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person · Reporting owner

Brokaw George R

Disclosed activity across 7 companies

Tapewire entity
48633
SEC CIK
0001589074

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALICO, INC.ALCO · Entity 5954DirectorApril 01, 2025April 02, 2025
CTO Realty Growth, Inc.CTO · Entity 5116DirectorFebruary 11, 2026February 13, 2026
Chemours CoCC · Entity 4420DirectorMay 06, 2026May 08, 2026
EchoStar CORPSATS · Entity 3188DirectorApril 01, 2026April 03, 2026
Modern Media Acquisition Corp.MMDM · Entity 156655DirectorMay 17, 2017May 17, 2017
Terrapin 3 Acquisition CorpTRTL · Entity 180248DirectorDecember 16, 2016December 21, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALICO, INC.

Report date April 01, 2025 · Filed April 02, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Alico, Inc., Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect267,269 Reported balance After 2025-04-01 transaction · row 1
1 source row

Row 1 · 2025-04-01 · Grant · Acquired 681 · Balance 267,269

F1: These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.

CTO Realty Growth, Inc.

Report date February 11, 2026 · Filed February 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect96,266 Reported balance After 2026-02-11 transaction · row 1
1 source row

Row 1 · 2026-02-11 · Grant · Acquired 3,462 · Balance 96,266

F1: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 5, 2026, or $18.05000.

Common StockSEC Table I · non-derivativeIndirectBabette Brokaw Revocable Trust3,858 Reported balance Holding disclosure · report date 2026-02-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,858

F2: These securities are held directly by the above-named trust, of which the Reporting Person is a beneficiary and trustee.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 5, 2026, or $18.05000.

F2: These securities are held directly by the above-named trust, of which the Reporting Person is a beneficiary and trustee.

Chemours Co

Report date May 06, 2026 · Filed May 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,642.7173 Reported balance After 2026-05-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-06 · Grant · Acquired 7,182 · Balance 21,642.7173

F1: Includes deferred stock units and dividend equivalent units.

Filing footnotes · ownership attribution and instrument terms

F1: Includes deferred stock units and dividend equivalent units.

EchoStar CORP

Report date April 01, 2026 · Filed April 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $120.60 · Expires 2031-04-01Direct5,000 Reported balance After 2026-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-01 · Grant · Acquired 5,000 · Balance 5,000

F1: The shares underlying the option were 100% vested upon the date of the grant.

Filing footnotes · ownership attribution and instrument terms

F1: The shares underlying the option were 100% vested upon the date of the grant.

Modern Media Acquisition Corp.

Report date May 17, 2017 · Filed May 17, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,000 Reported balance Holding disclosure · report date 2017-05-17 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 25,000

Terrapin 3 Acquisition Corp

Report date December 16, 2016 · Filed December 21, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class F Common StockSEC Table I · non-derivativeDirect15,000 Reported balance After 2016-12-16 transaction · row 1
1 source row

Row 1 · 2016-12-16 · Disposition to issuer · Disposed 15,000 · Balance 15,000

F1: Disposed of pursuant to the Forfeiture Agreement, dated as of December 16, 2016 by and among MIHI LLC, Apple Orange LLC, Noyac Path LLC, Periscope, LLC, Terrapin Partners Employee Partnership 3 LLC, Terrapin Partners Green Employee Partnership, LLC, Jonathan Kagan, George Brokaw, Victor Mendelson, Terrapin 3 Acquisition Corporation (the "Issuer") and Yatra Online, Inc. ("Yatra"), through which the holders of Class F Common Stock forfeitted one-half of the shares of Class F Common Stock held by them.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2016-12-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2016-12-16 · Disposition to issuer · Disposed 10,000 · Balance 0

F2: Disposed of in exchange for 10,000 ordinary shares, par value $0.0001, of Yatra ("Ordinary Shares"), in connection with the consummation on December 16, 2016 of the merger (the "Merger") of the Issuer with T3 Merger Sub. Corp., a wholly-owned subsidiary of T3 Parent Corp., pursuant to that certain Amended and Restated Business Combination Agreement, dated as of September 28, 2016 (as may be amended, the "Business Combination Agreement"), by and among Yatra, T3 Parent Corp., T3 Merger Sub Corp., the Issuer, MIHI LLC (solely for the purposes set forth therein) and Shareholder Representative Services LLC, as amended.

