Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TFS Financial CORPTFSL · Entity 3924 | Director · Chairman, President and CEO | September 08, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TFS Financial CORP
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrustee for daughter's trust | 27,150 |
Reported balance
After 2026-09-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-08 · Sale · Disposed 10,000 · Balance 27,150 |
| Common StockSEC Table I · non-derivative | Direct | 77,570 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 77,570 F1: Ending shares reflect the transfer of 7,073 shares transferred on August 20th, 2026 from the Grantor Retained Annuity Trust ("GRAT") of the reporting person. This transaction changed the beneficial ownership of such shares from indirect to direct ownership. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 29,700 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 29,700 |
| Common StockSEC Table I · non-derivative | IndirectTrust Beneficiary | 13.316 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 13.316 F1: Ending shares reflect the transfer of 7,073 shares transferred on August 20th, 2026 from the Grantor Retained Annuity Trust ("GRAT") of the reporting person. This transaction changed the beneficial ownership of such shares from indirect to direct ownership. |
| Common StockSEC Table I · non-derivative | IndirectTrustee for sibling trust | 54,738 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 54,738 |
| Common StockSEC Table I · non-derivative | IndirectBY ESOP | 11,389 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 11,389 F2: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 115,058 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 115,058 F2: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 215,200 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 215,200 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4: On December 18, 2025 the reporting person received a retention award grant of 215,200 restricted stock units ("RSU's"). These RSU's fully vest on December 10, 2030, subject to the reporting persons continuous service, and with certain limited exceptions. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 40,200 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 40,200 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5: On December 18, 2025, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 13,567 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 13,567 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6: On March 4, 2024, the reporting person received a grant of 40,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 26,934 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 26,934 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7: On December 19, 2024, the reporting person received a grant of 40,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 33,400 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 33,400 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F9: As reported on a Form 4 dated May 14, 2009, the reporting person received a grant of 33,400 restricted stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the reporting person only after the person's termination of employment with TFS Financial Corporation. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 35,700 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 35,700 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F10: As reported on a Form 4 dated May 18, 2010, the Reporting Person received a grant of 35,700 restricted stock units that vest in four equal installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 693,048 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 693,048 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F11: As reported on a Form 4 dated August 13, 2008, the Reporting Person received a grant of 701,800 Restricted Stock Units ("RSUs") on August 11, 2008. These RSUs vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after the person's termination of employment from TFS Financial Corporation. 3,387 shares were delivered to the issuer on August 13, 2012; and 5,365 shares were delivered to the issuer on August 11, 2015; to pay for the applicable withholding tax due upon vesting. |
| Performance Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 20,400 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 20,400 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8: On November 25, 2025, the reporting person achieved performance level of 100% on a target award of 20,400 Performance Share Units ("PSUs"), resulting in a total earned award of 20.400 shares. This represents the final determination a March 4, 2024 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2025. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Ending shares reflect the transfer of 7,073 shares transferred on August 20th, 2026 from the Grantor Retained Annuity Trust ("GRAT") of the reporting person. This transaction changed the beneficial ownership of such shares from indirect to direct ownership.
F2: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F4: On December 18, 2025 the reporting person received a retention award grant of 215,200 restricted stock units ("RSU's"). These RSU's fully vest on December 10, 2030, subject to the reporting persons continuous service, and with certain limited exceptions.
F5: On December 18, 2025, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2026.
F6: On March 4, 2024, the reporting person received a grant of 40,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.
F7: On December 19, 2024, the reporting person received a grant of 40,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025.
F8: On November 25, 2025, the reporting person achieved performance level of 100% on a target award of 20,400 Performance Share Units ("PSUs"), resulting in a total earned award of 20.400 shares. This represents the final determination a March 4, 2024 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2025. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2026.
F9: As reported on a Form 4 dated May 14, 2009, the reporting person received a grant of 33,400 restricted stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the reporting person only after the person's termination of employment with TFS Financial Corporation.
