Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALICO, INC.ALCO · Entity 5954 | Director | April 01, 2025 | April 02, 2025 |
| CTO Realty Growth, Inc.CTO · Entity 5116 | Director | February 11, 2026 | February 13, 2026 |
| Chemours CoCC · Entity 4420 | Director | May 06, 2026 | May 08, 2026 |
| EchoStar CORPSATS · Entity 3188 | Director | April 01, 2026 | April 03, 2026 |
| Modern Media Acquisition Corp.MMDM · Entity 156655 | Director | May 17, 2017 | May 17, 2017 |
| Terrapin 3 Acquisition CorpTRTL · Entity 180248 | Director | December 16, 2016 | December 21, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALICO, INC.
Report date April 01, 2025 · Filed April 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Alico, Inc., Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 267,269 |
Reported balance
After 2025-04-01 transaction · row 1
1 source rowRow 1 · 2025-04-01 · Grant · Acquired 681 · Balance 267,269 F1: These shares were issued under the Amended and Restated Stock Incentive Plan of 2015. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.
CTO Realty Growth, Inc.
Report date February 11, 2026 · Filed February 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 96,266 |
Reported balance
After 2026-02-11 transaction · row 1
1 source rowRow 1 · 2026-02-11 · Grant · Acquired 3,462 · Balance 96,266 F1: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 5, 2026, or $18.05000. |
| Common StockSEC Table I · non-derivative | IndirectBabette Brokaw Revocable Trust | 3,858 |
Reported balance
Holding disclosure · report date 2026-02-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,858 F2: These securities are held directly by the above-named trust, of which the Reporting Person is a beneficiary and trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 5, 2026, or $18.05000.
F2: These securities are held directly by the above-named trust, of which the Reporting Person is a beneficiary and trustee.
Chemours Co
Report date May 06, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,642.7173 |
Reported balance
After 2026-05-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-06 · Grant · Acquired 7,182 · Balance 21,642.7173 F1: Includes deferred stock units and dividend equivalent units. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes deferred stock units and dividend equivalent units.
EchoStar CORP
Report date April 01, 2026 · Filed April 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $120.60 · Expires 2031-04-01 | Direct | 5,000 |
Reported balance
After 2026-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-01 · Grant · Acquired 5,000 · Balance 5,000 F1: The shares underlying the option were 100% vested upon the date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares underlying the option were 100% vested upon the date of the grant.
Modern Media Acquisition Corp.
Report date May 17, 2017 · Filed May 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2017-05-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 25,000 |
Terrapin 3 Acquisition Corp
Report date December 16, 2016 · Filed December 21, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class F Common StockSEC Table I · non-derivative | Direct | 15,000 |
Reported balance
After 2016-12-16 transaction · row 1
1 source rowRow 1 · 2016-12-16 · Disposition to issuer · Disposed 15,000 · Balance 15,000 F1: Disposed of pursuant to the Forfeiture Agreement, dated as of December 16, 2016 by and among MIHI LLC, Apple Orange LLC, Noyac Path LLC, Periscope, LLC, Terrapin Partners Employee Partnership 3 LLC, Terrapin Partners Green Employee Partnership, LLC, Jonathan Kagan, George Brokaw, Victor Mendelson, Terrapin 3 Acquisition Corporation (the "Issuer") and Yatra Online, Inc. ("Yatra"), through which the holders of Class F Common Stock forfeitted one-half of the shares of Class F Common Stock held by them. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2016-12-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-12-16 · Disposition to issuer · Disposed 10,000 · Balance 0 F2: Disposed of in exchange for 10,000 ordinary shares, par value $0.0001, of Yatra ("Ordinary Shares"), in connection with the consummation on December 16, 2016 of the merger (the "Merger") of the Issuer with T3 Merger Sub. Corp., a wholly-owned subsidiary of T3 Parent Corp., pursuant to that certain Amended and Restated Business Combination Agreement, dated as of September 28, 2016 (as may be amended, the "Business Combination Agreement"), by and among Yatra, T3 Parent Corp., T3 Merger Sub Corp., the Issuer, MIHI LLC (solely for the purposes set forth therein) and Shareholder Representative Services LLC, as amended. F3: Represents shares held by Delta Offshore Master II, Ltd (the "Fund"). Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Brokaw may be deemed to have indirect beneficial ownership for the shares reported herein based on his relationship with TBCM. Mr. Brokaw disclaims beneficial ownership for the securities held by the Fund except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Forfeiture Agreement, dated as of December 16, 2016 by and among MIHI LLC, Apple Orange LLC, Noyac Path LLC, Periscope, LLC, Terrapin Partners Employee Partnership 3 LLC, Terrapin Partners Green Employee Partnership, LLC, Jonathan Kagan, George Brokaw, Victor Mendelson, Terrapin 3 Acquisition Corporation (the "Issuer") and Yatra Online, Inc. ("Yatra"), through which the holders of Class F Common Stock forfeitted one-half of the shares of Class F Common Stock held by them.
