Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LyondellBasell Industries N.V.LYB · Entity 3246 | EVP, Chief PC, Leg & Corp Ofc | May 13, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LyondellBasell Industries N.V.
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 96,674 |
Reported balance
After 2026-05-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-13 · Sale · Disposed 10,000 · Balance 96,674 F1: This transaction was executed in multiple trades at prices ranging from $74.13 USD to $74.21 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2: Includes 32,627 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2028 and 21,203 granted on February 28, 2026 of which: 7,069 vest on February 28, 2027, 7,067 vest on February 28, 2028 and 7,067 vest on February 28, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $74.13 USD to $74.21 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes 32,627 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2028 and 21,203 granted on February 28, 2026 of which: 7,069 vest on February 28, 2027, 7,067 vest on February 28, 2028 and 7,067 vest on February 28, 2029.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2026 Filed May 15, 2026 20:09 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleClass A Ordinary Shares | 10,000 | $74.16 | $741,573.00 |
DisclosureSEC source: 0001634184-26-000008 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP, Chief PC, Leg & Corp Ofc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,674 F1 · price: This transaction was executed in multiple trades at prices ranging from $74.13 USD to $74.21 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 32,627 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2028 and 21,203 granted on February 28, 2026 of which: 7,069 vest on February 28, 2027, 7,067 vest on February 28, 2028 and 7,067 vest on February 28, 2029. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:38 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantClass A Ordinary Shares | 21,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001634184-26-000006 · primarydocument.xml · nonDerivative · entry 2 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,674 F3 · balance_after: Includes 32,627 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2027 and 4,103 granted on February 27, 2025 that vest on February 27, 2028. The 21,203 RSUs reported on this Form 4 vest as follows: 7,069 vest on February 28, 2027, 7,067 vest on February 28, 2028 and 7,067 vest on February 28, 2029. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:38 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 1,000 | $57.52 | $57,520.00 |
DisclosureSEC source: 0001634184-26-000006 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,471 F1 · shares: On February 27, 2026 the reporting person's restricted stock units automatically vested 4,105 shares. 1,000 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations. F2 · balance_after: Includes 11,424 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2027 and 4,103 granted on February 27, 2025 that vest on February 27, 2028. Read SEC document |
| February 23, 2026 Filed Feb 24, 2026 21:31 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 1,341 | $56.66 | $75,981.06 |
DisclosureSEC source: 0001634184-26-000004 · primarydocument.xml · nonDerivative · entry 2 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,471 F3 · shares: On February 23, 2026 the reporting person's restricted stock units automatically vested 5,504 shares. 1,341 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations. F4 · balance_after: Includes 15,529 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,105 granted on February 27, 2025 that vest on February 27, 2026; 4,103 granted on February 27, 2025 that vest on February 27, 2027 and 4,103 granted on February 27, 2025 that vest on February 27, 2028. Read SEC document |
| February 22, 2026 Filed Feb 24, 2026 21:31 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 784 | $56.67 | $44,429.28 |
DisclosureSEC source: 0001634184-26-000004 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,812 F1 · shares: On February 22, 2026 the reporting person's restricted stock units automatically vested 3,218 shares. 784 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations. F2 · balance_after: Includes 21,033 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,105 granted on February 27, 2025 that vest on February 27, 2026; 4,103 granted on February 27, 2025 that vest on February 27, 2027 and 4,103 granted on February 27, 2025 that vest on February 27, 2028. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 22:19 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantClass A Ordinary Shares | 996 | $55.97 | $55,746.12 |
DisclosureSEC source: 0001634184-26-000002 · primarydocument.xml · nonDerivative · entry 4 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,596 F5 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting and granted to the Reporting Person on February 23, 2023. F2 · balance_after: Includes 24,251 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,105 granted on February 27, 2025 that vest on February 27, 2026; 4,103 granted on February 27, 2025 that vest on February 27, 2027 and 4,103 granted on February 27, 2025 that vest on February 27, 2028. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 22:19 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantClass A Ordinary Shares | 2,752 | $55.97 | $154,029.44 |
