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Kaplan Jeffrey A

Disclosed activity across 1 company

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46882
SEC CIK
0001634184

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LyondellBasell Industries N.V.LYB · Entity 3246EVP, Chief PC, Leg & Corp OfcMay 13, 2026May 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LyondellBasell Industries N.V.

Report date May 13, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect96,674 Reported balance After 2026-05-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-13 · Sale · Disposed 10,000 · Balance 96,674

F1: This transaction was executed in multiple trades at prices ranging from $74.13 USD to $74.21 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Includes 32,627 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2028 and 21,203 granted on February 28, 2026 of which: 7,069 vest on February 28, 2027, 7,067 vest on February 28, 2028 and 7,067 vest on February 28, 2029.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $74.13 USD to $74.21 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Includes 32,627 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2028 and 21,203 granted on February 28, 2026 of which: 7,069 vest on February 28, 2027, 7,067 vest on February 28, 2028 and 7,067 vest on February 28, 2029.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 10,229 $114.31 $1,169,276.99
Disclosure

SEC source: 0001562180-22-004783 · primarydocument.xml · nonDerivative · entry 7

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,003

F1 · balance_after: Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 18,278 $114.31 $2,089,358.18
Disclosure

SEC source: 0001562180-22-004783 · primarydocument.xml · nonDerivative · entry 6

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,232

F1 · balance_after: Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 20,362 $114.31 $2,327,580.22
Disclosure

SEC source: 0001562180-22-004783 · primarydocument.xml · nonDerivative · entry 5

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,510

F1 · balance_after: Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionClass A Ordinary Shares 21,870 $83.35 $1,822,864.50
Disclosure

SEC source: 0001562180-22-004783 · primarydocument.xml · nonDerivative · entry 4

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionClass A Ordinary Shares 12,675 $77.93 $987,762.75
Disclosure

SEC source: 0001562180-22-004783 · primarydocument.xml · nonDerivative · entry 3

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionClass A Ordinary Shares 6,205 $89.94 $558,077.70
Disclosure

SEC source: 0001562180-22-004783 · primarydocument.xml · nonDerivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionClass A Ordinary Shares 23,592 $88.50 $2,087,892.00
Disclosure

SEC source: 0001562180-22-004783 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 21:38 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 20,600 $0.00 Strike: $94.46 $0.00
Disclosure

SEC source: 0001562180-22-001935 · primarydocument.xml · derivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,600

Underlying: Class A Ordinary Shares · 20,600 shares

Expires 2032-02-24

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 6,868 vest February 24, 2023, 6,866 vest February 24, 2024 and 6,866 vest February 24, 2025.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 21:38 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 5,210 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001935 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,530

F1 · balance_after: Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023 and 4,967 granted on February 25, 2021 that vest on February 25, 2024. The 5,210 RSUs reported on this Form 4 vest on February 24, 2025.

Read SEC document
February 21, 2022 Filed Feb 22, 2022 22:58 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 1,066 $99.84 $106,429.44
Disclosure

SEC source: 0001562180-22-001702 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,320

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 4,306 shares of restricted stock units granted to the reporting person on February 21, 2019.

F2 · balance_after: Includes 9,769 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023 and 4,967 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:10 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 25,948 $0.00 Strike: $104.41 $0.00
Disclosure

SEC source: 0001562180-21-001694 · primarydocument.xml · derivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,948

Underlying: Class A Ordinary Shares · 25,948 shares

Expires 2031-02-25

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 8,650 vest February 25, 2022, 8,649 vest February 25, 2023 and 8,649 vest February 25, 2024.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:10 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 4,967 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001694 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,386

F1 · balance_after: Includes 14,075 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,306 granted on February 21, 2019 that vest on February 21, 2022 and 4,802 granted on February 20, 2020 that vest on February 20, 2023. The 4,967 RSUs reported on this Form 4 vest on February 25, 2024.

Read SEC document
February 21, 2021 Filed Feb 22, 2021 23:56 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 808 $100.22 $80,977.76
Disclosure

SEC source: 0001562180-21-001387 · primarydocument.xml · nonDerivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,419

F3 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 3,248 shares of restricted stock units granted to the reporting person on February 21, 2018.

F4 · balance_after: Includes 9,108 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,306 granted on February 21, 2019 that vest on February 21, 2022 and 4,802 granted on February 20, 2020 that vest on February 20, 2023.

