Thompson John David

SEC source: 0001423891-26-000005 · primarydocument.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 626,793

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 10, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.30 to $9.37. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001423891-26-000004 · primarydocument.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 735,701

F1 · kind: The sales reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.61 to $5.81. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001423891-26-000003 · primarydocument.xml · nonDerivative · entry 3

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 844,721

F1 · kind: Reflects shares withheld to cover the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001423891-26-000003 · primarydocument.xml · nonDerivative · entry 2

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 863,690

F1 · kind: Reflects shares withheld to cover the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001423891-26-000003 · primarydocument.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 903,878

F1 · kind: Reflects shares withheld to cover the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001423891-26-000002 · primarydocument.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 941,686

F1 · shares: Represents time-based restricted stock units that shall vest in three equal installments beginning on March 1, 2027.

SEC source: 0001423891-25-000005 · primarydocument.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 726,153

F1 · shares: The reported sale of 400 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2025.

SEC source: 0001562180-25-005886 · primarydocument.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 726,553

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 10, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.79 to $7.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

SEC source: 0001562180-25-005777 · primarydocument.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 730,792

F1 · kind: Reflects shares withheld to cover the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001562180-25-002175 · primarydocument.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 733,782

F1 · shares: Represents time-based restricted stock units that shall vest in three equal installments beginning on March 1, 2026.

SEC source: 0001562180-25-002025 · primarydocument.xml · nonDerivative · entry 2

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 596,165

F1 · kind: Reflects shares withheld to cover the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001562180-25-002025 · primarydocument.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 633,972

F1 · kind: Reflects shares withheld to cover the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001562180-24-006677 · primarydocument.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,871

F1 · kind: Reflects shares withheld to cover the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001562180-24-006265 · primarydocument.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 721,552

F1 · kind: Reflects shares withheld to cover the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001562180-24-002500 · primarydocument.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724,577

F1 · shares: Represents time-based restricted stock units that shall vest in three equal installments beginning on March 1, 2025.

SEC source: 0001562180-24-002334 · primarydocument.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,826

F1 · kind: Reflects shares withheld to cover the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001209191-23-048400 · doc4.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,985

F1 · kind: Reflects shares withheld to cover the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001209191-23-045866 · doc4.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,818

F1 · kind: Reflects shares withheld to cover the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001209191-23-025206 · doc4.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 523,844

F1 · shares: Represents time-based restricted stock units that shall vest in three equal annual installments beginning on March 1, 2024.

SEC source: 0001209191-22-046111 · doc4.xml · nonDerivative · entry 3

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,550

F1 · kind: Represents portions of cash-based awards originally granted by GBT JerseyCo Limited ("GBT") prior to the business combination pursuant to which Global Business Travel Group, Inc. (the "Issuer") acquired GBT, that have been replaced by equity awards of the Issuer. The restricted stock unit awards reported herein were granted by the Issuer upon the filing of the Form S-8 by the Issuer on August 12, 2022.

F4 · shares: Represents restricted stock units granted by the Issuer that vest in three equal annual installments beginning on August 12, 2023.

SEC source: 0001209191-22-046111 · doc4.xml · nonDerivative · entry 2

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,864

F1 · kind: Represents portions of cash-based awards originally granted by GBT JerseyCo Limited ("GBT") prior to the business combination pursuant to which Global Business Travel Group, Inc. (the "Issuer") acquired GBT, that have been replaced by equity awards of the Issuer. The restricted stock unit awards reported herein were granted by the Issuer upon the filing of the Form S-8 by the Issuer on August 12, 2022.

F3 · shares: Represents time-based restricted stock units granted by the Issuer that replaced the performance-based portion of long-term cash incentive awards originally granted by GBT on September 1, 2021. These restricted stock units vest on September 1, 2024.

