Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TFS Financial CORPTFSL · Entity 3924 | Director · Chairman, President and CEO | September 08, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TFS Financial CORP
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrustee for daughter's trust | 27,150 |
Reported balance
After 2026-09-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-08 · Sale · Disposed 10,000 · Balance 27,150 |
| Common StockSEC Table I · non-derivative | Direct | 77,570 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 77,570 F1: Ending shares reflect the transfer of 7,073 shares transferred on August 20th, 2026 from the Grantor Retained Annuity Trust ("GRAT") of the reporting person. This transaction changed the beneficial ownership of such shares from indirect to direct ownership. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 29,700 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 29,700 |
| Common StockSEC Table I · non-derivative | IndirectTrust Beneficiary | 13.316 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 13.316 F1: Ending shares reflect the transfer of 7,073 shares transferred on August 20th, 2026 from the Grantor Retained Annuity Trust ("GRAT") of the reporting person. This transaction changed the beneficial ownership of such shares from indirect to direct ownership. |
| Common StockSEC Table I · non-derivative | IndirectTrustee for sibling trust | 54,738 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 54,738 |
| Common StockSEC Table I · non-derivative | IndirectBY ESOP | 11,389 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 11,389 F2: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 115,058 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 115,058 F2: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 215,200 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 215,200 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4: On December 18, 2025 the reporting person received a retention award grant of 215,200 restricted stock units ("RSU's"). These RSU's fully vest on December 10, 2030, subject to the reporting persons continuous service, and with certain limited exceptions. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 40,200 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 40,200 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5: On December 18, 2025, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 13,567 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 13,567 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6: On March 4, 2024, the reporting person received a grant of 40,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 26,934 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 26,934 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7: On December 19, 2024, the reporting person received a grant of 40,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 33,400 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 33,400 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F9: As reported on a Form 4 dated May 14, 2009, the reporting person received a grant of 33,400 restricted stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the reporting person only after the person's termination of employment with TFS Financial Corporation. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 35,700 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 35,700 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F10: As reported on a Form 4 dated May 18, 2010, the Reporting Person received a grant of 35,700 restricted stock units that vest in four equal installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 693,048 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 693,048 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F11: As reported on a Form 4 dated August 13, 2008, the Reporting Person received a grant of 701,800 Restricted Stock Units ("RSUs") on August 11, 2008. These RSUs vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after the person's termination of employment from TFS Financial Corporation. 3,387 shares were delivered to the issuer on August 13, 2012; and 5,365 shares were delivered to the issuer on August 11, 2015; to pay for the applicable withholding tax due upon vesting. |
| Performance Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 20,400 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 20,400 F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8: On November 25, 2025, the reporting person achieved performance level of 100% on a target award of 20,400 Performance Share Units ("PSUs"), resulting in a total earned award of 20.400 shares. This represents the final determination a March 4, 2024 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2025. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Ending shares reflect the transfer of 7,073 shares transferred on August 20th, 2026 from the Grantor Retained Annuity Trust ("GRAT") of the reporting person. This transaction changed the beneficial ownership of such shares from indirect to direct ownership.
F2: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F3: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F4: On December 18, 2025 the reporting person received a retention award grant of 215,200 restricted stock units ("RSU's"). These RSU's fully vest on December 10, 2030, subject to the reporting persons continuous service, and with certain limited exceptions.
F5: On December 18, 2025, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2026.
F6: On March 4, 2024, the reporting person received a grant of 40,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.
F7: On December 19, 2024, the reporting person received a grant of 40,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025.
F8: On November 25, 2025, the reporting person achieved performance level of 100% on a target award of 20,400 Performance Share Units ("PSUs"), resulting in a total earned award of 20.400 shares. This represents the final determination a March 4, 2024 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2025. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2026.
F9: As reported on a Form 4 dated May 14, 2009, the reporting person received a grant of 33,400 restricted stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the reporting person only after the person's termination of employment with TFS Financial Corporation.
