Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| General Motors CoGM · Entity 2958 | Executive Vice President | February 15, 2019 | February 19, 2019 |
| SKYWORKS SOLUTIONS, INC.SWKS · Entity 3526 | Director | May 13, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
General Motors Co
Report date February 15, 2019 · Filed February 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.32 · Expires 2025-07-28 | Direct | 117,137 |
Reported balance
After 2019-02-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-02-15 · Grant · Acquired 117,137 · Balance 117,137 F1: On February 15, 2019, 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant (the "DSV Grant") vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2018. F2: Represents the vested and unexercised portion of the DSV Grant, 40% of which vested on February 15, 2017, and 20% of which vested on each of February 15, 2018, and February 15, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 15, 2019, 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant (the "DSV Grant") vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2018.
F2: Represents the vested and unexercised portion of the DSV Grant, 40% of which vested on February 15, 2017, and 20% of which vested on each of February 15, 2018, and February 15, 2019.
SKYWORKS SOLUTIONS, INC.
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,659 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Exercise / conversion · Acquired 3,664 · Balance 15,659 F1: Restricted stock units convert into shares of common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,724 |
Reported balance
After 2026-05-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-13 · Grant · Acquired 3,724 · Balance 3,724 F2: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F3: The restricted stock units vest on May 13, 2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-14 · Exercise / conversion · Disposed 3,664 · Balance 0 F1: Restricted stock units convert into shares of common stock on a one-for-one basis. F4: The restricted stock units vested on May 14, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into shares of common stock on a one-for-one basis.
F2: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.
F3: The restricted stock units vest on May 13, 2027.
F4: The restricted stock units vested on May 14, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 13, 2017 Filed Sep 14, 2017 21:14 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 233,374 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-17-000119 · wf-form4_150542364147842.xml · derivative · entry 6 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,410 Underlying: Common Stock · 233,374 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options were granted on July 28, 2015 under the 2014 Long-Term Incentive Plan and vested on February 15, 2017. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 21:14 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 233,374 | $38.04 | $8,877,546.96 |
DisclosureSEC source: 0001467858-17-000119 · wf-form4_150542364147842.xml · nonDerivative · entry 4 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,648 F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $38.00 to $38.12, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 21:14 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 233,374 | $31.32 | $7,309,273.68 |
DisclosureSEC source: 0001467858-17-000119 · wf-form4_150542364147842.xml · nonDerivative · entry 3 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in May 2017. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 21:14 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 900 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-17-000119 · wf-form4_150542364147842.xml · derivative · entry 5 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,784 Underlying: Common Stock · 900 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options were granted on July 28, 2015 under the 2014 Long-Term Incentive Plan and vested on February 15, 2017. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 21:14 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 900 | $38.00 | $34,200.00 |
DisclosureSEC source: 0001467858-17-000119 · wf-form4_150542364147842.xml · nonDerivative · entry 2 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,648 F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $38.00 to $38.12, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 21:14 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 900 | $31.32 | $28,188.00 |
DisclosureSEC source: 0001467858-17-000119 · wf-form4_150542364147842.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in May 2017. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:57 UTC | General Motors Co GM · Entity 2958 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000112 · wf-form4_150300341108377.xml · nonDerivative · entry 2 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,648 Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:57 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 8,144 | $35.57 | $289,682.08 |
DisclosureSEC source: 0001467858-17-000112 · wf-form4_150300341108377.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,748 F1 · shares: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $35.54 to $35.59, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 20:46 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 135,226 | $0.00 Strike: $34.34 | $0.00 |
DisclosureSEC source: 0001467858-17-000088 · wf-form4_149704117091501.xml · derivative · entry 1 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,226 Underlying: Common Stock · 135,226 shares Expires 2027-06-07 F1 · security: The Stock Options were granted under the 2017 General Motors Company Long-Term Incentive Plan and will vest annually in three equal installments beginning February 14, 2018. F1 · derivative.exercise_date: The Stock Options were granted under the 2017 General Motors Company Long-Term Incentive Plan and will vest annually in three equal installments beginning February 14, 2018. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:51 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 29,000 | $33.58 | $973,820.00 |
DisclosureSEC source: 0001467858-17-000081 · wf-form4_149635030374914.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,892 F1 · shares: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $33.55 to $33.60, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:03 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 6,229 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000052 · wf-form4_148720697855852.xml · derivative · entry 8 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,229 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017. F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:03 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 6,335 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000052 · wf-form4_148720697855852.xml · derivative · entry 7 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,335 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs in this item were granted on February 13, 2014 and were settled on February 13, 2017. F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:03 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 51,165 | $35.52 | $1,817,380.80 |