F1 · price: Represents portions of cash-based awards originally granted by GBT JerseyCo Limited ("GBT") prior to the business combination pursuant to which Global Business Travel Group, Inc. (the "Issuer") acquired GBT, that have been replaced by equity awards of the Issuer. The restricted stock unit awards reported herein were granted by the Issuer upon the filing of the Form S-8 by the Issuer on August 12, 2022.

SEC source: 0001209191-22-046111 · doc4.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,932

F1 · kind: Represents portions of cash-based awards originally granted by GBT JerseyCo Limited ("GBT") prior to the business combination pursuant to which Global Business Travel Group, Inc. (the "Issuer") acquired GBT, that have been replaced by equity awards of the Issuer. The restricted stock unit awards reported herein were granted by the Issuer upon the filing of the Form S-8 by the Issuer on August 12, 2022.

F2 · shares: Represents time-based restricted stock units granted by the Issuer that replaced the performance-based portion of long-term cash incentive awards originally granted by GBT on November 5, 2020. These restricted stock units vest on September 1, 2023.

F1 · price: Represents portions of cash-based awards originally granted by GBT JerseyCo Limited ("GBT") prior to the business combination pursuant to which Global Business Travel Group, Inc. (the "Issuer") acquired GBT, that have been replaced by equity awards of the Issuer. The restricted stock unit awards reported herein were granted by the Issuer upon the filing of the Form S-8 by the Issuer on August 12, 2022.

SEC source: 0001209191-22-033260 · doc4.xml · derivative · entry 4

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,412

Underlying: Class A Common Stock · 45,412 shares

Expires not disclosed

F5 · security: Reflects Class C ordinary shares of the Issuer ("Earnout Shares") acquired in the Business Combination for equity of GBT held by the reporting person prior to the closing of the Business Combination. Pursuant to the terms of the Business Combination Agreement, these Earnout Shares will automatically convert into Class A common stock of the Issuer ("Class A Shares"), if, from the closing of the Business Combination until the fifth anniversary thereof, the volume-weighted average price of the Class A Shares exceeds certain thresholds as discussed below. One half of these Earnout Shares will automatically convert into Class A Shares if the volume-weighted average price of the Class A Shares exceeds $12.50 for any 20 trading days within any 30 trading day period, and other half will automatically convert if the volume-weighted average price of the Class A shares exceeds $15.00 for any 20 trading days within any 30 trading day period.

F5 · derivative.exercise_price: Reflects Class C ordinary shares of the Issuer ("Earnout Shares") acquired in the Business Combination for equity of GBT held by the reporting person prior to the closing of the Business Combination. Pursuant to the terms of the Business Combination Agreement, these Earnout Shares will automatically convert into Class A common stock of the Issuer ("Class A Shares"), if, from the closing of the Business Combination until the fifth anniversary thereof, the volume-weighted average price of the Class A Shares exceeds certain thresholds as discussed below. One half of these Earnout Shares will automatically convert into Class A Shares if the volume-weighted average price of the Class A Shares exceeds $12.50 for any 20 trading days within any 30 trading day period, and other half will automatically convert if the volume-weighted average price of the Class A shares exceeds $15.00 for any 20 trading days within any 30 trading day period.

F5 · kind: Reflects Class C ordinary shares of the Issuer ("Earnout Shares") acquired in the Business Combination for equity of GBT held by the reporting person prior to the closing of the Business Combination. Pursuant to the terms of the Business Combination Agreement, these Earnout Shares will automatically convert into Class A common stock of the Issuer ("Class A Shares"), if, from the closing of the Business Combination until the fifth anniversary thereof, the volume-weighted average price of the Class A Shares exceeds certain thresholds as discussed below. One half of these Earnout Shares will automatically convert into Class A Shares if the volume-weighted average price of the Class A Shares exceeds $12.50 for any 20 trading days within any 30 trading day period, and other half will automatically convert if the volume-weighted average price of the Class A shares exceeds $15.00 for any 20 trading days within any 30 trading day period.

