person · Reporting owner
Fisher Daniel William
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BALL CorpBALL · Entity 3320 | Director · Chairman & C.E.O. | August 28, 2025 | August 29, 2025 |
| CUMMINS INCCMI · Entity 2961 | Director | May 12, 2026 | May 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BALL Corp
Report date August 28, 2025 · Filed August 29, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld by Reporting Person's Spouse | 10,036 |
Last balance in matching sequence
After 2025-08-28 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-08-28 · Exercise / conversion · Acquired 3,400 · Balance 13,436 F1: The reporting person expressly disclaims beneficial ownership of these securities. Row 2 · 2025-08-28 · Sale · Disposed 3,400 · Balance 10,036 F2: Shares sold upon exercise of stock options. F1: The reporting person expressly disclaims beneficial ownership of these securities. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.05 · Expires 2026-01-27 | IndirectBy Spouse | 0 |
Reported balance
After 2025-08-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-08-28 · Exercise / conversion · Disposed 3,400 · Balance 0 F1: The reporting person expressly disclaims beneficial ownership of these securities. |
| Common StockSEC Table I · non-derivative | Direct | 152,848.3241 |
Reported balance
Holding disclosure · report date 2025-08-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 152,848.3241 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person expressly disclaims beneficial ownership of these securities.
F2: Shares sold upon exercise of stock options.
CUMMINS INC
Report date May 12, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 2,602.8954 |
Reported balance
After 2026-05-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-12 · Grant · Acquired 306 · Balance 2,602.8954 F1: Includes 16.1052 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 16.1052 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2023 Filed Jan 28, 2023 00:11 UTC | BALL Corp BALL · Entity 3320 | GrantRestricted Stock Units · Derivative | 1,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001532 · form4.xml · derivative · entry 3 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 4,879 Underlying: Common Stock · 1,483 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:11 UTC | BALL Corp BALL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 171,091 | $0.00 Strike: $56.64 | $0.00 |
DisclosureSEC source: 0001062993-23-001532 · form4.xml · derivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,091 Underlying: Common Stock · 171,091 shares Expires 2033-01-25 F4 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:11 UTC | BALL Corp BALL · Entity 3320 | GrantRestricted Stock Units · Derivative | 51,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001532 · form4.xml · derivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,127 Underlying: Common Stock · 51,201 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 23:55 UTC | BALL Corp BALL · Entity 3320 | GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024168 · form4.xml · derivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 23:55 UTC | BALL Corp BALL · Entity 3320 | GrantRestricted Stock Units · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024168 · form4.xml · derivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 7,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:57 UTC | BALL Corp BALL · Entity 3320 | PurchaseCommon Stock | 6,400 | $54.42 | $348,317.44 |
DisclosureSEC source: 0001062993-22-023499 · form4.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,996.7214 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.38 to $54.48. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 23:10 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-016527 · form4.xml · derivative · entry 6 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,396 Underlying: Common Stock · 400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · derivative.exercise_date: Lapse of restricted stock units. F7 · derivative.expiration_date: Lapse of restricted stock units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 23:10 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 116 | $66.48 | $7,711.68 |
DisclosureSEC source: 0001062993-22-016527 · form4.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,208.6856 F4 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 23:10 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 400 | $66.48 | $26,592.00 |
DisclosureSEC source: 0001062993-22-016527 · form4.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,324.6856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 23:16 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 5,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015203 · form4.xml · derivative · entry 7 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,926 Underlying: Common Stock · 5,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F9 · kind: Lapse of restrictions on Restricted Stock Units. F6 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 23:16 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015203 · form4.xml · derivative · entry 6 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F8 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F8 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 23:16 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 2,582 | $66.27 | $171,109.14 |
DisclosureSEC source: 0001062993-22-015203 · form4.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,596.7178 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 23:16 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 5,880 | $66.27 | $389,667.60 |
DisclosureSEC source: 0001062993-22-015203 · form4.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,178.7178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| April 27, 2022 Filed Apr 30, 2022 00:03 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 54,078 | $0.00 Strike: $81.01 | $0.00 |
