Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALICO, INC.ALCO · Entity 5954 | Director | April 01, 2025 | April 02, 2025 |
| CTO Realty Growth, Inc.CTO · Entity 5116 | Director | February 11, 2026 | February 13, 2026 |
| Chemours CoCC · Entity 4420 | Director | May 06, 2026 | May 08, 2026 |
| EchoStar CORPSATS · Entity 3188 | Director | April 01, 2026 | April 03, 2026 |
| Modern Media Acquisition Corp.MMDM · Entity 156655 | Director | May 17, 2017 | May 17, 2017 |
| Terrapin 3 Acquisition CorpTRTL · Entity 180248 | Director | December 16, 2016 | December 21, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALICO, INC.
Report date April 01, 2025 · Filed April 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Alico, Inc., Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 267,269 |
Reported balance
After 2025-04-01 transaction · row 1
1 source rowRow 1 · 2025-04-01 · Grant · Acquired 681 · Balance 267,269 F1: These shares were issued under the Amended and Restated Stock Incentive Plan of 2015. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.
CTO Realty Growth, Inc.
Report date February 11, 2026 · Filed February 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 96,266 |
Reported balance
After 2026-02-11 transaction · row 1
1 source rowRow 1 · 2026-02-11 · Grant · Acquired 3,462 · Balance 96,266 F1: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 5, 2026, or $18.05000. |
| Common StockSEC Table I · non-derivative | IndirectBabette Brokaw Revocable Trust | 3,858 |
Reported balance
Holding disclosure · report date 2026-02-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,858 F2: These securities are held directly by the above-named trust, of which the Reporting Person is a beneficiary and trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 5, 2026, or $18.05000.
F2: These securities are held directly by the above-named trust, of which the Reporting Person is a beneficiary and trustee.
Chemours Co
Report date May 06, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,642.7173 |
Reported balance
After 2026-05-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-06 · Grant · Acquired 7,182 · Balance 21,642.7173 F1: Includes deferred stock units and dividend equivalent units. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes deferred stock units and dividend equivalent units.
EchoStar CORP
Report date April 01, 2026 · Filed April 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $120.60 · Expires 2031-04-01 | Direct | 5,000 |
Reported balance
After 2026-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-01 · Grant · Acquired 5,000 · Balance 5,000 F1: The shares underlying the option were 100% vested upon the date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares underlying the option were 100% vested upon the date of the grant.
Modern Media Acquisition Corp.
Report date May 17, 2017 · Filed May 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2017-05-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 25,000 |
Terrapin 3 Acquisition Corp
Report date December 16, 2016 · Filed December 21, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class F Common StockSEC Table I · non-derivative | Direct | 15,000 |
Reported balance
After 2016-12-16 transaction · row 1
1 source rowRow 1 · 2016-12-16 · Disposition to issuer · Disposed 15,000 · Balance 15,000 F1: Disposed of pursuant to the Forfeiture Agreement, dated as of December 16, 2016 by and among MIHI LLC, Apple Orange LLC, Noyac Path LLC, Periscope, LLC, Terrapin Partners Employee Partnership 3 LLC, Terrapin Partners Green Employee Partnership, LLC, Jonathan Kagan, George Brokaw, Victor Mendelson, Terrapin 3 Acquisition Corporation (the "Issuer") and Yatra Online, Inc. ("Yatra"), through which the holders of Class F Common Stock forfeitted one-half of the shares of Class F Common Stock held by them. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2016-12-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-12-16 · Disposition to issuer · Disposed 10,000 · Balance 0 F2: Disposed of in exchange for 10,000 ordinary shares, par value $0.0001, of Yatra ("Ordinary Shares"), in connection with the consummation on December 16, 2016 of the merger (the "Merger") of the Issuer with T3 Merger Sub. Corp., a wholly-owned subsidiary of T3 Parent Corp., pursuant to that certain Amended and Restated Business Combination Agreement, dated as of September 28, 2016 (as may be amended, the "Business Combination Agreement"), by and among Yatra, T3 Parent Corp., T3 Merger Sub Corp., the Issuer, MIHI LLC (solely for the purposes set forth therein) and Shareholder Representative Services LLC, as amended. F3: Represents shares held by Delta Offshore Master II, Ltd (the "Fund"). Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Brokaw may be deemed to have indirect beneficial ownership for the shares reported herein based on his relationship with TBCM. Mr. Brokaw disclaims beneficial ownership for the securities held by the Fund except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Forfeiture Agreement, dated as of December 16, 2016 by and among MIHI LLC, Apple Orange LLC, Noyac Path LLC, Periscope, LLC, Terrapin Partners Employee Partnership 3 LLC, Terrapin Partners Green Employee Partnership, LLC, Jonathan Kagan, George Brokaw, Victor Mendelson, Terrapin 3 Acquisition Corporation (the "Issuer") and Yatra Online, Inc. ("Yatra"), through which the holders of Class F Common Stock forfeitted one-half of the shares of Class F Common Stock held by them.