Read SEC document
February 21, 2021 Filed Feb 22, 2021 23:56 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 670 $100.22 $67,147.40
Disclosure

SEC source: 0001562180-21-001387 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,227

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 2,751 shares of restricted stock units granted to the reporting person on February 21, 2018.

F2 · balance_after: Includes 12,356 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,248 granted on February 21, 2018 that vest on February 21, 2021; 4,306 granted on February 21, 2019 that vest on February 21, 2022 and 4,802 granted on February 20, 2020 that vest on February 20, 2023.

Read SEC document
February 28, 2020 Filed Feb 28, 2020 21:33 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionStock Options (Right to Buy) · Derivative 813 $0.00 Strike: $13.11 $0.00
Disclosure

SEC source: 0001562180-20-001814 · primarydocument.xml · derivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 813 shares

Expires 2020-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 5,814 on April 30, 2012, 5,813 on April 30, 2013 and 5,813 on April 30, 2014.

Read SEC document
February 28, 2020 Filed Feb 28, 2020 21:33 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionClass A Ordinary Shares 813 $13.11 $10,658.43
Disclosure

SEC source: 0001562180-20-001814 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 15,107 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,248 granted on February 21, 2018 that vest on February 21, 2021; 2,751 granted on February 21, 2018 that vest on February 21, 2021; 4,306 granted on February 21, 2019 that vest on February 21, 2022 and 4,802 granted on February 20, 2020 that vest on February 20, 2023.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:30 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 32,804 $0.00 Strike: $83.35 $0.00
Disclosure

SEC source: 0001562180-20-001566 · primarydocument.xml · derivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,804

Underlying: Class A Ordinary Shares · 32,804 shares

Expires 2030-02-20

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 10,936 vest on February 20, 2021; 10,934 vest on February 20, 2022 and 10,934 vest on February 20, 2023.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:30 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 4,802 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001566 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,084

F1 · balance_after: Includes 15,107 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,248 granted on February 21, 2018 that vest on February 21, 2021; 2,751 granted on February 21, 2018 that vest on February 21, 2021 and 4,306 granted on February 21, 2019 that vest on February 21, 2022. The 4,802 RSUs reported on this Form 4 vest on February 20, 2023.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:02 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 799 $81.95 $65,478.05
Disclosure

SEC source: 0001562180-20-001481 · primarydocument.xml · nonDerivative · entry 4

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,282

F5 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 3,324 shares of performance-based stock units granted to the Reporting Person on February 16, 2017.

F2 · balance_after: Includes 10,305 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,248 granted on February 21, 2018 that vest on February 21, 2021; 2,751 granted on February 21, 2018 that vest on February 21, 2021 and 4,306 granted on February 21, 2019 that vest on February 21, 2022.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:02 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 101 $81.95 $8,276.95
Disclosure

SEC source: 0001562180-20-001481 · primarydocument.xml · nonDerivative · entry 3

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,081

F4 · shares: Represents shares required to satisfy tax withholding obligations in connection with the settlement of dividend equivalents accrued of 412 shares of performance-based stock units granted to the Reporting Person on February 16, 2017.

F2 · balance_after: Includes 10,305 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,248 granted on February 21, 2018 that vest on February 21, 2021; 2,751 granted on February 21, 2018 that vest on February 21, 2021 and 4,306 granted on February 21, 2019 that vest on February 21, 2022.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:02 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 412 $81.95 $33,763.40
Disclosure

SEC source: 0001562180-20-001481 · primarydocument.xml · nonDerivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,182

F3 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting.

F2 · balance_after: Includes 10,305 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,248 granted on February 21, 2018 that vest on February 21, 2021; 2,751 granted on February 21, 2018 that vest on February 21, 2021 and 4,306 granted on February 21, 2019 that vest on February 21, 2022.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:02 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 3,324 $81.95 $272,401.80
Disclosure

SEC source: 0001562180-20-001481 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,770

F1 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 16, 2017 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 19, 2020 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 10,305 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,248 granted on February 21, 2018 that vest on February 21, 2021; 2,751 granted on February 21, 2018 that vest on February 21, 2021 and 4,306 granted on February 21, 2019 that vest on February 21, 2022.

Read SEC document
February 16, 2020 Filed Feb 18, 2020 16:35 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 829 $82.60 $68,475.40
Disclosure

SEC source: 0001562180-20-001281 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,446

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 3,324 shares of restricted stock units granted to the reporting person on February 16, 2017.

