Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Director | May 12, 2026 | May 13, 2026 |
| DOW INC.DOW · Entity 3233 | Director · Chair and CEO | February 12, 2026 | May 01, 2026 |
| TCF FINANCIAL CORPCHFC · Entity 106138 | Director | June 21, 2019 | June 24, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date May 12, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Corporation | 7,868.463 |
Reported balance
After 2026-05-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-12 · Grant · Acquired 1,360.402 · Balance 7,868.463 F1: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors. F2: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. |
| Common StockSEC Table I · non-derivative | Direct | 11,412.005 |
Reported balance
Holding disclosure · report date 2026-05-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,412.005 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 200 |
Reported balance
Holding disclosure · report date 2026-05-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 200 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.
F2: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.
DOW INC.
Report date February 12, 2026 · Filed May 01, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 190,117 |
Reported balance
After 2026-02-12 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-02-12 · Grant · Acquired 68,230 · Balance 190,117 F1: Restricted stock units to be delivered in one installment on or about February 12, 2029, subject to continued employment. F2: Total includes previously reported restricted stock units. F3: This amount represents the correct amount of securities beneficially owned by the Reporting Person following the reported transaction. The Form 4 filed by the Reporting Person on February 17, 2026 erroneously reported a transaction that did not occur. This amendment is being filed solely to remove the erroneously reported transaction in its entirety and corrects the total amount reflected in this column. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units to be delivered in one installment on or about February 12, 2029, subject to continued employment.
F2: Total includes previously reported restricted stock units.
F3: This amount represents the correct amount of securities beneficially owned by the Reporting Person following the reported transaction. The Form 4 filed by the Reporting Person on February 17, 2026 erroneously reported a transaction that did not occur. This amendment is being filed solely to remove the erroneously reported transaction in its entirety and corrects the total amount reflected in this column.
TCF FINANCIAL CORP
Report date June 21, 2019 · Filed June 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,201.86 |
Reported balance
After 2019-06-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-06-21 · Grant · Acquired 4,710.089 · Balance 11,201.86 F1: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,298.403 |
Reported balance
After 2019-06-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-06-21 · Grant · Acquired 96.543 · Balance 11,298.403 F2: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.
F2: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DOW CHEMICAL CO /DE/
Report date August 31, 2017 · Filed September 05, 2017
Section 16 reporting ended · disclosed 2017-09-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 1
1 source rowRow 1 · 2017-08-31 · Disposition to issuer · Disposed 258,154.949 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. F2: Includes 18,710 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 25,810 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 19,410 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan | 0 |
Reported balance
After 2017-08-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-08-31 · Disposition to issuer · Disposed 1,634.041 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan ESOP | 0 |
Reported balance
After 2017-08-31 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-08-31 · Disposition to issuer · Disposed 4,384.6034 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2022-02-10 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-08-31 · Disposition to issuer · Disposed 61,830 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.19 · Expires 2027-02-10 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-08-31 · Disposition to issuer · Disposed 98,690 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2021-02-11 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-08-31 · Disposition to issuer · Disposed 118,090 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.01 · Expires 2026-02-12 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-08-31 · Disposition to issuer · Disposed 130,140 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.44 · Expires 2025-02-13 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-08-31 · Disposition to issuer · Disposed 95,610 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.71 · Expires 2024-02-14 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-08-31 · Disposition to issuer · Disposed 96,220 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.16 · Expires 2023-02-15 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-08-31 · Disposition to issuer · Disposed 210,880 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.
F2: Includes 18,710 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 25,810 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 19,410 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment.
F3: This option was fully vested and exercisable at the time of the Merger.
F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.
F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms.
F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019.
F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018.
DuPont de Nemours, Inc.