F10: As reported on a Form 4 dated May 18, 2010, the Reporting Person received a grant of 35,700 restricted stock units that vest in four equal installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
F11: As reported on a Form 4 dated August 13, 2008, the Reporting Person received a grant of 701,800 Restricted Stock Units ("RSUs") on August 11, 2008. These RSUs vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after the person's termination of employment from TFS Financial Corporation. 3,387 shares were delivered to the issuer on August 13, 2012; and 5,365 shares were delivered to the issuer on August 11, 2015; to pay for the applicable withholding tax due upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 25, 2022 Filed Oct 27, 2022 19:31 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000111 · wf-form4_166689905271974.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,246 F1 · kind: 1,000 shares gifted to Spouse. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 18:43 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000105 · wf-form4_166197137080439.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee for sibling trust Disclosed balance after: 50,738 F1 · shares: 5,000 shares gifted to one family member. Read SEC document |
| August 29, 2022 Filed Oct 28, 2022 12:54 UTC Amendment | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000115 · wf-form4a_166696167403480.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee for sibling trust Disclosed balance after: 75,738 F1 · balance_after: This amendment is to correct the ending balance of shares beneficially owned on the original Form 4 dated 8/29/2022 and filed 8/31/2022. The original Form 4 reported an ending balance of 50,738 shares, when in fact the correct balance was 75,738 shares. Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 19:56 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000096 · wf-form4_166024777445627.xml · nonDerivative · entry 6 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee for sibling trust Disclosed balance after: 80,738 F3 · shares: 5,000 shares gifted to one family member. Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 19:56 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000096 · wf-form4_166024777445627.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,246 F1 · shares: 6,000 shares gifted to one family member. Read SEC document |
| July 29, 2022 Filed Aug 31, 2022 18:45 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000106 · wf-form4_166197150175965.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee for sibling trust Disclosed balance after: 60,738 F2 · shares: 5,000 shares gifted to two family members. Read SEC document |
| July 25, 2022 Filed Aug 31, 2022 18:45 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000106 · wf-form4_166197150175965.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee for sibling trust Disclosed balance after: 70,738 F1 · shares: 5,000 shares were gifted to one family member. Read SEC document |
| July 21, 2022 Filed Jul 25, 2022 20:53 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000082 · wf-form4_165878237882240.xml · nonDerivative · entry 6 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee for sibling trust Disclosed balance after: 85,738 F2 · shares: $5,000 gift to six family members Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 15:06 UTC | TFS Financial CORP TFSL · Entity 3924 | OtherCommon Stock | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000062 · wf-form4_165461435736584.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Beneficiary Disclosed balance after: 55,121 F1 · kind: Reporting person transferred 5,250 shares from an indirect beneficiary account to a direct ownership account. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 15:06 UTC | TFS Financial CORP TFSL · Entity 3924 | OtherCommon Stock | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000062 · wf-form4_165461435736584.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,246 F1 · kind: Reporting person transferred 5,250 shares from an indirect beneficiary account to a direct ownership account. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 18:47 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 29,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000169 · wf-form4_164002600956641.xml · derivative · entry 9 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,400 Underlying: Common Stock · 29,400 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 29,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022. F3 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 29,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 21:48 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000137 · wf-form4_163960487113618.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,500 Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 21:48 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000137 · wf-form4_163960487113618.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,996 Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:08 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 11,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · derivative · entry 20 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F13 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 34,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. F13 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 34,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:08 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 9,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · derivative · entry 19 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,300 Underlying: Common Stock · 9,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F12 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 27,900 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 F12 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 27,900 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:08 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 10,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · derivative · entry 18 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,534 Underlying: Common Stock · 10,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F11 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. F11 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:08 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantPerformance Restricted Share Units · Derivative | 14,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · derivative · entry 14 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,063 Underlying: Common Stock · 14,063 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,500 Performance Share Units ("PSUs"), resulting in a total earned award of 14,063 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022. F7 · derivative.expiration_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,500 Performance Share Units ("PSUs"), resulting in a total earned award of 14,063 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:08 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionPerformance Restricted Share Units · Derivative | 17,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · derivative · entry 13 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,550 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,600 Performance Share Units ("PSUs"), resulting in a total earned award of 17,550 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. F6 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,600 Performance Share Units ("PSUs"), resulting in a total earned award of 17,550 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:08 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 18,968 | $18.10 | $343,320.80 |
DisclosureSEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · nonDerivative · entry 5 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,496 F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:08 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 10,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · nonDerivative · entry 4 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:08 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 9,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:08 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 11,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:08 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 17,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain Performance Share Units (PSUs). Read SEC document |
| September 13, 2021 Filed Sep 14, 2021 21:14 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 16,385 | $9.43 Strike: $9.43 | $154,510.55 |
DisclosureSEC source: 0001381668-21-000091 · wf-form4_163165403471309.xml · derivative · entry 22 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,385 shares Expires 2022-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: As reported on a Form 4 dated January 2, 2013, the reporting person received a grant of 416,700 stock options on December 28, 2012. These stock options vest in three equal installments beginning December 15, 2013. Read SEC document |
| September 13, 2021 Filed Sep 14, 2021 21:14 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 4,687 | $19.06 | $89,334.22 |
DisclosureSEC source: 0001381668-21-000091 · wf-form4_163165403471309.xml · nonDerivative · entry 6 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,799 Read SEC document |
| September 13, 2021 Filed Sep 14, 2021 21:14 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 11,698 | $18.95 | $221,677.10 |
DisclosureSEC source: 0001381668-21-000091 · wf-form4_163165403471309.xml · nonDerivative · entry 5 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,486 F1 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e). Read SEC document |
| September 13, 2021 Filed Sep 14, 2021 21:14 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 16,385 | $9.43 | $154,510.55 |
DisclosureSEC source: 0001381668-21-000091 · wf-form4_163165403471309.xml · nonDerivative · entry 4 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:14 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 400,315 | $9.43 Strike: $9.43 | $3,774,970.45 |
DisclosureSEC source: 0001381668-21-000091 · wf-form4_163165403471309.xml · derivative · entry 21 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,385 Underlying: Common Stock · 400,315 shares Expires 2022-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: As reported on a Form 4 dated January 2, 2013, the reporting person received a grant of 416,700 stock options on December 28, 2012. These stock options vest in three equal installments beginning December 15, 2013. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:14 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 119,465 | $18.58 | $2,219,659.70 |
DisclosureSEC source: 0001381668-21-000091 · wf-form4_163165403471309.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,799 Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:14 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 280,850 | $18.82 | $5,285,597.00 |
DisclosureSEC source: 0001381668-21-000091 · wf-form4_163165403471309.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,264 F1 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e). Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:14 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 400,315 | $9.43 | $3,774,970.45 |
DisclosureSEC source: 0001381668-21-000091 · wf-form4_163165403471309.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 19:05 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000085 · wf-form4_162914070940076.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,799 F1 · shares: On 8/21/2021 reporting person gifted 6,000 shares to nephew. Read SEC document |
| May 14, 2021 Filed Sep 15, 2021 20:11 UTC | TFS Financial CORP TFSL · Entity 3924 | OtherCommon Stock | 3,449 | $22.03 | $75,981.47 |
DisclosureSEC source: 0001381668-21-000093 · wf-form4_163173669507748.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Beneficiary Disclosed balance after: 60,371 F1 · shares: Reporting person transferred 3,449 shares from an indirect beneficiary account to a direct ownership account. Read SEC document |
| May 14, 2021 Filed Sep 15, 2021 20:11 UTC | TFS Financial CORP TFSL · Entity 3924 | OtherCommon Stock | 3,449 | $22.03 | $75,981.47 |
DisclosureSEC source: 0001381668-21-000093 · wf-form4_163173669507748.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,248 F1 · shares: Reporting person transferred 3,449 shares from an indirect beneficiary account to a direct ownership account. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 20:49 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 8,800 | $18.50 | $162,800.00 |
