Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Turning Point Brands, Inc.TPB · Entity 4660 | Director | May 11, 2026 | May 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Turning Point Brands, Inc.
Report date May 11, 2026 · Filed May 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 287,689 |
Reported balance
After 2026-05-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-11 · Grant · Acquired 1,295 · Balance 287,689 F1: The total reported in Column 5 includes 2,442 restricted stock units and 285,247 shares of common stock. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $51.75 · Expires 2031-02-18 | Direct | 15,900 |
Reported balance
Holding disclosure · report date 2026-05-11 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 15,900 F2: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F5: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.85 · Expires 2030-03-18 | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2026-05-11 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 20,000 F2: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F4: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $47.58 · Expires 2029-03-20 | Direct | 35,500 |
Reported balance
Holding disclosure · report date 2026-05-11 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 35,500 F2: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F6: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $21.21 · Expires 2028-03-07 | Direct | 26,500 |
Reported balance
Holding disclosure · report date 2026-05-11 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 26,500 F2: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F7: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $15.41 · Expires 2027-05-17 | Direct | 16,819 |
Reported balance
Holding disclosure · report date 2026-05-11 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 16,819 F2: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F3: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The total reported in Column 5 includes 2,442 restricted stock units and 285,247 shares of common stock.
F2: Granted pursuant to the issuer's 2015 Equity Incentive Plan.
F3: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
F4: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
F5: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
F6: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
F7: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2017 Filed Jun 19, 2017 19:17 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Tax withholdingCommon Stock | 106,505 | $15.37 | $1,636,981.85 |
DisclosureSEC source: 0001140361-17-025475 · form4.xml · nonDerivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,896 Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 19:17 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 223,897 | $1.06 | $237,330.82 |
DisclosureSEC source: 0001140361-17-025475 · form4.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2017 Filed May 26, 2017 00:45 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2007) · Derivative | 225 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-17-022425 · form4.xml · derivative · entry 9 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,897 Underlying: Common Stock · 225 shares Expires 2017-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.66% of the underlying shares on January 1, 2010. Read SEC document |
| May 25, 2017 Filed May 26, 2017 00:45 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 100 | $16.58 | $1,658.00 |
DisclosureSEC source: 0001140361-17-022425 · form4.xml · nonDerivative · entry 4 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,504 Read SEC document |
| May 25, 2017 Filed May 26, 2017 00:45 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 225 | $1.06 | $238.50 |
DisclosureSEC source: 0001140361-17-022425 · form4.xml · nonDerivative · entry 3 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 00:45 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionOptions (2007) · Derivative | 4,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-17-022425 · form4.xml · derivative · entry 8 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,122 Underlying: Common Stock · 4,000 shares Expires 2017-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.66% of the underlying shares on January 1, 2010. Read SEC document |
| May 24, 2017 Filed May 26, 2017 00:45 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 1,758 | $16.41 | $28,848.78 |
DisclosureSEC source: 0001140361-17-022425 · form4.xml · nonDerivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,379 F7 · price: Weighted average sale price. On 5/24/2017, the reporting person sold the shares within a range of $16.33 to $16.64. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 24, 2017 Filed May 26, 2017 00:45 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | Exercise / conversionCommon Stock | 4,000 | $1.06 | $4,240.00 |
DisclosureSEC source: 0001140361-17-022425 · form4.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:41 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantOptions (2017) · Derivative | 16,819 | $0.00 Strike: $15.41 | $0.00 |
DisclosureSEC source: 0001140361-17-021405 · form4.xml · derivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,819 Underlying: Common Stock · 16,819 shares Expires 2027-05-17 F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.