F2: Disposed of in exchange for 10,000 ordinary shares, par value $0.0001, of Yatra ("Ordinary Shares"), in connection with the consummation on December 16, 2016 of the merger (the "Merger") of the Issuer with T3 Merger Sub. Corp., a wholly-owned subsidiary of T3 Parent Corp., pursuant to that certain Amended and Restated Business Combination Agreement, dated as of September 28, 2016 (as may be amended, the "Business Combination Agreement"), by and among Yatra, T3 Parent Corp., T3 Merger Sub Corp., the Issuer, MIHI LLC (solely for the purposes set forth therein) and Shareholder Representative Services LLC, as amended.
F3: Represents shares held by Delta Offshore Master II, Ltd (the "Fund"). Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Brokaw may be deemed to have indirect beneficial ownership for the shares reported herein based on his relationship with TBCM. Mr. Brokaw disclaims beneficial ownership for the securities held by the Fund except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DISH Network CORP
Report date December 31, 2023 · Filed January 03, 2024
Section 16 reporting ended · disclosed 2024-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-12-31 transaction · row 1
1 source rowRow 1 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock"). |
| Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $24.97 · Expires 2024-01-01 | Direct | 0 |
Reported balance
After 2023-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock"). F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock. |
| Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $35.47 · Expires 2025-01-01 | Direct | 0 |
Reported balance
After 2023-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock"). F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock. |
| Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $32.34 · Expires 2026-01-01 | Direct | 0 |
Reported balance
After 2023-12-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock"). F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock. |
| Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $32.44 · Expires 2027-01-01 | Direct | 0 |
Reported balance
After 2023-12-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock. |
| Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.04 · Expires 2028-01-01 | Direct | 0 |
Reported balance
After 2023-12-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock"). F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").
