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Fitterling James R

Disclosed activity across 5 companies

Tapewire entity
47849
SEC CIK
0001490029

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
3M COMMM · Entity 1275DirectorMay 12, 2026May 13, 2026
DOW INC.DOW · Entity 3233Director · Chair and CEOFebruary 12, 2026May 01, 2026
TCF FINANCIAL CORPCHFC · Entity 106138DirectorJune 21, 2019June 24, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

3M CO

Report date May 12, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Corporation7,868.463 Reported balance After 2026-05-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-05-12 · Grant · Acquired 1,360.402 · Balance 7,868.463

F1: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

F2: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

Common StockSEC Table I · non-derivativeDirect11,412.005 Reported balance Holding disclosure · report date 2026-05-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 11,412.005

Common StockSEC Table I · non-derivativeIndirectBy Spouse200 Reported balance Holding disclosure · report date 2026-05-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 200

Filing footnotes · ownership attribution and instrument terms

F1: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

F2: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

DOW INC.

Report date February 12, 2026 · Filed May 01, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect190,117 Reported balance After 2026-02-12 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2026-02-12 · Grant · Acquired 68,230 · Balance 190,117

F1: Restricted stock units to be delivered in one installment on or about February 12, 2029, subject to continued employment.

F2: Total includes previously reported restricted stock units.

F3: This amount represents the correct amount of securities beneficially owned by the Reporting Person following the reported transaction. The Form 4 filed by the Reporting Person on February 17, 2026 erroneously reported a transaction that did not occur. This amendment is being filed solely to remove the erroneously reported transaction in its entirety and corrects the total amount reflected in this column.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units to be delivered in one installment on or about February 12, 2029, subject to continued employment.

F2: Total includes previously reported restricted stock units.

F3: This amount represents the correct amount of securities beneficially owned by the Reporting Person following the reported transaction. The Form 4 filed by the Reporting Person on February 17, 2026 erroneously reported a transaction that did not occur. This amendment is being filed solely to remove the erroneously reported transaction in its entirety and corrects the total amount reflected in this column.

TCF FINANCIAL CORP

Report date June 21, 2019 · Filed June 24, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock UnitsSEC Table II · derivative / convertible securityDirect11,201.86 Reported balance After 2019-06-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-06-21 · Grant · Acquired 4,710.089 · Balance 11,201.86

F1: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

Stock UnitsSEC Table II · derivative / convertible securityDirect11,298.403 Reported balance After 2019-06-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-06-21 · Grant · Acquired 96.543 · Balance 11,298.403

F2: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F2: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DOW CHEMICAL CO /DE/

Report date August 31, 2017 · Filed September 05, 2017

Section 16 reporting ended · disclosed 2017-09-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CommonSEC Table I · non-derivativeDirect0 Reported balance After 2017-08-31 transaction · row 1
1 source row

Row 1 · 2017-08-31 · Disposition to issuer · Disposed 258,154.949 · Balance 0

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.

F2: Includes 18,710 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 25,810 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 19,410 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment.

CommonSEC Table I · non-derivativeIndirectBy 401(k) Plan0 Reported balance After 2017-08-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-08-31 · Disposition to issuer · Disposed 1,634.041 · Balance 0

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.

CommonSEC Table I · non-derivativeIndirectBy 401(k) Plan ESOP0 Reported balance After 2017-08-31 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2017-08-31 · Disposition to issuer · Disposed 4,384.6034 · Balance 0

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2022-02-10Direct0 Reported balance After 2017-08-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-08-31 · Disposition to issuer · Disposed 61,830 · Balance 0

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F3: This option was fully vested and exercisable at the time of the Merger.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.19 · Expires 2027-02-10Direct0 Reported balance After 2017-08-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-08-31 · Disposition to issuer · Disposed 98,690 · Balance 0

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2021-02-11Direct0 Reported balance After 2017-08-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-08-31 · Disposition to issuer · Disposed 118,090 · Balance 0