F10: As reported on a Form 4 dated May 18, 2010, the Reporting Person received a grant of 35,700 restricted stock units that vest in four equal installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
F11: As reported on a Form 4 dated August 13, 2008, the Reporting Person received a grant of 701,800 Restricted Stock Units ("RSUs") on August 11, 2008. These RSUs vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after the person's termination of employment from TFS Financial Corporation. 3,387 shares were delivered to the issuer on August 13, 2012; and 5,365 shares were delivered to the issuer on August 11, 2015; to pay for the applicable withholding tax due upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2024 Filed Mar 6, 2024 21:05 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 40,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-24-000060 · wk-form4_1709759130.xml · derivative · entry 9 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,700 Underlying: Common Stock · 40,700 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On March 4, 2024, the reporting person received a grant of 40,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024. F3 · derivative.expiration_date: On March 4, 2024, the reporting person received a grant of 40,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024. Read SEC document |
| December 15, 2023 Filed Sep 12, 2024 16:21 UTC | TFS Financial CORP TFSL · Entity 3924 | OtherCommon Stock | 17,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-24-000125 · wk-form4_1726158106.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Trustee for daughter's trust Disclosed balance after: 57,150 F2 · shares: On 12/15/2023, the reporting person's daughter transferred 17,650 shares of TFSL common stock from her directly held shares to her revocable trust for no consideration. The reporting person is trustee of the trust, but the sole beneficiary of the trust is the reporting person's daughter. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 21:46 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000149 · wk-form4_1702590408.xml · nonDerivative · entry 6 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 18,700 F1 · shares: On December 12, 2023, the reporting person gifted these shares to his wife. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 21:46 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000149 · wk-form4_1702590408.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,227 F3 · shares: On December 12, 2023, the reporting person gifted these shares to his daughter's children's trust. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 21:46 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000149 · wk-form4_1702590408.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,227 F2 · shares: On December 12, 2023, the reporting person gifted these shares to his son's children's trust. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 21:46 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000149 · wk-form4_1702590408.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,227 F1 · shares: On December 12, 2023, the reporting person gifted these shares to his wife. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:19 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 13,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · derivative · entry 19 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,800 Underlying: Common Stock · 13,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F11 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023. F11 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:19 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 9,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · derivative · entry 16 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,800 Underlying: Common Stock · 9,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 29,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022. F8 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 29,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:19 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 10,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · derivative · entry 15 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. F7 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:19 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionPerformance Restricted Share Units · Derivative | 15,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · derivative · entry 14 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,588 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,500 Performance Share Units ("PSUs"), resulting in a total earned award of 15,588 shares. This represents the final determination of a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023. F6 · derivative.expiration_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,500 Performance Share Units ("PSUs"), resulting in a total earned award of 15,588 shares. This represents the final determination of a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:19 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 19,056 | $13.45 | $256,303.20 |
DisclosureSEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · nonDerivative · entry 5 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,927 F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:19 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 13,400 | $13.45 | $180,230.00 |
DisclosureSEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · nonDerivative · entry 4 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:19 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 9,800 | $13.45 | $131,810.00 |
DisclosureSEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:19 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 10,767 | $13.45 | $144,816.15 |
DisclosureSEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 22:19 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 15,588 | $13.45 | $209,658.60 |
DisclosureSEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| November 21, 2023 Filed Dec 6, 2023 19:21 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantPerformance Restricted Share Units · Derivative | 12,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000100 · wk-form4_1701890460.xml · derivative · entry 9 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,540 Underlying: Common Stock · 12,540 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 13,200 Performance Share Units ("PSUs"), resulting in a total earned award of 12,540 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024. F3 · derivative.expiration_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 13,200 Performance Share Units ("PSUs"), resulting in a total earned award of 12,540 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 19:56 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 188,213 | $11.64 Strike: $11.64 | $2,190,799.32 |
DisclosureSEC source: 0001381668-23-000074 · wk-form4_1692820555.xml · derivative · entry 19 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 188,213 shares Expires 2023-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 286,500 stock options. These stock options vest in three equal installments beginning December 3, 2014. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 19:56 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 17,962 | $13.82 | $248,177.36 |
DisclosureSEC source: 0001381668-23-000074 · wk-form4_1692820555.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,428 Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 19:56 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 170,251 | $14.03 | $2,388,621.53 |
DisclosureSEC source: 0001381668-23-000074 · wk-form4_1692820555.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 264,390 F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain stock options. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 19:56 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 188,213 | $11.64 | $2,190,799.32 |
DisclosureSEC source: 0001381668-23-000074 · wk-form4_1692820555.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 434,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 21:11 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,432 | $11.64 Strike: $11.64 | $28,308.48 |
DisclosureSEC source: 0001381668-23-000072 · wk-form4_1692220309.xml · derivative · entry 19 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,213 Underlying: Common Stock · 2,432 shares Expires 2023-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 286,500 stock options. These stock options vest in three equal installments beginning December 3, 2014. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 21:11 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 300 | $14.92 | $4,476.00 |
DisclosureSEC source: 0001381668-23-000072 · wk-form4_1692220309.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,428 Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 21:11 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 2,132 | $14.95 | $31,873.40 |
DisclosureSEC source: 0001381668-23-000072 · wk-form4_1692220309.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,728 F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon exercise of certain stock options. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 21:11 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 2,432 | $11.64 | $28,308.48 |
