Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Director | May 12, 2026 | May 13, 2026 |
| DOW INC.DOW · Entity 3233 | Director · Chair and CEO | February 12, 2026 | May 01, 2026 |
| TCF FINANCIAL CORPCHFC · Entity 106138 | Director | June 21, 2019 | June 24, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date May 12, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Corporation | 7,868.463 |
Reported balance
After 2026-05-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-12 · Grant · Acquired 1,360.402 · Balance 7,868.463 F1: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors. F2: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. |
| Common StockSEC Table I · non-derivative | Direct | 11,412.005 |
Reported balance
Holding disclosure · report date 2026-05-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,412.005 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 200 |
Reported balance
Holding disclosure · report date 2026-05-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 200 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.
F2: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.
DOW INC.
Report date February 12, 2026 · Filed May 01, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 190,117 |
Reported balance
After 2026-02-12 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-02-12 · Grant · Acquired 68,230 · Balance 190,117 F1: Restricted stock units to be delivered in one installment on or about February 12, 2029, subject to continued employment. F2: Total includes previously reported restricted stock units. F3: This amount represents the correct amount of securities beneficially owned by the Reporting Person following the reported transaction. The Form 4 filed by the Reporting Person on February 17, 2026 erroneously reported a transaction that did not occur. This amendment is being filed solely to remove the erroneously reported transaction in its entirety and corrects the total amount reflected in this column. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units to be delivered in one installment on or about February 12, 2029, subject to continued employment.
F2: Total includes previously reported restricted stock units.
F3: This amount represents the correct amount of securities beneficially owned by the Reporting Person following the reported transaction. The Form 4 filed by the Reporting Person on February 17, 2026 erroneously reported a transaction that did not occur. This amendment is being filed solely to remove the erroneously reported transaction in its entirety and corrects the total amount reflected in this column.
TCF FINANCIAL CORP
Report date June 21, 2019 · Filed June 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,201.86 |
Reported balance
After 2019-06-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-06-21 · Grant · Acquired 4,710.089 · Balance 11,201.86 F1: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,298.403 |
Reported balance
After 2019-06-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-06-21 · Grant · Acquired 96.543 · Balance 11,298.403 F2: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.
F2: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DOW CHEMICAL CO /DE/
Report date August 31, 2017 · Filed September 05, 2017
Section 16 reporting ended · disclosed 2017-09-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 1
1 source rowRow 1 · 2017-08-31 · Disposition to issuer · Disposed 258,154.949 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. F2: Includes 18,710 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 25,810 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 19,410 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan | 0 |
Reported balance
After 2017-08-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-08-31 · Disposition to issuer · Disposed 1,634.041 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan ESOP | 0 |
Reported balance
After 2017-08-31 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-08-31 · Disposition to issuer · Disposed 4,384.6034 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2022-02-10 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-08-31 · Disposition to issuer · Disposed 61,830 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.19 · Expires 2027-02-10 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-08-31 · Disposition to issuer · Disposed 98,690 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2021-02-11 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-08-31 · Disposition to issuer · Disposed 118,090 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.01 · Expires 2026-02-12 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-08-31 · Disposition to issuer · Disposed 130,140 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.44 · Expires 2025-02-13 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-08-31 · Disposition to issuer · Disposed 95,610 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.71 · Expires 2024-02-14 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-08-31 · Disposition to issuer · Disposed 96,220 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.16 · Expires 2023-02-15 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-08-31 · Disposition to issuer · Disposed 210,880 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.
F2: Includes 18,710 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 25,810 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 19,410 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment.
F3: This option was fully vested and exercisable at the time of the Merger.
F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.
F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms.
F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019.
F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018.
DuPont de Nemours, Inc.