DisclosureSEC source: 0001634184-26-000002 · primarydocument.xml · nonDerivative · entry 3 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,600 F4 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 23, 2023 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 18, 2026 following certification by the Issuer's Compensation & Talent Development Committee. F2 · balance_after: Includes 24,251 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,105 granted on February 27, 2025 that vest on February 27, 2026; 4,103 granted on February 27, 2025 that vest on February 27, 2027 and 4,103 granted on February 27, 2025 that vest on February 27, 2028. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 22:19 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 243 | $55.97 | $13,600.71 |
DisclosureSEC source: 0001634184-26-000002 · primarydocument.xml · nonDerivative · entry 2 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,848 F3 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 996 shares in connection with performance-based stock units granted to the Reporting Person on February 23, 2023. F2 · balance_after: Includes 24,251 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,105 granted on February 27, 2025 that vest on February 27, 2026; 4,103 granted on February 27, 2025 that vest on February 27, 2027 and 4,103 granted on February 27, 2025 that vest on February 27, 2028. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 22:19 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 728 | $55.97 | $40,746.16 |
DisclosureSEC source: 0001634184-26-000002 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,091 F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 2,752 shares of performance-based stock units granted to the Reporting Person on February 23, 2023. F2 · balance_after: Includes 24,251 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,105 granted on February 27, 2025 that vest on February 27, 2026; 4,103 granted on February 27, 2025 that vest on February 27, 2027 and 4,103 granted on February 27, 2025 that vest on February 27, 2028. Read SEC document |
| February 27, 2025 Filed Mar 3, 2025 21:41 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantClass A Ordinary Shares | 12,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-001856 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,819 F1 · balance_after: Includes 24,251 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026 and 9,655 granted on February 22, 2024 of which 3,219 vested on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027. The 12,311 RSUs reported on this Form 4 vest as follows: 4,105 vest on February 27, 2026, 4,103 vest on February 27, 2027 and 4,103 vest on February 27, 2028. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 21:05 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantClass A Ordinary Shares | 2,230 | $76.20 | $169,926.00 |
DisclosureSEC source: 0001562180-25-001791 · primarydocument.xml · nonDerivative · entry 4 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,508 F5 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting and granted to the Reporting Person on February 24, 2022. F2 · balance_after: Includes 11,940 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026 and 9,655 granted on February 22, 2024 of which 3,219 vested on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 21:05 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantClass A Ordinary Shares | 8,232 | $76.20 | $627,278.40 |
DisclosureSEC source: 0001562180-25-001791 · primarydocument.xml · nonDerivative · entry 3 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,278 F4 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 24, 2022 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 26, 2025 following certification by the Issuer's Compensation & Talent Development Committee. F2 · balance_after: Includes 11,940 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026 and 9,655 granted on February 22, 2024 of which 3,219 vested on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 21:05 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 2,553 | $76.20 | $194,538.60 |
DisclosureSEC source: 0001562180-25-001791 · primarydocument.xml · nonDerivative · entry 2 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,046 F3 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 8,232 shares of performance-based stock units granted to the Reporting Person on February 24, 2022. F2 · balance_after: Includes 11,940 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026 and 9,655 granted on February 22, 2024 of which 3,219 vested on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 21:05 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 878 | $76.20 | $66,903.60 |
DisclosureSEC source: 0001562180-25-001791 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,599 F1 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 2,230 shares in connection with performance-based stock units granted to the Reporting Person on February 24, 2022. F2 · balance_after: Includes 11,940 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026 and 9,655 granted on February 22, 2024 of which 3,219 vested on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027. Read SEC document |
| February 24, 2025 Filed Feb 25, 2025 23:47 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 1,269 | $77.31 | $98,106.39 |
DisclosureSEC source: 0001562180-25-001641 · primarydocument.xml · nonDerivative · entry 2 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,477 F3 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 5,210 shares of restricted stock units granted to the reporting person on February 24, 2022. F4 · balance_after: Includes 11,940 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026 and 9,655 granted on February 22, 2024 of which 3,219 vested on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027. Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 23:47 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 821 | $76.96 | $63,184.16 |