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F3: This option was fully vested and exercisable at the time of the Merger.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.01 · Expires 2026-02-12Direct0 Reported balance After 2017-08-31 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-08-31 · Disposition to issuer · Disposed 130,140 · Balance 0

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.44 · Expires 2025-02-13Direct0 Reported balance After 2017-08-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-08-31 · Disposition to issuer · Disposed 95,610 · Balance 0

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.71 · Expires 2024-02-14Direct0 Reported balance After 2017-08-31 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-08-31 · Disposition to issuer · Disposed 96,220 · Balance 0

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F3: This option was fully vested and exercisable at the time of the Merger.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.16 · Expires 2023-02-15Direct0 Reported balance After 2017-08-31 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-08-31 · Disposition to issuer · Disposed 210,880 · Balance 0

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F3: This option was fully vested and exercisable at the time of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.

F2: Includes 18,710 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 25,810 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 19,410 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment.

F3: This option was fully vested and exercisable at the time of the Merger.

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms.

F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019.

F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018.

DuPont de Nemours, Inc.

Report date April 01, 2019 · Filed April 04, 2019

Section 16 reporting ended · disclosed 2019-04-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect140,193 Reported balance After 2019-04-01 transaction · row 1
1 source row

Row 1 · 2019-04-01 · Grant · Acquired 55,650 · Balance 140,193

F1: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan1,909.623 Reported balance Holding disclosure · report date 2019-04-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,909.623

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan ESOP5,166.068 Reported balance Holding disclosure · report date 2019-04-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5,166.068

Common StockSEC Table I · non-derivativeIndirectBy Trust217,287.949 Reported balance Holding disclosure · report date 2019-04-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 217,287.949

Filing footnotes · ownership attribution and instrument terms

F1: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2023 Filed Feb 7, 2023 22:20 UTC DOW INC. DOW · Entity 3233 Disposition to issuerCommon Stock 9,381 $59.85 $561,453.79
Disclosure

SEC source: 0001751788-23-000016 · wf-form4_167580842604507.xml · nonDerivative · entry 2

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,597

F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 22:20 UTC DOW INC. DOW · Entity 3233 Exercise / conversionCommon Stock 10,998 $47.31 $520,315.38
Disclosure

SEC source: 0001751788-23-000016 · wf-form4_167580842604507.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2023 Filed Jan 27, 2023 14:20 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 297.226 $113.55 $33,750.01
Disclosure

SEC source: 0001127602-23-002401 · form4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 3,544.099

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:46 UTC DOW INC. DOW · Entity 3233 Disposition to issuerCommon Stock 1,095 $51.55 $56,447.25
Disclosure

SEC source: 0001751788-22-000159 · wf-form4_167037039342821.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,597

F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.

F2 · balance_after: Includes 389 shares acquired under the Issuer's Employee Stock Purchase Plan on October 7, 2022, and previously reported restricted stock units.

Read SEC document
October 28, 2022 Filed Oct 28, 2022 16:39 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 274.838 $122.80 $33,750.11
Disclosure

SEC source: 0001127602-22-024450 · form4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 3,208.852

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
July 29, 2022 Filed Jul 29, 2022 13:41 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 240.436 $140.37 $33,750.00
Disclosure

SEC source: 0001127602-22-019901 · form4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 2,898.923

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 10, 2022 Filed May 11, 2022 16:19 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 1,214.071 $152.38 $185,000.14
Disclosure

SEC source: 0001127602-22-014087 · form4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 2,630.017

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
April 29, 2022 Filed May 2, 2022 12:35 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 229.374 $147.14 $33,750.09
Disclosure

SEC source: 0001127602-22-012776 · form4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 1,415.946

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:15 UTC DOW INC. DOW · Entity 3233 GiftCommon Stock 16,530 $0.00 $0.00
Disclosure

SEC source: 0001751788-22-000056 · wf-form4_164642850226105.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 234,283

Read SEC document
February 11, 2022 Filed Feb 15, 2022 00:08 UTC DOW INC. DOW · Entity 3233 Disposition to issuerCommon Stock 8,991 $61.09 $549,260.19
Disclosure

