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person · Reporting owner

Fitterling James R

Disclosed activity across 5 companies

Tapewire entity
47849
SEC CIK
0001490029

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
3M COMMM · Entity 1275DirectorMay 12, 2026May 13, 2026
DOW INC.DOW · Entity 3233Director · Chair and CEOFebruary 12, 2026May 01, 2026
TCF FINANCIAL CORPCHFC · Entity 106138DirectorJune 21, 2019June 24, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

3M CO

Report date May 12, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Corporation7,868.463 Reported balance After 2026-05-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-05-12 · Grant · Acquired 1,360.402 · Balance 7,868.463

F1: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

F2: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

Common StockSEC Table I · non-derivativeDirect11,412.005 Reported balance Holding disclosure · report date 2026-05-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 11,412.005

Common StockSEC Table I · non-derivativeIndirectBy Spouse200 Reported balance Holding disclosure · report date 2026-05-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 200

Filing footnotes · ownership attribution and instrument terms

F1: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

F2: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

DOW INC.

Report date February 12, 2026 · Filed May 01, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect190,117 Reported balance After 2026-02-12 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2026-02-12 · Grant · Acquired 68,230 · Balance 190,117

F1: Restricted stock units to be delivered in one installment on or about February 12, 2029, subject to continued employment.

F2: Total includes previously reported restricted stock units.

F3: This amount represents the correct amount of securities beneficially owned by the Reporting Person following the reported transaction. The Form 4 filed by the Reporting Person on February 17, 2026 erroneously reported a transaction that did not occur. This amendment is being filed solely to remove the erroneously reported transaction in its entirety and corrects the total amount reflected in this column.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units to be delivered in one installment on or about February 12, 2029, subject to continued employment.

F2: Total includes previously reported restricted stock units.

F3: This amount represents the correct amount of securities beneficially owned by the Reporting Person following the reported transaction. The Form 4 filed by the Reporting Person on February 17, 2026 erroneously reported a transaction that did not occur. This amendment is being filed solely to remove the erroneously reported transaction in its entirety and corrects the total amount reflected in this column.

TCF FINANCIAL CORP

Report date June 21, 2019 · Filed June 24, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock UnitsSEC Table II · derivative / convertible securityDirect11,201.86 Reported balance After 2019-06-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-06-21 · Grant · Acquired 4,710.089 · Balance 11,201.86

F1: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

Stock UnitsSEC Table II · derivative / convertible securityDirect11,298.403 Reported balance After 2019-06-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-06-21 · Grant · Acquired 96.543 · Balance 11,298.403

F2: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F2: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DOW CHEMICAL CO /DE/

Report date August 31, 2017 · Filed September 05, 2017

Section 16 reporting ended · disclosed 2017-09-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CommonSEC Table I · non-derivativeDirect0 Reported balance After 2017-08-31 transaction · row 1
1 source row

Row 1 · 2017-08-31 · Disposition to issuer · Disposed 258,154.949 · Balance 0

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.

F2: Includes 18,710 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 25,810 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 19,410 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment.

CommonSEC Table I · non-derivativeIndirectBy 401(k) Plan0 Reported balance After 2017-08-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-08-31 · Disposition to issuer · Disposed 1,634.041 · Balance 0

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.

CommonSEC Table I · non-derivativeIndirectBy 401(k) Plan ESOP0 Reported balance After 2017-08-31 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2017-08-31 · Disposition to issuer · Disposed 4,384.6034 · Balance 0

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2022-02-10Direct0 Reported balance After 2017-08-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-08-31 · Disposition to issuer · Disposed 61,830 · Balance 0

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F3: This option was fully vested and exercisable at the time of the Merger.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.19 · Expires 2027-02-10Direct0 Reported balance After 2017-08-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-08-31 · Disposition to issuer · Disposed 98,690 · Balance 0

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2021-02-11Direct0 Reported balance After 2017-08-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-08-31 · Disposition to issuer · Disposed 118,090 · Balance 0

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F3: This option was fully vested and exercisable at the time of the Merger.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.01 · Expires 2026-02-12Direct0 Reported balance After 2017-08-31 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-08-31 · Disposition to issuer · Disposed 130,140 · Balance 0

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.44 · Expires 2025-02-13Direct0 Reported balance After 2017-08-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-08-31 · Disposition to issuer · Disposed 95,610 · Balance 0

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.71 · Expires 2024-02-14Direct0 Reported balance After 2017-08-31 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-08-31 · Disposition to issuer · Disposed 96,220 · Balance 0

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F3: This option was fully vested and exercisable at the time of the Merger.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.16 · Expires 2023-02-15Direct0 Reported balance After 2017-08-31 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-08-31 · Disposition to issuer · Disposed 210,880 · Balance 0

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F3: This option was fully vested and exercisable at the time of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.