F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2019 Filed Jul 2, 2019 20:48 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 944 | $29.81 | $28,140.64 |
DisclosureSEC source: 0000003545-19-000087 · wf-form4_156210050831206.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,951 F1 · shares: These share were issued under the Stock Incentive Plan of 2015. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 11:55 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 226 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-19-000042 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,543 F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2019 retainer fee of $10,000 and and meeting fees of $3,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019. Read SEC document |
| May 14, 2019 Filed May 14, 2019 19:37 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 500 | $59.10 | $29,550.00 |
DisclosureSEC source: 0001623528-19-000039 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,317 Read SEC document |
| April 02, 2019 Filed Apr 2, 2019 20:52 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 1,014 | $27.76 | $28,148.64 |
DisclosureSEC source: 0000003545-19-000045 · wf-form4_155423833768913.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,007 F1 · shares: These shares were issued under the Stock Incentive Plan of 2015. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 16:20 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-19-000031 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,817 F1 · price: These shares were issued to the reporting person in lieu of his 1st quarter 2019 retainer fee of $10,000 and meeting fees of $7,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 16:32 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 500 | $59.64 | $29,820.00 |
DisclosureSEC source: 0001623528-19-000029 · primary_doc.xml · nonDerivative · entry 2 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,522 Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 16:32 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 200 | $60.00 | $12,000.00 |
DisclosureSEC source: 0001623528-19-000029 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,022 Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 20:45 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 100 | $60.00 | $6,000.00 |
DisclosureSEC source: 0001623528-19-000027 · primary_doc.xml · nonDerivative · entry 2 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,822 Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 20:45 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 330 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-19-000027 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,722 F1 · price: These shares were issued to the reporting person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 17:55 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 8 | $60.00 | $480.00 |
DisclosureSEC source: 0001623528-19-000019 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,392 Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 19:59 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 38 | $60.03 | $2,281.14 |
DisclosureSEC source: 0001623528-19-000016 · primary_doc.xml · nonDerivative · entry 2 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 19:59 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 500 | $60.11 | $30,055.00 |
DisclosureSEC source: 0001623528-19-000016 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346 Read SEC document |
| January 15, 2019 Filed Jan 15, 2019 22:25 UTC | ALICO, INC. alco · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 1,009 | $29.75 | $30,017.75 |
DisclosureSEC source: 0000003545-19-000009 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,993 F1 · shares: These shares were granted under the Stock Incentive Plan of 2015. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:49 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 346 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-19-000005 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846 F1 · price: These shares were issued to the reporting person in lieu of his partial 4th quarter retainer fee of $7,717.39 and meeting fees of $10,500 pursuant to the Issuer's "Stock Ownership Guidelines for Directors and Executive Officers" adopted by the Issuer's board of directors on January 24, 2018. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:28 UTC | DISH Network CORP DISH · Entity 95602 | GrantNon-Employee Director Stock Option · Derivative | 5,000 | $0.00 Strike: $24.97 | $0.00 |
DisclosureSEC source: 0001090537-19-000006 · edgar.xml · derivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Class A Common Stock · 5,000 shares Expires 2024-01-01 F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant. Read SEC document |
| October 04, 2018 Filed Oct 15, 2018 20:20 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 891 | $33.67 | $29,999.97 |