DisclosureSEC source: 0001062993-22-011124 · form4.xml · derivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,078 Underlying: Common Stock · 54,078 shares Expires 2032-04-27 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| April 27, 2022 Filed Apr 30, 2022 00:03 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 14,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011124 · form4.xml · derivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President & C.E.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,806 Underlying: Common Stock · 14,813 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| March 10, 2022 Filed Mar 12, 2022 00:09 UTC | BALL Corp BLL · Entity 3320 | PurchaseCommon Stock | 7,000 | $85.86 | $601,001.80 |
DisclosureSEC source: 0001062993-22-007536 · form4.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,298.7166 F1 · price: This transaction was executed in multiple trades at prices ranging from $85.67 to $86.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:31 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 12,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002321 · form4.xml · derivative · entry 6 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,993 Underlying: Common Stock · 12,603 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F7 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F7 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:31 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 7,110 | $97.10 | $690,381.00 |
DisclosureSEC source: 0001062993-22-002321 · form4.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,298.7166 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:31 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 19,623 | $97.10 | $1,905,393.30 |
DisclosureSEC source: 0001062993-22-002321 · form4.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,408.7166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 23:59 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 3,510 | $0.00 Strike: $86.57 | $0.00 |
DisclosureSEC source: 0001062993-22-001803 · form4.xml · derivative · entry 4 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,510 Underlying: Common Stock · 3,510 shares Expires 2032-01-26 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 23:59 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 878 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001803 · form4.xml · derivative · entry 3 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,796 Underlying: Common Stock · 878 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 23:59 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 45,912 | $0.00 Strike: $86.57 | $0.00 |
DisclosureSEC source: 0001062993-22-001803 · form4.xml · derivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,912 Underlying: Common Stock · 45,912 shares Expires 2032-01-26 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 23:59 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 11,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001803 · form4.xml · derivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,596 Underlying: Common Stock · 11,482 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| November 24, 2021 Filed Nov 26, 2021 23:58 UTC | BALL Corp BLL · Entity 3320 | PurchaseCommon Stock | 3,000 | $93.87 | $281,620.20 |
DisclosureSEC source: 0001062993-21-011711 · form4.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 9,859.4958 F3 · price: This transaction was executed in multiple trades at prices ranging from $93.58 to $94.26. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| November 24, 2021 Filed Nov 26, 2021 23:58 UTC | BALL Corp BLL · Entity 3320 | PurchaseCommon Stock | 7,000 | $93.89 | $657,220.90 |
DisclosureSEC source: 0001062993-21-011711 · form4.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,785.7154 F1 · price: This transaction was executed in multiple trades at prices ranging from $93.53 to $94.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:40 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000120 · edgar.xml · derivative · entry 6 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,918 Underlying: Common Stock · 400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · derivative.exercise_date: Lapse of restricted stock units. F7 · derivative.expiration_date: Lapse of restricted stock units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:40 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 116 | $84.94 | $9,853.04 |
DisclosureSEC source: 0000009389-21-000120 · edgar.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,819.5084 F4 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:40 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 400 | $84.94 | $33,976.00 |
DisclosureSEC source: 0000009389-21-000120 · edgar.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,935.5084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. F3 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:46 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 4,411 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000110 · edgar.xml · derivative · entry 6 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,114 Underlying: Common Stock · 4,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · derivative.exercise_date: Lapse of restricted stock units. F7 · derivative.expiration_date: Lapse of restricted stock units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:46 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 1,937 | $81.41 | $157,691.17 |
DisclosureSEC source: 0000009389-21-000110 · edgar.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,785 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:46 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 4,411 | $81.41 | $359,099.51 |
DisclosureSEC source: 0000009389-21-000110 · edgar.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:05 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 914 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000070 · edgar.xml · derivative · entry 6 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,525 Underlying: Common Stock · 914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · derivative.exercise_date: Lapse of restricted stock units. F7 · derivative.expiration_date: Lapse of restricted stock units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:05 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 402 | $85.40 | $34,330.80 |