F2: Disposed of in exchange for 10,000 ordinary shares, par value $0.0001, of Yatra ("Ordinary Shares"), in connection with the consummation on December 16, 2016 of the merger (the "Merger") of the Issuer with T3 Merger Sub. Corp., a wholly-owned subsidiary of T3 Parent Corp., pursuant to that certain Amended and Restated Business Combination Agreement, dated as of September 28, 2016 (as may be amended, the "Business Combination Agreement"), by and among Yatra, T3 Parent Corp., T3 Merger Sub Corp., the Issuer, MIHI LLC (solely for the purposes set forth therein) and Shareholder Representative Services LLC, as amended.
F3: Represents shares held by Delta Offshore Master II, Ltd (the "Fund"). Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Brokaw may be deemed to have indirect beneficial ownership for the shares reported herein based on his relationship with TBCM. Mr. Brokaw disclaims beneficial ownership for the securities held by the Fund except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DISH Network CORP
Report date December 31, 2023 · Filed January 03, 2024
Section 16 reporting ended · disclosed 2024-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-12-31 transaction · row 1
1 source rowRow 1 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock"). |
| Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $24.97 · Expires 2024-01-01 | Direct | 0 |
Reported balance
After 2023-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock"). F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock. |
| Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $35.47 · Expires 2025-01-01 | Direct | 0 |
Reported balance
After 2023-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock"). F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock. |
| Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $32.34 · Expires 2026-01-01 | Direct | 0 |
Reported balance
After 2023-12-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock"). F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock. |
| Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $32.44 · Expires 2027-01-01 | Direct | 0 |
Reported balance
After 2023-12-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock. |
| Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.04 · Expires 2028-01-01 | Direct | 0 |
Reported balance
After 2023-12-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock"). F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").
F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2022 Filed Oct 13, 2022 22:36 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 755 | $19.84 | $14,982.60 |
DisclosureSEC source: 0001415889-22-010537 · form4-10132022_031031.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,162 F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2022 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $19.8445. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 20:18 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 526 | $35.69 | $18,772.94 |
DisclosureSEC source: 0001209191-22-040638 · doc4.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,494 F1 · shares: These shares were issued under the Stock Incentive Plan of 2015. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 23:00 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 734 | $20.41 | $14,984.10 |
DisclosureSEC source: 0001415889-22-007403 · form4-07052022_070701.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,407 F1 · shares: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022. F2 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2022 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $61.243 ($20.414333 factoring in the aforementioned 3-for-1 stock split). F1 · balance_after: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 20:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 1,000 | $60.40 | $60,400.00 |
DisclosureSEC source: 0001415889-22-006599 · form4-06152022_040601.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,891 Read SEC document |
| May 12, 2022 Filed May 16, 2022 16:42 UTC | DISH Network CORP DISH · Entity 95602 | PurchaseClass A Common Stock | 5,000 | $19.07 | $95,350.00 |
DisclosureSEC source: 0001415889-22-005029 · form4-05162022_010537.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| April 01, 2022 Filed Apr 1, 2022 22:00 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 233 | $64.37 | $14,997.51 |
DisclosureSEC source: 0001415889-22-003620 · form4-04012022_060403.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,891 F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2021 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $57.1670. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 20:09 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 494 | $37.98 | $18,762.12 |
DisclosureSEC source: 0001209191-22-022321 · doc4.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,968 F1 · shares: These shares were issued under the Stock Incentive Plan of 2015. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:05 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 582 | $60.04 | $34,942.12 |
DisclosureSEC source: 0001415889-22-001553 · form4-02182022_040213.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,658 F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 9, 2022, or $60.0380. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 21:17 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 498 | $37.69 | $18,769.62 |