F3: Represents shares held by Delta Offshore Master II, Ltd (the "Fund"). Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Brokaw may be deemed to have indirect beneficial ownership for the shares reported herein based on his relationship with TBCM. Mr. Brokaw disclaims beneficial ownership for the securities held by the Fund except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Forfeiture Agreement, dated as of December 16, 2016 by and among MIHI LLC, Apple Orange LLC, Noyac Path LLC, Periscope, LLC, Terrapin Partners Employee Partnership 3 LLC, Terrapin Partners Green Employee Partnership, LLC, Jonathan Kagan, George Brokaw, Victor Mendelson, Terrapin 3 Acquisition Corporation (the "Issuer") and Yatra Online, Inc. ("Yatra"), through which the holders of Class F Common Stock forfeitted one-half of the shares of Class F Common Stock held by them.

F2: Disposed of in exchange for 10,000 ordinary shares, par value $0.0001, of Yatra ("Ordinary Shares"), in connection with the consummation on December 16, 2016 of the merger (the "Merger") of the Issuer with T3 Merger Sub. Corp., a wholly-owned subsidiary of T3 Parent Corp., pursuant to that certain Amended and Restated Business Combination Agreement, dated as of September 28, 2016 (as may be amended, the "Business Combination Agreement"), by and among Yatra, T3 Parent Corp., T3 Merger Sub Corp., the Issuer, MIHI LLC (solely for the purposes set forth therein) and Shareholder Representative Services LLC, as amended.

F3: Represents shares held by Delta Offshore Master II, Ltd (the "Fund"). Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Brokaw may be deemed to have indirect beneficial ownership for the shares reported herein based on his relationship with TBCM. Mr. Brokaw disclaims beneficial ownership for the securities held by the Fund except to the extent of his pecuniary interest therein.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DISH Network CORP

Report date December 31, 2023 · Filed January 03, 2024

Section 16 reporting ended · disclosed 2024-01-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-12-31 transaction · row 1
1 source row

Row 1 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $24.97 · Expires 2024-01-01Direct0 Reported balance After 2023-12-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $35.47 · Expires 2025-01-01Direct0 Reported balance After 2023-12-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $32.34 · Expires 2026-01-01Direct0 Reported balance After 2023-12-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $32.44 · Expires 2027-01-01Direct0 Reported balance After 2023-12-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0

F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.04 · Expires 2028-01-01Direct0 Reported balance After 2023-12-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-12-31 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2022 Filed Oct 13, 2022 22:36 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 755 $19.84 $14,982.60
Disclosure

SEC source: 0001415889-22-010537 · form4-10132022_031031.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,162

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2022 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $19.8445.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:18 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 526 $35.69 $18,772.94
Disclosure

SEC source: 0001209191-22-040638 · doc4.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,494

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 23:00 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 734 $20.41 $14,984.10
Disclosure

SEC source: 0001415889-22-007403 · form4-07052022_070701.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,407

F1 · shares: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

F2 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2022 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $61.243 ($20.414333 factoring in the aforementioned 3-for-1 stock split).

F1 · balance_after: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 20:30 UTC CTO Realty Growth, Inc. CTO · Entity 5116 PurchaseCommon Stock 1,000 $60.40 $60,400.00
Disclosure

SEC source: 0001415889-22-006599 · form4-06152022_040601.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,891

Read SEC document
May 12, 2022 Filed May 16, 2022 16:42 UTC DISH Network CORP DISH · Entity 95602 PurchaseClass A Common Stock 5,000 $19.07 $95,350.00
Disclosure

SEC source: 0001415889-22-005029 · form4-05162022_010537.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
April 01, 2022 Filed Apr 1, 2022 22:00 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 233 $64.37 $14,997.51
Disclosure

SEC source: 0001415889-22-003620 · form4-04012022_060403.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,891

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2021 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $57.1670.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:09 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 494 $37.98 $18,762.12
Disclosure

SEC source: 0001209191-22-022321 · doc4.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,968

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:05 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 582 $60.04 $34,942.12
Disclosure

SEC source: 0001415889-22-001553 · form4-02182022_040213.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,658