Report date April 01, 2019 · Filed April 04, 2019
Section 16 reporting ended · disclosed 2019-04-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 140,193 |
Reported balance
After 2019-04-01 transaction · row 1
1 source rowRow 1 · 2019-04-01 · Grant · Acquired 55,650 · Balance 140,193 F1: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,909.623 |
Reported balance
Holding disclosure · report date 2019-04-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,909.623 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan ESOP | 5,166.068 |
Reported balance
Holding disclosure · report date 2019-04-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,166.068 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 217,287.949 |
Reported balance
Holding disclosure · report date 2019-04-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 217,287.949 |
Filing footnotes · ownership attribution and instrument terms
F1: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2019 Filed Apr 4, 2019 01:51 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 20,939 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009938 · doc4.xml · nonDerivative · entry 2 Fitterling James R · CIK 0001490029 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,119 F3 · shares: Performance share units not previously reportable vested upon the timely completion of the separation of the Issuer from DowDuPont Inc. on April 1, 2019. The performance share units were adjusted pursuant to the terms of the Employee Matters Agreement. Performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment and further adjustment pursuant to the Employee Matters Agreement. F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:51 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 66,425 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009938 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,180 F1 · shares: In connection with the separation, certain outstanding DowDuPont restricted stock units were converted into restricted stock units of the Issuer pursuant to the terms of the Employee Matters Agreement. The number of shares was adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont restricted share unit award. Restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 66,425 shares on or about February 10, 2020. F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:42 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | GrantCommon Stock | 55,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006407 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,193 F1 · shares: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment. F1 · price: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 16:22 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | GrantStock Units · Derivative | 49.892 | $43.90 | $2,190.26 |
DisclosureSEC source: 0000019612-19-000072 · wf-form4_155294055006057.xml · derivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,491.771 Underlying: Common Stock · 49.892 shares Expires not disclosed F1 · derivative.exercise_price: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.exercise_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.expiration_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:22 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | Disposition to issuerCommon Stock | 55,752 | $55.88 | $3,115,421.76 |
DisclosureSEC source: 0001225208-19-004007 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,543 F1 · kind: The deferred shares of Common stock converted from performance based awards to be delivered on or about February 12, 2019, were settled in cash on February 26, 2019 at the election of the Reporting Person. Read SEC document |
| February 12, 2019 Filed Feb 15, 2019 00:08 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | Tax withholdingCommon Stock | 8,545 | $53.36 | $455,961.20 |
DisclosureSEC source: 0001225208-19-002604 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,295 F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. F2 · shares: Shares used to satisfy withholding taxes on delivery of deferred stock granted February 12, 2016 as previously reported. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 08:21 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | GrantStock Units · Derivative | 60.504 | $35.86 | $2,169.67 |
DisclosureSEC source: 0000019612-18-000162 · wf-form4_154583046681031.xml · derivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,441.879 Underlying: Common Stock · 60.504 shares Expires not disclosed F1 · derivative.exercise_price: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.exercise_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.expiration_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 22:02 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | GiftCommon Stock | 4,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016295 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 217,287.949 Read SEC document |
| September 21, 2018 Filed Sep 25, 2018 08:27 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | GrantStock Units · Derivative | 38.098 | $56.61 | $2,156.73 |
DisclosureSEC source: 0000019612-18-000138 · wf-form4_153787841829488.xml · derivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,381.375 Underlying: Common Stock · 38.098 shares Expires not disclosed F1 · security: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.exercise_price: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.exercise_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.expiration_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. Read SEC document |
| August 14, 2018 Filed Aug 14, 2018 18:47 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 10,500 | $0.00 Strike: $32.16 | $0.00 |
DisclosureSEC source: 0001225208-18-012529 · doc4.xml · derivative · entry 5 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,210 Underlying: Common Stock · 10,500 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. F2 · derivative.exercise_date: The options vested in three annual installments beginning on February 15, 2014. Read SEC document |