DisclosureSEC source: 0000003545-18-000089 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,984 F1 · balance_after: These shares were issued under the Stock Incentive Plan of 2015 Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 19:23 UTC | ALICO, INC. ALCO · Entity 5954 | SaleAlico, Inc., Common Stock, Par Value $1.00 | 524,795 | $34.00 | $17,843,030.00 |
DisclosureSEC source: 0000003545-18-000085 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By 734 Investors, LLC Disclosed balance after: 3,180,662 F1 · shares: Represents sale of shares to Issuer pursuant to an issuer tender offer exempt under Rule 16b-3. On Oct. 4, 2018, Issuer announced that Issuer's tender offer expired at the end of day on Oct. 3, 2018 and was oversubscribed and that the preliminary proration factor, which may be modified, was approximately 14.16%. The number of shares shown as sold is based on application of this preliminary proration factor. The final number of shares to be purchased pursuant to Issuer's tender offer by applying the final proration factor will be announced following the completion of such determinations by the depositary. Upon such final announcement, if the actual number of shares purchased by Issuer that are to be reported by the Reporting Person is different from what is reported in this filing, the Reporting Person will file an amendment to the Form 4 reporting the updated number of shares sold in the tender offer and the updated remaining number of beneficially owned thereafter. F2 · ownership.nature: Represents shares owned by 734 Investors, LLC. 734 Agriculture, LLC is the managing member of 734 Investor, LLC. The Reporting Person and Remy W. Trafelet are members of 734 Agriculture, LLC. The Reporting Person disclaims beneficial ownership of the Issuer's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein. Read SEC document |
| October 03, 2018 Filed Oct 10, 2018 21:32 UTC Amendment | ALICO, INC. ALCO · Entity 5954 | SaleAlico, Inc., Common Stock, Par Value $1.00 | 525,052 | $34.00 | $17,851,768.00 |
DisclosureSEC source: 0000003545-18-000087 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By 734 Investors, LLC Disclosed balance after: 3,180,405 F1 · shares: This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold t the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the Issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%. F1 · balance_after: This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold t the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the Issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%. F2 · ownership.nature: On November 19, 2013, 734 Investors, LLC purchased 3,705,457 shares of the Company's Common Stock. 734 Agriculture, LLC is the managing member of 734 Investors, LLC. Mr. Brokaw and Remy W. Trafelet are the members of 734 Agriculture, LLC. Mr. Brokaw disclaims beneficial ownership of the Company's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein. Read SEC document |
| September 04, 2018 Filed Sep 11, 2018 21:29 UTC | ALICO, INC. ALCO · Entity 5954 | Disposition to issuerOptions to Purchase Common Stock · Derivative | 187,500 | $0.00 Strike: $27.15 | $0.00 |
DisclosureSEC source: 0000003545-18-000080 · primary_doc.xml · derivative · entry 4 Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 187,500 shares Expires 2026-12-31 F3 · balance_after: Represents the forfeiture of stock options granted under the Stock Incentive Plan of 2015 to the reporting person on December 31, 2016 that were eligible to vest based on certain financial performance objectives. On September 4, 2018, the reporting person forfeited 187,500 options. Read SEC document |
| September 04, 2018 Filed Oct 17, 2018 18:53 UTC Amendment | ALICO, INC. ALCO · Entity 5954 | Disposition to issuerOptions to Purchase Common Stock · Derivative | 187,500 | $0.00 Strike: $27.15 | $0.00 |
DisclosureSEC source: 0000003545-18-000094 · primary_doc.xml · derivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 187,500 shares Expires 2026-12-31 F2 · shares: Represents the forfeiture of stock options granted under the Stock Incentive Plan of 2015 to the reporting person on December 31, 2016. On September 3, 2018, the reporting person forfeited 187,500 options. F1 · derivative.exercise_date: The options vest as follows: (i) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-trading period exceeds $60.00; (ii) 25% of the options will vest if such price exceeds $75.00; (iii) 25% of the options will vest if such price exceeds $90.00; and (iv) 25% of the options will vest if such price exceeds $105.00. F2 · derivative.underlying_shares: Represents the forfeiture of stock options granted under the Stock Incentive Plan of 2015 to the reporting person on December 31, 2016. On September 3, 2018, the reporting person forfeited 187,500 options. F3 · balance_after: The reporting person's original Form 4 for this transaction is being amended to correct the number of options remaining after the forfeiture, which were inadvertently reported on the original Form 4 as 225,000. Read SEC document |