F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 9, 2022, or $60.0380.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:17 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 498 $37.69 $18,769.62
Disclosure

SEC source: 0001209191-22-000707 · doc4.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,474

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:05 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 262 $57.17 $14,977.75
Disclosure

SEC source: 0001415889-22-000359 · form4-01052022_040121.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,076

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2021 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $57.1670.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 13:32 UTC DISH Network CORP DISH · Entity 95602 Exercise / conversionRestricted Stock Units · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000120 · form4-01042022_100112.xml · derivative · entry 2

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94

Underlying: Class A Common Stock · 48 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

F2 · kind: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

F4 · price: The January 1, 2022 vesting of the cash-settled RSUs were settled at a price of $32.44 per equivalent share.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 13:32 UTC DISH Network CORP DISH · Entity 95602 GrantNon-Employee Director Stock Option · Derivative 5,000 $0.00 Strike: $32.44 $0.00
Disclosure

SEC source: 0001415889-22-000120 · form4-01042022_100112.xml · derivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2027-01-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 21:55 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 275 $54.41 $14,963.58
Disclosure

SEC source: 0001415889-21-004667 · form4-10012021_021057.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,814

F1 · balance_after: The Reporting Person acquired 1,000 shares of the Issuer's common stock on August 12, 2021, which was reported in a Form 4 filed on August 16, 2021 (the "8/16/21 Form 4"). The 8/16/21 Form 4 was erroneously filed twice, and thus the duplicate filing should be disregarded. Therefore, this Form 4 correctly states the number of shares of common stock beneficially owned by the Reporting Person after the transaction reported herein.

F2 · ownership.direct: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2021 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $54.4130.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:20 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 546 $34.37 $18,766.02
Disclosure

SEC source: 0001209191-21-058940 · doc4.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,976

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 10:55 UTC CTO Realty Growth, Inc. CTO · Entity 5116 PurchaseCommon Stock 1,000 $54.30 $54,304.10
Disclosure

SEC source: 0001415889-21-003925 · form4-08162021_060802.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,539

F1 · price: The price reported is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $53.90 to $54.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

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August 12, 2021 Filed Aug 16, 2021 10:55 UTC CTO Realty Growth, Inc. CTO · Entity 5116 PurchaseCommon Stock 1,000 $54.30 $54,304.10
Disclosure

SEC source: 0001415889-21-003926 · form4-08162021_060802.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,539

F1 · price: The price reported is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $53.90 to $54.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

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July 01, 2021 Filed Jul 2, 2021 20:30 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 254 $54.40 $13,817.22
Disclosure

SEC source: 0001415889-21-003400 · form4-07022021_040701.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,539

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2021 board retainer fee of $10,000 and committee retainer fees of $3,846.15 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $54.3985.

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July 01, 2021 Filed Jul 6, 2021 16:40 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 535 $35.05 $18,751.75
Disclosure

SEC source: 0001209191-21-045276 · doc4.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,430

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 15:29 UTC DISH Network CORP DISH · Entity 95602 GrantRestricted Stock Units · Derivative 142 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-003458 · form4-07062021_120747.xml · derivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142

Underlying: Class A Common Stock · 142 shares

Expires 2024-01-01

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022.

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May 13, 2021 Filed May 14, 2021 20:30 UTC CTO Realty Growth, Inc. CTO · Entity 5116 PurchaseCommon Stock 1,000 $50.95 $50,954.20
Disclosure

SEC source: 0001415889-21-002472 · form4-05142021_040501.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,285

Read SEC document
May 11, 2021 Filed May 11, 2021 23:30 UTC CTO Realty Growth, Inc. CTO · Entity 5116 PurchaseCommon Stock 2,000 $50.43 $100,850.00
Disclosure

SEC source: 0001415889-21-002413 · form4-05112021_070502.xml · nonDerivative · entry 2

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,285

Read SEC document
May 10, 2021 Filed May 11, 2021 23:30 UTC CTO Realty Growth, Inc. CTO · Entity 5116 PurchaseCommon Stock 1,000 $52.60 $52,598.00
Disclosure

SEC source: 0001415889-21-002413 · form4-05112021_070502.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,285

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:09 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 795 $29.51 $23,460.45
Disclosure

SEC source: 0001209191-21-024540 · doc4.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,895

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 22:00 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 246 $53.29 $13,109.34
Disclosure

SEC source: 0001415889-21-001835 · form4-04022021_060401.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,285

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2021 board retainer fee of $10,000 and committee retainer fees of $3,125 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $53.29.

