Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNMAC Holdings, Inc.PFSI · Entity 162615 | Director | August 07, 2018 | August 07, 2018 |
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | Director | May 07, 2026 | May 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNMAC Holdings, Inc.
Report date August 07, 2018 · Filed August 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 56,649 |
Reported balance
After 2018-08-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-08-07 · Grant · Acquired 1,220 · Balance 56,649 F1: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2: The reported amount consists of 10,128 restricted stock units and 46,521 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | Direct | 331,052 |
Reported balance
Holding disclosure · report date 2018-08-07 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 331,052 F3: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial Services, Inc.'s initial public offering, and after the expiration of a lock-up agreement. F4: N/A |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectMazzella Family Irrevocable Trust | 407,031 |
Reported balance
Holding disclosure · report date 2018-08-07 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 407,031 F3: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial Services, Inc.'s initial public offering, and after the expiration of a lock-up agreement. F4: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.
F2: The reported amount consists of 10,128 restricted stock units and 46,521 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F3: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial Services, Inc.'s initial public offering, and after the expiration of a lock-up agreement.
F4: N/A
PennyMac Financial Services, Inc.
Report date May 07, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,905 |
Reported balance
After 2026-05-07 transaction · row 1
1 source rowRow 1 · 2026-05-07 · Grant · Acquired 359 · Balance 81,905 F1: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. |
| Common StockSEC Table I · non-derivative | IndirectMazzella Family Irrevocable Trust | 165,031 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 165,031 |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2021 Filed Feb 10, 2021 22:59 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 431 | $57.48 | $24,773.88 |
DisclosureSEC source: 0001127602-21-005012 · form4.xml · nonDerivative · entry 2 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,519 F3 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2020. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F4 · balance_after: The reported amount consists of 4,236 restricted stock units and 359,283 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 16, 2020 Filed Feb 10, 2021 22:59 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005012 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,088 F1 · shares: Represents a bona fide gift of shares to a charitable organization. F2 · balance_after: The reported amount consists of 4,236 restricted stock units and 358,852 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| November 09, 2020 Filed Nov 9, 2020 22:59 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 374 | $66.17 | $24,747.58 |
DisclosureSEC source: 0001127602-20-028517 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,088 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the third quarter of 2020. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 4,236 restricted stock units and 383,852 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 22:33 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 200 | $59.09 | $11,817.00 |
DisclosureSEC source: 0001127602-20-026399 · form4.xml · nonDerivative · entry 3 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 152,031 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $59.04 to $59.13. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 22:33 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 12,118 | $58.56 | $709,660.38 |
DisclosureSEC source: 0001127602-20-026399 · form4.xml · nonDerivative · entry 2 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 152,231 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $58.00 to $58.955. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 22:33 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,682 | $57.66 | $327,630.37 |
DisclosureSEC source: 0001127602-20-026399 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 164,349 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $56.99 to $57.98. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 21:49 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 6,841 | $53.47 | $365,818.37 |
DisclosureSEC source: 0001127602-20-024730 · form4.xml · nonDerivative · entry 2 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 170,031 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $53.05 to $53.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 21:49 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 11,159 | $52.57 | $586,659.88 |
DisclosureSEC source: 0001127602-20-024730 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 176,872 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $52.04 to $53.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 22:55 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 613 | $40.44 | $24,789.72 |
DisclosureSEC source: 0001127602-20-023490 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,714 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2020. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 4,236 restricted stock units and 383,478 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:27 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 2,265 | $48.83 | $110,593.16 |
DisclosureSEC source: 0001127602-20-022944 · form4.xml · nonDerivative · entry 2 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 188,031 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $48.77 to $48.90. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:27 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 15,735 | $48.29 | $759,784.93 |
DisclosureSEC source: 0001127602-20-022944 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 190,296 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $47.76 to $48.75. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:07 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 18,000 | $41.56 | $748,168.20 |
DisclosureSEC source: 0001127602-20-021222 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 206,031 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $41.15 to $41.81. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:47 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 14,776 | $34.38 | $507,941.25 |