F5 · price: Reflects Class C ordinary shares of the Issuer ("Earnout Shares") acquired in the Business Combination for equity of GBT held by the reporting person prior to the closing of the Business Combination. Pursuant to the terms of the Business Combination Agreement, these Earnout Shares will automatically convert into Class A common stock of the Issuer ("Class A Shares"), if, from the closing of the Business Combination until the fifth anniversary thereof, the volume-weighted average price of the Class A Shares exceeds certain thresholds as discussed below. One half of these Earnout Shares will automatically convert into Class A Shares if the volume-weighted average price of the Class A Shares exceeds $12.50 for any 20 trading days within any 30 trading day period, and other half will automatically convert if the volume-weighted average price of the Class A shares exceeds $15.00 for any 20 trading days within any 30 trading day period.

F5 · derivative.exercise_date: Reflects Class C ordinary shares of the Issuer ("Earnout Shares") acquired in the Business Combination for equity of GBT held by the reporting person prior to the closing of the Business Combination. Pursuant to the terms of the Business Combination Agreement, these Earnout Shares will automatically convert into Class A common stock of the Issuer ("Class A Shares"), if, from the closing of the Business Combination until the fifth anniversary thereof, the volume-weighted average price of the Class A Shares exceeds certain thresholds as discussed below. One half of these Earnout Shares will automatically convert into Class A Shares if the volume-weighted average price of the Class A Shares exceeds $12.50 for any 20 trading days within any 30 trading day period, and other half will automatically convert if the volume-weighted average price of the Class A shares exceeds $15.00 for any 20 trading days within any 30 trading day period.

F5 · derivative.expiration_date: Reflects Class C ordinary shares of the Issuer ("Earnout Shares") acquired in the Business Combination for equity of GBT held by the reporting person prior to the closing of the Business Combination. Pursuant to the terms of the Business Combination Agreement, these Earnout Shares will automatically convert into Class A common stock of the Issuer ("Class A Shares"), if, from the closing of the Business Combination until the fifth anniversary thereof, the volume-weighted average price of the Class A Shares exceeds certain thresholds as discussed below. One half of these Earnout Shares will automatically convert into Class A Shares if the volume-weighted average price of the Class A Shares exceeds $12.50 for any 20 trading days within any 30 trading day period, and other half will automatically convert if the volume-weighted average price of the Class A shares exceeds $15.00 for any 20 trading days within any 30 trading day period.

SEC source: 0001209191-22-033260 · doc4.xml · derivative · entry 3

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,182

Underlying: Class A Common Stock · 652,182 shares

Expires 2031-12-02

F1 · kind: Represents equity awards granted by GBT JerseyCo Limited ("GBT") that have been converted into equity awards of Apollo Strategic Growth Capital (which subsequently changed its name to "Global Business Travel Group, Inc.", the "Issuer") pursuant to the terms of the business combination agreement, dated as of December 2, 2021, entered into by and between GBT and the Issuer (the "Business Combination Agreement"), pursuant to which the Issuer acquired GBT (the "Business Combination"). The Business Combination closed on May 27, 2022.

F1 · price: Represents equity awards granted by GBT JerseyCo Limited ("GBT") that have been converted into equity awards of Apollo Strategic Growth Capital (which subsequently changed its name to "Global Business Travel Group, Inc.", the "Issuer") pursuant to the terms of the business combination agreement, dated as of December 2, 2021, entered into by and between GBT and the Issuer (the "Business Combination Agreement"), pursuant to which the Issuer acquired GBT (the "Business Combination"). The Business Combination closed on May 27, 2022.

F4 · derivative.exercise_date: Represents stock options originally granted by GBT on December 2, 2021 and that vest in three equal annual installments beginning on December 2, 2022.