| August 14, 2018 Filed Aug 14, 2018 18:47 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | Exercise / conversionCommon Stock | 10,500 | $32.16 | $337,680.00 |
DisclosureSEC source: 0001225208-18-012529 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 15:38 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | GrantStock Units · Derivative | 30.423 | $58.10 | $1,767.58 |
DisclosureSEC source: 0000019612-18-000096 · wf-form4_152935070334884.xml · derivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,343.277 Underlying: Common Stock · 30.423 shares Expires not disclosed F1 · derivative.exercise_price: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.exercise_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.expiration_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 12:39 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | GrantStock Units · Derivative | 3,266.443 | $56.12 | $183,312.78 |
DisclosureSEC source: 0000019612-18-000081 · wf-form4_152813031044686.xml · derivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,268.306 Underlying: Common Stock · 3,266.443 shares Expires not disclosed F1 · derivative.exercise_price: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.exercise_date: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.expiration_date: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. Read SEC document |
| May 31, 2018 Filed Jun 15, 2018 15:59 UTC Amendment | TCF FINANCIAL CORP CHFC · Entity 106138 | GrantStock Units · Derivative | 3,310.991 | $56.12 | $185,812.81 |
DisclosureSEC source: 0000019612-18-000092 · wf-form4a_152909272944196.xml · derivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,312.854 Underlying: Common Stock · 3,310.991 shares Expires not disclosed F1 · derivative.exercise_price: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F2 · shares: The amounts in columns 5, 7 and 9 have been amended, as they were incorrect as originally reported by the reporting person. F1 · derivative.exercise_date: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.expiration_date: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F2 · derivative.underlying_shares: The amounts in columns 5, 7 and 9 have been amended, as they were incorrect as originally reported by the reporting person. F2 · balance_after: The amounts in columns 5, 7 and 9 have been amended, as they were incorrect as originally reported by the reporting person. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:32 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | GiftCommon Stock | 8,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009734 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,842.949 Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 16:31 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | GrantStock Units · Derivative | 14.358 | $58.26 | $836.50 |
DisclosureSEC source: 0000019612-18-000056 · wf-form4_152149149428260.xml · derivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,001.863 Underlying: Common Stock · 14.358 shares Expires not disclosed F1 · derivative.exercise_price: Award of stock units representing dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.exercise_date: Award of stock units representing dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.expiration_date: Award of stock units representing dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:18 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | Disposition to issuerCommon Stock | 50,183 | $71.62 | $3,594,106.46 |
DisclosureSEC source: 0001225208-18-003810 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,719.949 F1 · kind: The deferred shares of Common stock converted from performance based awards to be delivered on or about February 13, 2018, were settled in cash on February 20, 2018 at the election of the Reporting Person. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:41 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 307,245 | $0.00 Strike: $71.85 | $0.00 |
DisclosureSEC source: 0001225208-18-003480 · doc4.xml · derivative · entry 4 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,245 Underlying: Common Stock · 307,245 shares Expires 2028-02-15 F3 · security: Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. F4 · derivative.exercise_date: This option will vest in three equal installments beginning on February 15, 2019. Option shares may be used to satisfy withholding taxes. Read SEC document |
| February 13, 2018 Filed Feb 21, 2018 00:41 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | Tax withholdingCommon Stock | 6,102 | $70.75 | $431,716.50 |
DisclosureSEC source: 0001225208-18-003480 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,902.949 F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. F2 · shares: Shares used to satisfy withholding taxes on delivery of deferred stock granted February 13, 2015 as previously reported. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 10:56 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | GrantStock Units · Derivative | 60.799 | $54.82 | $3,333.00 |
DisclosureSEC source: 0000019612-17-000112 · wf-form4_151387179228077.xml · derivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,987.505 Underlying: Common Stock · 60.799 shares Expires not disclosed F1 · derivative.exercise_price: Award of stock units representing committee retainers voluntarily deferred pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.exercise_date: Award of stock units representing committee retainers voluntarily deferred pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.expiration_date: Award of stock units representing committee retainers voluntarily deferred pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 15:08 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | GrantStock Units · Derivative | 14.725 | $55.37 | $815.32 |