F2: Includes 18,710 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 25,810 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 19,410 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment.

F3: This option was fully vested and exercisable at the time of the Merger.

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms.

F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019.

F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018.

DuPont de Nemours, Inc.

Report date April 01, 2019 · Filed April 04, 2019

Section 16 reporting ended · disclosed 2019-04-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect140,193 Reported balance After 2019-04-01 transaction · row 1
1 source row

Row 1 · 2019-04-01 · Grant · Acquired 55,650 · Balance 140,193

F1: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan1,909.623 Reported balance Holding disclosure · report date 2019-04-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,909.623

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan ESOP5,166.068 Reported balance Holding disclosure · report date 2019-04-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5,166.068

Common StockSEC Table I · non-derivativeIndirectBy Trust217,287.949 Reported balance Holding disclosure · report date 2019-04-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 217,287.949

Filing footnotes · ownership attribution and instrument terms

F1: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2019 Filed Apr 4, 2019 01:51 UTC DOW INC. DOW · Entity 3233 GrantCommon Stock 20,939 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · nonDerivative · entry 2

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,119

F3 · shares: Performance share units not previously reportable vested upon the timely completion of the separation of the Issuer from DowDuPont Inc. on April 1, 2019. The performance share units were adjusted pursuant to the terms of the Employee Matters Agreement. Performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment and further adjustment pursuant to the Employee Matters Agreement.

F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:51 UTC DOW INC. DOW · Entity 3233 GrantCommon Stock 66,425 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,180

F1 · shares: In connection with the separation, certain outstanding DowDuPont restricted stock units were converted into restricted stock units of the Issuer pursuant to the terms of the Employee Matters Agreement. The number of shares was adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont restricted share unit award. Restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 66,425 shares on or about February 10, 2020.

F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:42 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 GrantCommon Stock 55,650 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006407 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,193

F1 · shares: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

F1 · price: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 16:22 UTC TCF FINANCIAL CORP CHFC · Entity 106138 GrantStock Units · Derivative 49.892 $43.90 $2,190.26
Disclosure

SEC source: 0000019612-19-000072 · wf-form4_155294055006057.xml · derivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,491.771

Underlying: Common Stock · 49.892 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.exercise_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.expiration_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 23:22 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 Disposition to issuerCommon Stock 55,752 $55.88 $3,115,421.76
Disclosure

SEC source: 0001225208-19-004007 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,543

F1 · kind: The deferred shares of Common stock converted from performance based awards to be delivered on or about February 12, 2019, were settled in cash on February 26, 2019 at the election of the Reporting Person.

Read SEC document
February 12, 2019 Filed Feb 15, 2019 00:08 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 Tax withholdingCommon Stock 8,545 $53.36 $455,961.20
Disclosure

SEC source: 0001225208-19-002604 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,295

F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.

F2 · shares: Shares used to satisfy withholding taxes on delivery of deferred stock granted February 12, 2016 as previously reported.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 08:21 UTC TCF FINANCIAL CORP CHFC · Entity 106138 GrantStock Units · Derivative 60.504 $35.86 $2,169.67
Disclosure

SEC source: 0000019612-18-000162 · wf-form4_154583046681031.xml · derivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,441.879

Underlying: Common Stock · 60.504 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.exercise_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.expiration_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:02 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 GiftCommon Stock 4,215 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016295 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 217,287.949

Read SEC document
September 21, 2018 Filed Sep 25, 2018 08:27 UTC TCF FINANCIAL CORP CHFC · Entity 106138 GrantStock Units · Derivative 38.098 $56.61 $2,156.73
Disclosure

SEC source: 0000019612-18-000138 · wf-form4_153787841829488.xml · derivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,381.375

Underlying: Common Stock · 38.098 shares

Expires not disclosed

F1 · security: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.exercise_price: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.exercise_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.expiration_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

Read SEC document
August 14, 2018 Filed Aug 14, 2018 18:47 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 10,500 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001225208-18-012529 · doc4.xml · derivative · entry 5

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,210

Underlying: Common Stock · 10,500 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights.

F2 · derivative.exercise_date: The options vested in three annual installments beginning on February 15, 2014.

