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person · Reporting owner

Fisher Daniel William

Disclosed activity across 2 companies

Tapewire entity
47862
SEC CIK
0001693093

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BALL CorpBALL · Entity 3320Director · Chairman & C.E.O.August 28, 2025August 29, 2025
CUMMINS INCCMI · Entity 2961DirectorMay 12, 2026May 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BALL Corp

Report date August 28, 2025 · Filed August 29, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectHeld by Reporting Person's Spouse10,036 Last balance in matching sequence After 2025-08-28 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2025-08-28 · Exercise / conversion · Acquired 3,400 · Balance 13,436

F1: The reporting person expressly disclaims beneficial ownership of these securities.

Row 2 · 2025-08-28 · Sale · Disposed 3,400 · Balance 10,036

F2: Shares sold upon exercise of stock options.

F1: The reporting person expressly disclaims beneficial ownership of these securities.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.05 · Expires 2026-01-27IndirectBy Spouse0 Reported balance After 2025-08-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-08-28 · Exercise / conversion · Disposed 3,400 · Balance 0

F1: The reporting person expressly disclaims beneficial ownership of these securities.

Common StockSEC Table I · non-derivativeDirect152,848.3241 Reported balance Holding disclosure · report date 2025-08-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 152,848.3241

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person expressly disclaims beneficial ownership of these securities.

F2: Shares sold upon exercise of stock options.

CUMMINS INC

Report date May 12, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CommonSEC Table I · non-derivativeDirect2,602.8954 Reported balance After 2026-05-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-12 · Grant · Acquired 306 · Balance 2,602.8954

F1: Includes 16.1052 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 16.1052 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2023 Filed Jan 28, 2023 00:11 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 1,483 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001532 · form4.xml · derivative · entry 3

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 4,879

Underlying: Common Stock · 1,483 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement.

F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
January 25, 2023 Filed Jan 28, 2023 00:11 UTC BALL Corp BALL · Entity 3320 GrantStock Option (Right to Buy) · Derivative 171,091 $0.00 Strike: $56.64 $0.00
Disclosure

SEC source: 0001062993-23-001532 · form4.xml · derivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,091

Underlying: Common Stock · 171,091 shares

Expires 2033-01-25

F4 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement.

Read SEC document
January 25, 2023 Filed Jan 28, 2023 00:11 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 51,201 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001532 · form4.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,127

Underlying: Common Stock · 51,201 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 23:55 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024168 · form4.xml · derivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program.

F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement

F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities

Read SEC document
December 15, 2022 Filed Dec 19, 2022 23:55 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024168 · form4.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program.

F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement

Read SEC document
December 05, 2022 Filed Dec 7, 2022 22:57 UTC BALL Corp BALL · Entity 3320 PurchaseCommon Stock 6,400 $54.42 $348,317.44
Disclosure

SEC source: 0001062993-22-023499 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,996.7214

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.38 to $54.48. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 23:10 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-016527 · form4.xml · derivative · entry 6

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,396

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · derivative.exercise_date: Lapse of restricted stock units.

F7 · derivative.expiration_date: Lapse of restricted stock units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement.

F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 23:10 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 116 $66.48 $7,711.68
Disclosure

SEC source: 0001062993-22-016527 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 10,208.6856

F4 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement.

F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 23:10 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 400 $66.48 $26,592.00
Disclosure

SEC source: 0001062993-22-016527 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 10,324.6856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement.

F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 23:16 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 5,880 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015203 · form4.xml · derivative · entry 7

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,926

Underlying: Common Stock · 5,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F9 · kind: Lapse of restrictions on Restricted Stock Units.

F6 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 23:16 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015203 · form4.xml · derivative · entry 6

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program.

F8 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

F8 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 23:16 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 2,582 $66.27 $171,109.14
Disclosure

SEC source: 0001062993-22-015203 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,596.7178

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 23:16 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 5,880 $66.27 $389,667.60
Disclosure

SEC source: 0001062993-22-015203 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,178.7178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement.

Read SEC document
April 27, 2022 Filed Apr 30, 2022 00:03 UTC BALL Corp BLL · Entity 3320 GrantStock Option (Right to Buy) · Derivative 54,078 $0.00 Strike: $81.01 $0.00
Disclosure

SEC source: 0001062993-22-011124 · form4.xml · derivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,078

Underlying: Common Stock · 54,078 shares

Expires 2032-04-27

F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement.

Read SEC document
April 27, 2022 Filed Apr 30, 2022 00:03 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 14,813 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011124 · form4.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,806

Underlying: Common Stock · 14,813 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement.