SEC source: 0001209191-22-033260 · doc4.xml · derivative · entry 2

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,806

Underlying: Class A Common Stock · 306,806 shares

Expires 2029-09-25

F1 · kind: Represents equity awards granted by GBT JerseyCo Limited ("GBT") that have been converted into equity awards of Apollo Strategic Growth Capital (which subsequently changed its name to "Global Business Travel Group, Inc.", the "Issuer") pursuant to the terms of the business combination agreement, dated as of December 2, 2021, entered into by and between GBT and the Issuer (the "Business Combination Agreement"), pursuant to which the Issuer acquired GBT (the "Business Combination"). The Business Combination closed on May 27, 2022.

F1 · price: Represents equity awards granted by GBT JerseyCo Limited ("GBT") that have been converted into equity awards of Apollo Strategic Growth Capital (which subsequently changed its name to "Global Business Travel Group, Inc.", the "Issuer") pursuant to the terms of the business combination agreement, dated as of December 2, 2021, entered into by and between GBT and the Issuer (the "Business Combination Agreement"), pursuant to which the Issuer acquired GBT (the "Business Combination"). The Business Combination closed on May 27, 2022.

F3 · derivative.exercise_date: Represents stock options originally granted by GBT on September 25, 2019 and that vest in five equal annual installments beginning on October 1, 2019.

SEC source: 0001209191-22-033260 · doc4.xml · derivative · entry 1

Thompson John David · CIK 0001423891 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,248

Underlying: Class A Common Stock · 964,248 shares

Expires 2027-10-09

F1 · kind: Represents equity awards granted by GBT JerseyCo Limited ("GBT") that have been converted into equity awards of Apollo Strategic Growth Capital (which subsequently changed its name to "Global Business Travel Group, Inc.", the "Issuer") pursuant to the terms of the business combination agreement, dated as of December 2, 2021, entered into by and between GBT and the Issuer (the "Business Combination Agreement"), pursuant to which the Issuer acquired GBT (the "Business Combination"). The Business Combination closed on May 27, 2022.

F1 · price: Represents equity awards granted by GBT JerseyCo Limited ("GBT") that have been converted into equity awards of Apollo Strategic Growth Capital (which subsequently changed its name to "Global Business Travel Group, Inc.", the "Issuer") pursuant to the terms of the business combination agreement, dated as of December 2, 2021, entered into by and between GBT and the Issuer (the "Business Combination Agreement"), pursuant to which the Issuer acquired GBT (the "Business Combination"). The Business Combination closed on May 27, 2022.

F2 · derivative.exercise_date: Represents stock options originally granted by GBT on October 9, 2017 and that vest in five equal annual installments beginning on December 1, 2017.

SEC source: 0001209191-21-034740 · doc4.xml · derivative · entry 2

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: The RSUs vested in full on May 19, 2021 upon the reporting person's separation from service with the issuer.

F3 · derivative.expiration_date: The RSUs have no expiration date.

SEC source: 0001209191-21-034740 · doc4.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-027316 · doc4.xml · derivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,032

Underlying: Common Stock · 147 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: One hundred thirty-two (132) RSUs vested immediately with the remaining RSUs vesting on the earlier of (a) May 20, 2021 or (b) the day before the issuer's next annual meeting of stockholders. In addition, pursuant to a deferral election made by the reporting person, the RSUs are payable upon the earliest of (i) the reporting person's separation from service with the issuer, (ii) the reporting person's death or (iii) the date of a change in control of the issuer.

F3 · derivative.expiration_date: The RSUs have no expiration date.

SEC source: 0001209191-21-004088 · doc4.xml · derivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,885

Underlying: Common Stock · 148 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: One hundred thirty-three (133) RSUs vested immediately with the remaining RSUs vesting on the earlier of (a) May 20, 2021 or (b) the day before the issuer's next annual meeting of stockholders. In addition, pursuant to a deferral election made by the reporting person, the RSUs are payable upon the earliest of (i) the reporting person's separation from service with the issuer, (ii) the reporting person's death or (iii) the date of a change in control of the issuer.

