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Berger Larry L

Disclosed activity across 2 companies

Tapewire entity
48971
SEC CIK
0001433832

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ECOLAB INC.ECL · Entity 2954EVP & CHIEF TECHNICAL OFFICERFebruary 26, 2025February 28, 2025
ROGERS CORPROG · Entity 4438DirectorMay 06, 2026May 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ECOLAB INC.

Report date February 26, 2025 · Filed February 28, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,385.38 Ending reported balance After 2025-02-26 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2025-02-26 · Exercise / conversion · Acquired 10,858 · Balance 26,602.38

Row 2 · 2025-02-26 · Sale · Disposed 10,858 · Balance 15,744.38

F1: This transaction was executed in multiple trades at prices ranging from $266.80 to $267.60, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 3 · 2025-02-26 · Exercise / conversion · Acquired 9,804 · Balance 25,548.38

Row 4 · 2025-02-26 · Tax withholding · Disposed 8,163 · Balance 17,385.38

F2: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $158.52 · Expires 2028-12-04Direct0 Reported balance After 2025-02-26 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-02-26 · Exercise / conversion · Disposed 10,858 · Balance 0

F4: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $184.39 · Expires 2029-12-03Direct0 Reported balance After 2025-02-26 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-02-26 · Exercise / conversion · Disposed 9,804 · Balance 0

F4: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

Common StockSEC Table I · non-derivativeIndirectBy Ecolab Savings Plan75.452 Reported balance Holding disclosure · report date 2025-02-26 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 75.452

F3: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2025. (The 75.452 UNITS are the equivalent of approximately 138 SHARES of the issuer's Common Stock.)

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $266.80 to $267.60, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

F3: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2025. (The 75.452 UNITS are the equivalent of approximately 138 SHARES of the issuer's Common Stock.)

F4: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

ROGERS CORP

Report date May 06, 2026 · Filed May 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Capital (Common) StockSEC Table I · non-derivativeDirect6,637 Reported balance After 2026-05-06 transaction · row 1
1 source row

Row 1 · 2026-05-06 · Grant · Acquired 1,427 · Balance 6,637

F1: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 6, 2026, award of deferred stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 6, 2026, award of deferred stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2020 Filed Feb 25, 2020 22:21 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 12,235 $107.69 $1,317,525.98
Disclosure

SEC source: 0001179110-20-002273 · edgar.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:21 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 4,000 $103.27 $413,060.00
Disclosure

SEC source: 0001179110-20-002273 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 22:33 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 9,804 $0.00 Strike: $184.39 $0.00
Disclosure

SEC source: 0001179110-19-012430 · edgar.xml · derivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,804

Underlying: Common Stock · 9,804 shares

Expires 2029-12-03

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:01 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,600 $0.00 Strike: $71.54 $0.00
Disclosure

SEC source: 0001179110-19-007283 · edgar.xml · derivative · entry 4

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,600 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the Date Exercisable column is the first anniversary of the date of grant.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:01 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 12,600 $188.53 $2,375,478.00
Disclosure

SEC source: 0001179110-19-007283 · edgar.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,432

F1 · price: This transaction was executed in multiple trades at prices ranging from $188.32 to $188.76, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:01 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 12,600 $71.54 $901,404.00
Disclosure

SEC source: 0001179110-19-007283 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 23:29 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 920 $166.22 $152,922.40
Disclosure

SEC source: 0001179110-19-003639 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,432

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:10 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003339 · edgar.xml · nonDerivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,352

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:10 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,910 $0.00 Strike: $103.27 $0.00
Disclosure

SEC source: 0001179110-19-003339 · edgar.xml · derivative · entry 5

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 8,910 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:10 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 12,212 $170.35 $2,080,265.35
Disclosure

SEC source: 0001179110-19-003339 · edgar.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,752

F1 · kind: This transaction was executed in multiple trades at prices ranging from $170.327 to $170.402, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:10 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 8,910 $103.27 $920,091.15
Disclosure

SEC source: 0001179110-19-003339 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:16 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 2,961 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002361 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,054

Read SEC document
December 04, 2018 Filed Dec 7, 2018 22:34 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 10,858 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001179110-18-013577 · edgar.xml · derivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,858