DisclosureSEC source: 0001562180-25-001641 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,746 F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 3,219 shares of restricted stock units granted to the reporting person on February 22, 2024. F2 · balance_after: Includes 17,150 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,210 granted on February 24, 2022 that vest on February 24, 2025; 5,504 granted on February 23, 2023 that vest on February 23, 2026 and 9,655 granted on February 22, 2024 of which 3,219 vested on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 01:04 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 1,955 | $99.27 | $194,072.85 |
DisclosureSEC source: 0001562180-24-001834 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,567 F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 4,967 shares of restricted stock units granted to the reporting person on February 25, 2021. F2 · balance_after: Includes 20,369 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,210 granted on February 24, 2022 that vest on February 24, 2025; 5,504 granted on February 23, 2023 that vest on February 23, 2026 and 9,655 granted on February 22, 2024 of which 3,219 vest on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027. Read SEC document |
| February 22, 2024 Filed Feb 27, 2024 01:32 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantClass A Ordinary Shares | 9,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001765 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,522 F1 · balance_after: Includes 25,336 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026. The 9,655 RSUs reported on this Form 4 vest as follows: 3,219 vest on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:04 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantClass A Ordinary Shares | 4,030 | $97.38 | $392,441.40 |
DisclosureSEC source: 0001562180-24-001681 · primarydocument.xml · nonDerivative · entry 4 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,995 F5 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting. F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:04 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantClass A Ordinary Shares | 19,868 | $97.38 | $1,934,745.84 |
DisclosureSEC source: 0001562180-24-001681 · primarydocument.xml · nonDerivative · entry 3 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,965 F4 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 25, 2021 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2024 following certification by the Issuer's Compensation & Talent Development Committee. F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:04 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 6,321 | $97.38 | $615,538.98 |
DisclosureSEC source: 0001562180-24-001681 · primarydocument.xml · nonDerivative · entry 2 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,097 F3 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 19,868 shares of performance-based stock units granted to the Reporting Person on February 25, 2021. F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:04 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 1,586 | $97.38 | $154,444.68 |
DisclosureSEC source: 0001562180-24-001681 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,418 F1 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 4,030 shares in connection with performance-based stock units granted to the Reporting Person on February 25, 2021. F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026. Read SEC document |
| February 21, 2024 Filed Feb 28, 2024 21:08 UTC Amendment | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantClass A Ordinary Shares | 4,030 | $97.38 | $392,441.40 |
DisclosureSEC source: 0001562180-24-001871 · primarydocument.xml · nonDerivative · entry 4 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,867 F5 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting. F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026. Read SEC document |
| February 21, 2024 Filed Feb 28, 2024 21:08 UTC Amendment | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantClass A Ordinary Shares | 19,868 | $97.38 | $1,934,745.84 |
DisclosureSEC source: 0001562180-24-001871 · primarydocument.xml · nonDerivative · entry 3 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,837 F4 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 25, 2021 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2024 following certification by the Issuer's Compensation & Talent Development Committee. F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026. Read SEC document |
| February 21, 2024 Filed Feb 28, 2024 21:08 UTC Amendment | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 6,321 | $97.38 | $615,538.98 |
DisclosureSEC source: 0001562180-24-001871 · primarydocument.xml · nonDerivative · entry 2 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,969 F3 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 19,868 shares of performance-based stock units granted to the Reporting Person on February 25, 2021. F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026. Read SEC document |
| February 21, 2024 Filed Feb 28, 2024 21:08 UTC Amendment | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 1,586 | $97.38 | $154,444.68 |
DisclosureSEC source: 0001562180-24-001871 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,290 F1 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 4,030 shares in connection with performance-based stock units granted to the Reporting Person on February 25, 2021. F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 21:06 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,934 | $0.00 Strike: $78.15 | $0.00 |
DisclosureSEC source: 0001562180-23-007882 · primarydocument.xml · derivative · entry 4 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 10,934 shares Expires 2030-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award has fully vested. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 21:06 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleClass A Ordinary Shares | 10,934 | $96.84 | $1,058,883.55 |
