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Stefanski Marc A

Disclosed activity across 1 company

Tapewire entity
49619
SEC CIK
0001388161

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TFS Financial CORPTFSL · Entity 3924Director · Chairman, President and CEOSeptember 08, 2026September 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TFS Financial CORP

Report date September 08, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectTrustee for daughter's trust27,150 Reported balance After 2026-09-08 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-08 · Sale · Disposed 10,000 · Balance 27,150

Common StockSEC Table I · non-derivativeDirect77,570 Reported balance Holding disclosure · report date 2026-09-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 77,570

F1: Ending shares reflect the transfer of 7,073 shares transferred on August 20th, 2026 from the Grantor Retained Annuity Trust ("GRAT") of the reporting person. This transaction changed the beneficial ownership of such shares from indirect to direct ownership.

Common StockSEC Table I · non-derivativeIndirectBy Spouse29,700 Reported balance Holding disclosure · report date 2026-09-08 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 29,700

Common StockSEC Table I · non-derivativeIndirectTrust Beneficiary13.316 Reported balance Holding disclosure · report date 2026-09-08 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 13.316

F1: Ending shares reflect the transfer of 7,073 shares transferred on August 20th, 2026 from the Grantor Retained Annuity Trust ("GRAT") of the reporting person. This transaction changed the beneficial ownership of such shares from indirect to direct ownership.

Common StockSEC Table I · non-derivativeIndirectTrustee for sibling trust54,738 Reported balance Holding disclosure · report date 2026-09-08 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 54,738

Common StockSEC Table I · non-derivativeIndirectBY ESOP11,389 Reported balance Holding disclosure · report date 2026-09-08 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 11,389

F2: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)115,058 Reported balance Holding disclosure · report date 2026-09-08 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 115,058

F2: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect215,200 Reported balance Holding disclosure · report date 2026-09-08 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 215,200

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4: On December 18, 2025 the reporting person received a retention award grant of 215,200 restricted stock units ("RSU's"). These RSU's fully vest on December 10, 2030, subject to the reporting persons continuous service, and with certain limited exceptions.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect40,200 Reported balance Holding disclosure · report date 2026-09-08 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 40,200

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5: On December 18, 2025, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect13,567 Reported balance Holding disclosure · report date 2026-09-08 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 13,567

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6: On March 4, 2024, the reporting person received a grant of 40,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect26,934 Reported balance Holding disclosure · report date 2026-09-08 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 26,934

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7: On December 19, 2024, the reporting person received a grant of 40,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect33,400 Reported balance Holding disclosure · report date 2026-09-08 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 33,400

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F9: As reported on a Form 4 dated May 14, 2009, the reporting person received a grant of 33,400 restricted stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the reporting person only after the person's termination of employment with TFS Financial Corporation.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect35,700 Reported balance Holding disclosure · report date 2026-09-08 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 35,700

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F10: As reported on a Form 4 dated May 18, 2010, the Reporting Person received a grant of 35,700 restricted stock units that vest in four equal installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect693,048 Reported balance Holding disclosure · report date 2026-09-08 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 693,048

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F11: As reported on a Form 4 dated August 13, 2008, the Reporting Person received a grant of 701,800 Restricted Stock Units ("RSUs") on August 11, 2008. These RSUs vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after the person's termination of employment from TFS Financial Corporation. 3,387 shares were delivered to the issuer on August 13, 2012; and 5,365 shares were delivered to the issuer on August 11, 2015; to pay for the applicable withholding tax due upon vesting.

Performance Restricted Share UnitsSEC Table II · derivative / convertible securityDirect20,400 Reported balance Holding disclosure · report date 2026-09-08 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 20,400

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8: On November 25, 2025, the reporting person achieved performance level of 100% on a target award of 20,400 Performance Share Units ("PSUs"), resulting in a total earned award of 20.400 shares. This represents the final determination a March 4, 2024 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2025. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Ending shares reflect the transfer of 7,073 shares transferred on August 20th, 2026 from the Grantor Retained Annuity Trust ("GRAT") of the reporting person. This transaction changed the beneficial ownership of such shares from indirect to direct ownership.

F2: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.

F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4: On December 18, 2025 the reporting person received a retention award grant of 215,200 restricted stock units ("RSU's"). These RSU's fully vest on December 10, 2030, subject to the reporting persons continuous service, and with certain limited exceptions.

F5: On December 18, 2025, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2026.

F6: On March 4, 2024, the reporting person received a grant of 40,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

F7: On December 19, 2024, the reporting person received a grant of 40,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025.