DisclosureSEC source: 0001127602-20-018761 · form4.xml · nonDerivative · entry 2 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 224,031 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $34.18 to $34.89. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:47 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 3,224 | $33.92 | $109,356.79 |
DisclosureSEC source: 0001127602-20-018761 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 238,807 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $33.18 to $34.17. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| May 11, 2020 Filed May 13, 2020 22:02 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 952 | $26.05 | $24,799.60 |
DisclosureSEC source: 0001127602-20-016466 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,101 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the first quarter of 2020. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 4,236 restricted stock units and 382,865 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:51 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 1,320 | $28.85 | $38,086.75 |
DisclosureSEC source: 0001127602-20-015455 · form4.xml · nonDerivative · entry 2 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 242,031 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $28.60 to $29.56. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:51 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 16,680 | $28.06 | $468,045.80 |
DisclosureSEC source: 0001127602-20-015455 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 243,351 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $27.56 to $28.55. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 22:42 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 8,768 | $27.17 | $238,184.47 |
DisclosureSEC source: 0001127602-20-013757 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 260,031 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $27.00 to $27.6150. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 22:17 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 9,232 | $27.07 | $249,895.47 |
DisclosureSEC source: 0001127602-20-013649 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 268,799 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $27.00 to $27.24. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 01:43 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 2,830 | $36.06 | $102,060.55 |
DisclosureSEC source: 0001127602-20-009255 · form4.xml · nonDerivative · entry 2 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 278,031 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $36.00 to $36.16. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 01:43 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 15,170 | $35.50 | $538,484.94 |
DisclosureSEC source: 0001127602-20-009255 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 280,861 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $35.00 to $35.995. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 02:14 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 2,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008241 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,149 F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 11,802 restricted stock units and 374,347 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 23:03 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 728 | $34.08 | $24,810.24 |
DisclosureSEC source: 0001127602-20-005123 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,238 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 374,347 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:46 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 18,000 | $33.94 | $610,948.80 |
DisclosureSEC source: 0001127602-20-003837 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 296,031 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $33.77 to $34.11. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 23:49 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 18,000 | $33.96 | $611,285.40 |
DisclosureSEC source: 0001127602-20-001864 · form4.xml · nonDerivative · entry 2 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 314,031 F3 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $33.72 to $34.185. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| December 26, 2019 Filed Jan 16, 2020 23:49 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-001864 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,510 F1 · shares: Represents a bona fide gift of shares to a charitable organization. F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 373,619 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 23:03 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 395 | $34.26 | $13,532.74 |
DisclosureSEC source: 0001127602-19-033514 · form4.xml · nonDerivative · entry 3 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 332,031 F4 · price: The price reported is the weighted average price of multiple transactions ranging from $34.25 to $34.27. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of such reported securities. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 23:03 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 34,605 | $33.77 | $1,168,576.25 |
DisclosureSEC source: 0001127602-19-033514 · form4.xml · nonDerivative · entry 2 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 332,426 F3 · price: The price reported is the weighted average price of multiple transactions ranging from $33.25 to $34.24. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of such reported securities. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 23:03 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 40,000 | $33.66 | $1,346,420.00 |
DisclosureSEC source: 0001127602-19-033514 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 367,031 F1 · price: The price reported is the weighted average price of multiple transactions ranging from $33.41 to $33.98. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of such reported securities. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 22:06 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 798 | $31.08 | $24,801.84 |
DisclosureSEC source: 0001127602-19-032062 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,510 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the third quarter of 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 388,619 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 21:54 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 1,081 | $22.94 | $24,798.14 |
DisclosureSEC source: 0001127602-19-026184 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,712 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 387,821 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| May 06, 2019 Filed May 7, 2019 20:55 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 1,098 | $22.58 | $24,792.84 |