Underlying: Common Stock · 10,858 shares

Expires 2028-12-04

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 20:56 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 9,317 $153.65 $1,431,575.68
Disclosure

SEC source: 0001179110-18-011337 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,093

F1 · price: This transaction was executed in multiple trades at prices ranging from $153.640 to $153.701. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 21:03 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $71.54 $0.00
Disclosure

SEC source: 0001179110-18-004306 · edgar.xml · derivative · entry 7

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,600

Underlying: Common Stock · 7,000 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 21:03 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $55.60 $0.00
Disclosure

SEC source: 0001179110-18-004306 · edgar.xml · derivative · entry 6

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 21:03 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 5,183 $136.76 $708,801.17
Disclosure

SEC source: 0001179110-18-004306 · edgar.xml · nonDerivative · entry 4

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,410

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 21:03 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 7,000 $71.54 $500,780.00
Disclosure

SEC source: 0001179110-18-004306 · edgar.xml · nonDerivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 21:03 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 6,369 $136.76 $870,992.60
Disclosure

SEC source: 0001179110-18-004306 · edgar.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,593

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 21:03 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 10,000 $55.60 $555,950.00
Disclosure

SEC source: 0001179110-18-004306 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:03 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 840 $131.18 $110,191.20
Disclosure

SEC source: 0001179110-18-004165 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,962

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:43 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 2,692 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002746 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,802

Read SEC document
December 06, 2017 Filed Dec 8, 2017 22:00 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 13,819 $0.00 Strike: $137.09 $0.00
Disclosure

SEC source: 0001179110-17-015130 · edgar.xml · derivative · entry 3

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,819

Underlying: Common Stock · 13,819 shares

Expires 2027-12-06

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 22:11 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 5,197 $137.37 $713,911.89
Disclosure

SEC source: 0001179110-17-015039 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,110

Read SEC document
March 16, 2017 Filed Mar 17, 2017 21:54 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $55.60 $0.00
Disclosure

SEC source: 0001179110-17-004873 · edgar.xml · derivative · entry 7

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 13,000 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 21:54 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,100 $0.00 Strike: $48.06 $0.00
Disclosure

SEC source: 0001179110-17-004873 · edgar.xml · derivative · entry 6

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,100 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 21:54 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 9,071 $125.06 $1,134,373.91
Disclosure

SEC source: 0001179110-17-004873 · edgar.xml · nonDerivative · entry 4

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,307

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 21:54 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 13,000 $55.60 $722,735.00
Disclosure

SEC source: 0001179110-17-004873 · edgar.xml · nonDerivative · entry 3

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 21:54 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 1,832 $125.06 $229,100.76
Disclosure

SEC source: 0001179110-17-004873 · edgar.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,378

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 21:54 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 3,100 $48.06 $148,970.50
Disclosure

SEC source: 0001179110-17-004873 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:17 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 989 $122.89 $121,538.21
Disclosure

SEC source: 0001179110-17-003162 · edgar.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,110

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:17 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 2,841 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003162 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,099

Read SEC document
December 07, 2016 Filed Dec 9, 2016 21:46 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 15,889 $0.00 Strike: $117.73 $0.00
Disclosure

SEC source: 0001179110-16-032724 · edgar.xml · derivative · entry 3

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,889

Underlying: Common Stock · 15,889 shares

Expires 2026-12-07

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

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December 02, 2016 Filed Dec 9, 2016 21:46 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032724 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,258

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September 08, 2016 Filed Sep 9, 2016 20:41 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $48.06 $0.00
Disclosure

SEC source: 0001179110-16-029499 · edgar.xml · derivative · entry 4

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

Underlying: Common Stock · 10,000 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option granted under the Ecolab Inc. 2010 Stock Incentive Plan on December 1, 2010. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

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September 08, 2016 Filed Sep 9, 2016 20:41 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 6,271 $122.33 $767,100.08
Disclosure

SEC source: 0001179110-16-029499 · edgar.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,458

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

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September 08, 2016 Filed Sep 9, 2016 20:41 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 10,000 $48.06 $480,550.00
Disclosure

SEC source: 0001179110-16-029499 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.