DisclosureSEC source: 0001562180-23-007882 · primarydocument.xml · nonDerivative · entry 3 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,876 F3 · price: This transaction was executed in multiple trades at prices ranging from $96.66 USD to $97.01 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 21:06 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleClass A Ordinary Shares | 5,000 | $96.79 | $483,950.50 |
DisclosureSEC source: 0001562180-23-007882 · primarydocument.xml · nonDerivative · entry 2 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,810 F2 · price: This transaction was executed in multiple trades at prices ranging from $96.65 USD to $96.96 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 21:06 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Exercise / conversionClass A Ordinary Shares | 10,934 | $78.15 | $854,492.10 |
DisclosureSEC source: 0001562180-23-007882 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026. Read SEC document |
| August 29, 2023 Filed Aug 30, 2023 20:39 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleClass A Ordinary Shares | 10,000 | $97.56 | $975,623.00 |
DisclosureSEC source: 0001562180-23-006628 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,876 F1 · price: This transaction was executed in multiple trades at prices ranging from $97.12 USD to $97.83 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:19 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantStock Options (Right to Buy) · Derivative | 20,900 | $0.00 Strike: $94.65 | $0.00 |
DisclosureSEC source: 0001562180-23-001909 · primarydocument.xml · derivative · entry 2 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,900 Underlying: Class A Ordinary Shares · 20,900 shares Expires 2033-02-23 F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 6,968 vest February 23, 2024, 6,966 vest February 23, 2025 and 6,966 vest February 23, 2026. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:19 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantClass A Ordinary Shares | 5,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001909 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,876 F1 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. The 5,504 RSUs reported on this Form 4 vest on February 23, 2026. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:49 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 2,937 | $94.89 | $278,691.93 |
DisclosureSEC source: 0001562180-23-001878 · primarydocument.xml · nonDerivative · entry 4 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,372 F5 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 9,603 shares of performance-based stock units granted to the Reporting Person on February 20, 2020. F2 · balance_after: Includes 10,177 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:49 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 845 | $94.89 | $80,182.05 |
DisclosureSEC source: 0001562180-23-001878 · primarydocument.xml · nonDerivative · entry 3 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,309 F4 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 2,145 shares in connection with performance-based stock units granted to the Reporting Person on February 20, 2020. F2 · balance_after: Includes 10,177 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:49 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantClass A Ordinary Shares | 2,145 | $94.89 | $203,539.05 |
DisclosureSEC source: 0001562180-23-001878 · primarydocument.xml · nonDerivative · entry 2 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,154 F3 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting. F2 · balance_after: Includes 10,177 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 23:49 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantClass A Ordinary Shares | 9,603 | $94.89 | $911,228.67 |
DisclosureSEC source: 0001562180-23-001878 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,009 F1 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 20, 2020 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 22, 2023 following certification by the Issuer's compensation committee. F2 · balance_after: Includes 10,177 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 21:15 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 1,194 | $97.32 | $116,200.08 |
DisclosureSEC source: 0001562180-23-001650 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,406 F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 4,802 shares of restricted stock units granted to the reporting person on February 20, 2020. F2 · balance_after: Includes 10,177 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 21:55 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleClass A Ordinary Shares | 10,000 | $98.99 | $989,901.00 |
DisclosureSEC source: 0001562180-23-001188 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,600 F1 · price: This transaction was executed in multiple trades at prices ranging from $98.685 USD to $99.26. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 21:58 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | OtherStock Options (Right to Buy) · Derivative | 10,934 | $0.00 Strike: $78.15 | $0.00 |
DisclosureSEC source: 0001562180-22-004927 · primarydocument.xml · derivative · entry 6 Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,934 Underlying: Class A Ordinary Shares · 10,934 shares Expires 2030-02-20 F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). F7 · derivative.exercise_date: This stock option award was previously reported as an option relating to 10,934 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $83.35 per share and was adjusted as a result of the special dividend. F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 21:58 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | OtherStock Options (Right to Buy) · Derivative | 14,304 | $0.00 Strike: $87.49 | $0.00 |
