Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TFS Financial CORPTFSL · Entity 3924 | Director · Chairman, President and CEO | September 08, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TFS Financial CORP
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrustee for daughter's trust | 27,150 |
Reported balance
After 2026-09-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-08 · Sale · Disposed 10,000 · Balance 27,150 |
| Common StockSEC Table I · non-derivative | Direct | 77,570 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 77,570 F1: Ending shares reflect the transfer of 7,073 shares transferred on August 20th, 2026 from the Grantor Retained Annuity Trust ("GRAT") of the reporting person. This transaction changed the beneficial ownership of such shares from indirect to direct ownership. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 29,700 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 29,700 |
| Common StockSEC Table I · non-derivative | IndirectTrust Beneficiary | 13.316 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 13.316 F1: Ending shares reflect the transfer of 7,073 shares transferred on August 20th, 2026 from the Grantor Retained Annuity Trust ("GRAT") of the reporting person. This transaction changed the beneficial ownership of such shares from indirect to direct ownership. |
| Common StockSEC Table I · non-derivative | IndirectTrustee for sibling trust | 54,738 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 54,738 |
| Common StockSEC Table I · non-derivative | IndirectBY ESOP | 11,389 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 11,389 F2: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 115,058 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 115,058 F2: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 215,200 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 215,200 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4: On December 18, 2025 the reporting person received a retention award grant of 215,200 restricted stock units ("RSU's"). These RSU's fully vest on December 10, 2030, subject to the reporting persons continuous service, and with certain limited exceptions. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 40,200 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 40,200 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5: On December 18, 2025, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 13,567 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 13,567 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6: On March 4, 2024, the reporting person received a grant of 40,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 26,934 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 26,934 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7: On December 19, 2024, the reporting person received a grant of 40,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 33,400 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 33,400 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F9: As reported on a Form 4 dated May 14, 2009, the reporting person received a grant of 33,400 restricted stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the reporting person only after the person's termination of employment with TFS Financial Corporation. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 35,700 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 35,700 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F10: As reported on a Form 4 dated May 18, 2010, the Reporting Person received a grant of 35,700 restricted stock units that vest in four equal installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 693,048 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 693,048 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F11: As reported on a Form 4 dated August 13, 2008, the Reporting Person received a grant of 701,800 Restricted Stock Units ("RSUs") on August 11, 2008. These RSUs vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after the person's termination of employment from TFS Financial Corporation. 3,387 shares were delivered to the issuer on August 13, 2012; and 5,365 shares were delivered to the issuer on August 11, 2015; to pay for the applicable withholding tax due upon vesting. |
| Performance Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 20,400 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 20,400 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8: On November 25, 2025, the reporting person achieved performance level of 100% on a target award of 20,400 Performance Share Units ("PSUs"), resulting in a total earned award of 20.400 shares. This represents the final determination a March 4, 2024 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2025. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Ending shares reflect the transfer of 7,073 shares transferred on August 20th, 2026 from the Grantor Retained Annuity Trust ("GRAT") of the reporting person. This transaction changed the beneficial ownership of such shares from indirect to direct ownership.
F2: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F4: On December 18, 2025 the reporting person received a retention award grant of 215,200 restricted stock units ("RSU's"). These RSU's fully vest on December 10, 2030, subject to the reporting persons continuous service, and with certain limited exceptions.
F5: On December 18, 2025, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2026.
F6: On March 4, 2024, the reporting person received a grant of 40,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.
F7: On December 19, 2024, the reporting person received a grant of 40,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025.
F8: On November 25, 2025, the reporting person achieved performance level of 100% on a target award of 20,400 Performance Share Units ("PSUs"), resulting in a total earned award of 20.400 shares. This represents the final determination a March 4, 2024 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2025. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2026.
F9: As reported on a Form 4 dated May 14, 2009, the reporting person received a grant of 33,400 restricted stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the reporting person only after the person's termination of employment with TFS Financial Corporation.
F10: As reported on a Form 4 dated May 18, 2010, the Reporting Person received a grant of 35,700 restricted stock units that vest in four equal installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
F11: As reported on a Form 4 dated August 13, 2008, the Reporting Person received a grant of 701,800 Restricted Stock Units ("RSUs") on August 11, 2008. These RSUs vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after the person's termination of employment from TFS Financial Corporation. 3,387 shares were delivered to the issuer on August 13, 2012; and 5,365 shares were delivered to the issuer on August 11, 2015; to pay for the applicable withholding tax due upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2017 Filed Dec 11, 2017 20:52 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 5,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000089 · wf-form4_151302553661360.xml · derivative · entry 14 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,934 Underlying: Common Stock · 5,933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 17,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2016. F5 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 17,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2016. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:52 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 11,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000089 · wf-form4_151302553661360.xml · derivative · entry 13 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,034 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 33,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. F4 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 33,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:52 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 9,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000089 · wf-form4_151302553661360.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:52 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 5,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000089 · wf-form4_151302553661360.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:52 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 11,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000089 · wf-form4_151302553661360.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 15, 2016 Filed Dec 15, 2016 20:48 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 29,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000318 · wf-form4_148183489437655.xml · derivative · entry 11 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,500 Underlying: Common Stock · 29,500 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 29,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. F3 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 29,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 20:48 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 7,600 | $19.31 | $146,756.00 |
DisclosureSEC source: 0001381668-16-000318 · wf-form4_148183489437655.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee for son's trust Disclosed balance after: 9,200 Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:46 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 11,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000294 · wf-form4_148165477033453.xml · derivative · entry 12 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,034 Underlying: Common Stock · 11,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 33,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. F5 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 33,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:46 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 5,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000294 · wf-form4_148165477033453.xml · derivative · entry 11 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,867 Underlying: Common Stock · 5,933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 17,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2016. F4 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 17,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2016. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:46 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 11,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000294 · wf-form4_148165477033453.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:46 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 5,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000294 · wf-form4_148165477033453.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 20:16 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 13,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000268 · wf-form4_148105536058189.xml · derivative · entry 8 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,867 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 41,600 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal installments beginning December 3, 2014. F4 · derivative.expiration_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 41,600 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal installments beginning December 3, 2014. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 20:16 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 13,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000268 · wf-form4_148105536058189.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| October 10, 2016 Filed Oct 12, 2016 19:47 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 490,700 | $0.00 Strike: $11.74 | $0.00 |
DisclosureSEC source: 0001381668-16-000248 · wf-form4_147630165868568.xml · derivative · entry 9 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 490,700 shares Expires 2018-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: As reported on a Form 4 dated August 13, 2008, the reporting person received a grant of 2,530,700 stock options that vest in four equal annual installments beginning on August 11, 2012. The reporting person previously exercised 2,040,000 of these stock options. Read SEC document |
| October 10, 2016 Filed Oct 12, 2016 19:47 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 401,022 | $18.00 | $7,218,396.00 |
DisclosureSEC source: 0001381668-16-000248 · wf-form4_147630165868568.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,678 F2 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e). Read SEC document |
| October 10, 2016 Filed Oct 12, 2016 19:47 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 490,700 | $11.74 | $5,760,818.00 |
DisclosureSEC source: 0001381668-16-000248 · wf-form4_147630165868568.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The acquisition was completed in accordance with the terms of a 10b5-1 Trading Plan disclosed on September 16, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.