F8: On November 25, 2025, the reporting person achieved performance level of 100% on a target award of 20,400 Performance Share Units ("PSUs"), resulting in a total earned award of 20.400 shares. This represents the final determination a March 4, 2024 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2025. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2026.

F9: As reported on a Form 4 dated May 14, 2009, the reporting person received a grant of 33,400 restricted stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the reporting person only after the person's termination of employment with TFS Financial Corporation.

F10: As reported on a Form 4 dated May 18, 2010, the Reporting Person received a grant of 35,700 restricted stock units that vest in four equal installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.

F11: As reported on a Form 4 dated August 13, 2008, the Reporting Person received a grant of 701,800 Restricted Stock Units ("RSUs") on August 11, 2008. These RSUs vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after the person's termination of employment from TFS Financial Corporation. 3,387 shares were delivered to the issuer on August 13, 2012; and 5,365 shares were delivered to the issuer on August 11, 2015; to pay for the applicable withholding tax due upon vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2017 Filed Dec 11, 2017 20:52 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 5,933 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000089 · wf-form4_151302553661360.xml · derivative · entry 14

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,934

Underlying: Common Stock · 5,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 17,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2016.

F5 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 17,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2016.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 20:52 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 11,034 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000089 · wf-form4_151302553661360.xml · derivative · entry 13

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 33,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015.

F4 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 33,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 20:52 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 9,833 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000089 · wf-form4_151302553661360.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 20:52 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 5,933 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000089 · wf-form4_151302553661360.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 20:52 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 11,034 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000089 · wf-form4_151302553661360.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 20:48 UTC TFS Financial CORP TFSL · Entity 3924 GrantRestricted Stock Units · Derivative 29,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000318 · wf-form4_148183489437655.xml · derivative · entry 11

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,500

Underlying: Common Stock · 29,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 29,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

F3 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 29,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 20:48 UTC TFS Financial CORP TFSL · Entity 3924 SaleCommon Stock 7,600 $19.31 $146,756.00
Disclosure

SEC source: 0001381668-16-000318 · wf-form4_148183489437655.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee for son's trust

Disclosed balance after: 9,200

Read SEC document
December 10, 2016 Filed Dec 13, 2016 18:46 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 11,033 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000294 · wf-form4_148165477033453.xml · derivative · entry 12

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,034

Underlying: Common Stock · 11,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 33,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015.

F5 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 33,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015.

Read SEC document
December 10, 2016 Filed Dec 13, 2016 18:46 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 5,933 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000294 · wf-form4_148165477033453.xml · derivative · entry 11

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,867

Underlying: Common Stock · 5,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 17,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2016.

F4 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 17,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2016.

Read SEC document
December 10, 2016 Filed Dec 13, 2016 18:46 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 11,033 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000294 · wf-form4_148165477033453.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2016 Filed Dec 13, 2016 18:46 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 5,933 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000294 · wf-form4_148165477033453.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 02, 2016 Filed Dec 6, 2016 20:16 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 13,867 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000268 · wf-form4_148105536058189.xml · derivative · entry 8

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 41,600 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal installments beginning December 3, 2014.

F4 · derivative.expiration_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 41,600 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal installments beginning December 3, 2014.

Read SEC document
December 02, 2016 Filed Dec 6, 2016 20:16 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 13,867 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000268 · wf-form4_148105536058189.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
October 10, 2016 Filed Oct 12, 2016 19:47 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 490,700 $0.00 Strike: $11.74 $0.00
Disclosure

SEC source: 0001381668-16-000248 · wf-form4_147630165868568.xml · derivative · entry 9

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 490,700 shares

Expires 2018-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: As reported on a Form 4 dated August 13, 2008, the reporting person received a grant of 2,530,700 stock options that vest in four equal annual installments beginning on August 11, 2012. The reporting person previously exercised 2,040,000 of these stock options.

Read SEC document
October 10, 2016 Filed Oct 12, 2016 19:47 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 401,022 $18.00 $7,218,396.00
Disclosure

SEC source: 0001381668-16-000248 · wf-form4_147630165868568.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,678

F2 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e).

Read SEC document
October 10, 2016 Filed Oct 12, 2016 19:47 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 490,700 $11.74 $5,760,818.00
Disclosure

SEC source: 0001381668-16-000248 · wf-form4_147630165868568.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The acquisition was completed in accordance with the terms of a 10b5-1 Trading Plan disclosed on September 16, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.