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February 10, 2021 Filed Feb 12, 2021 22:31 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 788 $44.38 $34,970.26
Disclosure

SEC source: 0001415889-21-000672 · form4-02122021_050211.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,039

F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 4, 2021, or $44.3785.

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January 04, 2021 Filed Jan 5, 2021 21:14 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 766 $30.60 $23,439.60
Disclosure

SEC source: 0001209191-21-001001 · doc4.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,100

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:30 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 366 $40.96 $14,990.63
Disclosure

SEC source: 0001415889-21-000239 · form4-01062021_060108.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,251

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2020 retainer fee of $10,000 and meeting fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $40.9580.

F2 · balance_after: On November 10, 2020, the Issuer's Board of Directors declared a special distribution on its shares of common stock in an aggregate amount of $55.8 million (the "Special Distribution"). The Special Distribution was paid on December 21, 2020 (in a combination of cash and shares of the Issuer's common stock), to shareholders of record as of the close of business on November 19, 2020. As a result of the Special Distribution, the Reporting Person received approximately 2,422 shares (direct holdings) of the Issuer's common stock.

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January 01, 2021 Filed Jan 5, 2021 16:06 UTC DISH Network CORP DISH · Entity 95602 GrantNon-Employee Director Stock Option · Derivative 5,000 $0.00 Strike: $32.34 $0.00
Disclosure

SEC source: 0001415889-21-000085 · form4-01052021_010137.xml · derivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2026-01-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

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October 01, 2020 Filed Oct 2, 2020 22:30 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 302 $44.10 $13,318.20
Disclosure

SEC source: 0001415889-20-002405 · form4-10022020_061006.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,463

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2020 retainer fee of $10,000 and meeting fees of $3,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $43.0310.

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October 01, 2020 Filed Oct 5, 2020 20:12 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 819 $28.65 $23,464.35
Disclosure

SEC source: 0001209191-20-053580 · doc4.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,334

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
August 05, 2020 Filed Aug 5, 2020 20:52 UTC CTO Realty Growth, Inc. CTO · Entity 5116 PurchaseCommon Stock 414 $40.97 $16,960.63
Disclosure

SEC source: 0001415889-20-002041 · form4-08052020_010835.xml · nonDerivative · entry 4

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,161

Read SEC document
August 05, 2020 Filed Aug 5, 2020 20:52 UTC CTO Realty Growth, Inc. CTO · Entity 5116 PurchaseCommon Stock 56 $40.50 $2,268.00
Disclosure

SEC source: 0001415889-20-002041 · form4-08052020_010835.xml · nonDerivative · entry 3

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,747

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:52 UTC CTO Realty Growth, Inc. CTO · Entity 5116 PurchaseCommon Stock 500 $40.25 $20,124.00
Disclosure

SEC source: 0001415889-20-002041 · form4-08052020_010835.xml · nonDerivative · entry 2

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,691

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:52 UTC CTO Realty Growth, Inc. CTO · Entity 5116 PurchaseCommon Stock 1,000 $40.35 $40,352.00
Disclosure

SEC source: 0001415889-20-002041 · form4-08052020_010835.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,191

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:21 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 741 $31.64 $23,445.24
Disclosure

SEC source: 0000003545-20-000084 · wf-form4_159372124329418.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,515

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:09 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 312 $41.61 $12,981.54
Disclosure

SEC source: 0001415889-20-001805 · form4-07022020_040715.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,191

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2020 retainer fee of $10,000 and meeting fees of $3,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $41.6075.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:15 UTC Amendment CTO Realty Growth, Inc. CTO · Entity 5116 PurchaseCommon Stock 748 $39.65 $29,658.20
Disclosure

SEC source: 0001415889-20-001164 · form4a-05122020_040501.xml · nonDerivative · entry 3

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,879

Read SEC document
May 08, 2020 Filed May 12, 2020 20:15 UTC Amendment CTO Realty Growth, Inc. CTO · Entity 5116 PurchaseCommon Stock 52 $39.55 $2,056.60
Disclosure