DisclosureSEC source: 0001562180-22-004927 · primarydocument.xml · derivative · entry 5 Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,304 Underlying: Class A Ordinary Shares · 14,304 shares Expires 2027-02-16 F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). F6 · derivative.exercise_date: This stock option award was previously reported as an option relating to 14,304 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $92.69 per share and was adjusted as a result of the special dividend. F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 21:58 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | OtherStock Options (Right to Buy) · Derivative | 20,600 | $0.00 Strike: $89.26 | $0.00 |
DisclosureSEC source: 0001562180-22-004927 · primarydocument.xml · derivative · entry 4 Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,600 Underlying: Class A Ordinary Shares · 20,600 shares Expires 2032-02-24 F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). F5 · derivative.exercise_date: This stock option award was previously reported as an option relating to 20,600 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $94.46 per share and was adjusted as a result of the special dividend. F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 21:58 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | OtherStock Options (Right to Buy) · Derivative | 2,857 | $0.00 Strike: $96.59 | $0.00 |
DisclosureSEC source: 0001562180-22-004927 · primarydocument.xml · derivative · entry 3 Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,857 Underlying: Class A Ordinary Shares · 2,857 shares Expires 2025-05-07 F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). F4 · derivative.exercise_date: This stock option award was previously reported as an option relating to 2,857 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $101.79 per share and was adjusted as a result of the special dividend. F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 21:58 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | OtherStock Options (Right to Buy) · Derivative | 25,948 | $0.00 Strike: $99.21 | $0.00 |
DisclosureSEC source: 0001562180-22-004927 · primarydocument.xml · derivative · entry 2 Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,948 Underlying: Class A Ordinary Shares · 25,948 shares Expires 2031-02-25 F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). F3 · derivative.exercise_date: This stock option award was previously reported as an option relating to 25,948 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $104.41 per share and was adjusted as a result of the special dividend. F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 21:58 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | OtherStock Options (Right to Buy) · Derivative | 16,396 | $0.00 Strike: $103.89 | $0.00 |
DisclosureSEC source: 0001562180-22-004927 · primarydocument.xml · derivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,396 Underlying: Class A Ordinary Shares · 16,396 shares Expires 2028-02-21 F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). F2 · derivative.exercise_date: This stock option award was previously reported as an option relating to 16,396 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $109.09 per share and was adjusted as a result of the special dividend. F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy). Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:22 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,675 | $0.00 Strike: $77.93 | $0.00 |
DisclosureSEC source: 0001562180-22-004783 · primarydocument.xml · derivative · entry 12 Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 12,675 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 16, 2016. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:22 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Exercise / conversionStock Options (Right to Buy) · Derivative | 21,870 | $0.00 Strike: $83.35 | $0.00 |
DisclosureSEC source: 0001562180-22-004783 · primarydocument.xml · derivative · entry 11 Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,934 Underlying: Class A Ordinary Shares · 21,870 shares Expires 2030-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 10,936 vested on February 20, 2021; 10,934 vested on February 20, 2022 and 10,934 vests on February 20, 2023. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:22 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Exercise / conversionStock Options (Right to Buy) · Derivative | 23,592 | $0.00 Strike: $88.50 | $0.00 |
DisclosureSEC source: 0001562180-22-004783 · primarydocument.xml · derivative · entry 10 Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 23,592 shares Expires 2029-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 21, 2019. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:22 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Exercise / conversionStock Options (Right to Buy) · Derivative | 6,205 | $0.00 Strike: $89.94 | $0.00 |
DisclosureSEC source: 0001562180-22-004783 · primarydocument.xml · derivative · entry 9 Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 6,205 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 2,069 on February 17, 2016; 2,068 on February 17, 2017 and 2,068 on February 17, 2018. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:22 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A Ordinary Shares | 5,403 | $114.31 | $617,616.93 |
DisclosureSEC source: 0001562180-22-004783 · primarydocument.xml · nonDerivative · entry 8 Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,600 F1 · balance_after: Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.