Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | COO and Interim CEO | May 07, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL ELECTRONICS INC
Report date May 07, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,793 |
Ending reported balance
After 2026-05-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-07 · Exercise / conversion · Acquired 1,166 · Balance 17,155 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. Row 2 · 2026-05-08 · Sale · Disposed 362 · Balance 16,793 F2: Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of RSUs. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the Reporting Person. F3: Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $4.25 to $4.26 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,498 |
Reported balance
After 2026-05-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-07 · Exercise / conversion · Disposed 1,166 · Balance 3,498 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. F4: On February 7, 2024, the Reporting Person was granted 14,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. F5: This figure represents an aggregate number of RSUs held by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock.
F2: Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of RSUs. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the Reporting Person.
F3: Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $4.25 to $4.26 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
F4: On February 7, 2024, the Reporting Person was granted 14,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter.
F5: This figure represents an aggregate number of RSUs held by the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2024 Filed Feb 26, 2024 21:40 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 394 | $8.42 | $3,317.48 |
DisclosureSEC source: 0000101984-24-000040 · wk-form4_1708983599.xml · nonDerivative · entry 4 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,517 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 25, 2024 Filed Feb 26, 2024 21:40 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-24-000040 · wk-form4_1708983599.xml · nonDerivative · entry 3 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:40 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,934 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000040 · wk-form4_1708983599.xml · derivative · entry 5 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,153 Underlying: Common Stock · 1,934 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:40 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 911 | $8.46 | $7,707.06 |
DisclosureSEC source: 0000101984-24-000040 · wk-form4_1708983599.xml · nonDerivative · entry 2 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,075 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:40 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-24-000040 · wk-form4_1708983599.xml · nonDerivative · entry 1 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 20:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 2,692 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000031 · wk-form4_1707856155.xml · derivative · entry 3 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,087 Underlying: Common Stock · 2,692 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 20:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 1,269 | $8.62 | $10,932.44 |
DisclosureSEC source: 0000101984-24-000031 · wk-form4_1707856155.xml · nonDerivative · entry 2 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,052 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 20:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,692 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-24-000031 · wk-form4_1707856155.xml · nonDerivative · entry 1 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 21:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantPerformance Stock Units · Derivative | 14,001 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000029 · wk-form4_1707514444.xml · derivative · entry 3 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,001 Underlying: Common Stock · 14,001 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI stock. F4 · derivative.exercise_date: Performance Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024, and granted on February 7, 2024. The performance stock unit awards will vest in 3 separate tranches with 3 separate stock price and service conditions. Each tranche will vest only when both the stock price and service conditions have been achieved. The stock price condition for each tranche must be met on or by the third anniversary of the grant (2/7/2027). Any unvested tranche will expire at close of business on 2/7/2027. F4 · derivative.expiration_date: Performance Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024, and granted on February 7, 2024. The performance stock unit awards will vest in 3 separate tranches with 3 separate stock price and service conditions. Each tranche will vest only when both the stock price and service conditions have been achieved. The stock price condition for each tranche must be met on or by the third anniversary of the grant (2/7/2027). Any unvested tranche will expire at close of business on 2/7/2027. Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 21:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000029 · wk-form4_1707514444.xml · derivative · entry 2 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,779 Underlying: Common Stock · 14,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024 and granted on February 7, 2024. The shares will vest over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. The shares will be fully vested on the third anniversary of the grant date. F2 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024 and granted on February 7, 2024. The shares will vest over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. The shares will be fully vested on the third anniversary of the grant date. Read SEC document |
| May 18, 2023 Filed May 22, 2023 22:57 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 825 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031598 · doc4.xml · derivative · entry 3 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,779 Underlying: Common Stock · 825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant and were reported at the time the grant(s) were issued. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant and were reported at the time the grant(s) were issued. Read SEC document |
| May 18, 2023 Filed May 22, 2023 22:57 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 388 | $8.77 | $3,400.82 |
DisclosureSEC source: 0001209191-23-031598 · doc4.xml · nonDerivative · entry 2 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,629 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan. Read SEC document |
| May 18, 2023 Filed May 22, 2023 22:57 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 825 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-031598 · doc4.xml · nonDerivative · entry 1 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 18:48 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013593 · doc4.xml · derivative · entry 3 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,604 Underlying: Common Stock · 836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant and were reported at the time the grant(s) were issued. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant and were reported at the time the grant(s) were issued. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 18:48 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 394 | $13.75 | $5,415.53 |
DisclosureSEC source: 0001209191-23-013593 · doc4.xml · nonDerivative · entry 2 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,192 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 18:48 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-013593 · doc4.xml · nonDerivative · entry 1 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 17:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012548 · doc4.xml · derivative · entry 3 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,440 Underlying: Common Stock · 1,934 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant and were reported at the time the grant(s) were issued. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant and were reported at the time the grant(s) were issued. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 17:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 911 | $14.60 | $13,296.05 |
DisclosureSEC source: 0001209191-23-012548 · doc4.xml · nonDerivative · entry 2 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 17:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-012548 · doc4.xml · nonDerivative · entry 1 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 23:19 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantEmployee Stock Option (Rt. To Buy) · Derivative | 18,465 | $24.77 Strike: $24.77 | $457,285.73 |
DisclosureSEC source: 0001209191-23-008847 · doc4.xml · derivative · entry 3 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,465 Underlying: Common Stock · 18,465 shares Expires 2030-02-09 F3 · security: Stock Option Grant was approved by the Compensation Committee of the Board of Directors on January 30, 2023 and ratified and approved by the Board of Directors on February 9, 2023, and granted on February 9, 2023. The Stock Options will vest over a 3-year vesting schedule of 33.33% on February 9, 2024, and 8.33% quarterly thereafter, and will expire on February 9, 2030. F4 · derivative.exercise_price: Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F4 · price: Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 23:19 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 8,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008847 · doc4.xml · derivative · entry 2 Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,374 Underlying: Common Stock · 8,075 shares Expires not disclosed F1 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 30, 2023 and ratified and approved by the Board of Directors on February 9, 2023, and granted on February 9, 2023. The Restricted Stock Units will vest over a 3 year vesting schedule of 33.33% on February 9, 2024, and 8.33% quarterly thereafter. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F1 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 30, 2023 and ratified and approved by the Board of Directors on February 9, 2023, and granted on February 9, 2023. The Restricted Stock Units will vest over a 3 year vesting schedule of 33.33% on February 9, 2024, and 8.33% quarterly thereafter. F1 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 30, 2023 and ratified and approved by the Board of Directors on February 9, 2023, and granted on February 9, 2023. The Restricted Stock Units will vest over a 3 year vesting schedule of 33.33% on February 9, 2024, and 8.33% quarterly thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.