Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Sr. Vice President | March 10, 2021 | March 13, 2021 |
| H2O AMERICAHTO · Entity 4308 | Director | May 13, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 10, 2021 · Filed March 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 14,495.3422 |
Ending reported balance
After 2021-03-11 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-03-02 · Grant · Acquired 7.4742 · Balance 13,631.0034 F1: DER units credited on 03/02/2021 as dividend at FMV Row 2 · 2021-03-10 · Grant · Acquired 1,380.0013 · Balance 15,011.0047 Row 3 · 2021-03-11 · Tax withholding · Disposed 515.6625 · Balance 14,495.3422 F2: 515.6625 shares withheld to satisfy tax liability. |
Filing footnotes · ownership attribution and instrument terms
F1: DER units credited on 03/02/2021 as dividend at FMV
F2: 515.6625 shares withheld to satisfy tax liability.
H2O AMERICA
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,923 |
Reported balance
After 2026-05-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 1,947 · Balance 6,923 F1: Represents 1,947 restricted stock units ("RSUs") granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each RSU will entitle the reporting person to receive one share of the Issuer's common stock ("Common Stock") when that unit vests. The RSUs will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2027 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2: Represents 4,976 shares of Common Stock and 1,947 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 1,947 restricted stock units ("RSUs") granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each RSU will entitle the reporting person to receive one share of the Issuer's common stock ("Common Stock") when that unit vests. The RSUs will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2027 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.
F2: Represents 4,976 shares of Common Stock and 1,947 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2018 Filed Feb 2, 2018 01:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006603 · doc4.xml · nonDerivative · entry 4 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,297.9103 Read SEC document |
| January 02, 2018 Filed Feb 2, 2018 01:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.8455 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006603 · doc4.xml · nonDerivative · entry 3 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,228.9103 F3 · shares: Adjustment due to partial share Read SEC document |
| January 02, 2018 Filed Feb 2, 2018 01:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 40.4525 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006603 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 19,880.1425 F2 · shares: Updated 401k Information Read SEC document |
| December 01, 2017 Filed Feb 2, 2018 01:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 16.0752 | $57.12 | $918.22 |
DisclosureSEC source: 0001209191-18-006603 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,231.7558 F1 · shares: DER units credited on 12/01/2017 as dividend at FMV Read SEC document |
| November 01, 2017 Filed Nov 1, 2017 22:04 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,250 | $53.88 | $67,350.00 |
DisclosureSEC source: 0001209191-17-058668 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,215.6806 Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 16:11 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,250 | $49.61 | $62,012.50 |
DisclosureSEC source: 0001209191-17-054854 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,465.6806 Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,250 | $49.33 | $61,662.50 |
DisclosureSEC source: 0001209191-17-051352 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,715.6806 Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 18.6496 | $48.98 | $913.46 |
DisclosureSEC source: 0001209191-17-051352 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,965.6806 F1 · shares: DER units credited on 9/1/2017 as dividend at FMV Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 21:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,250 | $49.43 | $61,787.50 |
DisclosureSEC source: 0001209191-17-046956 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,947.031 Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 21:35 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,250 | $47.52 | $59,400.00 |
DisclosureSEC source: 0001209191-17-042880 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,197.031 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 18:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,250 | $45.62 | $57,025.00 |
DisclosureSEC source: 0001209191-17-037619 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,447.031 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 18:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 18.5449 | $46.75 | $866.97 |
DisclosureSEC source: 0001209191-17-037619 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,697.031 F1 · shares: DER units credited on 6/1/2017 as dividend at FMV Read SEC document |
| May 01, 2017 Filed May 1, 2017 21:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,250 | $44.59 | $55,737.50 |
DisclosureSEC source: 0001209191-17-028986 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,678.4861 Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 23:04 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,250 | $44.08 | $55,100.00 |
DisclosureSEC source: 0001209191-17-025309 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,928.4861 Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 1,033.8332 | $43.88 | $45,364.60 |
DisclosureSEC source: 0001209191-17-018993 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,178.4861 F1 · shares: 1033.8332 shares withheld to satisfy tax liability Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 2,770.1726 | $43.88 | $121,555.17 |
DisclosureSEC source: 0001209191-17-018993 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,212.3193 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 00:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,250 | $44.50 | $55,625.00 |
DisclosureSEC source: 0001209191-17-016996 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,442.1467 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 00:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 19.109 | $44.89 | $857.80 |
DisclosureSEC source: 0001209191-17-016996 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,692.1467 F1 · shares: DER units credited on 3/1/2017 as dividend at FMV Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 200.7034 | $44.24 | $8,879.12 |
DisclosureSEC source: 0001209191-17-009303 · doc4.xml · nonDerivative · entry 4 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,673.0377 F3 · shares: 489.6434 previously reported RSU's of which 200.7034 were withheld to satisfy tax liability Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 221.347 | $44.24 | $9,792.39 |
DisclosureSEC source: 0001209191-17-009303 · doc4.xml · nonDerivative · entry 3 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,873.7411 F2 · shares: 506.1662 previously reported RSU's of which 221.3470 were withheld to satisfy tax liability Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 426.4695 | $44.24 | $18,867.01 |
DisclosureSEC source: 0001209191-17-009303 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,095.0881 F1 · shares: 974.1190 previously reported RSU's of which 426.4695 were withheld to satisfy tax liability Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 01:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,250 | $43.33 | $54,162.50 |
DisclosureSEC source: 0001209191-17-007336 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,492.5576 Read SEC document |
| January 31, 2017 Filed Feb 10, 2017 00:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 2,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009303 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,771.5576 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 01:08 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,250 | $45.46 | $56,825.00 |
DisclosureSEC source: 0001209191-17-001581 · doc4.xml · nonDerivative · entry 4 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,742.5576 Read SEC document |
| December 30, 2016 Filed Jan 5, 2017 01:08 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.9076 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001581 · doc4.xml · nonDerivative · entry 3 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,992.5576 F3 · shares: Adjustment due to partial shares Read SEC document |
| December 30, 2016 Filed Jan 5, 2017 01:08 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 816.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001581 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 18,995.4652 F2 · shares: Updated 401K Read SEC document |
| December 01, 2016 Filed Jan 5, 2017 01:08 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 19.6474 | $42.69 | $838.75 |
DisclosureSEC source: 0001209191-17-001581 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,995.4652 F1 · shares: DER units credited on 12/1/2016 as dividend at FMV Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 19:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $40.00 | $20,000.00 |
DisclosureSEC source: 0001209191-16-147876 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,975.8178 Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $39.96 | $19,980.00 |
DisclosureSEC source: 0001209191-16-145083 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,475.8178 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.