DisclosureSEC source: 0000019612-17-000104 · wf-form4_151371409143201.xml · derivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,926.706 Underlying: Common Stock · 14.725 shares Expires not disclosed F1 · derivative.exercise_price: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.exercise_date: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.expiration_date: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 13:44 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | GiftCommon Stock | 10,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017922 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,004.949 Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 16:27 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | GiftCommon Stock | 4,630 | $0.00 | $0.00 |
DisclosureSEC source: 0000905729-17-000315 · fitterling4_113017.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,414.358 Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:15 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 22,170 | $0.00 Strike: $32.16 | $0.00 |
DisclosureSEC source: 0001225208-17-017211 · doc4.xml · derivative · entry 10 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,710 Underlying: Common Stock · 22,170 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. F5 · derivative.exercise_date: The options vested in three annual installments beginning on February 15, 2014. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:15 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 61,830 | $0.00 Strike: $34.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017211 · doc4.xml · derivative · entry 9 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,830 shares Expires 2022-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights. F3 · derivative.exercise_date: The options vested in three annual installments beginning on February 10, 2013. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:15 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | Tax withholdingCommon Stock | 29,566 | $71.11 | $2,102,290.43 |
DisclosureSEC source: 0001225208-17-017211 · doc4.xml · nonDerivative · entry 6 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,846.949 Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:15 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | Tax withholdingCommon Stock | 14,907 | $71.11 | $1,059,962.24 |
DisclosureSEC source: 0001225208-17-017211 · doc4.xml · nonDerivative · entry 5 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,412.949 F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:15 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | Tax withholdingCommon Stock | 10,028 | $71.11 | $713,040.94 |
DisclosureSEC source: 0001225208-17-017211 · doc4.xml · nonDerivative · entry 4 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,319.949 Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:15 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | Tax withholdingCommon Stock | 5,610 | $71.11 | $398,899.05 |
DisclosureSEC source: 0001225208-17-017211 · doc4.xml · nonDerivative · entry 3 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,347.949 F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:15 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | Exercise / conversionCommon Stock | 22,170 | $32.16 | $712,987.20 |
DisclosureSEC source: 0001225208-17-017211 · doc4.xml · nonDerivative · entry 2 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,957.949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:15 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | Exercise / conversionCommon Stock | 61,830 | $34.00 | $2,102,220.00 |
DisclosureSEC source: 0001225208-17-017211 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,787.949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 14:19 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | GrantStock Units · Derivative | 98.965 | $48.61 | $4,810.69 |
DisclosureSEC source: 0000905729-17-000264 · fitterling4_091917.xml · derivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,911.981 Underlying: Common Stock · 98.965 shares Expires not disclosed F1 · derivative.exercise_price: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.exercise_date: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.expiration_date: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 210,880 | Not disclosed Strike: $32.16 | Not disclosed |
DisclosureSEC source: 0001225208-17-014591 · doc4.xml · derivative · entry 10 Fitterling James R · CIK 0001490029 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 210,880 shares Expires 2023-02-15 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 96,220 | Not disclosed Strike: $46.71 | Not disclosed |
DisclosureSEC source: 0001225208-17-014591 · doc4.xml · derivative · entry 9 Fitterling James R · CIK 0001490029 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 96,220 shares Expires 2024-02-14 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 95,610 | Not disclosed Strike: $49.44 | Not disclosed |
DisclosureSEC source: 0001225208-17-014591 · doc4.xml · derivative · entry 8 Fitterling James R · CIK 0001490029 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 95,610 shares Expires 2025-02-13 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F7 · derivative.exercise_date: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 130,140 | Not disclosed Strike: $46.01 | Not disclosed |
DisclosureSEC source: 0001225208-17-014591 · doc4.xml · derivative · entry 7 Fitterling James R · CIK 0001490029 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 130,140 shares Expires 2026-02-12 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F6 · derivative.exercise_date: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 118,090 | Not disclosed Strike: $38.38 | Not disclosed |