DisclosureSEC source: 0000009389-21-000070 · edgar.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,311 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:05 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 914 | $85.40 | $78,055.60 |
DisclosureSEC source: 0000009389-21-000070 · edgar.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 00:56 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 15,448 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000032 · edgar.xml · derivative · entry 6 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,439 Underlying: Common Stock · 15,448 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F7 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F7 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 00:56 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 6,024 | $88.02 | $530,232.48 |
DisclosureSEC source: 0000009389-21-000032 · edgar.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,799 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 00:56 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 15,835 | $88.02 | $1,393,796.70 |
DisclosureSEC source: 0000009389-21-000032 · edgar.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:59 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 3,838 | $0.00 Strike: $85.33 | $0.00 |
DisclosureSEC source: 0000009389-21-000012 · edgar.xml · derivative · entry 4 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,838 Underlying: Common Stock · 3,838 shares Expires 2031-01-27 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:59 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 891 | $85.33 | $76,029.03 |
DisclosureSEC source: 0000009389-21-000012 · edgar.xml · derivative · entry 3 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,318 Underlying: Common Stock · 891 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. F5 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:59 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 50,202 | $0.00 Strike: $85.33 | $0.00 |
DisclosureSEC source: 0000009389-21-000012 · edgar.xml · derivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,202 Underlying: Common Stock · 50,202 shares Expires 2031-01-27 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:59 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 11,649 | $85.33 | $994,009.17 |
DisclosureSEC source: 0000009389-21-000012 · edgar.xml · derivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,887 Underlying: Common Stock · 11,649 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 22:12 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000008 · edgar.xml · derivative · entry 6 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,238 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Lapse of restricted stock units. F6 · derivative.exercise_date: Lapse of restricted stock units. F6 · derivative.expiration_date: Lapse of restricted stock units. F7 · balance_after: Due to administrative error, the Form 4 filed on July 17, 2020 understated the number of shares beneficially owned after the transaction by 4,410 shares. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 22:12 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 1,523 | $91.09 | $138,730.07 |
DisclosureSEC source: 0000009389-21-000008 · edgar.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,988 F3 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 22:12 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000008 · edgar.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 22:11 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,400 | $0.00 Strike: $33.05 | $0.00 |
DisclosureSEC source: 0000009389-20-000031 · edgar.xml · derivative · entry 6 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,400 Underlying: Common Stock · 3,400 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Exercise of Non- Qualified Stock Options (NQs). F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 22:11 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 3,400 | $95.52 | $324,768.00 |
DisclosureSEC source: 0000009389-20-000031 · edgar.xml · nonDerivative · entry 3 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,471.4274 F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 22:11 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 3,400 | $95.52 | $324,768.00 |
DisclosureSEC source: 0000009389-20-000031 · edgar.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 9,871.4274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Common stock acquired upon exercise of Non- Qualified Stock Options (NQs). F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 22:11 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 5,000 | $93.38 | $466,919.00 |
DisclosureSEC source: 0000009389-20-000031 · edgar.xml · nonDerivative · entry 1 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,511 F1 · price: This transaction was executed in multiple trades at prices ranging from $93.34 to $93.475. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon equest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Due to administrative error, the Form 4 filed on July 17, 2020 understated the number of shares beneficially owned after the transaction by 2,470 shares. Read SEC document |
| July 15, 2020 Filed Jul 18, 2020 01:23 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 4,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005182 · primarydocument.xml · derivative · entry 4 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,828 Underlying: Common Stock · 4,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Lapse of restricted stock units. F4 · derivative.exercise_date: Lapse of restricted stock units. F4 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| July 15, 2020 Filed Jul 18, 2020 01:23 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 1,940 | $63.84 | $123,849.60 |
DisclosureSEC source: 0001562180-20-005182 · primarydocument.xml · nonDerivative · entry 2 Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,041 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.