · derivative · entry 17

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F9 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 29,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

F9 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 29,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:25 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 12,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000111 · wf-form4_157618590794662.xml · derivative · entry 16

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,134

Underlying: Common Stock · 12,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 36,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

F8 · derivative.expiration_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 36,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:25 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 11,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000111 · wf-form4_157618590794662.xml · derivative · entry 14

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,200

Underlying: Common Stock · 11,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 34,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F6 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 34,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:25 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 12,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000111 · wf-form4_157618590794662.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:25 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 9,834 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000111 · wf-form4_157618590794662.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:25 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 11,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000111 · wf-form4_157618590794662.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units

Read SEC document
November 06, 2019 Filed Nov 7, 2019 19:39 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 215,500 $14.00 Strike: $14.00 $3,017,000.00
Disclosure

SEC source: 0001381668-19-000078 · wf-form4_157315557106574.xml · derivative · entry 14

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 215,500 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: As reported on a Form 4 dated May 18, 2010, the reporting person received a grant of 315,500 stock options which vest in three equal annual installments beginning May 14, 2011.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 19:39 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 179,000 $19.53 $3,495,870.00
Disclosure

SEC source: 0001381668-19-000078 · wf-form4_157315557106574.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,900

F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 19:39 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 215,500 $14.00 $3,017,000.00
Disclosure

SEC source: 0001381668-19-000078 · wf-form4_157315557106574.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 18:57 UTC TFS Financial CORP TFSL · Entity 3924 GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000066 · wf-form4_156650022945674.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,400

F1 · shares: Reporting person gifted 6,000 shares on August 21, 2019 to his nephew's direct account held at a broker

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:56 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $14.00 Strike: $14.00 $1,400,000.00
Disclosure

SEC source: 0001381668-19-000062 · wf-form4_156633459408538.xml · derivative · entry 15

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,500

Underlying: Common Stock · 100,000 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: As reported on a Form 4 dated May 18, 2010, the reporting person received a grant of 315,500 stock options which vest in three equal annual installments beginning May 14, 2011. On August 19, 2019, reporting person exercised 100,000 shares.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:56 UTC TFS Financial CORP TFSL · Entity 3924 SaleCommon Stock 13,222 $18.00 $237,996.00
Disclosure

SEC source: 0001381668-19-000062 · wf-form4_156633459408538.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,400

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:56 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 86,778 $18.00 $1,562,004.00
Disclosure

SEC source: 0001381668-19-000062 · wf-form4_156633459408538.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,622

F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:56 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 100,000 $14.00 $1,400,000.00
Disclosure

SEC source: 0001381668-19-000062 · wf-form4_156633459408538.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: As reported on a Form 4 dated May 18, 2010, the reporting person received a grant of 315,500 stock options which vest in three equal annual installments beginning May 14, 2011. On August 19, 2019, reporting person exercised 100,000 shares.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 19:45 UTC TFS Financial CORP TFSL · Entity 3924 GiftCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000059 · wf-form4_156529353281583.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,400

F1 · shares: On August 7, 2019, the reporting person gifted 18,000 shares to his son.

Read SEC document
February 20, 2019 Filed Feb 20, 2019 22:03 UTC TFS Financial CORP TFSL · Entity 3924 GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000015 · wf-form4_155070021768280.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,400

F2 · shares: On February 20, 2019, reporting person gifted 12,000 shares to his son

Read SEC document
February 19, 2019 Filed Feb 20, 2019 22:03 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 207,600 $0.00 Strike: $11.96 $0.00
Disclosure

SEC source: 0001381668-19-000015 · wf-form4_155070021768280.xml · derivative · entry 12

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 207,600 shares

Expires 2019-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: As reported on a Form 4 dated May 14, 2009, the reporting person received a grant for 299,600 stock options that vest in three equal annual installments beginning on May 12, 2010.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 22:03 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 163,411 $17.02 $2,781,255.22
Disclosure

SEC source: 0001381668-19-000015 · wf-form4_155070021768280.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,400

F1 · acquired: These shares were delivered to the issuer to pay for applicable tax due upon exercise of the stock options

Read SEC document
February 19, 2019 Filed Feb 20, 2019 22:03 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 207,600 $11.96 $2,482,896.00
Disclosure

SEC source: 0001381668-19-000015 · wf-form4_155070021768280.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2018 Filed Dec 26, 2018 15:32 UTC TFS Financial CORP TFSL · Entity 3924 GrantRestricted Stock Units · Derivative 34,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000150 · wf-form4_154583835706962.xml · derivative · entry 10

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,800

Underlying: Common Stock · 34,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 34,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F3 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 34,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:22 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 5,934 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000121 · wf-form4_154464972141882.xml · derivative · entry 14

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 17,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2016.