Read SEC document
August 14, 2018 Filed Aug 14, 2018 18:47 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 Exercise / conversionCommon Stock 10,500 $32.16 $337,680.00
Disclosure

SEC source: 0001225208-18-012529 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 15:38 UTC TCF FINANCIAL CORP CHFC · Entity 106138 GrantStock Units · Derivative 30.423 $58.10 $1,767.58
Disclosure

SEC source: 0000019612-18-000096 · wf-form4_152935070334884.xml · derivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,343.277

Underlying: Common Stock · 30.423 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.exercise_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.expiration_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 12:39 UTC TCF FINANCIAL CORP CHFC · Entity 106138 GrantStock Units · Derivative 3,266.443 $56.12 $183,312.78
Disclosure

SEC source: 0000019612-18-000081 · wf-form4_152813031044686.xml · derivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,268.306

Underlying: Common Stock · 3,266.443 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.exercise_date: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.expiration_date: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

Read SEC document
May 31, 2018 Filed Jun 15, 2018 15:59 UTC Amendment TCF FINANCIAL CORP CHFC · Entity 106138 GrantStock Units · Derivative 3,310.991 $56.12 $185,812.81
Disclosure

SEC source: 0000019612-18-000092 · wf-form4a_152909272944196.xml · derivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,312.854

Underlying: Common Stock · 3,310.991 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F2 · shares: The amounts in columns 5, 7 and 9 have been amended, as they were incorrect as originally reported by the reporting person.

F1 · derivative.exercise_date: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.expiration_date: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F2 · derivative.underlying_shares: The amounts in columns 5, 7 and 9 have been amended, as they were incorrect as originally reported by the reporting person.

F2 · balance_after: The amounts in columns 5, 7 and 9 have been amended, as they were incorrect as originally reported by the reporting person.

Read SEC document
May 18, 2018 Filed May 22, 2018 20:32 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 GiftCommon Stock 8,877 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009734 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,842.949

Read SEC document
March 16, 2018 Filed Mar 19, 2018 16:31 UTC TCF FINANCIAL CORP CHFC · Entity 106138 GrantStock Units · Derivative 14.358 $58.26 $836.50
Disclosure

SEC source: 0000019612-18-000056 · wf-form4_152149149428260.xml · derivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,001.863

Underlying: Common Stock · 14.358 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of stock units representing dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.exercise_date: Award of stock units representing dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.expiration_date: Award of stock units representing dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:18 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 Disposition to issuerCommon Stock 50,183 $71.62 $3,594,106.46
Disclosure

SEC source: 0001225208-18-003810 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,719.949

F1 · kind: The deferred shares of Common stock converted from performance based awards to be delivered on or about February 13, 2018, were settled in cash on February 20, 2018 at the election of the Reporting Person.

Read SEC document
February 15, 2018 Filed Feb 21, 2018 00:41 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 307,245 $0.00 Strike: $71.85 $0.00
Disclosure

SEC source: 0001225208-18-003480 · doc4.xml · derivative · entry 4

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,245

Underlying: Common Stock · 307,245 shares

Expires 2028-02-15

F3 · security: Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights.

F4 · derivative.exercise_date: This option will vest in three equal installments beginning on February 15, 2019. Option shares may be used to satisfy withholding taxes.

Read SEC document
February 13, 2018 Filed Feb 21, 2018 00:41 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 Tax withholdingCommon Stock 6,102 $70.75 $431,716.50
Disclosure

SEC source: 0001225208-18-003480 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,902.949

F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.

F2 · shares: Shares used to satisfy withholding taxes on delivery of deferred stock granted February 13, 2015 as previously reported.

Read SEC document
December 19, 2017 Filed Dec 21, 2017 10:56 UTC TCF FINANCIAL CORP CHFC · Entity 106138 GrantStock Units · Derivative 60.799 $54.82 $3,333.00
Disclosure

SEC source: 0000019612-17-000112 · wf-form4_151387179228077.xml · derivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,987.505

Underlying: Common Stock · 60.799 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of stock units representing committee retainers voluntarily deferred pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.exercise_date: Award of stock units representing committee retainers voluntarily deferred pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.expiration_date: Award of stock units representing committee retainers voluntarily deferred pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 15:08 UTC TCF FINANCIAL CORP CHFC · Entity 106138 GrantStock Units · Derivative 14.725 $55.37 $815.32
Disclosure

SEC source: 0000019612-17-000104 · wf-form4_151371409143201.xml · derivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,926.706

Underlying: Common Stock · 14.725 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.exercise_date: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.expiration_date: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 13:44 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 GiftCommon Stock 10,842 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017922 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,004.949

Read SEC document
November 28, 2017 Filed Nov 30, 2017 16:27 UTC TCF FINANCIAL CORP CHFC · Entity 106138 GiftCommon Stock 4,630 $0.00 $0.00
Disclosure

SEC source: 0000905729-17-000315 · fitterling4_113017.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,414.358

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:15 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 22,170 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001225208-17-017211 · doc4.xml · derivative · entry 10

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,710

Underlying: Common Stock · 22,170 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights.