| July 31, 2018 Filed Jul 31, 2018 20:52 UTC Amendment | ALICO, INC. ALCO · Entity 5954 | GrantAlico Inc., Common Stock, Par Value $1.00 | 952 | $31.50 | $29,988.00 |
DisclosureSEC source: 0000003545-18-000057 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,093 F1 · shares: The Reporting Person's original Form 4 for this transaction, filed on July 3, 2018 is being amended by this Form 4 amendment to correct the number of shares of common stock acquired by the Reporting Person which was inadvertently reported as 958 shares and the correct number of shares acquired is 952. Read SEC document |
| July 03, 2018 Filed Jul 3, 2018 15:57 UTC | ALICO, INC. alco · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 958 | $31.50 | $30,177.00 |
DisclosureSEC source: 0000003545-18-000051 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,093 Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:18 UTC | ALICO, INC. alco · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $100 | 1,095 | $27.40 | $30,003.00 |
DisclosureSEC source: 0000003545-18-000033 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,141 Read SEC document |
| January 02, 2018 Filed Jan 10, 2018 19:16 UTC | ALICO, INC. alco · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 1,038 | $28.90 | $29,998.20 |
DisclosureSEC source: 0000003545-18-000002 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,046 Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 15:35 UTC | DISH Network CORP DISH · Entity 95602 | GrantNon-Employee Director Stock Option · Derivative | 5,000 | $0.00 Strike: $47.75 | $0.00 |
DisclosureSEC source: 0001589074-18-000002 · edgar.xml · derivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Class A Common Stock · 5,000 shares Expires 2023-01-01 F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 13:46 UTC | ALICO, INC. alco · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 867 | $34.60 | $29,998.20 |
DisclosureSEC source: 0000003545-17-000071 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,008 Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 15:19 UTC | ALICO, INC. alco · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 948 | $31.65 | $30,004.20 |
DisclosureSEC source: 0000003545-17-000048 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,017 Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 14:55 UTC | ALICO, INC. alco · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 1,124 | $26.70 | $30,010.80 |
DisclosureSEC source: 0000003545-17-000032 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,193 Read SEC document |
| January 05, 2017 Filed Jan 5, 2017 19:05 UTC | ALICO, INC. alco · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 1,117 | $26.85 | $29,991.45 |
DisclosureSEC source: 0000003545-17-000004 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,069 Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 16:43 UTC | DISH Network CORP DISH · Entity 95602 | GrantNon-Employee Director Stock Option · Derivative | 5,000 | $0.00 Strike: $57.93 | $0.00 |
DisclosureSEC source: 0001589074-17-000002 · edgar.xml · derivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Class A Common Stock · 5,000 shares Expires 2022-01-01 F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant. Read SEC document |
| December 31, 2016 Filed Feb 16, 2018 16:21 UTC | ALICO, INC. alco · Entity 5954 | GrantOption to Purchase Common Stock · Derivative | 225,000 | $0.00 Strike: $27.15 | $0.00 |
DisclosureSEC source: 0000003545-18-000023 · primary_doc.xml · derivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Alico, Inc., Common Stock · 225,000 shares Expires 2021-12-31 F1 · derivative.exercise_date: The Option Grants will vest as follows: (i) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-trading period exceeds $60.00; (ii) 25% of the options will vest if such price exceeds $75.00; (iii) 25% of the options will vest if such price exceeds $90.00; and (iv) 25% of the options will vest if such price exceeds $105.00. Read SEC document |
| December 31, 2016 Filed Jan 15, 2019 22:25 UTC | ALICO, INC. alco · Entity 5954 | GrantOption to Purchase Common Stock · Derivative | 37,500 | $0.00 Strike: $27.15 | $0.00 |
DisclosureSEC source: 0000003545-19-000009 · primary_doc.xml · derivative · entry 3 Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 37,500 shares Expires 2026-12-31 F3 · derivative.exercise_date: The option grant will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $60.00. Read SEC document |
| December 31, 2016 Filed Apr 2, 2019 20:52 UTC | ALICO, INC. ALCO · Entity 5954 | GrantOption to Purchase Common Stock · Derivative | 0 | $0.00 Strike: $27.15 | $0.00 |
DisclosureSEC source: 0000003545-19-000045 · wf-form4_155423833768913.xml · derivative · entry 2 Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 37,500 shares Expires 2026-12-31 F2 · derivative.exercise_date: The option grant will vest if the trading price of the Company's common stock during a consecutive 20-day trading period exceeds $60.00. Read SEC document |