Report date April 01, 2019 · Filed April 04, 2019
Section 16 reporting ended · disclosed 2019-04-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 140,193 |
Reported balance
After 2019-04-01 transaction · row 1
1 source rowRow 1 · 2019-04-01 · Grant · Acquired 55,650 · Balance 140,193 F1: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,909.623 |
Reported balance
Holding disclosure · report date 2019-04-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,909.623 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan ESOP | 5,166.068 |
Reported balance
Holding disclosure · report date 2019-04-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,166.068 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 217,287.949 |
Reported balance
Holding disclosure · report date 2019-04-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 217,287.949 |
Filing footnotes · ownership attribution and instrument terms
F1: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2023 Filed Feb 7, 2023 22:20 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 9,381 | $59.85 | $561,453.79 |
DisclosureSEC source: 0001751788-23-000016 · wf-form4_167580842604507.xml · nonDerivative · entry 2 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,597 F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 22:20 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionCommon Stock | 10,998 | $47.31 | $520,315.38 |
DisclosureSEC source: 0001751788-23-000016 · wf-form4_167580842604507.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2023 Filed Jan 27, 2023 14:20 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 297.226 | $113.55 | $33,750.01 |
DisclosureSEC source: 0001127602-23-002401 · form4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 3,544.099 F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 23:46 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 1,095 | $51.55 | $56,447.25 |
DisclosureSEC source: 0001751788-22-000159 · wf-form4_167037039342821.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,597 F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3. F2 · balance_after: Includes 389 shares acquired under the Issuer's Employee Stock Purchase Plan on October 7, 2022, and previously reported restricted stock units. Read SEC document |
| October 28, 2022 Filed Oct 28, 2022 16:39 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 274.838 | $122.80 | $33,750.11 |
DisclosureSEC source: 0001127602-22-024450 · form4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 3,208.852 F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors. Read SEC document |
| July 29, 2022 Filed Jul 29, 2022 13:41 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 240.436 | $140.37 | $33,750.00 |
DisclosureSEC source: 0001127602-22-019901 · form4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 2,898.923 F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors. Read SEC document |
| May 10, 2022 Filed May 11, 2022 16:19 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 1,214.071 | $152.38 | $185,000.14 |
DisclosureSEC source: 0001127602-22-014087 · form4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 2,630.017 F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 29, 2022 Filed May 2, 2022 12:35 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 229.374 | $147.14 | $33,750.09 |
DisclosureSEC source: 0001127602-22-012776 · form4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 1,415.946 F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:15 UTC | DOW INC. DOW · Entity 3233 | GiftCommon Stock | 16,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-22-000056 · wf-form4_164642850226105.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 234,283 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 00:08 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 8,991 | $61.09 | $549,260.19 |
DisclosureSEC source: 0001751788-22-000032 · wf-form4_164488365333018.xml · nonDerivative · entry 2 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,055 F2 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| February 10, 2022 Filed Feb 15, 2022 00:08 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 241,880 | $0.00 Strike: $60.95 | $0.00 |
DisclosureSEC source: 0001751788-22-000032 · wf-form4_164488365333018.xml · derivative · entry 6 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,880 Underlying: Common Stock · 241,880 shares Expires 2032-02-10 F3 · derivative.exercise_date: This option will vest in three equal installments beginning on February 10, 2023. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 10, 2022 Filed Feb 15, 2022 00:08 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 32,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-22-000032 · wf-form4_164488365333018.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,046 F1 · shares: Restricted stock units to be delivered in one installment on or about February 10, 2025, subject to continued employment. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 22:06 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 1,097 | $53.07 | $58,217.79 |
DisclosureSEC source: 0001751788-21-000146 · wf-form4_163891474834190.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,066 F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3. F2 · balance_after: Includes 355 shares acquired under the Issuer's Employee Stock Purchase Plan on December 3, 2021. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:18 UTC | DOW INC. DOW · Entity 3233 | PurchaseCommon Stock | 5,000 | $56.03 | $280,148.00 |
DisclosureSEC source: 0001751788-21-000133 · wf-form4_163588431118690.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 232,061 F1 · price: The number of shares are aggregated for purchases occurring within a $1.00 price range on the same date. The price represents the weighted average purchase price for all aggregated transactions. The actual prices ranged from $56.02 to $56.03. Full information regarding the aggregated transactions will be made available upon request. Read SEC document |
| May 11, 2021 Filed May 12, 2021 16:09 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 892.298 | $207.33 | $185,000.14 |
DisclosureSEC source: 0001127602-21-016334 · form4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 1,146.793 F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 23:58 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 84,000 | $0.00 Strike: $47.31 | $0.00 |
DisclosureSEC source: 0001751788-21-000070 · wf-form4_161550706591848.xml · derivative · entry 9 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,998 Underlying: Common Stock · 84,000 shares Expires 2024-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 23:58 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 71,640 | $64.12 | $4,593,341.88 |