F5 · derivative.exercise_date: The options vested in three annual installments beginning on February 15, 2014.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:15 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 61,830 $0.00 Strike: $34.00 $0.00
Disclosure

SEC source: 0001225208-17-017211 · doc4.xml · derivative · entry 9

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,830 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F3 · derivative.exercise_date: The options vested in three annual installments beginning on February 10, 2013.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:15 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 Tax withholdingCommon Stock 29,566 $71.11 $2,102,290.43
Disclosure

SEC source: 0001225208-17-017211 · doc4.xml · nonDerivative · entry 6

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,846.949

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:15 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 Tax withholdingCommon Stock 14,907 $71.11 $1,059,962.24
Disclosure

SEC source: 0001225208-17-017211 · doc4.xml · nonDerivative · entry 5

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,412.949

F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:15 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 Tax withholdingCommon Stock 10,028 $71.11 $713,040.94
Disclosure

SEC source: 0001225208-17-017211 · doc4.xml · nonDerivative · entry 4

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,319.949

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:15 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 Tax withholdingCommon Stock 5,610 $71.11 $398,899.05
Disclosure

SEC source: 0001225208-17-017211 · doc4.xml · nonDerivative · entry 3

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,347.949

F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:15 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 Exercise / conversionCommon Stock 22,170 $32.16 $712,987.20
Disclosure

SEC source: 0001225208-17-017211 · doc4.xml · nonDerivative · entry 2

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,957.949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:15 UTC DuPont de Nemours, Inc. DWDP · Entity 3297 Exercise / conversionCommon Stock 61,830 $34.00 $2,102,220.00
Disclosure

SEC source: 0001225208-17-017211 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,787.949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 14:19 UTC TCF FINANCIAL CORP CHFC · Entity 106138 GrantStock Units · Derivative 98.965 $48.61 $4,810.69
Disclosure

SEC source: 0000905729-17-000264 · fitterling4_091917.xml · derivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,911.981

Underlying: Common Stock · 98.965 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.exercise_date: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.expiration_date: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:08 UTC DOW CHEMICAL CO /DE/ DOW · Entity 97744 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 210,880 Not disclosed Strike: $32.16 Not disclosed
Disclosure

SEC source: 0001225208-17-014591 · doc4.xml · derivative · entry 10

Fitterling James R · CIK 0001490029 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 210,880 shares

Expires 2023-02-15

F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:08 UTC DOW CHEMICAL CO /DE/ DOW · Entity 97744 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 96,220 Not disclosed Strike: $46.71 Not disclosed
Disclosure

SEC source: 0001225208-17-014591 · doc4.xml · derivative · entry 9

Fitterling James R · CIK 0001490029 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 96,220 shares

Expires 2024-02-14

F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:08 UTC DOW CHEMICAL CO /DE/ DOW · Entity 97744 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 95,610 Not disclosed Strike: $49.44 Not disclosed
Disclosure

SEC source: 0001225208-17-014591 · doc4.xml · derivative · entry 8

Fitterling James R · CIK 0001490029 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 95,610 shares

Expires 2025-02-13

F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F7 · derivative.exercise_date: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:08 UTC DOW CHEMICAL CO /DE/ DOW · Entity 97744 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 130,140 Not disclosed Strike: $46.01 Not disclosed
Disclosure

SEC source: 0001225208-17-014591 · doc4.xml · derivative · entry 7

Fitterling James R · CIK 0001490029 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 130,140 shares

Expires 2026-02-12

F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F6 · derivative.exercise_date: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:08 UTC DOW CHEMICAL CO /DE/ DOW · Entity 97744 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 118,090 Not disclosed Strike: $38.38 Not disclosed
Disclosure

SEC source: 0001225208-17-014591 · doc4.xml · derivative · entry 6

Fitterling James R · CIK 0001490029 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 118,090 shares

Expires 2021-02-11

F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:08 UTC DOW CHEMICAL CO /DE/ DOW · Entity 97744 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 98,690 Not disclosed Strike: $61.19 Not disclosed
Disclosure

SEC source: 0001225208-17-014591 · doc4.xml · derivative · entry 5

Fitterling James R · CIK 0001490029 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 98,690 shares

Expires 2027-02-10

F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F5 · derivative.exercise_date: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:08 UTC DOW CHEMICAL CO /DE/ DOW · Entity 97744 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 61,830 Not disclosed Strike: $34.00 Not disclosed
Disclosure

SEC source: 0001225208-17-014591 · doc4.xml · derivative · entry 4

Fitterling James R · CIK 0001490029 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 61,830 shares

Expires 2022-02-10

F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger.