F6 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 17,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2016.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:22 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 12,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000121 · wf-form4_154464972141882.xml · derivative · entry 13

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,267

Underlying: Common Stock · 12,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 36,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

F5 · derivative.expiration_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 36,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:22 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 9,833 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000121 · wf-form4_154464972141882.xml · derivative · entry 12

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,834

Underlying: Common Stock · 9,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 29,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

F4 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 29,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:22 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 5,934 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000121 · wf-form4_154464972141882.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:22 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 12,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000121 · wf-form4_154464972141882.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:22 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 9,833 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000121 · wf-form4_154464972141882.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 17:23 UTC TFS Financial CORP TFSL · Entity 3924 SaleCommon Stock 2,570 $15.44 $39,680.80
Disclosure

SEC source: 0001381668-18-000088 · wf-form4_153504500609570.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee for son's trust

Disclosed balance after: 0

Read SEC document
June 14, 2018 Filed Jun 15, 2018 15:42 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 92,000 $0.00 Strike: $11.96 $0.00
Disclosure

SEC source: 0001381668-18-000065 · wf-form4_152907734766109.xml · derivative · entry 13

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,600

Underlying: Common Stock · 92,000 shares

Expires 2019-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: As reported on a Form 4 dated May 14, 2009, the reporting person received a grant for 299,600 stock options that vest in three equal annual installments beginning on May 12, 2010. The reporting person has exercised 92,000 of these options

Read SEC document
June 14, 2018 Filed Jun 15, 2018 15:42 UTC TFS Financial CORP TFSL · Entity 3924 SaleCommon Stock 12,960 $15.78 $204,508.80
Disclosure

SEC source: 0001381668-18-000065 · wf-form4_152907734766109.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,311

Read SEC document
June 14, 2018 Filed Jun 15, 2018 15:42 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 79,040 $15.92 $1,258,316.80
Disclosure

SEC source: 0001381668-18-000065 · wf-form4_152907734766109.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,271

F1 · acquired: These common share were delivered to the issuer to pay for applicable tax due upon exercise of stock options

Read SEC document
June 14, 2018 Filed Jun 15, 2018 15:42 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 92,000 $11.96 $1,100,320.00
Disclosure

SEC source: 0001381668-18-000065 · wf-form4_152907734766109.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2018 Filed May 18, 2018 17:09 UTC TFS Financial CORP TFSL · Entity 3924 SaleCommon Stock 6,630 $15.16 $100,510.80
Disclosure

SEC source: 0001381668-18-000049 · wf-form4_152666332634526.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee for son's trust

Disclosed balance after: 2,570

Read SEC document
February 28, 2018 Filed Jun 25, 2018 20:48 UTC TFS Financial CORP TFSL · Entity 3924 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000069 · wf-form4_152995968693928.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,311

F1 · shares: Reporting person gifted 30,000 shares on February 28, 2018 to a trust fund established for each of his grandchildren with the grandchild's parent as the trustee

Read SEC document
February 28, 2018 Filed Jun 25, 2018 20:48 UTC TFS Financial CORP TFSL · Entity 3924 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000069 · wf-form4_152995968693928.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,311

F1 · shares: Reporting person gifted 30,000 shares on February 28, 2018 to a trust fund established for each of his grandchildren with the grandchild's parent as the trustee

Read SEC document
January 05, 2018 Filed Jan 8, 2018 21:20 UTC TFS Financial CORP TFSL · Entity 3924 GrantRestricted Stock Units · Derivative 36,400 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000008 · wf-form4_151544640391777.xml · derivative · entry 11

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,400

Underlying: Common Stock · 36,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 36,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

F3 · derivative.expiration_date: On January 5, 2018, the reporting person received a grant of 36,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 20:52 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 9,833 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000089 · wf-form4_151302553661360.xml · derivative · entry 15

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,667

Underlying: Common Stock · 9,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 29,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

F6 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 29,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.