SEC source: 0001751788-22-000032 · wf-form4_164488365333018.xml · nonDerivative · entry 2

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,055

F2 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:08 UTC DOW INC. DOW · Entity 3233 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 241,880 $0.00 Strike: $60.95 $0.00
Disclosure

SEC source: 0001751788-22-000032 · wf-form4_164488365333018.xml · derivative · entry 6

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,880

Underlying: Common Stock · 241,880 shares

Expires 2032-02-10

F3 · derivative.exercise_date: This option will vest in three equal installments beginning on February 10, 2023. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:08 UTC DOW INC. DOW · Entity 3233 GrantCommon Stock 32,980 $0.00 $0.00
Disclosure

SEC source: 0001751788-22-000032 · wf-form4_164488365333018.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,046

F1 · shares: Restricted stock units to be delivered in one installment on or about February 10, 2025, subject to continued employment.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:06 UTC DOW INC. DOW · Entity 3233 Disposition to issuerCommon Stock 1,097 $53.07 $58,217.79
Disclosure

SEC source: 0001751788-21-000146 · wf-form4_163891474834190.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,066

F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.

F2 · balance_after: Includes 355 shares acquired under the Issuer's Employee Stock Purchase Plan on December 3, 2021.

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October 29, 2021 Filed Nov 2, 2021 20:18 UTC DOW INC. DOW · Entity 3233 PurchaseCommon Stock 5,000 $56.03 $280,148.00
Disclosure

SEC source: 0001751788-21-000133 · wf-form4_163588431118690.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 232,061

F1 · price: The number of shares are aggregated for purchases occurring within a $1.00 price range on the same date. The price represents the weighted average purchase price for all aggregated transactions. The actual prices ranged from $56.02 to $56.03. Full information regarding the aggregated transactions will be made available upon request.

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May 11, 2021 Filed May 12, 2021 16:09 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 892.298 $207.33 $185,000.14
Disclosure

SEC source: 0001127602-21-016334 · form4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 1,146.793

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 23:58 UTC DOW INC. DOW · Entity 3233 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 84,000 $0.00 Strike: $47.31 $0.00
Disclosure

SEC source: 0001751788-21-000070 · wf-form4_161550706591848.xml · derivative · entry 9

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,998

Underlying: Common Stock · 84,000 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 23:58 UTC DOW INC. DOW · Entity 3233 Disposition to issuerCommon Stock 71,640 $64.12 $4,593,341.88
Disclosure

SEC source: 0001751788-21-000070 · wf-form4_161550706591848.xml · nonDerivative · entry 4

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,808

F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.

F3 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $63.95 to $64.37. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 23:58 UTC DOW INC. DOW · Entity 3233 Exercise / conversionCommon Stock 84,000 $47.31 $3,974,040.00
Disclosure

SEC source: 0001751788-21-000070 · wf-form4_161550706591848.xml · nonDerivative · entry 3

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 23:58 UTC DOW INC. DOW · Entity 3233 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 39,446 $0.00 Strike: $32.57 $0.00
Disclosure

SEC source: 0001751788-21-000070 · wf-form4_161550706591848.xml · derivative · entry 8

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,446 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 23:58 UTC DOW INC. DOW · Entity 3233 Disposition to issuerCommon Stock 28,731 $63.19 $1,815,540.62
Disclosure

SEC source: 0001751788-21-000070 · wf-form4_161550706591848.xml · nonDerivative · entry 2

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,808

F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.

F2 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $63.11 to $63.32. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 23:58 UTC DOW INC. DOW · Entity 3233 Exercise / conversionCommon Stock 39,446 $32.57 $1,284,756.22
Disclosure

SEC source: 0001751788-21-000070 · wf-form4_161550706591848.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 01:51 UTC DOW INC. DOW · Entity 3233 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 136,500 $0.00 Strike: $32.57 $0.00
Disclosure

SEC source: 0001751788-21-000041 · wf-form4_161352665917361.xml · derivative · entry 8

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,446

Underlying: Common Stock · 136,500 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 01:51 UTC DOW INC. DOW · Entity 3233 Disposition to issuerCommon Stock 100,352 $57.85 $5,805,363.20
Disclosure

SEC source: 0001751788-21-000041 · wf-form4_161352665917361.xml · nonDerivative · entry 3

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,808

F2 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.