SEC source: 0001415889-20-001164 · form4a-05122020_040501.xml · nonDerivative · entry 2

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,131

Read SEC document
May 08, 2020 Filed May 12, 2020 20:15 UTC Amendment CTO Realty Growth, Inc. CTO · Entity 5116 PurchaseCommon Stock 200 $39.60 $7,920.00
Disclosure

SEC source: 0001415889-20-001164 · form4a-05122020_040501.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,079

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:11 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 862 $27.20 $23,446.40
Disclosure

SEC source: 0000003545-20-000053 · wf-form4_158585826514753.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,774

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:05 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 377 $46.39 $17,487.90
Disclosure

SEC source: 0001415889-20-000928 · form4-04022020_040401.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,803

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2020 retainer fee of $10,000 and meeting fees of $7,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $46.3870.

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February 24, 2020 Filed Feb 26, 2020 21:05 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 313 $63.78 $19,962.20
Disclosure

SEC source: 0001415889-20-000490 · form4-02262020_040201.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,426

F1 · price: These shares were issued to the Reporting Person as his $20,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 24, 2020, or $62.47.

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January 02, 2020 Filed Jan 6, 2020 21:18 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 651 $36.01 $23,442.51
Disclosure

SEC source: 0000003545-20-000011 · wf-form4_157834547500867.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,912

F1 · shares: These shares were issued under the Stock Incentive Plan of 2015.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:15 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 336 $60.97 $20,485.92
Disclosure

SEC source: 0001415889-20-000065 · form4-01062020_040127.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,113

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2019 retainer fee of $10,000 and meeting fees of $10,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $60.97.

Read SEC document
January 02, 2020 Filed May 12, 2020 20:05 UTC Amendment CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 336 $60.97 $20,485.92
Disclosure

SEC source: 0001415889-20-001163 · form4a-05122020_040501.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,189

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2019 retainer fee of $10,000 and meeting fees of $10,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019. Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $60.97.

F2 · balance_after: This Form 4/A amends and replaces in its entirety the Form 4 filed by the Reporting Person on 1/6/2020 (the "Original Filing"). This report on Form 4/A is being filed solely to correct the inadvertent under-reporting of the Reporting Person's total holdings of common stock by 76 shares (the "Under-Reported Shares"). The Under-Reported Shares were also inadvertently excluded from two Forms 4 filed by the Reporting Person subsequent to the Original Filing.

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January 01, 2020 Filed Jan 3, 2020 15:19 UTC DISH Network CORP DISH · Entity 95602 GrantNon-Employee Director Stock Option · Derivative 5,000 $0.00 Strike: $35.47 $0.00
Disclosure

SEC source: 0001589074-20-000002 · edgar.xml · derivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2025-01-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 22:21 UTC CTO Realty Growth, Inc. CTO · Entity 5116 PurchaseCommon Stock 76 $61.70 $4,689.20
Disclosure

SEC source: 0001415889-19-001464 · form4-12062019_021233.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,853

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:19 UTC ALICO, INC. ALCO · Entity 5954 OtherAlico, Inc., Common Stock, Par Value $1.00 109,482 $0.00 $0.00
Disclosure

SEC source: 0000003545-19-000124 · wf-form4_157376637897180.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,261

F1 · kind: Pro rata distribution of Common Stock from 734 Investors, LLC to the Reporting Person.

Read SEC document
October 02, 2019 Filed Oct 2, 2019 20:18 UTC ALICO, INC. ALCO · Entity 5954 GrantAlico, Inc., Common Stock, Par Value $1.00 828 $33.97 $28,127.16
Disclosure

SEC source: 0000003545-19-000115 · wf-form4_157004751079974.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,779

F1 · shares: These share were issued under the Stock Incentive Plan of 2015.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 21:30 UTC CTO Realty Growth, Inc. CTO · Entity 5116 GrantCommon Stock 234 Not disclosed Not disclosed
Disclosure

SEC source: 0001623528-19-000053 · primary_doc.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,777

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2019 retainer fee of $10,000 and meeting fees of $5,500 pursuant to the Issuer's "Non-Employee Director Compensation Policy" adopted by the Issuer's board of directors on February 27, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.