DisclosureSEC source: 0001225208-17-014591 · doc4.xml · derivative · entry 6 Fitterling James R · CIK 0001490029 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 118,090 shares Expires 2021-02-11 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 98,690 | Not disclosed Strike: $61.19 | Not disclosed |
DisclosureSEC source: 0001225208-17-014591 · doc4.xml · derivative · entry 5 Fitterling James R · CIK 0001490029 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 98,690 shares Expires 2027-02-10 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F5 · derivative.exercise_date: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 61,830 | Not disclosed Strike: $34.00 | Not disclosed |
DisclosureSEC source: 0001225208-17-014591 · doc4.xml · derivative · entry 4 Fitterling James R · CIK 0001490029 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 61,830 shares Expires 2022-02-10 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerCommon | 4,384.6034 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-014591 · doc4.xml · nonDerivative · entry 3 Fitterling James R · CIK 0001490029 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan ESOP Disclosed balance after: 0 F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. F1 · price: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerCommon | 1,634.041 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-014591 · doc4.xml · nonDerivative · entry 2 Fitterling James R · CIK 0001490029 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. F1 · price: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerCommon | 258,154.949 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-014591 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. F2 · shares: Includes 18,710 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 25,810 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 19,410 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment. F1 · price: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 10:45 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | GrantStock Units · Derivative | 138.856 | $48.65 | $6,755.34 |
DisclosureSEC source: 0000905729-17-000220 · fitterling4_062017.xml · derivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,813.016 Underlying: Common Stock · 138.856 shares Expires not disclosed F1 · derivative.exercise_price: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.exercise_date: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.expiration_date: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. Read SEC document |
| May 05, 2017 Filed May 9, 2017 09:30 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | GrantStock Units · Derivative | 2,590.41 | $49.22 | $127,499.98 |
DisclosureSEC source: 0000905729-17-000189 · fitterling4_050917.xml · derivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,674.16 Underlying: Common Stock · 2,590.41 shares Expires not disclosed F1 · derivative.exercise_price: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.exercise_date: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.expiration_date: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 09:48 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | GrantStock Units · Derivative | 83.75 | $54.00 | $4,522.50 |
DisclosureSEC source: 0000905729-17-000134 · fitterling4_032117.xml · derivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83.75 Underlying: Common Stock · 83.75 shares Expires not disclosed F1 · derivative.exercise_price: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.exercise_date: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.expiration_date: Award of stock units representing board and committee fees and dividend equivalents pursuant to Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:16 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Tax withholdingCommon | 6,809 | $61.72 | $420,251.48 |
DisclosureSEC source: 0001225208-17-003571 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,950.949 F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. F2 · shares: Stock withheld on the delivery date to cover taxes for deferred stock granted on February 14, 2014, as previously reported. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:14 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 98,690 | $0.00 Strike: $61.19 | $0.00 |
DisclosureSEC source: 0001225208-17-003205 · doc4.xml · derivative · entry 4 Fitterling James R · CIK 0001490029 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,690 Underlying: Common · 98,690 shares Expires 2027-02-10 F1 · security: Granted under The Dow Chemical Company 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 10, 2018. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:14 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | GrantCommon | 19,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003205 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,759.949 F1 · security: Granted under The Dow Chemical Company 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. F2 · shares: Deferred shares to be delivered in one installment on or about February 10, 2020 contingent upon continuation of employment. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:52 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,700 | $0.00 Strike: $27.79 | $0.00 |
DisclosureSEC source: 0001225208-17-002785 · doc4.xml · derivative · entry 10 Fitterling James R · CIK 0001490029 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 7,700 shares Expires 2020-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2011. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:52 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 85,300 | $0.00 Strike: $34.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002785 · doc4.xml · derivative · entry 9 Fitterling James R · CIK 0001490029 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,830 Underlying: Common · 85,300 shares Expires 2022-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights. F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 10, 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.