Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Carnival Corp Ltd.CCL · Entity 3136 | CFO & CAO | May 08, 2026 | May 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Carnival Corp Ltd.
Report date May 08, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 144,906 |
Reported balance
After 2026-05-08 transaction · row 1
1 source rowRow 1 · 2026-05-08 · Grant · Acquired 49,894 · Balance 144,906 F1: Grant of time vested restricted share units ("TBS RSUs") made pursuant to the Carnival Corporation Ltd. 2020 Stock Plan. Each TBS RSU represents a hypothetical interest in one Carnival Corporation Ltd. common share. The TBS RSUs will vest on a 3-year pro-rata basis in April 2027, 2028 and 2029. The TBS RSUs will accumulate dividend equivalents and may only be settled in shares. F2: The grant was approved by the Compensation Committee as a total value to be received in the form of TBS RSUs. The number of TBS RSUs was determined by dividing the grant value by the average of the closing prices of a Carnival Corporation share over 20 consecutive trading days ending on the day before the grant, then rounding down to the nearest whole share. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of time vested restricted share units ("TBS RSUs") made pursuant to the Carnival Corporation Ltd. 2020 Stock Plan. Each TBS RSU represents a hypothetical interest in one Carnival Corporation Ltd. common share. The TBS RSUs will vest on a 3-year pro-rata basis in April 2027, 2028 and 2029. The TBS RSUs will accumulate dividend equivalents and may only be settled in shares.
F2: The grant was approved by the Compensation Committee as a total value to be received in the form of TBS RSUs. The number of TBS RSUs was determined by dividing the grant value by the average of the closing prices of a Carnival Corporation share over 20 consecutive trading days ending on the day before the grant, then rounding down to the nearest whole share.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CARNIVAL PLC
Report date May 07, 2026 · Filed May 07, 2026
Section 16 reporting ended · disclosed 2026-05-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Trust Shares (beneficial Interest in Special Voting Share)SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-05-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-07 · Disposition to issuer · Disposed 95,012 · Balance 0 F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2: On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
F2: On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 16, 2018 Filed Jan 18, 2018 17:06 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 2,600 | $69.59 | $180,934.00 |
DisclosureSEC source: 0001127602-18-002028 · form4.xml · nonDerivative · entry 3 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,601 Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:06 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 3,419 | $68.52 | $234,269.88 |
DisclosureSEC source: 0001127602-18-002028 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,201 F3 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of the RSUs. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:06 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 8,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002028 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,620 F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of restricted shares. The Compensation Committee also approved that the number of shares was to be determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:18 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 2,600 | $69.59 | $180,934.00 |
DisclosureSEC source: 0001127602-18-002034 · form4.xml · nonDerivative · entry 3 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,601 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:18 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 3,419 | $68.52 | $234,269.88 |
DisclosureSEC source: 0001127602-18-002034 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,201 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of the RSUs. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:18 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 8,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002034 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,620 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares. F3 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 19:14 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 4,340 | $69.11 | $299,957.36 |
DisclosureSEC source: 0001127602-18-001793 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,103 F1 · kind: Represents a sale of shares to satisfy the tax obligation on the release of vested restricted stock previously reported. F2 · price: This transaction was executed in multiple trades at prices ranging from $68.810 to $69.581. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 19:23 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 4,340 | $69.11 | $299,957.36 |
DisclosureSEC source: 0001127602-18-001798 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,103 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Represents a sale of shares to satisfy the tax obligation on the release of vested restricted stock previously reported. F3 · price: This transaction was executed in multiple trades at prices ranging from $68.810 to $69.581. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 19:52 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 11,000 | $66.50 | $731,453.80 |
DisclosureSEC source: 0001127602-18-001239 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,443 F1 · price: This transaction was executed in multiple trades at prices ranging from $66.48 to $66.52. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 19:51 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 11,000 | $66.50 | $731,453.80 |
DisclosureSEC source: 0001127602-18-001238 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,443 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · price: This transaction was executed in multiple trades at prices ranging from $66.48 to $66.52. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 15:56 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 25,928 | $66.93 | $1,735,361.04 |
DisclosureSEC source: 0001127602-17-035608 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,443 Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 15:50 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 25,928 | $66.93 | $1,735,361.04 |
DisclosureSEC source: 0001127602-17-035604 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,443 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 15:56 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 25,526 | $66.59 | $1,699,776.34 |
DisclosureSEC source: 0001127602-17-035608 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,371 F1 · shares: Represents a sale of shares to satisfy the tax obligation on the release of vested Performance Restricted Stock Units previously reported on December 29, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $66.04 to $66.765. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 15:50 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 25,526 | $66.59 | $1,699,776.34 |
