Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Triumph Financial, Inc.TFIN · Entity 4635 | Director · President & CEO | May 01, 2026 | May 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Triumph Financial, Inc.
Report date May 01, 2026 · Filed May 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 158,573 |
Reported balance
After 2026-05-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-01 · Grant · Acquired 9,391 · Balance 158,573 F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. |
| Common StockSEC Table I · non-derivative | Direct | 169,303 |
Reported balance
After 2026-05-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-05-01 · Grant · Acquired 10,730 · Balance 169,303 F2: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. F3: Consists of (i) 146,071 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 23,232 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $67.55 · Expires 2036-05-01 | Direct | 17,418 |
Reported balance
After 2026-05-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-01 · Grant · Acquired 17,418 · Balance 17,418 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $54.38 · Expires 2035-05-01 | Direct | 22,376 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 22,376 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $72.00 · Expires 2034-05-01 | Direct | 12,148 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 12,148 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $51.25 · Expires 2033-05-01 | Direct | 15,823 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 15,823 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $69.44 · Expires 2032-05-01 | Direct | 10,886 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 10,886 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $88.63 · Expires 2031-05-01 | Direct | 8,269 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 8,269 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.25 · Expires 2030-05-01 | Direct | 9,767 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 9,767 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $31.00 · Expires 2029-05-01 | Direct | 7,103 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 7,103 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $38.75 · Expires 2028-05-01 | Direct | 9,739 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 9,739 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $25.80 · Expires 2027-05-01 | Direct | 11,883 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 11,883 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 3,315 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,315 F4: 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
F2: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
F3: Consists of (i) 146,071 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 23,232 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
F4: 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA
F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 26, 2020 Filed Oct 28, 2020 21:19 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 19,101 | $45.71 | $873,106.71 |
DisclosureSEC source: 0000899243-20-029528 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,418 F1 · price: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Consists of (i) 283,735 shares beneficially owned by reporting person, and (ii) 7,683 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:44 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 9,767 | $0.00 Strike: $26.25 | $0.00 |
DisclosureSEC source: 0001209191-20-027158 · doc4.xml · derivative · entry 4 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,767 Underlying: Common Stock · 9,767 shares Expires 2030-05-01 F6 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F7 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:44 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 139 | $26.25 | $3,648.75 |
DisclosureSEC source: 0001209191-20-027158 · doc4.xml · nonDerivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,519 F3 · shares: Represents 139 shares surrendered to satisfy applicable federal income tax withholding associated with the 5/1/2020 vesting of 574 shares of restricted stock issued to the reporting person. F4 · balance_after: Consists of (i) 302,836 shares beneficially owned by reporting person, and (ii) 7,683 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:44 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 3,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027158 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,658 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant. F2 · balance_after: Consists of (i) 302,975 shares beneficially owned by reporting person, and (ii) 7,683 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:29 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 613 | $23.74 | $14,552.62 |
DisclosureSEC source: 0001209191-20-023129 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,364 F1 · shares: Represents 613 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/2020 vesting of 1,906 shares of restricted stock issued to the reporting person. F2 · balance_after: Consists of (i) 301,570 shares beneficially owned by reporting person, and (ii) 5,794 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 15,000 | $39.52 | $592,800.00 |
DisclosureSEC source: 0001209191-20-006963 · doc4.xml · nonDerivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,977 F3 · shares: 15,000 shares were sold pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. F4 · price: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F5 · balance_after: Consists of (i) 299,664 shares beneficially owned by reporting person, and (ii) 8,313 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| December 13, 2019 Filed Feb 5, 2020 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 2,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006963 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,977 F1 · kind: The transaction reported involved a gift by the reporting person to 501(c)3 charitable organizations. F2 · balance_after: Consists of (i) 314,664 shares beneficially owned by reporting person, and (ii) 8,313 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 21:33 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 6,000 | $35.68 | $214,080.00 |
DisclosureSEC source: 0001209191-19-058348 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,039 F1 · shares: Shares were sold pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. Sale was for 6,000 of the 24,000 total shares subject to the plan, the remainder of which shares may be sold during the next 11 months, subject to certain restrictions and limitations. F2 · price: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Consists of (i) 316,726 shares beneficially owned by reporting person, and (ii) 8,313 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 20:45 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 3,500 | $32.51 | $113,785.00 |
DisclosureSEC source: 0001209191-19-054119 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,039 F1 · price: The reported price in Column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 322,726 shares beneficially owned by reporting person, and (ii) 8,313 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 7,103 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027320 · doc4.xml · derivative · entry 3 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,103 Underlying: Common Stock · 7,103 shares Expires 2029-05-01 F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 2,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027320 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,539 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant. F2 · balance_after: Consists of (i) 326,226 shares beneficially owned by reporting person, and (ii) 8,313 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 22:19 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 612 | $29.98 | $18,347.76 |
