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person · Reporting owner

Ragavan Chetlur S

Disclosed activity across 3 companies

Tapewire entity
47624
SEC CIK
0001596066

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CNO Financial Group, Inc.CNO · Entity 576DirectorMay 12, 2026May 13, 2026
FEDERAL NATIONAL MORTGAGE ASSOCIATION FANNIE MAEFNMA · Entity 3708DirectorJune 02, 2023June 06, 2023
Voya Financial, Inc.VOYA · Entity 3571See RemarksMarch 07, 2019March 11, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CNO Financial Group, Inc.

Report date May 12, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,325 Reported balance After 2026-05-12 transaction · row 1
1 source row

Row 1 · 2026-05-12 · Grant · Acquired 3,574 · Balance 33,325

F1: Award of immediately vesting restricted stock units granted under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Award of immediately vesting restricted stock units granted under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

FEDERAL NATIONAL MORTGAGE ASSOCIATION FANNIE MAE

Report date June 02, 2023 · Filed June 06, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No Securities Beneficially OwnedSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2023-06-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Voya Financial, Inc.

Report date March 07, 2019 · Filed March 11, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect34,567 Ending reported balance After 2019-03-08 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2019-03-07 · Exercise / conversion · Acquired 23,028 · Balance 57,595

F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Row 2 · 2019-03-07 · Tax withholding · Disposed 9,315 · Balance 48,280

Row 3 · 2019-03-08 · Sale · Disposed 13,713 · Balance 34,567

F2: This transaction was executed in multiple trades at prices ranging from $48.1500 to $48.2200. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect9,231 Reported balance After 2019-03-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-03-07 · Exercise / conversion · Disposed 3,919 · Balance 9,231

F3: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Performance Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $1.33Direct24,081 Reported balance After 2019-03-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-03-07 · Exercise / conversion · Disposed 14,368 · Balance 24,081

F4: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Performance-Based Stock OptionsSEC Table II · derivative / convertible securityDirect87,400 Reported balance Holding disclosure · report date 2019-03-07 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 87,400

F5: The options vest based on the conditions set forth in their respective agreements.

Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible securityDirect8,203.258 Reported balance Holding disclosure · report date 2019-03-07 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 8,203.258

F6: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Filing footnotes · ownership attribution and instrument terms

F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

F2: This transaction was executed in multiple trades at prices ranging from $48.1500 to $48.2200. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

F3: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F5: The options vest based on the conditions set forth in their respective agreements.

F6: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2018 Filed Feb 24, 2018 02:11 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 1,223 $50.71 $62,018.33
Disclosure

SEC source: 0001127602-18-008238 · form4.xml · nonDerivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,614

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:11 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 3,458 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008238 · form4.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:11 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantPerformance Stock Unit · Derivative 10,046 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008238 · form4.xml · derivative · entry 4

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,187

Underlying: Common Stock · 10,046 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:11 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantRestricted Stock Units · Derivative 8,657 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008238 · form4.xml · derivative · entry 3

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,163

Underlying: Common Stock · 8,657 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

Read SEC document
February 21, 2018 Filed Mar 2, 2018 22:21 UTC Amendment Voya Financial, Inc. VOYA · Entity 3571 GrantPerformance Stock Unit · Derivative 10,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009745 · form4a.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,061

Underlying: Common Stock · 10,920 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:53 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.436 $50.55 $476.99
Disclosure

SEC source: 0001127602-18-007357 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,901.344

Underlying: Common Stock · 9.436 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:22 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.189 $51.91 $477.00
Disclosure

SEC source: 0001127602-18-003305 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,891.908

Underlying: Common Stock · 9.189 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 21:51 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.808 $54.16 $477.04
Disclosure

SEC source: 0001127602-18-001848 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,882.719

Underlying: Common Stock · 8.808 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 28, 2017 Filed Mar 28, 2017 21:58 UTC Voya Financial, Inc. VOYA · Entity 3571 SaleCommon Stock 1,421 $37.31 $53,013.67
Disclosure

SEC source: 0001127602-17-013077 · form4.xml · nonDerivative · entry 3

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,379

F2 · shares: The shares being sold are vested equity awards granted in 2013 with respect to the 2012 performance year.

