Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Carnival Corp Ltd.CCL · Entity 3136 | CFO & CAO | May 08, 2026 | May 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Carnival Corp Ltd.
Report date May 08, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 144,906 |
Reported balance
After 2026-05-08 transaction · row 1
1 source rowRow 1 · 2026-05-08 · Grant · Acquired 49,894 · Balance 144,906 F1: Grant of time vested restricted share units ("TBS RSUs") made pursuant to the Carnival Corporation Ltd. 2020 Stock Plan. Each TBS RSU represents a hypothetical interest in one Carnival Corporation Ltd. common share. The TBS RSUs will vest on a 3-year pro-rata basis in April 2027, 2028 and 2029. The TBS RSUs will accumulate dividend equivalents and may only be settled in shares. F2: The grant was approved by the Compensation Committee as a total value to be received in the form of TBS RSUs. The number of TBS RSUs was determined by dividing the grant value by the average of the closing prices of a Carnival Corporation share over 20 consecutive trading days ending on the day before the grant, then rounding down to the nearest whole share. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of time vested restricted share units ("TBS RSUs") made pursuant to the Carnival Corporation Ltd. 2020 Stock Plan. Each TBS RSU represents a hypothetical interest in one Carnival Corporation Ltd. common share. The TBS RSUs will vest on a 3-year pro-rata basis in April 2027, 2028 and 2029. The TBS RSUs will accumulate dividend equivalents and may only be settled in shares.
F2: The grant was approved by the Compensation Committee as a total value to be received in the form of TBS RSUs. The number of TBS RSUs was determined by dividing the grant value by the average of the closing prices of a Carnival Corporation share over 20 consecutive trading days ending on the day before the grant, then rounding down to the nearest whole share.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CARNIVAL PLC
Report date May 07, 2026 · Filed May 07, 2026
Section 16 reporting ended · disclosed 2026-05-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Trust Shares (beneficial Interest in Special Voting Share)SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-05-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-07 · Disposition to issuer · Disposed 95,012 · Balance 0 F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2: On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
F2: On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2022 Filed Feb 17, 2022 16:18 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 989 | $22.33 | $22,083.68 |
DisclosureSEC source: 0001127602-22-005438 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,855 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 16:18 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005438 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,844 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in January 2019 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock. F3 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact, for each of the three fiscal years in the 2019-2021 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 19:07 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 7,670 | $21.38 | $164,017.58 |
DisclosureSEC source: 0001127602-22-001808 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,332 F3 · price: This transaction was executed in multiple trades at prices ranging from $21.345 to $21.41. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 19:11 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 7,670 | $21.38 | $164,017.58 |
DisclosureSEC source: 0001127602-22-001813 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,332 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · price: This transaction was executed in multiple trades at prices ranging from $21.345 to $21.41. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 19:07 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 8,303 | $21.76 | $180,635.92 |
DisclosureSEC source: 0001127602-22-001808 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,002 F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $21.67 to $21.92. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 19:11 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 8,303 | $21.76 | $180,635.92 |
DisclosureSEC source: 0001127602-22-001813 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,002 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $21.67 to $21.92. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 18:24 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 3,029 | $22.36 | $67,738.74 |
DisclosureSEC source: 0001127602-22-001665 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,305 F3 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of special restricted stock units granted August 28, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $22.22 to $22.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 18:24 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 20 | $22.36 | $447.27 |
DisclosureSEC source: 0001127602-22-001665 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,334 F1 · shares: Represents shares withheld by the Company to cover taxes associated with dividend equivalent shares delivered in connection with vesting of Management Incentive Plan tied restricted stock units granted January 17, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $22.22 to $22.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 18:28 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 3,029 | $22.36 | $67,738.74 |
DisclosureSEC source: 0001127602-22-001668 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,305 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of special restricted stock units granted August 28, 2020. F3 · price: This transaction was executed in multiple trades at prices ranging from $22.22 to $22.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 18:28 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 20 | $22.36 | $447.27 |
DisclosureSEC source: 0001127602-22-001668 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,334 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents shares withheld by the Company to cover taxes associated with dividend equivalent shares delivered in connection with vesting of Management Incentive Plan tied restricted stock units granted January 17, 2020. F3 · price: This transaction was executed in multiple trades at prices ranging from $22.22 to $22.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 16:58 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 11,662 | $23.03 | $268,633.00 |
DisclosureSEC source: 0001127602-21-022066 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,272 F1 · price: This transaction was executed in multiple trades at prices ranging from $22.89 to $23.25. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 17:03 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 11,662 | $23.03 | $268,633.00 |
DisclosureSEC source: 0001127602-21-022071 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,272 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · price: This transaction was executed in multiple trades at prices ranging from $22.89 to $23.25. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 17:54 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 16,676 | $20.24 | $337,498.89 |
DisclosureSEC source: 0001127602-21-006091 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,934 F3 · price: This transaction was executed in multiple trades at prices ranging from $20.17 to $21.32. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 17:54 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 4,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006091 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,610 F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2018 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2018-2020 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 18:00 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 16,676 | $20.24 | $337,498.89 |