DisclosureSEC source: 0001381668-23-000072 · wk-form4_1692220309.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 21:17 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 95,855 | $11.64 Strike: $11.64 | $1,115,752.20 |
DisclosureSEC source: 0001381668-23-000070 · wk-form4_1692134130.xml · derivative · entry 19 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,645 Underlying: Common Stock · 95,855 shares Expires 2023-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 286,500 stock options. These stock options vest in three equal installments beginning December 3, 2014. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 21:17 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 11,813 | $14.96 | $176,722.48 |
DisclosureSEC source: 0001381668-23-000070 · wk-form4_1692134130.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,428 Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 21:17 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 84,042 | $14.95 | $1,256,427.90 |
DisclosureSEC source: 0001381668-23-000070 · wk-form4_1692134130.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,241 F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon exercise of certain stock options. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 21:17 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 95,855 | $11.64 | $1,115,752.20 |
DisclosureSEC source: 0001381668-23-000070 · wk-form4_1692134130.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 342,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options. Read SEC document |
| August 10, 2023 Filed Aug 10, 2023 21:05 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 6,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001381668-23-000065 · wk-form4_1691701516.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,428 F1 · shares: Reporting person gifted shares to nephew F1 · price: Reporting person gifted shares to nephew Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:01 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 1,000 | $11.54 | $11,540.00 |
DisclosureSEC source: 0001381668-23-000050 · wk-form4_1685131259.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Trustee for sibling trust Disclosed balance after: 54,738 F1 · shares: Reporting person as trustee, gifted shares from sibling's trust to non-reporting person Read SEC document |
| May 03, 2023 Filed May 4, 2023 17:12 UTC | TFS Financial CORP TFSL · Entity 3924 | OtherCommon Stock | 12,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000039 · wf-form4_168322034605509.xml · nonDerivative · entry 4 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Beneficiary Disclosed balance after: 42,442 F1 · shares: Reporting person transferred shares from his GRAT to his personal account Read SEC document |
| May 03, 2023 Filed May 4, 2023 17:12 UTC | TFS Financial CORP TFSL · Entity 3924 | OtherCommon Stock | 12,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000039 · wf-form4_168322034605509.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,428 F1 · shares: Reporting person transferred shares from his GRAT to his personal account Read SEC document |
| February 28, 2023 Filed Sep 12, 2024 16:21 UTC | TFS Financial CORP TFSL · Entity 3924 | OtherCommon Stock | 23,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-24-000125 · wk-form4_1726158106.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Trustee for daughter's trust Disclosed balance after: 39,500 F1 · shares: On 2/28/2023, the reporting person's daughter transferred 23,300 shares of TFSL common stock from her directly held shares to her revocable trust for no consideration. The reporting person is trustee of the trust, but the sole beneficiary of the trust is the reporting person's daughter. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 20:57 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000021 · wf-form4_167588985660660.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 15,000 F1 · shares: On February 7, 2023, reporting person gifted shares to his spouse Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 20:57 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000021 · wf-form4_167588985660660.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,749 F1 · shares: On February 7, 2023, reporting person gifted shares to his spouse Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 15:12 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 40,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000191 · wf-form4_167146274945739.xml · derivative · entry 15 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,200 Underlying: Common Stock · 40,200 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F9 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023. F9 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 14:51 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000168 · wf-form4_167111589715412.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 14,000 F1 · shares: On December 14, 2022, reporting person gifted shares to his spouse Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 14:51 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000168 · wf-form4_167111589715412.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,749 F1 · shares: On December 14, 2022, reporting person gifted shares to his spouse Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 9,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · derivative · entry 17 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,600 Underlying: Common Stock · 9,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F10 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 29,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022. F10 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 29,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 10,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · derivative · entry 16 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,767 Underlying: Common Stock · 10,767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F9 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. F9 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 9,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · derivative · entry 15 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 27,900 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 F8 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 27,900 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionPerformance Restricted Share Units · Derivative | 14,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · derivative · entry 14 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,063 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,500 Performance Share Units ("PSUs"), resulting in a total earned award of 14,063 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022. F7 · derivative.expiration_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,500 Performance Share Units ("PSUs"), resulting in a total earned award of 14,063 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 16,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · nonDerivative · entry 5 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,249 F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 9,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · nonDerivative · entry 4 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 10,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 9,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 14,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain Performance Share Units (PSUs). Read SEC document |
| November 22, 2022 Filed Nov 29, 2022 20:42 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantPerformance Restricted Share Units · Derivative | 15,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000130 · wf-form4_166975452087800.xml · derivative · entry 9 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,588 Underlying: Common Stock · 15,588 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,500 Performance Share Units ("PSUs"), resulting in a total earned award of 15,588 shares. This represents the final determination of a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and is entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023. F3 · derivative.expiration_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,500 Performance Share Units ("PSUs"), resulting in a total earned award of 15,588 shares. This represents the final determination of a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and is entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023. Read SEC document |
| November 08, 2022 Filed Nov 9, 2022 19:42 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000117 · wf-form4_166802296344411.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee for sibling trust Disclosed balance after: 55,738 F1 · shares: Reporting person gifted 5,000 shares to one family member. Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 19:31 UTC | TFS Financial CORP TFSL · Entity 3924 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000111 · wf-form4_166689905271974.xml · nonDerivative · entry 4 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 11,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.