F3 · derivative.expiration_date: The RSUs have no expiration date.

SEC source: 0001209191-20-055311 · doc4.xml · derivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,737

Underlying: Common Stock · 140 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: One hundred twenty-six (126) RSUs vested immediately with the remaining RSUs vesting on the earlier of (a) May 20, 2021 or (b) the day before the issuer's next annual meeting of stockholders. In addition, pursuant to a deferral election made by the reporting person, the RSUs are payable upon the earliest of (i) the reporting person's separation from service with the issuer, (ii) the reporting person's death or (iii) the date of a change in control of the issuer.

F3 · derivative.expiration_date: The RSUs have no expiration date.

SEC source: 0001209191-20-042995 · doc4.xml · derivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,597

Underlying: Common Stock · 146 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: One hundred thirty-one (131) RSUs vested immediately with the remaining RSUs vesting on the earlier of (a) May 20, 2021 or (b) the day before the issuer's next annual meeting of stockholders. In addition, pursuant to a deferral election made by the reporting person, the RSUs are payable upon the earliest of (i) the reporting person's separation from service with the issuer, (ii) the reporting person's death or (iii) the date of a change in control of the issuer.

F3 · derivative.expiration_date: The RSUs have no expiration date.

SEC source: 0001209191-20-031790 · doc4.xml · derivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,451

Underlying: Common Stock · 1,439 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (a) May 20, 2021 or (b) the day before the issuer's next annual meeting of stockholders. In addition, pursuant to a deferral election made by the reporting person, the RSUs are payable upon the earliest of (i) the reporting person's separation from service with the issuer, (ii) the reporting person's death or (iii) the date of a change in control of the issuer.

F3 · derivative.expiration_date: The RSUs have no expiration date.

SEC source: 0001209191-20-030626 · doc4.xml · derivative · entry 2

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,012

Underlying: Common Stock · 1,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: The RSUs vested in full on May 16, 2020.

F3 · derivative.expiration_date: The RSUs have no expiration date.

SEC source: 0001209191-20-030626 · doc4.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-028555 · doc4.xml · derivative · entry 3

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2020-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise of stock options that were set to expire on September 28, 2020.

F3 · derivative.exercise_date: The stock options vested on September 28, 2011.

SEC source: 0001209191-20-028555 · doc4.xml · nonDerivative · entry 2

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,629

F2 · shares: Represents shares sold by the reporting person to cover the exercise price upon the exercise of the options.

SEC source: 0001209191-20-028555 · doc4.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise of stock options that were set to expire on September 28, 2020.

SEC source: 0001209191-20-024921 · doc4.xml · derivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,578

Underlying: Common Stock · 150 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: One hundred thirty four (134) RSUs vest immediately, and pursuant to a deferral election made by the reporting person, such vested RSUs are payable upon the earliest of (a) the reporting person's separation from service with the issuer, (b) the reporting person's death or (c) the date of a change in control of the issuer. The remaining sixteen (16) RSUs will vest on May 16, 2020 and are payable upon vesting.

F3 · derivative.expiration_date: The RSUs have no expiration date.

SEC source: 0001209191-20-004024 · doc4.xml · derivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,428

Underlying: Common Stock · 151 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: One hundred thirty five (135) RSUs vest immediately, and pursuant to a deferral election made by the reporting person, such vested RSUs are payable upon the earliest of (a) the reporting person's separation from service with the issuer, (b) the reporting person's death or (c) the date of a change in control of the issuer. The remaining sixteen (16) RSUs will vest on May 16, 2020 and are payable upon vesting.

F3 · derivative.expiration_date: The RSUs have no expiration date.

SEC source: 0001209191-19-053488 · doc4.xml · derivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,277

Underlying: Common Stock · 147 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: One hundred thirty one (131) RSUs vest immediately, and pursuant to a deferral election made by the reporting person, such vested RSUs are payable upon the earliest of (a) the reporting person's separation from service with the issuer, (b) the reporting person's death or (c) the date of a change in control of the issuer. The remaining sixteen (16) RSUs will vest on May 16, 2020 and are payable upon vesting.