DisclosureSEC source: 0001381668-21-000025 · wf-form4_161376776366365.xml · nonDerivative · entry 8 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child 4 Disclosed balance after: 9,000 F3 · balance_after: The reporting person no longer has a reportable beneficial interest in the 9,000 shares owned by child #4 and going forward these shares will not be included in the reporting person's ownership reports. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 16:11 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 32,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000163 · wf-form4_160856707404489.xml · derivative · entry 11 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,300 Underlying: Common Stock · 32,300 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 19:55 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000145 · wf-form4_160797574294036.xml · nonDerivative · entry 5 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 8,000 F2 · shares: On December 11, 2020 the reporting person transferred 1,000 shares to his spouse. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 19:55 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000145 · wf-form4_160797574294036.xml · nonDerivative · entry 4 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,799 F2 · shares: On December 11, 2020 the reporting person transferred 1,000 shares to his spouse. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:55 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 12,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000145 · wf-form4_160797574294036.xml · derivative · entry 20 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,134 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F11 · derivative.exercise_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 36,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. F11 · derivative.expiration_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 36,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:55 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 11,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000145 · wf-form4_160797574294036.xml · derivative · entry 19 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,600 Underlying: Common Stock · 11,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F10 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 34,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. F10 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 34,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:55 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 9,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000145 · wf-form4_160797574294036.xml · derivative · entry 18 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,600 Underlying: Common Stock · 9,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F9 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 27,900 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 F9 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 27,900 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:55 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 9,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000145 · wf-form4_160797574294036.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:55 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 12,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000145 · wf-form4_160797574294036.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:55 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 11,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000145 · wf-form4_160797574294036.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| November 24, 2020 Filed Nov 24, 2020 22:17 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantPerformance Restricted Share Units · Derivative | 17,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000111 · wf-form4_160625622433495.xml · derivative · entry 11 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,550 Underlying: Common Stock · 17,550 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,600 Performance Share Units ("PSUs"), resulting in a total earned award of 17,550 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. F3 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,600 Performance Share Units ("PSUs"), resulting in a total earned award of 17,550 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 18:15 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 165,500 | $8.61 Strike: $8.61 | $1,424,955.00 |
DisclosureSEC source: 0001381668-20-000093 · wf-form4_160468652437815.xml · derivative · entry 20 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 165,500 shares Expires 2021-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: As reported on a Form 4 dated December 20, 2011, the reporting person received a grant of 369,000 stock options that vest in three equal annual installments beginning on December 15, 2012. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 18:15 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 125,051 | $15.01 | $1,877,015.51 |
DisclosureSEC source: 0001381668-20-000093 · wf-form4_160468652437815.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,096 F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 18:15 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 165,500 | $8.61 | $1,424,955.00 |
DisclosureSEC source: 0001381668-20-000093 · wf-form4_160468652437815.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options. Read SEC document |
| November 04, 2020 Filed Nov 23, 2020 21:16 UTC Amendment | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 126,382 | $15.01 | $1,896,993.82 |
DisclosureSEC source: 0001381668-20-000099 · wf-form4a_160616616297102.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,765 F1 · shares: The original Form 4, filed on November 6, 2020, reporting the vesting and settlement of 165,500 stock options at the exercise price of $8.61 is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 misreported the number of shares that were delivered to the issuer to pay the options exercise price and and applicable tax due upon vesting of certain stock options as 125,051 shares when in fact 126,382 shares were required. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 22:18 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 203,500 | $8.61 Strike: $8.61 | $1,752,135.00 |
DisclosureSEC source: 0001381668-20-000091 · wf-form4_160461467220581.xml · derivative · entry 21 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,500 Underlying: Common Stock · 369,000 shares Expires 2021-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: As reported on a Form 4 dated December 20, 2011, the reporting person received a grant of 369,000 stock options that vest in three equal annual installments beginning on December 15, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.