DisclosureSEC source: 0001209191-19-023442 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,241 F1 · shares: Represents 612 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/19 vesting of 2,518 shares of restricted stock issued to the reporting person. F2 · balance_after: Consists of (i) 325,396 shares beneficially owned by reporting person, and (ii) 6,845 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| December 28, 2018 Filed Mar 25, 2019 22:41 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 2,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021231 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,853 F1 · kind: The transaction reported involved a gift by the reporting person to 501(c)3 charitable organizations. F2 · balance_after: Consists of (i) 323,490 shares beneficially owned by reporting person, and (ii) 9,363 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 22:20 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 10,000 | $37.84 | $378,400.00 |
DisclosureSEC source: 0001209191-18-060957 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,291 F1 · shares: Shares were sold pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. Sale was for 10,000 of the 40,000 total shares subject to the plan, the remainder of which shares may be sold during the next 11 months, subject to certain restrictions and limitations. F2 · price: The reported price in Column 4 represents the weighted average sale price. F3 · balance_after: Consists of (i) 325,928 shares beneficially owned by reporting person, and (ii) 9,363 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| May 15, 2018 Filed May 15, 2018 21:59 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 135,000 | $39.50 | $5,332,500.00 |
DisclosureSEC source: 0001209191-18-030275 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,291 F1 · balance_after: Consists of (i) 335,928 shares beneficially owned by reporting person, and (ii) 9,363 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:49 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 9,739 | $0.00 Strike: $38.75 | $0.00 |
DisclosureSEC source: 0001209191-18-027668 · doc4.xml · derivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,739 Underlying: Common Stock · 9,739 shares Expires 2028-05-01 F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:49 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 3,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027668 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,291 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth (rounded down to the nearest whole share, as applicable) of such shares shall vest on each of the first four anniversaries of the date of grant. F2 · balance_after: Consists of (i) 470,928 shares beneficially owned by reporting person, and (ii) 9,363 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:09 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 1,148 | $41.20 | $47,297.60 |
DisclosureSEC source: 0001209191-18-023149 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,968 F1 · shares: Represents 1,148 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/18 vesting of 4,724 shares of restricted stock issued to the reporting person. F2 · balance_after: Consists of (i) 470,928 shares beneficially owned by reporting person, and (ii) 6,040 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| November 30, 2017 Filed Feb 2, 2018 22:17 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 3,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007029 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,116 F1 · kind: The transaction reported involved a gift by the reporting person to a charitable organization. F2 · balance_after: Consists of (i) 467,352 shares beneficially owned by reporting person, and (ii) 10,764 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:22 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 58,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-060881 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,621 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F2 · balance_after: Consists of 470,857 shares beneficially owned by reporting person, and (ii) 10,764 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:34 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 12,282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049219 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,534 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F2 · balance_after: Consists of (i) 412,770 shares beneficially owned by reporting person, and (ii) 10,764 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| April 01, 2017 Filed Apr 5, 2017 20:11 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 11,883 | $0.00 Strike: $25.80 | $0.00 |
DisclosureSEC source: 0001209191-17-025604 · doc4.xml · derivative · entry 4 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,883 Underlying: Common Stock · 11,883 shares Expires 2027-04-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| April 01, 2017 Filed Apr 5, 2017 20:11 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 1,015 | $25.80 | $26,187.00 |
DisclosureSEC source: 0001209191-17-025604 · doc4.xml · nonDerivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,252 F2 · shares: Represents 1,015 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/17 vesting of 5,234 shares of restricted stock issued to reporting person. F3 · balance_after: Consists of (i) 400,488 shares beneficially owned by reporting person, and (ii) 10,764 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| April 01, 2017 Filed Apr 5, 2017 20:11 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 4,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025604 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,267 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth (rounded down to the nearest whole share, as applicable) of such shares shall vest on each of the first four anniversaries of the date of grant. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:20 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 105,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-012392 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,255 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016. F2 · balance_after: Consists of (i) 397,784 shares beneficially owned by reporting person, and (ii) 10,471 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 21:18 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156319 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,222 F1 · kind: Represents a charitable donation of shares by the reporting person. F2 · balance_after: Consists of (i) 292,751 shares beneficially owned by reporting person, and (ii) 10,471 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:23 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 2,735 | $21.45 | $58,665.75 |
DisclosureSEC source: 0001209191-16-153516 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,722 F1 · shares: Represents 2,735 shares surrendered to satisfy applicable federal income tax withholding associated with the 12/1/16 vesting of 10,000 shares of restricted stock issued to reporting person. F2 · price: Represents closing price per share of Issuer's common stock on the date of vesting (12/1/16). F3 · balance_after: Consists of (i) 295,251 shares beneficially owned by reporting person, and (ii) 10,471 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 22:35 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 149,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-150615 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,457 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016. F2 · balance_after: Consists of (i) 287,986 shares beneficially owned by reporting person, and (ii) 20,471 shares of restricted stock of reporting person subject to future time vesting requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.