F3 · derivative.expiration_date: The RSUs have no expiration date.

SEC source: 0001209191-19-042511 · doc4.xml · derivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,130

Underlying: Common Stock · 145 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: One hundred twenty nine (129) RSUs vest immediately, and pursuant to a deferral election made by the reporting person, such vested RSUs are payable upon the earliest of (a) the reporting person's separation from service with the issuer, (b) the reporting person's death or (c) the date of a change in control of the issuer. The remaining sixteen (16) RSUs will vest on May 16, 2020 and are payable upon vesting.

F3 · derivative.expiration_date: The RSUs have no expiration date.

SEC source: 0001209191-19-031422 · doc4.xml · derivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,985

Underlying: Common Stock · 1,502 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: The RSUs vest on May 16, 2020 and are payable upon vesting.

F3 · derivative.expiration_date: The RSUs have no expiration date.

SEC source: 0001209191-19-024984 · doc4.xml · derivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,483

Underlying: Common Stock · 123 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: One hundred eleven (111) RSUs vested immediately with the remaining RSUs vesting on May 23, 2019. Pursuant to a deferral election made by the reporting person, vested RSUs are payable upon the earliest of (a) the reporting person's separation from service with the issuer, (b) the reporting person's death or (c) the date of a change in control of the issuer.

F3 · derivative.expiration_date: The RSUs have no expiration date.

SEC source: 0001209191-19-004222 · doc4.xml · derivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,360

Underlying: Common Stock · 144 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem Dividend Equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: One hundred twenty-nine (129) RSUs vest immediately with the remaining RSUs vesting on May 23, 2019. Pursuant to a deferral election made by the reporting person, vested RSUs are payable upon the earliest of (a) the reporting person's separation from service with the issuer, (b) the reporting person's death or (c) the date of a change in control of the issuer.

F3 · derivative.expiration_date: The RSUs have no expiration date.

SEC source: 0001209191-18-055317 · doc4.xml · derivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,216

Underlying: Common Stock · 124 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem Dividend Equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: One hundred eleven (111) RSUs vest immediately with the remaining RSUs vesting on May 23, 2019. Pursuant to a deferral election made by the reporting person, vested RSUs are payable upon the earliest of (a) the reporting person's separation from service with the issuer, (b) the reporting person's death or (c) the date of a change in control of the issuer.

F3 · derivative.expiration_date: The RSUs have no expiration date.

SEC source: 0001209191-18-043150 · doc4.xml · derivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,092

Underlying: Common Stock · 109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem Dividend Equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: Ninety-eight (98) RSUs vest immediately with the remaining RSUs vesting on May 23, 2019. Pursuant to a deferral election made by the reporting person, vested RSUs are payable upon the earliest of (a) the reporting person's separation from service with the issuer, (b) the reporting person's death or (c) the date of a change in control of the issuer.

F3 · derivative.expiration_date: The RSUs have no expiration date.

SEC source: 0001209191-18-033516 · doc4.xml · derivative · entry 3

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,983

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F4 · derivative.exercise_date: The RSUs vested in full on May 24, 2018.

F3 · derivative.expiration_date: The RSUs have no expiration date.

SEC source: 0001209191-18-033516 · doc4.xml · nonDerivative · entry 1

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-033516 · doc4.xml · derivative · entry 2

Thompson John David · CIK 0001423891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,233

Underlying: Common Stock · 1,209 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: The RSUs vest on May 23, 2019 and, pursuant to a deferral election made by the reporting person, are payable upon the earliest of (a) the reporting person's separation from service with the issuer, (b) the reporting person's death or (c) the date of a change in control of the issuer.

F3 · derivative.expiration_date: The RSUs have no expiration date.