DisclosureSEC source: 0001209191-22-000707 · doc4.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,474 F1 · shares: These shares were issued under the Stock Incentive Plan of 2015. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:05 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 262 | $57.17 | $14,977.75 |
DisclosureSEC source: 0001415889-22-000359 · form4-01052022_040121.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,076 F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2021 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $57.1670. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 13:32 UTC | DISH Network CORP DISH · Entity 95602 | Exercise / conversionRestricted Stock Units · Derivative | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000120 · form4-01042022_100112.xml · derivative · entry 2 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94 Underlying: Class A Common Stock · 48 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer. F2 · kind: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer. F4 · price: The January 1, 2022 vesting of the cash-settled RSUs were settled at a price of $32.44 per equivalent share. F3 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 13:32 UTC | DISH Network CORP DISH · Entity 95602 | GrantNon-Employee Director Stock Option · Derivative | 5,000 | $0.00 Strike: $32.44 | $0.00 |
DisclosureSEC source: 0001415889-22-000120 · form4-01042022_100112.xml · derivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Class A Common Stock · 5,000 shares Expires 2027-01-01 F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant. Read SEC document |
| October 01, 2021 Filed Oct 1, 2021 21:55 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 275 | $54.41 | $14,963.58 |
DisclosureSEC source: 0001415889-21-004667 · form4-10012021_021057.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,814 F1 · balance_after: The Reporting Person acquired 1,000 shares of the Issuer's common stock on August 12, 2021, which was reported in a Form 4 filed on August 16, 2021 (the "8/16/21 Form 4"). The 8/16/21 Form 4 was erroneously filed twice, and thus the duplicate filing should be disregarded. Therefore, this Form 4 correctly states the number of shares of common stock beneficially owned by the Reporting Person after the transaction reported herein. F2 · ownership.direct: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2021 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $54.4130. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:20 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 546 | $34.37 | $18,766.02 |
DisclosureSEC source: 0001209191-21-058940 · doc4.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,976 F1 · shares: These shares were issued under the Stock Incentive Plan of 2015. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 10:55 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 1,000 | $54.30 | $54,304.10 |
DisclosureSEC source: 0001415889-21-003925 · form4-08162021_060802.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,539 F1 · price: The price reported is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $53.90 to $54.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 10:55 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 1,000 | $54.30 | $54,304.10 |
DisclosureSEC source: 0001415889-21-003926 · form4-08162021_060802.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,539 F1 · price: The price reported is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $53.90 to $54.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 254 | $54.40 | $13,817.22 |
DisclosureSEC source: 0001415889-21-003400 · form4-07022021_040701.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,539 F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2021 board retainer fee of $10,000 and committee retainer fees of $3,846.15 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $54.3985. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 16:40 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 535 | $35.05 | $18,751.75 |
DisclosureSEC source: 0001209191-21-045276 · doc4.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,430 F1 · shares: These shares were issued under the Stock Incentive Plan of 2015. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 15:29 UTC | DISH Network CORP DISH · Entity 95602 | GrantRestricted Stock Units · Derivative | 142 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-003458 · form4-07062021_120747.xml · derivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142 Underlying: Class A Common Stock · 142 shares Expires 2024-01-01 F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022. Read SEC document |
| May 13, 2021 Filed May 14, 2021 20:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 1,000 | $50.95 | $50,954.20 |
DisclosureSEC source: 0001415889-21-002472 · form4-05142021_040501.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,285 Read SEC document |
| May 11, 2021 Filed May 11, 2021 23:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 2,000 | $50.43 | $100,850.00 |
DisclosureSEC source: 0001415889-21-002413 · form4-05112021_070502.xml · nonDerivative · entry 2 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,285 Read SEC document |
| May 10, 2021 Filed May 11, 2021 23:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 1,000 | $52.60 | $52,598.00 |