DisclosureSEC source: 0001467858-17-000052 · wf-form4_148720697855852.xml · nonDerivative · entry 6 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,892 Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:03 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 109,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000052 · wf-form4_148720697855852.xml · nonDerivative · entry 5 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,057 F3 · security: On June 11, 2014, the Reporting Person received a grant of Performance Stock Units (PSUs). Under the grant, PSUs could be earned based on the achievement of performance conditions relating to ROIC-adjusted and Global Market Share from January 1, 2014 to December 31, 2016. PSUs vested and settled in shares of common stock on February 13, 2017. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:03 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 2,050 | $35.52 | $72,816.00 |
DisclosureSEC source: 0001467858-17-000052 · wf-form4_148720697855852.xml · nonDerivative · entry 4 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,732 Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:03 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 6,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000052 · wf-form4_148720697855852.xml · nonDerivative · entry 3 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on June 11, 2014, pursuant to the 2014 GMLTIP. This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:03 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 2,040 | $35.36 | $72,134.40 |
DisclosureSEC source: 0001467858-17-000052 · wf-form4_148720697855852.xml · nonDerivative · entry 2 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,553 Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:03 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 6,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000052 · wf-form4_148720697855852.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 13, 2014 pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's common stock upon settlement. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 22:53 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 5,973 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000043 · wf-form4_148711281408255.xml · derivative · entry 6 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,973 Underlying: Common Stock · 5,973 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The RSUs reported in this item were granted on February 11, 2015 and began being settled in three equal, annual installments on February 11, 2016. Each RSU represents a right to receive one share of the Company's common stock upon settlement. F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 22:53 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 1,924 | $35.17 | $67,667.08 |
DisclosureSEC source: 0001467858-17-000043 · wf-form4_148711281408255.xml · nonDerivative · entry 4 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,258 Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 22:53 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 5,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000043 · wf-form4_148711281408255.xml · nonDerivative · entry 3 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 11, 2015, pursuant to the 2014 GMLTIP. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:53 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 8,120 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000043 · wf-form4_148711281408255.xml · derivative · entry 5 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,240 Underlying: Common Stock · 8,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs reported in this item were granted on February 10, 2016 and began being settled in three equal, annual installments on February 10, 2017. Each RSU represents a right to receive one share of the Company's common stock upon settlement. F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:53 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 2,614 | $35.17 | $91,934.38 |
DisclosureSEC source: 0001467858-17-000043 · wf-form4_148711281408255.xml · nonDerivative · entry 2 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,209 Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:53 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 8,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000043 · wf-form4_148711281408255.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016, pursuant to the Company's 2014 Long-Term Incentive Plan ("GMLTIP"). Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:12 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionSalary Stock Units · Derivative | 1,715 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000008 · wf-form4_148357512052735.xml · derivative · entry 4 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,715 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Company's Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gave the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Stock as reported on the New York Stock Exchange, on which it is listed, on December 30, 2016, which was $34.99. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:12 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 643 | $34.99 | $22,498.57 |
DisclosureSEC source: 0001467858-17-000008 · wf-form4_148357512052735.xml · nonDerivative · entry 3 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,703 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:12 UTC | General Motors Co GM · Entity 2958 | Disposition to issuerCommon Stock | 1,072 | $34.99 | $37,509.28 |
DisclosureSEC source: 0001467858-17-000008 · wf-form4_148357512052735.xml · nonDerivative · entry 2 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,346 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:12 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 1,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000008 · wf-form4_148357512052735.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on December 31, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on December 31,2016 in cash, less a portion withheld for taxes. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:21 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionSalary Stock Units · Derivative | 1,946 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000349 · wf-form4_147561967619839.xml · derivative · entry 4 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Common Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Common Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction, which was $31.77. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:21 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 923 | $31.77 | $29,323.71 |
DisclosureSEC source: 0001467858-16-000349 · wf-form4_147561967619839.xml · nonDerivative · entry 3 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,703 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:21 UTC | General Motors Co GM · Entity 2958 | Disposition to issuerCommon Stock | 1,023 | $31.77 | $32,500.71 |
DisclosureSEC source: 0001467858-16-000349 · wf-form4_147561967619839.xml · nonDerivative · entry 2 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,626 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:21 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 1,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000349 · wf-form4_147561967619839.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on September 30, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on September 30, 2016 in cash, less a portion withheld for taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.