| December 31, 2016 Filed Jul 2, 2019 20:48 UTC | ALICO, INC. ALCO · Entity 5954 | GrantOption to Purchase Common Stock · Derivative | 0 | $0.00 Strike: $27.15 | $0.00 |
DisclosureSEC source: 0000003545-19-000087 · wf-form4_156210050831206.xml · derivative · entry 2 Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 37,500 shares Expires 2026-12-31 F2 · derivative.exercise_date: The option grant will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $60.00. Read SEC document |
| December 31, 2016 Filed Oct 2, 2019 20:18 UTC | ALICO, INC. ALCO · Entity 5954 | GrantOption to Purchase Common Stock · Derivative | 0 | $0.00 Strike: $27.15 | $0.00 |
DisclosureSEC source: 0000003545-19-000115 · wf-form4_157004751079974.xml · derivative · entry 2 Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Alico, Inc., Common Stock, Par Value $1.00 · 0 shares Expires 2026-12-31 F2 · derivative.exercise_date: Represents shares owned by 734 Investors, LLC ("734 Investors"). 734 Agriculture, LLC ("734 Agriculture") is the managing member of 734 Investors. Pursuant to a stipulated status quo order agreed to by the parties to a lawsuit In the Delaware Court of Chancery captioned in re 734 Investors, LLC Litigation, Consol. C.A. No. 2018-0844-JTL, 734 Agriculture may not take any actions outside of the ordinary course of business of 734 Investors without the consent of two-thirds of the membership interests of 734 Investors, including exercising any voting rights with respect to any shares of the Issuer's Common Stock beneficially owned by 734 Investors. The Reporting Person and Remy W. Trafelet are members of 734 Agriculture. The Reporting Person disclaims beneficial ownership of the Issuer's Common Stock held by 734 Investors except to the extent of his pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Dec 21, 2016 02:22 UTC | Terrapin 3 Acquisition Corp TRTL · Entity 180248 | Disposition to issuerClass A Common Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-16-140582 · v455460_4.xml · nonDerivative · entry 2 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · price: Disposed of in exchange for 10,000 ordinary shares, par value $0.0001, of Yatra ("Ordinary Shares"), in connection with the consummation on December 16, 2016 of the merger (the "Merger") of the Issuer with T3 Merger Sub. Corp., a wholly-owned subsidiary of T3 Parent Corp., pursuant to that certain Amended and Restated Business Combination Agreement, dated as of September 28, 2016 (as may be amended, the "Business Combination Agreement"), by and among Yatra, T3 Parent Corp., T3 Merger Sub Corp., the Issuer, MIHI LLC (solely for the purposes set forth therein) and Shareholder Representative Services LLC, as amended. F3 · ownership.nature: Represents shares held by Delta Offshore Master II, Ltd (the "Fund"). Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Brokaw may be deemed to have indirect beneficial ownership for the shares reported herein based on his relationship with TBCM. Mr. Brokaw disclaims beneficial ownership for the securities held by the Fund except to the extent of his pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Dec 21, 2016 02:22 UTC | Terrapin 3 Acquisition Corp TRTL · Entity 180248 | Disposition to issuerClass F Common Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-16-140582 · v455460_4.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · price: Disposed of pursuant to the Forfeiture Agreement, dated as of December 16, 2016 by and among MIHI LLC, Apple Orange LLC, Noyac Path LLC, Periscope, LLC, Terrapin Partners Employee Partnership 3 LLC, Terrapin Partners Green Employee Partnership, LLC, Jonathan Kagan, George Brokaw, Victor Mendelson, Terrapin 3 Acquisition Corporation (the "Issuer") and Yatra Online, Inc. ("Yatra"), through which the holders of Class F Common Stock forfeitted one-half of the shares of Class F Common Stock held by them. Read SEC document |
| November 23, 2016 Filed Nov 29, 2016 02:32 UTC | Terrapin 3 Acquisition Corp TRTL · Entity 180248 | PurchaseClass A Common Stock | 10,000 | $10.05 | $100,500.00 |
DisclosureSEC source: 0001144204-16-136798 · v454044_4.xml · nonDerivative · entry 2 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,000 F1 · ownership.nature: Delta Offshore Master II, Ltd (the "Fund") owns 10,000 shares of the Company's Common Stock. Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Brokaw may be deemed to have indirect beneficial ownership for the shares reported herein based on his relationship with TBCM. Mr. Brokaw disclaims beneficial ownership for the Company's Common Stock held by the Fund except to the extent of his pecuniary interest therein. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 15:52 UTC | ALICO, INC. alco · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 1,111 | $27.00 | $29,997.00 |
DisclosureSEC source: 0000003545-16-000175 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,952 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.