F2 · balance_after: Includes 10,305 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,248 granted on February 21, 2018 that vest on February 21, 2021; 2,751 granted on February 21, 2018 that vest on February 21, 2021 and 4,306 granted on February 21, 2019 that vest on February 21, 2022.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 19:07 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 23,592 $0.00 Strike: $88.50 $0.00
Disclosure

SEC source: 0001562180-19-001318 · primarydocument.xml · derivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,592

Underlying: Class A Ordinary Shares · 23,592 shares

Expires 2029-02-21

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 21, 2019.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 19:07 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 4,306 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001318 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,275

F1 · balance_after: Includes 13,629 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,324 granted on February 16, 2017 that vest on February 16, 2020; 3,248 granted on February 21, 2018 that vest on February 21, 2021 and 2,751 granted on February 21, 2018 that vest on February 21, 2021. The 4,306 RSUs reported on this Form 4 vest on February 21, 2022.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 16:38 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 5,294 $89.16 $472,013.04
Disclosure

SEC source: 0001562180-19-001245 · primarydocument.xml · nonDerivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,969

F3 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 16, 2016 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 20, 2019 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 9,323 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,324 granted on February 16, 2017 that vest on February 16, 2020; 3,248 granted on February 21, 2018 that vest on February 21, 2021 and 2,751 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 16:38 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 1,290 $89.16 $115,016.40
Disclosure

SEC source: 0001562180-19-001245 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,675

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 5,294 shares of performance-based stock granted to the Reporting Person on February 16, 2016.

F2 · balance_after: Includes 9,323 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,324 granted on February 16, 2017 that vest on February 16, 2020; 3,248 granted on February 21, 2018 that vest on February 21, 2021 and 2,751 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 16:15 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 813 $87.64 $71,251.32
Disclosure

SEC source: 0001562180-19-001087 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,965

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 3,268 shares of restricted stock units granted to the reporting person on February 16, 2016.

F2 · balance_after: Includes 9,323 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,324 granted on February 16, 2017 that vest on February 16, 2020; 3,248 granted on February 21, 2018 that vest on February 21, 2021 and 2,751 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
May 07, 2018 Filed May 8, 2018 20:43 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 300 $104.60 $31,380.00
Disclosure

SEC source: 0001562180-18-002367 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,778

F1 · shares: On May 7, 2018 the reporting person's restricted stock units automatically vested 761 shares. 300 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 12,591 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,268 granted on February 16, 2016 that vest on February 16, 2019; 3,324 granted on February 16, 2017 that vest on February 16, 2020; 3,248 granted on February 21, 2018 that vest on February 21, 2021 and 2,751 granted on February 21, 2018 that vest on February 21, 2021.

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February 21, 2018 Filed Feb 23, 2018 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 16,396 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001562180-18-001186 · primarydocument.xml · derivative · entry 7

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,396

Underlying: Class A Ordinary Shares · 16,396 shares

Expires 2028-02-21

F6 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 5,466 vest on February 21, 2019, 5,465 vest on February 21, 2020 and 5,465 vest on February 21, 2021.

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February 21, 2018 Filed Feb 23, 2018 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 1,827 $109.09 $199,307.43
Disclosure

SEC source: 0001562180-18-001186 · primarydocument.xml · nonDerivative · entry 6

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,078

F5 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on May 7, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 13,352 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 761 granted on May 7, 2015 that vest on May 7, 2018; 3,268 granted on February 16, 2016 that vest on February 16, 2019; 3,324 granted on February 16, 2017 that vest on February 16, 2020 and 3,248 granted on February 21, 2018 that vest on February 21, 2021. The 2,751 RSUs reported on this Form 4 vest on February 21, 2021.

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February 21, 2018 Filed Feb 23, 2018 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 4,054 $109.09 $442,250.86
Disclosure

SEC source: 0001562180-18-001186 · primarydocument.xml · nonDerivative · entry 5

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,251

F4 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 17, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 13,352 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 761 granted on May 7, 2015 that vest on May 7, 2018; 3,268 granted on February 16, 2016 that vest on February 16, 2019; 3,324 granted on February 16, 2017 that vest on February 16, 2020 and 3,248 granted on February 21, 2018 that vest on February 21, 2021. The 2,751 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 2,751 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001186 · primarydocument.xml · nonDerivative · entry 4

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,197

F2 · balance_after: Includes 13,352 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 761 granted on May 7, 2015 that vest on May 7, 2018; 3,268 granted on February 16, 2016 that vest on February 16, 2019; 3,324 granted on February 16, 2017 that vest on February 16, 2020 and 3,248 granted on February 21, 2018 that vest on February 21, 2021. The 2,751 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 3,248 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001186 · primarydocument.xml · nonDerivative · entry 3

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,446

F2 · balance_after: Includes 13,352 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 761 granted on May 7, 2015 that vest on May 7, 2018; 3,268 granted on February 16, 2016 that vest on February 16, 2019; 3,324 granted on February 16, 2017 that vest on February 16, 2020 and 3,248 granted on February 21, 2018 that vest on February 21, 2021. The 2,751 RSUs reported on this Form 4 vest on February 21, 2021.