DisclosureSEC source: 0001127602-21-006095 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,934 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · price: This transaction was executed in multiple trades at prices ranging from $20.17 to $21.32. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 18:00 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 4,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006095 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,610 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2018 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F3 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2018-2020 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 18:11 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 24,296 | $20.98 | $509,698.50 |
DisclosureSEC source: 0001127602-21-002225 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,916 F3 · price: This transaction was executed in multiple trades at prices ranging from $20.93 to $21.005. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 18:17 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 24,296 | $20.98 | $509,698.50 |
DisclosureSEC source: 0001127602-21-002229 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,916 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · price: This transaction was executed in multiple trades at prices ranging from $20.93 to $21.005. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 18:11 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 102,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002225 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,212 F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on the anniversary dates of the grant. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 18:17 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 102,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002229 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,212 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on the anniversary dates of the grant. The RSUs will accumulate dividend equivalents and may only be settled in shares. F3 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 20:30 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 49,031.363 | $21.12 | $1,035,542.39 |
DisclosureSEC source: 0001127602-21-001912 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,156 F1 · price: This transaction was executed in multiple trades at prices ranging from $20.71 to $21.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes dividend equivalent shares associated with the release of restricted stock units. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 20:35 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 49,031.363 | $21.12 | $1,035,542.39 |
DisclosureSEC source: 0001127602-21-001915 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,156 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · price: This transaction was executed in multiple trades at prices ranging from $20.71 to $21.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes dividend equivalent shares associated with the release of restricted stock units. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 18:37 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 46,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024537 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,472.363 F1 · kind: Grant of retention restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represents a hypothetical interest in Carnival Corporation common stock. The RSUs will vest every 6 months on a 25% pro-rata basis beginning in January 2021. The RSUs may only be settled in shares. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 18:45 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 46,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024543 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,472.363 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of retention restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represents a hypothetical interest in Carnival Corporation common stock. The RSUs will vest every 6 months on a 25% pro-rata basis beginning in January 2021. The RSUs may only be settled in shares. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 20:05 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 11,982 | $12.42 | $148,816.44 |
DisclosureSEC source: 0001127602-20-013616 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,822.363 F1 · kind: The grant, which reflects the reporting person voluntarily deferring their salary for April to June 2020 in the form of restricted stock units ("RSUs") as described in FN2, was approved by the Compensation Committee. The number of RSUs was determined by dividing the deferred salary by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share. F2 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the RSUs lapses on February 12, 2021. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 20:04 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 11,982 | $12.42 | $148,816.44 |
DisclosureSEC source: 0001127602-20-013615 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,822.363 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: The grant, which reflects the reporting person voluntarily deferring their salary for April to June 2020 in the form of restricted stock units ("RSUs") as described in FN3, was approved by the Compensation Committee. The number of RSUs was determined by dividing the deferred salary by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share. F3 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the RSUs lapses on February 12, 2021. F4 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 19:38 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 6,998 | $42.93 | $300,452.83 |
DisclosureSEC source: 0001127602-20-006326 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,917.384 F3 · kind: Represents a surrender of shares to satisfy the tax obligation on the vesting of PBS RSUs. F4 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 19:38 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 17,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006326 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,915.384 F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 5, 2017 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2017-2019 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 19:51 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 6,998 | $42.93 | $300,452.83 |
DisclosureSEC source: 0001127602-20-006333 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,917.384 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · kind: Represents a surrender of shares to satisfy the tax obligation on the vesting of PBS RSUs. F5 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 19:51 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 17,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006333 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,915.384 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 5, 2017 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F3 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2017-2019 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 20:09 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 2,275 | $51.90 | $118,072.50 |
DisclosureSEC source: 0001127602-20-002061 · form4.xml · nonDerivative · entry 4 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,827.114 F5 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of RSUs referenced in FN(3). F6 · balance_after: Includes shares acquired pursuant to purchases made under the Carnival Corporation Employee Stock Purchase Plan (ESPP), dividend reinvestments under the ESPP or the reporting person's brokerage account and/or dividend equivalent shares associated with the release of RSU grants. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 20:09 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 5,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-002061 · form4.xml · nonDerivative · entry 3 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,102.114 F3 · kind: Grant of RSUs made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest 50% as of January 17, 2020 due to the Reporting Person becoming eligible for retirement due to his age and 50% as of January 17, 2022. The RSUs will accumulate dividend equivalents and may only be settled in shares. F4 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 20:09 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 165 | $51.81 | $8,549.44 |