F3 · price: This transaction was executed in multiple trades at prices ranging from $37.2930 to $37.3200. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:58 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 2,936 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013077 · form4.xml · derivative · entry 4

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,506

Underlying: Common Stock · 2,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:58 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 1,515 $36.98 $56,024.70
Disclosure

SEC source: 0001127602-17-013077 · form4.xml · nonDerivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,800

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:58 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 2,936 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013077 · form4.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 02:23 UTC Voya Financial, Inc. VOYA · Entity 3571 SaleCommon Stock 2,617 $41.46 $108,513.64
Disclosure

SEC source: 0001127602-17-010965 · form4.xml · nonDerivative · entry 5

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,379

F3 · price: This transaction was executed in multiple trades at prices ranging from $41.4500 to $41.4880. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:23 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 8,072 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010965 · form4.xml · derivative · entry 8

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,442

Underlying: Common Stock · 8,072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:23 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 3,472 $41.09 $142,664.48
Disclosure

SEC source: 0001127602-17-010965 · form4.xml · nonDerivative · entry 4

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,996

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:23 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 8,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010965 · form4.xml · nonDerivative · entry 3

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 02:23 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionPerformance Stock Unit · Derivative 2,612 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001127602-17-010965 · form4.xml · derivative · entry 7

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,141

Underlying: Common Stock · 2,768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F5 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F5 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 02:23 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 2,137 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010965 · form4.xml · derivative · entry 6

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,514

Underlying: Common Stock · 2,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 02:23 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 1,815 $41.35 $75,050.25
Disclosure

SEC source: 0001127602-17-010965 · form4.xml · nonDerivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,396

Read SEC document
March 06, 2017 Filed Mar 9, 2017 02:23 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 4,905 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010965 · form4.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 22, 2017 Filed Feb 25, 2017 00:14 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantPerformance Stock Unit · Derivative 13,161 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008347 · form4.xml · derivative · entry 3

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,753

Underlying: Common Stock · 13,161 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above.

F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above.

Read SEC document
February 22, 2017 Filed Feb 25, 2017 00:14 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantRestricted Stock Units · Derivative 10,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008347 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,651

Underlying: Common Stock · 10,375 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020.

F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 22:55 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 25.166 $39.22 $987.01
Disclosure

SEC source: 0001127602-17-000321 · form4.xml · derivative · entry 3

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,867.126

Underlying: Common Stock · 25.166 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
December 29, 2016 Filed Jan 3, 2017 22:55 UTC Voya Financial, Inc. VOYA · Entity 3571 OtherDeferred Savings Plan Issuer Stock Units · Derivative 1.73 $39.39 $68.14
Disclosure

SEC source: 0001127602-17-000321 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,841.96

Underlying: Common Stock · 1.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · shares: Dividend payment

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:30 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 24.491 $40.30 $986.99
Disclosure

SEC source: 0001127602-16-070293 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,840.23

Underlying: Common Stock · 24.491 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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November 30, 2016 Filed Dec 1, 2016 21:29 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 25.392 $38.87 $986.99
Disclosure

SEC source: 0001127602-16-068824 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,815.739

Underlying: Common Stock · 25.392 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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November 15, 2016 Filed Nov 16, 2016 21:36 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 26.208 $37.66 $986.99
Disclosure

SEC source: 0001127602-16-067447 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,790.347

Underlying: Common Stock · 26.208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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October 31, 2016 Filed Nov 1, 2016 21:13 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 32.308 $30.55 $987.01
Disclosure

SEC source: 0001127602-16-065709 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,764.139

Underlying: Common Stock · 32.308 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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October 14, 2016 Filed Oct 18, 2016 20:46 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 32.607 $30.27 $987.01
Disclosure

SEC source: 0001127602-16-064927 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,731.831

Underlying: Common Stock · 32.607 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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September 30, 2016 Filed Oct 3, 2016 21:01 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 34.247 $28.82 $987.00
Disclosure

SEC source: 0001127602-16-063702 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,699.224

Underlying: Common Stock · 34.247 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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September 15, 2016 Filed Sep 19, 2016 20:58 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 33.515 $29.45 $987.02
Disclosure

SEC source: 0001127602-16-062819 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,664.977

Underlying: Common Stock · 33.515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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September 06, 2016 Filed Sep 8, 2016 20:25 UTC Voya Financial, Inc. VOYA · Entity 3571 OtherDeferred Savings Plan Issuer Stock Units · Derivative 6,631.462 $28.50 $188,996.67
Disclosure

SEC source: 0001127602-16-062237 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,631.462

Underlying: Common Stock · 6,631.462 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.