DisclosureSEC source: 0001127602-19-017617 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,631 F1 · shares: The Reporting Person received shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the first quarter of 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 386,740 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 18:46 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 4,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011709 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,533 F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 385,642 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 00:40 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 1,177 | $21.07 | $24,799.39 |
DisclosureSEC source: 0001127602-19-005509 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,083 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 10,128 restricted stock units and 379,955 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 22:24 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 1,205 | $19.60 | $23,618.00 |
DisclosureSEC source: 0001127602-18-032553 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,906 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the third quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: On August 2, 2018, PennyMac Financial Services, Inc. ("Old PennyMac") entered into a Contribution Agreement and Plan of Merger (the "Reorganization Agreement") with various parties including, among others, New PennyMac Financial Services, Inc. (the "Issuer") and the Reporting Person. The Reorganization Agreement provided that Old PennyMac would reorganize under a new public holding company, eliminate its "Up-C" structure and transition to a single class of publicly-traded common stock held by all stockholders. On November 1, 2018, the transactions contemplated by the Reorganization Agreement were completed and the Class A Units of Private National Mortgage Acceptance Company, LLC previously held by the Reporting Person were exchanged for shares of Common Stock of the Issuer. The Issuer succeeded to Old PennyMac as a public-reporting company pursuant to Rule 12g-3 of the Securities Exchange Act of 1934, and changed its name to PennyMac Financial Services, Inc. F3 · balance_after: The reported amount consists of 10,128 restricted stock units and 378,778 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 18:58 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 1,220 | $19.30 | $23,546.00 |
DisclosureSEC source: 0001127602-18-024835 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,649 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 10,128 restricted stock units and 46,521 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| May 08, 2018 Filed May 9, 2018 16:56 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 1,078 | $21.85 | $23,554.30 |
DisclosureSEC source: 0001127602-18-016697 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,429 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the first quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 11,642 restricted stock units and 43,787 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 18:16 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 3,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011086 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,351 F1 · shares: The Reporting Person was granted 3,975 restricted stock units in connection with his service as a director. The restricted stock units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of Class A Common Stock upon vesting. F2 · balance_after: The reported amount consists of 11,642 restricted stock units and 42,709 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 22:30 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 1,035 | $22.75 | $23,546.25 |
DisclosureSEC source: 0001127602-18-006117 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,376 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2017. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 12,028 restricted stock units and 38,348 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 22:47 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 1,423 | $18.10 | $25,756.30 |
DisclosureSEC source: 0001127602-17-031521 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,341 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the third quarter of 2017. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 12,028 restricted stock units and 37,313 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 20:10 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 1,485 | $17.55 | $26,061.75 |
DisclosureSEC source: 0001127602-17-025340 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,918 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2017. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 12,028 restricted stock units and 35,890 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| May 09, 2017 Filed May 10, 2017 20:42 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 1,584 | $16.45 | $26,056.80 |
DisclosureSEC source: 0001127602-17-017553 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,433 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the first quarter of 2017. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 15,374 restricted stock units and 31,059 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:40 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 5,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010708 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,849 F1 · shares: The Reporting Person was granted 5,373 restricted stock units in connection with his service as a director. The restricted stock units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of Class A Common Stock upon vesting. F2 · balance_after: The reported amount consists of 17,945 restricted share units and 26,904 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:17 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 1,583 | $16.10 | $25,486.30 |
DisclosureSEC source: 0001127602-17-004842 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,476 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2016. This transaction is exempt under Rule 16b-3 of the Securities Act of 1934. F2 · balance_after: The reported amount consists of 12,572 restricted stock units and 26,904 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 21:58 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 1,490 | $16.24 | $24,197.60 |
DisclosureSEC source: 0001127602-16-066700 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,893 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the third quarter of 2016. This transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 12,572 restricted stock units and 25,321 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.