DisclosureSEC source: 0001415889-21-002413 · form4-05112021_070502.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,285 Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 20:09 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 795 | $29.51 | $23,460.45 |
DisclosureSEC source: 0001209191-21-024540 · doc4.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,895 F1 · shares: These shares were issued under the Stock Incentive Plan of 2015. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 22:00 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 246 | $53.29 | $13,109.34 |
DisclosureSEC source: 0001415889-21-001835 · form4-04022021_060401.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,285 F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2021 board retainer fee of $10,000 and committee retainer fees of $3,125 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $53.29. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:31 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 788 | $44.38 | $34,970.26 |
DisclosureSEC source: 0001415889-21-000672 · form4-02122021_050211.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,039 F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 4, 2021, or $44.3785. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:14 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 766 | $30.60 | $23,439.60 |
DisclosureSEC source: 0001209191-21-001001 · doc4.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,100 F1 · shares: These shares were issued under the Stock Incentive Plan of 2015. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 23:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 366 | $40.96 | $14,990.63 |
DisclosureSEC source: 0001415889-21-000239 · form4-01062021_060108.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,251 F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2020 retainer fee of $10,000 and meeting fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $40.9580. F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the Reporting Person received approximately 2,422 shares (direct holdings) of the Issuer's common stock. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 16:06 UTC | DISH Network CORP DISH · Entity 95602 | GrantNon-Employee Director Stock Option · Derivative | 5,000 | $0.00 Strike: $32.34 | $0.00 |
DisclosureSEC source: 0001415889-21-000085 · form4-01052021_010137.xml · derivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Class A Common Stock · 5,000 shares Expires 2026-01-01 F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 22:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 302 | $44.10 | $13,318.20 |
DisclosureSEC source: 0001415889-20-002405 · form4-10022020_061006.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,463 F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2020 retainer fee of $10,000 and meeting fees of $3,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $43.0310. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:12 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 819 | $28.65 | $23,464.35 |
DisclosureSEC source: 0001209191-20-053580 · doc4.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,334 F1 · shares: These shares were issued under the Stock Incentive Plan of 2015. Read SEC document |
| August 05, 2020 Filed Aug 5, 2020 20:52 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 414 | $40.97 | $16,960.63 |
DisclosureSEC source: 0001415889-20-002041 · form4-08052020_010835.xml · nonDerivative · entry 4 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,161 Read SEC document |
| August 05, 2020 Filed Aug 5, 2020 20:52 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 56 | $40.50 | $2,268.00 |
DisclosureSEC source: 0001415889-20-002041 · form4-08052020_010835.xml · nonDerivative · entry 3 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,747 Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:52 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 500 | $40.25 | $20,124.00 |
DisclosureSEC source: 0001415889-20-002041 · form4-08052020_010835.xml · nonDerivative · entry 2 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,691 Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:52 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 1,000 | $40.35 | $40,352.00 |
DisclosureSEC source: 0001415889-20-002041 · form4-08052020_010835.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,191 Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:21 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 741 | $31.64 | $23,445.24 |
DisclosureSEC source: 0000003545-20-000084 · wf-form4_159372124329418.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,515 F1 · shares: These shares were issued under the Stock Incentive Plan of 2015. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:09 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 312 | $41.61 | $12,981.54 |
DisclosureSEC source: 0001415889-20-001805 · form4-07022020_040715.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,191 F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2020 retainer fee of $10,000 and meeting fees of $3,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $41.6075. Read SEC document |
| May 08, 2020 Filed May 12, 2020 20:15 UTC Amendment | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 748 | $39.65 | $29,658.20 |