DisclosureSEC source: 0001751788-21-000070 · wf-form4_161550706591848.xml · nonDerivative · entry 4 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,808 F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. F3 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $63.95 to $64.37. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 23:58 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionCommon Stock | 84,000 | $47.31 | $3,974,040.00 |
DisclosureSEC source: 0001751788-21-000070 · wf-form4_161550706591848.xml · nonDerivative · entry 3 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 23:58 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 39,446 | $0.00 Strike: $32.57 | $0.00 |
DisclosureSEC source: 0001751788-21-000070 · wf-form4_161550706591848.xml · derivative · entry 8 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,446 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 23:58 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 28,731 | $63.19 | $1,815,540.62 |
DisclosureSEC source: 0001751788-21-000070 · wf-form4_161550706591848.xml · nonDerivative · entry 2 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,808 F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. F2 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $63.11 to $63.32. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 23:58 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionCommon Stock | 39,446 | $32.57 | $1,284,756.22 |
DisclosureSEC source: 0001751788-21-000070 · wf-form4_161550706591848.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 01:51 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 136,500 | $0.00 Strike: $32.57 | $0.00 |
DisclosureSEC source: 0001751788-21-000041 · wf-form4_161352665917361.xml · derivative · entry 8 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,446 Underlying: Common Stock · 136,500 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 01:51 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 100,352 | $57.85 | $5,805,363.20 |
DisclosureSEC source: 0001751788-21-000041 · wf-form4_161352665917361.xml · nonDerivative · entry 3 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,808 F2 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. F3 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $57.70 to $58.03. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 01:51 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionCommon Stock | 136,500 | $32.57 | $4,445,805.00 |
DisclosureSEC source: 0001751788-21-000041 · wf-form4_161352665917361.xml · nonDerivative · entry 2 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:51 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 244,940 | $0.00 Strike: $57.67 | $0.00 |
DisclosureSEC source: 0001751788-21-000041 · wf-form4_161352665917361.xml · derivative · entry 7 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,940 Underlying: Common Stock · 244,940 shares Expires 2031-02-11 F4 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:51 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 33,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-21-000041 · wf-form4_161352665917361.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,808 F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment. Read SEC document |
| February 05, 2021 Filed Feb 8, 2021 17:16 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 252.47 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004274 · form4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 252.47 F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 22:54 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 1,245 | $55.05 | $68,537.25 |
DisclosureSEC source: 0001225208-20-014403 · doc4.xml · nonDerivative · entry 2 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,768 F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 22:54 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 957 | $54.73 | $52,376.61 |
DisclosureSEC source: 0001225208-20-014403 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,013 F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:21 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 116,590 | $0.00 Strike: $38.87 | $0.00 |
DisclosureSEC source: 0001225208-20-011651 · doc4.xml · derivative · entry 6 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 116,590 shares Expires 2021-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:21 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 100,693 | $51.26 | $5,161,623.87 |
DisclosureSEC source: 0001225208-20-011651 · doc4.xml · nonDerivative · entry 2 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,970 F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. F2 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $51.25 to $51.31. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:21 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionCommon Stock | 116,590 | $38.87 | $4,531,853.30 |
DisclosureSEC source: 0001225208-20-011651 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 12:02 UTC | DOW INC. DOW · Entity 3233 | PurchaseCommon Stock | 20,000 | $24.61 | $492,166.00 |
DisclosureSEC source: 0001225208-20-005125 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 151,941 F1 · price: The number of shares are aggregated for purchases occurring within a $1.00 price range on the same date. The price represents the weighted average purchase price for all aggregated transactions. The actual prices ranged from $24.07 to $24.89. Full information regarding the aggregated transactions will be made available upon request. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:36 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 20,349 | $43.95 | $894,338.55 |
DisclosureSEC source: 0001225208-20-003729 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,970 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:42 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 407,480 | $0.00 Strike: $48.30 | $0.00 |
DisclosureSEC source: 0001225208-20-002675 · doc4.xml · derivative · entry 5 Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,480 Underlying: Common Stock · 407,480 shares Expires 2030-02-13 F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 13, 2021. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:42 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 37,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002675 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,920 F1 · shares: Restricted stock units to be delivered in one installment on or about Februrary 13, 2023, subject to continued employment. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:42 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 5,475 | $48.19 | $263,840.25 |