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August 31, 2017 Filed Sep 5, 2017 21:08 UTC DOW CHEMICAL CO /DE/ DOW · Entity 97744 Disposition to issuerCommon 4,384.6034 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014591 · doc4.xml · nonDerivative · entry 3

Fitterling James R · CIK 0001490029 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan ESOP

Disclosed balance after: 0

F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.

F1 · price: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.

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August 31, 2017 Filed Sep 5, 2017 21:08 UTC DOW CHEMICAL CO /DE/ DOW · Entity 97744 Disposition to issuerCommon 1,634.041 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014591 · doc4.xml · nonDerivative · entry 2

Fitterling James R · CIK 0001490029 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.

F1 · price: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.

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August 31, 2017 Filed Sep 5, 2017 21:08 UTC DOW CHEMICAL CO /DE/ DOW · Entity 97744 Disposition to issuerCommon 258,154.949 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014591 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.

F2 · shares: Includes 18,710 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 25,810 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 19,410 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment.

F1 · price: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.

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June 16, 2017 Filed Jun 20, 2017 10:45 UTC TCF FINANCIAL CORP CHFC · Entity 106138 GrantStock Units · Derivative 138.856 $48.65 $6,755.34
Disclosure

SEC source: 0000905729-17-000220 · fitterling4_062017.xml · derivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813.016

Underlying: Common Stock · 138.856 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.exercise_date: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.expiration_date: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

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May 05, 2017 Filed May 9, 2017 09:30 UTC TCF FINANCIAL CORP CHFC · Entity 106138 GrantStock Units · Derivative 2,590.41 $49.22 $127,499.98
Disclosure

SEC source: 0000905729-17-000189 · fitterling4_050917.xml · derivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,674.16

Underlying: Common Stock · 2,590.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.exercise_date: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.expiration_date: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

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March 17, 2017 Filed Mar 21, 2017 09:48 UTC TCF FINANCIAL CORP CHFC · Entity 106138 GrantStock Units · Derivative 83.75 $54.00 $4,522.50
Disclosure

SEC source: 0000905729-17-000134 · fitterling4_032117.xml · derivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83.75

Underlying: Common Stock · 83.75 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.exercise_date: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.expiration_date: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

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February 14, 2017 Filed Feb 16, 2017 21:16 UTC DOW CHEMICAL CO /DE/ DOW · Entity 97744 Tax withholdingCommon 6,809 $61.72 $420,251.48
Disclosure

SEC source: 0001225208-17-003571 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,950.949

F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.

F2 · shares: Stock withheld on the delivery date to cover taxes for deferred stock granted on February 14, 2014, as previously reported.

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February 10, 2017 Filed Feb 14, 2017 21:14 UTC DOW CHEMICAL CO /DE/ DOW · Entity 97744 GrantNon-Qualified Stock Option (right to buy) · Derivative 98,690 $0.00 Strike: $61.19 $0.00
Disclosure

SEC source: 0001225208-17-003205 · doc4.xml · derivative · entry 4

Fitterling James R · CIK 0001490029 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,690

Underlying: Common · 98,690 shares

Expires 2027-02-10

F1 · security: Granted under The Dow Chemical Company 2012 Stock Incentive Plan. The Plan provides for tax withholding rights.

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 10, 2018.

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February 10, 2017 Filed Feb 14, 2017 21:14 UTC DOW CHEMICAL CO /DE/ DOW · Entity 97744 GrantCommon 19,410 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003205 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,759.949

F1 · security: Granted under The Dow Chemical Company 2012 Stock Incentive Plan. The Plan provides for tax withholding rights.

F2 · shares: Deferred shares to be delivered in one installment on or about February 10, 2020 contingent upon continuation of employment.

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February 08, 2017 Filed Feb 10, 2017 21:52 UTC DOW CHEMICAL CO /DE/ DOW · Entity 97744 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,700 $0.00 Strike: $27.79 $0.00
Disclosure

SEC source: 0001225208-17-002785 · doc4.xml · derivative · entry 10

Fitterling James R · CIK 0001490029 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 7,700 shares

Expires 2020-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2011.

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February 08, 2017 Filed Feb 10, 2017 21:52 UTC DOW CHEMICAL CO /DE/ DOW · Entity 97744 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 85,300 $0.00 Strike: $34.00 $0.00
Disclosure

SEC source: 0001225208-17-002785 · doc4.xml · derivative · entry 9

Fitterling James R · CIK 0001490029 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,830

Underlying: Common · 85,300 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 10, 2013.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.