DisclosureSEC source: 0001127602-20-002061 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,322.114 F2 · shares: Represents a surrender of shares to satisfy a tax obligation on the settlement of dividend equivalents for restricted stock units ("RSUs") granted January 17, 2017. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 20:16 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 2,275 | $51.90 | $118,072.50 |
DisclosureSEC source: 0001127602-20-002064 · form4.xml · nonDerivative · entry 4 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,827.114 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F6 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of MTE RSUs referenced in FN(4). F7 · balance_after: Includes shares acquired pursuant to purchases made under the Carnival Corporation Employee Stock Purchase Plan (ESPP), dividend reinvestments under the ESPP or the reporting person's brokerage account and/or dividend equivalent shares associated with the release of RSU grants. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 20:16 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 5,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-002064 · form4.xml · nonDerivative · entry 3 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,102.114 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · kind: Grant of RSUs made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest 50% as of January 17, 2020 due to the Reporting Person becoming eligible for retirement due to his age and 50% as of January 17, 2022. The RSUs will accumulate dividend equivalents and may only be settled in shares. F5 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 20:16 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 165 | $51.81 | $8,549.44 |
DisclosureSEC source: 0001127602-20-002064 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,322.114 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F3 · shares: Represents a surrender of shares to satisfy a tax obligation on the settlement of dividend equivalents for RSUs granted January 17, 2017. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 20:09 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 87 | $50.91 | $4,429.05 |
DisclosureSEC source: 0001127602-20-002061 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,812.114 F1 · shares: Represents a surrender of shares to satisfy a tax obligation on the settlement of dividend equivalents for restricted stock units ("RSUs") granted January 16, 2018. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 20:16 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 87 | $50.91 | $4,429.05 |
DisclosureSEC source: 0001127602-20-002064 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,812.114 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents a surrender of shares to satisfy a tax obligation on the settlement of dividend equivalents for restricted stock units ("RSUs") granted January 16, 2018. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:07 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 24,682 | $57.08 | $1,408,939.88 |
DisclosureSEC source: 0001127602-19-007068 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,680.142 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:07 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 24,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007068 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,362.142 F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 13, 2016 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2016-2018 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:13 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 24,682 | $57.08 | $1,408,939.88 |
DisclosureSEC source: 0001127602-19-007073 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,680.142 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:13 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 24,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007073 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,362.142 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 13, 2016 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F3 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2016-2018 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 19:38 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 4,713 | $52.20 | $246,018.60 |
DisclosureSEC source: 0001127602-19-002100 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,680.142 F3 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of the MTE RSUs. F4 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 19:38 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 11,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002100 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,393.142 F1 · kind: Grant of restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the MTE RSUs lapse on the second anniversary of the grant date. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of MTE RSUs. The Compensation Committee also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 19:44 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 4,713 | $52.20 | $246,018.60 |
DisclosureSEC source: 0001127602-19-002104 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,680.142 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of the MTE RSUs. F5 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 19:44 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 11,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002104 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,393.142 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the MTE RSUs lapse on the second anniversary of the grant date. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares. F3 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of MTE RSUs. The Compensation Committee also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:51 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 5,999 | $68.73 | $412,340.67 |
DisclosureSEC source: 0001127602-18-006290 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,776 F3 · kind: Represents a sale of shares to satisfy the tax obligation on the release of vested Performance RSUs. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:51 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 15,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006290 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,775 F1 · kind: Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 14, 2015 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes and exchange rate impact, and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:57 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 5,999 | $68.73 | $412,340.67 |
DisclosureSEC source: 0001127602-18-006296 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,776 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · kind: Represents a sale of shares to satisfy the tax obligation on the release of vested Performance RSUs. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:57 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 15,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006296 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,775 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 14, 2015 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. F3 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes and exchange rate impact, and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.