Read SEC document
March 10, 2022 Filed Mar 12, 2022 00:09 UTC BALL Corp BLL · Entity 3320 PurchaseCommon Stock 7,000 $85.86 $601,001.80
Disclosure

SEC source: 0001062993-22-007536 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,298.7166

F1 · price: This transaction was executed in multiple trades at prices ranging from $85.67 to $86.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:31 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 12,603 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002321 · form4.xml · derivative · entry 6

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,993

Underlying: Common Stock · 12,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F7 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F7 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:31 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 7,110 $97.10 $690,381.00
Disclosure

SEC source: 0001062993-22-002321 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,298.7166

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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January 31, 2022 Filed Feb 3, 2022 00:31 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 19,623 $97.10 $1,905,393.30
Disclosure

SEC source: 0001062993-22-002321 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,408.7166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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January 26, 2022 Filed Jan 28, 2022 23:59 UTC BALL Corp BLL · Entity 3320 GrantStock Option (Right to Buy) · Derivative 3,510 $0.00 Strike: $86.57 $0.00
Disclosure

SEC source: 0001062993-22-001803 · form4.xml · derivative · entry 4

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,510

Underlying: Common Stock · 3,510 shares

Expires 2032-01-26

F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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January 26, 2022 Filed Jan 28, 2022 23:59 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 878 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001803 · form4.xml · derivative · entry 3

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,796

Underlying: Common Stock · 878 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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January 26, 2022 Filed Jan 28, 2022 23:59 UTC BALL Corp BLL · Entity 3320 GrantStock Option (Right to Buy) · Derivative 45,912 $0.00 Strike: $86.57 $0.00
Disclosure

SEC source: 0001062993-22-001803 · form4.xml · derivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,912

Underlying: Common Stock · 45,912 shares

Expires 2032-01-26

F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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January 26, 2022 Filed Jan 28, 2022 23:59 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 11,482 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001803 · form4.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,596

Underlying: Common Stock · 11,482 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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November 24, 2021 Filed Nov 26, 2021 23:58 UTC BALL Corp BLL · Entity 3320 PurchaseCommon Stock 3,000 $93.87 $281,620.20
Disclosure

SEC source: 0001062993-21-011711 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 9,859.4958

F3 · price: This transaction was executed in multiple trades at prices ranging from $93.58 to $94.26. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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November 24, 2021 Filed Nov 26, 2021 23:58 UTC BALL Corp BLL · Entity 3320 PurchaseCommon Stock 7,000 $93.89 $657,220.90
Disclosure

SEC source: 0001062993-21-011711 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,785.7154

F1 · price: This transaction was executed in multiple trades at prices ranging from $93.53 to $94.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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July 15, 2021 Filed Jul 19, 2021 20:40 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0000009389-21-000120 · edgar.xml · derivative · entry 6

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,918

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · derivative.exercise_date: Lapse of restricted stock units.

F7 · derivative.expiration_date: Lapse of restricted stock units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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July 15, 2021 Filed Jul 19, 2021 20:40 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 116 $84.94 $9,853.04
Disclosure

SEC source: 0000009389-21-000120 · edgar.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,819.5084

F4 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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July 15, 2021 Filed Jul 19, 2021 20:40 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 400 $84.94 $33,976.00
Disclosure

SEC source: 0000009389-21-000120 · edgar.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,935.5084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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June 15, 2021 Filed Jun 17, 2021 20:46 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 4,411 $0.00 $0.00
Disclosure

SEC source: 0000009389-21-000110 · edgar.xml · derivative · entry 6

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,114

Underlying: Common Stock · 4,411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · derivative.exercise_date: Lapse of restricted stock units.

F7 · derivative.expiration_date: Lapse of restricted stock units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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June 15, 2021 Filed Jun 17, 2021 20:46 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 1,937 $81.41 $157,691.17
Disclosure

SEC source: 0000009389-21-000110 · edgar.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,785

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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June 15, 2021 Filed Jun 17, 2021 20:46 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 4,411 $81.41 $359,099.51
Disclosure

SEC source: 0000009389-21-000110 · edgar.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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March 15, 2021 Filed Mar 17, 2021 23:05 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 914 $0.00 $0.00
Disclosure

SEC source: 0000009389-21-000070 · edgar.xml · derivative · entry 6

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,525

Underlying: Common Stock · 914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · derivative.exercise_date: Lapse of restricted stock units.