DisclosureSEC source: 0001415889-20-001164 · form4a-05122020_040501.xml · nonDerivative · entry 3 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,879 Read SEC document |
| May 08, 2020 Filed May 12, 2020 20:15 UTC Amendment | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 52 | $39.55 | $2,056.60 |
DisclosureSEC source: 0001415889-20-001164 · form4a-05122020_040501.xml · nonDerivative · entry 2 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,131 Read SEC document |
| May 08, 2020 Filed May 12, 2020 20:15 UTC Amendment | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 200 | $39.60 | $7,920.00 |
DisclosureSEC source: 0001415889-20-001164 · form4a-05122020_040501.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,079 Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:11 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 862 | $27.20 | $23,446.40 |
DisclosureSEC source: 0000003545-20-000053 · wf-form4_158585826514753.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,774 F1 · shares: These shares were issued under the Stock Incentive Plan of 2015. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:05 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 377 | $46.39 | $17,487.90 |
DisclosureSEC source: 0001415889-20-000928 · form4-04022020_040401.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,803 F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2020 retainer fee of $10,000 and meeting fees of $7,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $46.3870. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:05 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 313 | $63.78 | $19,962.20 |
DisclosureSEC source: 0001415889-20-000490 · form4-02262020_040201.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,426 F1 · price: These shares were issued to the Reporting Person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 24, 2020, or $62.47. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:18 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 651 | $36.01 | $23,442.51 |
DisclosureSEC source: 0000003545-20-000011 · wf-form4_157834547500867.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,912 F1 · shares: These shares were issued under the Stock Incentive Plan of 2015. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:15 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 336 | $60.97 | $20,485.92 |
DisclosureSEC source: 0001415889-20-000065 · form4-01062020_040127.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,113 F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2019 retainer fee of $10,000 and meeting fees of $10,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $60.97. Read SEC document |
| January 02, 2020 Filed May 12, 2020 20:05 UTC Amendment | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 336 | $60.97 | $20,485.92 |
DisclosureSEC source: 0001415889-20-001163 · form4a-05122020_040501.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,189 F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2019 retainer fee of $10,000 and meeting fees of $10,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $60.97. F2 · balance_after: This Form 4/A amends and replaces in its entirety the Form 4 filed by the Reporting Person on 1/6/2020 (the "Original Filing"). This report on Form 4/A is being filed solely to correct the inadvertent under-reporting of the Reporting Person's total holdings of common stock by 76 shares (the "Under-Reported Shares"). The Under-Reported Shares were also inadvertently excluded from two Forms 4 filed by the Reporting Person subsequent to the Original Filing. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 15:19 UTC | DISH Network CORP DISH · Entity 95602 | GrantNon-Employee Director Stock Option · Derivative | 5,000 | $0.00 Strike: $35.47 | $0.00 |
DisclosureSEC source: 0001589074-20-000002 · edgar.xml · derivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Class A Common Stock · 5,000 shares Expires 2025-01-01 F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 22:21 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | PurchaseCommon Stock | 76 | $61.70 | $4,689.20 |
DisclosureSEC source: 0001415889-19-001464 · form4-12062019_021233.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,853 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:19 UTC | ALICO, INC. ALCO · Entity 5954 | OtherAlico, Inc., Common Stock, Par Value $1.00 | 109,482 | $0.00 | $0.00 |
DisclosureSEC source: 0000003545-19-000124 · wf-form4_157376637897180.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,261 F1 · kind: Pro rata distribution of Common Stock from 734 Investors, LLC to the Reporting Person. Read SEC document |
| October 02, 2019 Filed Oct 2, 2019 20:18 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 828 | $33.97 | $28,127.16 |
DisclosureSEC source: 0000003545-19-000115 · wf-form4_157004751079974.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,779 F1 · shares: These share were issued under the Stock Incentive Plan of 2015. Read SEC document |
| October 01, 2019 Filed Oct 1, 2019 21:30 UTC | CTO Realty Growth, Inc. CTO · Entity 5116 | GrantCommon Stock | 234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001623528-19-000053 · primary_doc.xml · nonDerivative · entry 1 Brokaw George R · CIK 0001589074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,777 F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2019 retainer fee of $10,000 and meeting fees of $5,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.