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February 21, 2018 Filed Feb 23, 2018 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 445 $109.09 $48,545.05
Disclosure

SEC source: 0001562180-18-001186 · primarydocument.xml · nonDerivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,198

F3 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 1,827 shares of performance-based stock granted to the Reporting Person on May 7, 2015.

F2 · balance_after: Includes 13,352 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 761 granted on May 7, 2015 that vest on May 7, 2018; 3,268 granted on February 16, 2016 that vest on February 16, 2019; 3,324 granted on February 16, 2017 that vest on February 16, 2020 and 3,248 granted on February 21, 2018 that vest on February 21, 2021. The 2,751 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 988 $109.09 $107,780.92
Disclosure

SEC source: 0001562180-18-001186 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,643

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 4,054 shares of performance-based stock granted to the Reporting Person on February 17, 2015.

F2 · balance_after: Includes 13,352 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 761 granted on May 7, 2015 that vest on May 7, 2018; 3,268 granted on February 16, 2016 that vest on February 16, 2019; 3,324 granted on February 16, 2017 that vest on February 16, 2020 and 3,248 granted on February 21, 2018 that vest on February 21, 2021. The 2,751 RSUs reported on this Form 4 vest on February 21, 2021.

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February 17, 2018 Filed Feb 21, 2018 22:43 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 427 $108.61 $46,376.47
Disclosure

SEC source: 0001562180-18-001101 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,631

F1 · shares: On February 17, 2018 the reporting person's restricted stock units automatically vested 1,689 shares. 427 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 7,353 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 761 granted on May 7, 2015 that vest on May 7, 2018; 3,268 granted on February 16, 2016 that vest on February 16, 2019 and 3,324 granted on February 16, 2017 that vest on February 16, 2020.

Read SEC document
February 16, 2017 Filed Feb 22, 2017 00:34 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantOpt - Stock Option · Derivative 14,304 $0.00 Strike: $92.69 $0.00
Disclosure

SEC source: 0001225208-17-004030 · doc4.xml · derivative · entry 4

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,304

Underlying: Class A ordinary shares · 14,304 shares

Expires 2027-02-16

F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 16, 2017.

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February 16, 2017 Filed Feb 22, 2017 00:34 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A ordinary shares 320 $92.69 $29,660.80
Disclosure

SEC source: 0001225208-17-004030 · doc4.xml · nonDerivative · entry 3

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,058

F3 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 1,081 shares of performance-based stock granted to the Reporting Person on February 20, 2014.

F1 · balance_after: Includes 9,042 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 1,689 granted on February 17, 2015 that vest on February 17, 2018; 761 granted on May 7, 2015 that vest on May 7, 2018 and 3,268 granted on February 26, 2016 that vest on February 16, 2019. The 3,324 RSUs reported on this Form 4 vest on February 16, 2020.

Read SEC document
February 16, 2017 Filed Feb 22, 2017 00:34 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A ordinary shares 1,081 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004030 · doc4.xml · nonDerivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,378

F2 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 20, 2014 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 16, 2017 following certification by the Issuer's compensation committee.

F1 · balance_after: Includes 9,042 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 1,689 granted on February 17, 2015 that vest on February 17, 2018; 761 granted on May 7, 2015 that vest on May 7, 2018 and 3,268 granted on February 26, 2016 that vest on February 16, 2019. The 3,324 RSUs reported on this Form 4 vest on February 16, 2020.

Read SEC document
February 16, 2017 Filed Feb 22, 2017 00:34 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A ordinary shares 3,324 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004030 · doc4.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,297

F1 · balance_after: Includes 9,042 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 1,689 granted on February 17, 2015 that vest on February 17, 2018; 761 granted on May 7, 2015 that vest on May 7, 2018 and 3,268 granted on February 26, 2016 that vest on February 16, 2019. The 3,324 RSUs reported on this Form 4 vest on February 16, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.