F7 · derivative.expiration_date: Lapse of restricted stock units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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March 15, 2021 Filed Mar 17, 2021 23:05 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 402 $85.40 $34,330.80
Disclosure

SEC source: 0000009389-21-000070 · edgar.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,311

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

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March 15, 2021 Filed Mar 17, 2021 23:05 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 914 $85.40 $78,055.60
Disclosure

SEC source: 0000009389-21-000070 · edgar.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

Read SEC document
January 31, 2021 Filed Feb 3, 2021 00:56 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 15,448 $0.00 $0.00
Disclosure

SEC source: 0000009389-21-000032 · edgar.xml · derivative · entry 6

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,439

Underlying: Common Stock · 15,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F7 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F7 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

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January 31, 2021 Filed Feb 3, 2021 00:56 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 6,024 $88.02 $530,232.48
Disclosure

SEC source: 0000009389-21-000032 · edgar.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,799

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

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January 31, 2021 Filed Feb 3, 2021 00:56 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 15,835 $88.02 $1,393,796.70
Disclosure

SEC source: 0000009389-21-000032 · edgar.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

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January 27, 2021 Filed Jan 29, 2021 21:59 UTC BALL Corp BLL · Entity 3320 GrantStock Option (Right to Buy) · Derivative 3,838 $0.00 Strike: $85.33 $0.00
Disclosure

SEC source: 0000009389-21-000012 · edgar.xml · derivative · entry 4

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,838

Underlying: Common Stock · 3,838 shares

Expires 2031-01-27

F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 21:59 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 891 $85.33 $76,029.03
Disclosure

SEC source: 0000009389-21-000012 · edgar.xml · derivative · entry 3

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,318

Underlying: Common Stock · 891 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 21:59 UTC BALL Corp BLL · Entity 3320 GrantStock Option (Right to Buy) · Derivative 50,202 $0.00 Strike: $85.33 $0.00
Disclosure

SEC source: 0000009389-21-000012 · edgar.xml · derivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,202

Underlying: Common Stock · 50,202 shares

Expires 2031-01-27

F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

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January 27, 2021 Filed Jan 29, 2021 21:59 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 11,649 $85.33 $994,009.17
Disclosure

SEC source: 0000009389-21-000012 · edgar.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,887

Underlying: Common Stock · 11,649 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

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January 13, 2021 Filed Jan 15, 2021 22:12 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0000009389-21-000008 · edgar.xml · derivative · entry 6

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,238

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Lapse of restricted stock units.

F6 · derivative.exercise_date: Lapse of restricted stock units.

F6 · derivative.expiration_date: Lapse of restricted stock units.

F7 · balance_after: Due to administrative error, the Form 4 filed on July 17, 2020 understated the number of shares beneficially owned after the transaction by 4,410 shares.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

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January 13, 2021 Filed Jan 15, 2021 22:12 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 1,523 $91.09 $138,730.07
Disclosure

SEC source: 0000009389-21-000008 · edgar.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,988

F3 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

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January 13, 2021 Filed Jan 15, 2021 22:12 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000009389-21-000008 · edgar.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

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November 11, 2020 Filed Nov 12, 2020 22:11 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Option (Right to Buy) · Derivative 3,400 $0.00 Strike: $33.05 $0.00
Disclosure

SEC source: 0000009389-20-000031 · edgar.xml · derivative · entry 6

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,400

Underlying: Common Stock · 3,400 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Exercise of Non- Qualified Stock Options (NQs).

F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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November 11, 2020 Filed Nov 12, 2020 22:11 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 3,400 $95.52 $324,768.00
Disclosure

SEC source: 0000009389-20-000031 · edgar.xml · nonDerivative · entry 3

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,471.4274

F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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November 11, 2020 Filed Nov 12, 2020 22:11 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 3,400 $95.52 $324,768.00
Disclosure

SEC source: 0000009389-20-000031 · edgar.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 9,871.4274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Common stock acquired upon exercise of Non- Qualified Stock Options (NQs).

F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

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November 10, 2020 Filed Nov 12, 2020 22:11 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 5,000 $93.38 $466,919.00
Disclosure

SEC source: 0000009389-20-000031 · edgar.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,511

F1 · price: This transaction was executed in multiple trades at prices ranging from $93.34 to $93.475. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon equest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Due to administrative error, the Form 4 filed on July 17, 2020 understated the number of shares beneficially owned after the transaction by 2,470 shares.

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July 15, 2020 Filed Jul 18, 2020 01:23 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 4,410 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005182 · primarydocument.xml · derivative · entry 4

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,828

Underlying: Common Stock · 4,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Lapse of restricted stock units.

F4 · derivative.exercise_date: Lapse of restricted stock units.

F4 · derivative.expiration_date: Lapse of restricted stock units.

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July 15, 2020 Filed Jul 18, 2020 01:23 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 1,940 $63.84 $123,849.60
Disclosure

SEC source: 0001562180-20-005182 · primarydocument.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,041

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.