F3 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $57.70 to $58.03. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 01:51 UTC DOW INC. DOW · Entity 3233 Exercise / conversionCommon Stock 136,500 $32.57 $4,445,805.00
Disclosure

SEC source: 0001751788-21-000041 · wf-form4_161352665917361.xml · nonDerivative · entry 2

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:51 UTC DOW INC. DOW · Entity 3233 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 244,940 $0.00 Strike: $57.67 $0.00
Disclosure

SEC source: 0001751788-21-000041 · wf-form4_161352665917361.xml · derivative · entry 7

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,940

Underlying: Common Stock · 244,940 shares

Expires 2031-02-11

F4 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:51 UTC DOW INC. DOW · Entity 3233 GrantCommon Stock 33,040 $0.00 $0.00
Disclosure

SEC source: 0001751788-21-000041 · wf-form4_161352665917361.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,808

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 17:16 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 252.47 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004274 · form4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 252.47

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:54 UTC DOW INC. DOW · Entity 3233 Disposition to issuerCommon Stock 1,245 $55.05 $68,537.25
Disclosure

SEC source: 0001225208-20-014403 · doc4.xml · nonDerivative · entry 2

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,768

F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:54 UTC DOW INC. DOW · Entity 3233 Disposition to issuerCommon Stock 957 $54.73 $52,376.61
Disclosure

SEC source: 0001225208-20-014403 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,013

F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:21 UTC DOW INC. DOW · Entity 3233 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 116,590 $0.00 Strike: $38.87 $0.00
Disclosure

SEC source: 0001225208-20-011651 · doc4.xml · derivative · entry 6

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 116,590 shares

Expires 2021-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:21 UTC DOW INC. DOW · Entity 3233 Disposition to issuerCommon Stock 100,693 $51.26 $5,161,623.87
Disclosure

SEC source: 0001225208-20-011651 · doc4.xml · nonDerivative · entry 2

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,970

F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.

F2 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $51.25 to $51.31. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:21 UTC DOW INC. DOW · Entity 3233 Exercise / conversionCommon Stock 116,590 $38.87 $4,531,853.30
Disclosure

SEC source: 0001225208-20-011651 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 12:02 UTC DOW INC. DOW · Entity 3233 PurchaseCommon Stock 20,000 $24.61 $492,166.00
Disclosure

SEC source: 0001225208-20-005125 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 151,941

F1 · price: The number of shares are aggregated for purchases occurring within a $1.00 price range on the same date. The price represents the weighted average purchase price for all aggregated transactions. The actual prices ranged from $24.07 to $24.89. Full information regarding the aggregated transactions will be made available upon request.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:36 UTC DOW INC. DOW · Entity 3233 Disposition to issuerCommon Stock 20,349 $43.95 $894,338.55
Disclosure

SEC source: 0001225208-20-003729 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,970

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:42 UTC DOW INC. DOW · Entity 3233 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 407,480 $0.00 Strike: $48.30 $0.00
Disclosure

SEC source: 0001225208-20-002675 · doc4.xml · derivative · entry 5

Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,480

Underlying: Common Stock · 407,480 shares

Expires 2030-02-13

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 13, 2021. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:42 UTC DOW INC. DOW · Entity 3233 GrantCommon Stock 37,270 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002675 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,920

F1 · shares: Restricted stock units to be delivered in one installment on or about Februrary 13, 2023, subject to continued employment.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:42 UTC DOW INC. DOW · Entity 3233 Disposition to issuerCommon Stock 5,475 $48.19 $263,840.25
Disclosure