DisclosureSEC source: 0001127602-17-035604 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,371 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents a sale of shares to satisfy the tax obligation on the release of vested Performance Restricted Stock Units previously reported on December 29, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $66.04 to $66.765. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 16:46 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 11,507 | $66.60 | $766,366.20 |
DisclosureSEC source: 0001127602-17-035247 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,897 F1 · shares: Represents a surrender of shares to satisfy the tax obligation on the vesting of restricted stock and restricted stock units released on December 18, 2017 as a result of the Reporting Person becoming eligible for retirement due to his age. F2 · balance_after: Includes shares from a settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 16:48 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 11,507 | $66.60 | $766,366.20 |
DisclosureSEC source: 0001127602-17-035248 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,897 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents a surrender of shares to satisfy the tax obligation on the vesting of restricted stock and restricted stock units released on December 18, 2017 as a result of the Reporting Person becoming eligible for retirement due to his age. F3 · balance_after: Includes shares from a settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:34 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 23,030 | $55.88 | $1,286,999.31 |
DisclosureSEC source: 0001127602-17-006828 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,267 F3 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:34 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 23,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006828 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,297 F1 · kind: Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 16, 2014 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes for each of the three fiscal years in the 2014-2016 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:42 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 23,030 | $55.88 | $1,286,999.31 |
DisclosureSEC source: 0001127602-17-006835 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,267 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · price: This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:42 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 23,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006835 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,297 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 16, 2014 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. F3 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes for each of the three fiscal years in the 2014-2016 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 19:34 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 14,932 | $52.95 | $790,665.83 |
DisclosureSEC source: 0001127602-17-002008 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,267 F3 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 19:34 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 11,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-002008 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,199 F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 19:47 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 14,932 | $52.95 | $790,665.83 |
DisclosureSEC source: 0001127602-17-002014 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,267 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · price: This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 19:47 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 11,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-002014 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,199 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares. F3 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 16:53 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 60,664 | $52.11 | $3,161,201.04 |
DisclosureSEC source: 0001127602-17-000025 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,710 F3 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 16:53 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 121,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000025 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,374 F1 · kind: Grant of performance-based restricted stock units ("Performance RSUs") granted on December 27, 2013 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. The Performance RSU's will vest 50% as of December 29, 2016 and 50% as of December 27, 2017. F2 · shares: The reporting person was eligible to earn from 0-5 times the stated target amount of Performance RSUs to the extent that the compound annual growth rate of Carnival Corporation & plc's total shareholder return over a three year performance cycle exceeded specified performance goals. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 16:59 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 60,664 | $52.11 | $3,161,201.04 |
DisclosureSEC source: 0001127602-17-000029 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,710 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · price: This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 16:59 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 121,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000029 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,374 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of performance-based restricted stock units ("Performance RSUs") granted on December 27, 2013 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. The Performance RSU's will vest 50% as of December 29, 2016 and 50% as of December 27, 2017. F3 · shares: The reporting person was eligible to earn from 0-5 times the stated target amount of Performance RSUs to the extent that the compound annual growth rate of Carnival Corporation & plc's total shareholder return over a three year performance cycle exceeded specified performance goals. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 13:47 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 210.801 | $49.43 | $10,419.96 |
DisclosureSEC source: 0001127602-16-064226 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,045 F1 · price: This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 13:45 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 210.801 | $49.43 | $10,419.96 |
DisclosureSEC source: 0001127602-16-064225 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,045 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · price: This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 13:47 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 3,819 | $49.17 | $187,783.29 |
DisclosureSEC source: 0001127602-16-064226 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,255.801 F1 · price: This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 13:45 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 3,819 | $49.17 | $187,783.29 |
DisclosureSEC source: 0001127602-16-064225 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,255.801 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · price: This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.