DisclosureSEC source: 0001225208-20-002080 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,650 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:20 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 10,172 | $41.80 | $425,189.60 |
DisclosureSEC source: 0001225208-19-012195 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,036 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. The Reporting Person continues to hold the shares received as reported on Forms 4 filed April 3, 2019 and June 4, 2019, net of the withholding. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 16:58 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | GrantStock Units · Derivative | 96.543 | $39.45 | $3,808.62 |
DisclosureSEC source: 0000019612-19-000137 · wf-form4_156140988008144.xml · derivative · entry 2 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,298.403 Underlying: Common Stock · 96.543 shares Expires not disclosed F2 · derivative.exercise_price: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F2 · derivative.exercise_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F2 · derivative.expiration_date: Award of stock units representing dividend equivalents pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 16:58 UTC | TCF FINANCIAL CORP CHFC · Entity 106138 | GrantStock Units · Derivative | 4,710.089 | $39.45 | $185,813.01 |
DisclosureSEC source: 0000019612-19-000137 · wf-form4_156140988008144.xml · derivative · entry 1 Fitterling James R · CIK 0001490029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,201.86 Underlying: Common Stock · 4,710.089 shares Expires not disclosed F1 · derivative.exercise_price: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.exercise_date: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. F1 · derivative.expiration_date: Award of stock units representing an equity retainer and any cash retainer voluntarily deferred pursuant to the Chemical Financial Corporation Directors' Deferred Stock Plan. Shares of common stock are issuable on a one-for-one basis in either a lump sum or installments after termination of service as a director or upon a change in control of the Company. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:55 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 2,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008801 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,208 F1 · shares: Performance share units not previously reportable vested upon the timely completion of the separation of Corteva, Inc. from DowDuPont Inc. on June 1, 2019. The performance share units were adjusted pursuant to the terms of the Employee Matters Agreement. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 21:08 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 262,830 | $0.00 Strike: $54.89 | $0.00 |
DisclosureSEC source: 0001225208-19-006762 · doc4.xml · derivative · entry 5 Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,830 Underlying: Common Stock · 262,830 shares Expires 2029-04-11 F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2020. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 21:08 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 28,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006762 · doc4.xml · nonDerivative · entry 1 Fitterling James R · CIK 0001490029 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,819 F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2022, subject to continued employment. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:51 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 102,415 | $0.00 Strike: $72.77 | $0.00 |
DisclosureSEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 12 Fitterling James R · CIK 0001490029 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,415 Underlying: Common Stock · 102,415 shares Expires 2028-02-15 F7 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option. F7 · shares: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option. F8 · derivative.exercise_date: One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 15, 2020 and February 15, 2021. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:51 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 97,436 | $0.00 Strike: $61.97 | $0.00 |
DisclosureSEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 11 Fitterling James R · CIK 0001490029 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,436 Underlying: Common Stock · 97,436 shares Expires 2027-02-10 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F6 · derivative.exercise_date: Two-thirds of this option is exercisable. The remaining one-third will vest on February 10, 2020. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:51 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 128,487 | $0.00 Strike: $46.60 | $0.00 |
DisclosureSEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 10 Fitterling James R · CIK 0001490029 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,487 Underlying: Common Stock · 128,487 shares Expires 2026-02-12 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:51 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 94,395 | $0.00 Strike: $50.07 | $0.00 |
DisclosureSEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 9 Fitterling James R · CIK 0001490029 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,395 Underlying: Common Stock · 94,395 shares Expires 2025-02-13 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:51 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 94,998 | $0.00 Strike: $47.31 | $0.00 |
DisclosureSEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 8 Fitterling James R · CIK 0001490029 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,998 Underlying: Common Stock · 94,998 shares Expires 2024-02-14 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:51 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 175,946 | $0.00 Strike: $32.57 | $0.00 |
DisclosureSEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 7 Fitterling James R · CIK 0001490029 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,946 Underlying: Common Stock · 175,946 shares Expires 2023-02-15 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:51 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 116,590 | $0.00 Strike: $38.87 | $0.00 |
DisclosureSEC source: 0000899243-19-009938 · doc4.xml · derivative · entry 6 Fitterling James R · CIK 0001490029 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,590 Underlying: Common Stock · 116,590 shares Expires 2021-02-11 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.