SEC source: 0001225208-20-002080 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,650

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 21:20 UTC DOW INC. DOW · Entity 3233 Disposition to issuerCommon Stock 10,172 $41.80 $425,189.60
Disclosure

SEC source: 0001225208-19-012195 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,036

F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. The Reporting Person continues to hold the shares received as reported on Forms 4 filed April 3, 2019 and June 4, 2019, net of the withholding.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 16:58 UTC TCF FINANCIAL CORP CHFC · Entity 106138 GrantStock Units · Derivative 96.543 $39.45 $3,808.62
Disclosure

SEC source: 0000019612-19-000137 · wf-form4_156140988008144.xml · derivative · entry 2

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,298.403

Underlying: Common Stock · 96.543 shares

Expires not disclosed

F2 · derivative.exercise_price: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F2 · derivative.exercise_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F2 · derivative.expiration_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 16:58 UTC TCF FINANCIAL CORP CHFC · Entity 106138 GrantStock Units · Derivative 4,710.089 $39.45 $185,813.01
Disclosure

SEC source: 0000019612-19-000137 · wf-form4_156140988008144.xml · derivative · entry 1

Fitterling James R · CIK 0001490029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,201.86

Underlying: Common Stock · 4,710.089 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.exercise_date: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

F1 · derivative.expiration_date: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:55 UTC DOW INC. DOW · Entity 3233 GrantCommon Stock 2,389 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008801 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,208

F1 · shares: Performance share units not previously reportable vested upon the timely completion of the separation of Corteva, Inc. from DowDuPont Inc. on June 1, 2019. The performance share units were adjusted pursuant to the terms of the Employee Matters Agreement. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:08 UTC DOW INC. DOW · Entity 3233 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 262,830 $0.00 Strike: $54.89 $0.00
Disclosure

SEC source: 0001225208-19-006762 · doc4.xml · derivative · entry 5

Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,830

Underlying: Common Stock · 262,830 shares

Expires 2029-04-11

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2020. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:08 UTC DOW INC. DOW · Entity 3233 GrantCommon Stock 28,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006762 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,819

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2022, subject to continued employment.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:51 UTC DOW INC. DOW · Entity 3233 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 102,415 $0.00 Strike: $72.77 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 12

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,415

Underlying: Common Stock · 102,415 shares

Expires 2028-02-15

F7 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.

F7 · shares: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.

F8 · derivative.exercise_date: One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 15, 2020 and February 15, 2021. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:51 UTC DOW INC. DOW · Entity 3233 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 97,436 $0.00 Strike: $61.97 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 11

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,436

Underlying: Common Stock · 97,436 shares

Expires 2027-02-10

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F6 · derivative.exercise_date: Two-thirds of this option is exercisable. The remaining one-third will vest on February 10, 2020. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:51 UTC DOW INC. DOW · Entity 3233 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 128,487 $0.00 Strike: $46.60 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 10

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,487

Underlying: Common Stock · 128,487 shares

Expires 2026-02-12

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:51 UTC DOW INC. DOW · Entity 3233 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 94,395 $0.00 Strike: $50.07 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 9

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,395

Underlying: Common Stock · 94,395 shares

Expires 2025-02-13

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:51 UTC DOW INC. DOW · Entity 3233 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 94,998 $0.00 Strike: $47.31 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 8

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,998

Underlying: Common Stock · 94,998 shares

Expires 2024-02-14

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

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April 01, 2019 Filed Apr 4, 2019 01:51 UTC DOW INC. DOW · Entity 3233 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 175,946 $0.00 Strike: $32.57 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 7

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,946

Underlying: Common Stock · 175,946 shares

Expires 2023-02-15

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

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April 01, 2019 Filed Apr 4, 2019 01:51 UTC DOW INC. DOW · Entity 3233 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 116,590 $0.00 Strike: $38.87 $0.00
Disclosure

SEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 6

Fitterling James R · CIK 0001490029 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,590

Underlying: Common Stock · 116,590 shares

Expires 2021-02-11

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.