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person · Reporting owner

Smith W Bradford

Disclosed activity across 3 companies

Tapewire entity
46838
SEC CIK
0001317678

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Lyra Therapeutics, Inc.LYRA · Entity 46837DirectorMay 14, 2026May 15, 2026
OCULAR THERAPEUTIX, INCOCUL · Entity 273CFO and TreasurerJanuary 31, 2017February 10, 2017
Q32 Bio Inc.FIXX · Entity 5594See remarksFebruary 23, 2023February 27, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Lyra Therapeutics, Inc.

Report date May 14, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Disposition to issuer · Disposed 640 · Balance 0

OCULAR THERAPEUTIX, INC

Report date January 31, 2017 · Filed February 10, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.56 · Expires 2027-01-30Direct90,000 Reported balance After 2017-01-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-01-31 · Grant · Acquired 90,000 · Balance 90,000

F1: Vests over four years, vesting 1/48 monthly beginning on the one-month anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Vests over four years, vesting 1/48 monthly beginning on the one-month anniversary of the date of grant.

Q32 Bio Inc.

Report date February 23, 2023 · Filed February 27, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.60 · Expires 2033-02-23Direct213,000 Reported balance After 2023-02-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-02-23 · Grant · Acquired 213,000 · Balance 213,000

F1: The option vests in 48 substantially equal monthly installments upon the Reporting Person's completion of each full month of service following January 1, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect36,000 Reported balance After 2023-02-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-02-23 · Grant · Acquired 36,000 · Balance 36,000

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units have no expiration date.

F3: The restricted stock units will vest and settle as to one third of the restricted stock units on each of the first three anniversaries of January 1, 2023 so that such RSUs will become fully vested on January 1, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests in 48 substantially equal monthly installments upon the Reporting Person's completion of each full month of service following January 1, 2023.

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units have no expiration date.

F3: The restricted stock units will vest and settle as to one third of the restricted stock units on each of the first three anniversaries of January 1, 2023 so that such RSUs will become fully vested on January 1, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2026 Filed May 15, 2026 23:48 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 Disposition to issuerCommon Stock 640 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-227500 · ownership.xml · nonDerivative · entry 1

Smith W Bradford · CIK 0001317678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 14, 2025 Filed May 16, 2025 20:30 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 GrantRestricted Stock Units · Derivative 32,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-073606 · ownership.xml · derivative · entry 1

Smith W Bradford · CIK 0001317678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 100% on the earlier of (i) the day before the Issuer's next annual meeting, (ii) May 14, 2026 and (iii) upon a Change in Control as defined in the 2020 Incentive Award Plan.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 100% on the earlier of (i) the day before the Issuer's next annual meeting, (ii) May 14, 2026 and (iii) upon a Change in Control as defined in the 2020 Incentive Award Plan.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 100% on the earlier of (i) the day before the Issuer's next annual meeting, (ii) May 14, 2026 and (iii) upon a Change in Control as defined in the 2020 Incentive Award Plan.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 20:10 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 GrantStock Option · Derivative 30,000 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0000950170-24-073647 · ownership.xml · derivative · entry 1

Smith W Bradford · CIK 0001317678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-06-12

F1 · derivative.exercise_date: This option vests and becomes exercisable on the earlier of (i) June 13, 2025 (the one-year anniversary of the date of grant) and (ii) the day immediately prior to the date of the Issuer's next annual meeting of stockholders occurring after the date of grant, in either case, subject to the Non-Employee Director's continued service on the Board as a Non-Employee Director through such vesting date.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 01:52 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 GrantStock Option · Derivative 20,000 $0.00 Strike: $4.11 $0.00
Disclosure

SEC source: 0000950170-23-031872 · ownership.xml · derivative · entry 1

Smith W Bradford · CIK 0001317678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2033-06-29

F1 · derivative.exercise_date: This option vests and becomes exercisable on June 30, 2024, subject to the Non-Employee Director's continued service on the Board as a Non-Employee Director through such vesting date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:05 UTC Q32 Bio Inc. FIXX · Entity 5594 GrantRestricted Stock Units · Derivative 36,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-006207 · doc4.xml · derivative · entry 2

Smith W Bradford · CIK 0001317678 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units have no expiration date.

F3 · derivative.exercise_date: The restricted stock units will vest and settle as to one third of the restricted stock units on each of the first three anniversaries of January 1, 2023 so that such RSUs will become fully vested on January 1, 2026.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units have no expiration date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:05 UTC Q32 Bio Inc. FIXX · Entity 5594 GrantEmployee Stock Option (Right to Buy) · Derivative 213,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0000899243-23-006207 · doc4.xml · derivative · entry 1

Smith W Bradford · CIK 0001317678 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,000

Underlying: Common Stock · 213,000 shares

Expires 2033-02-23

F1 · derivative.exercise_date: The option vests in 48 substantially equal monthly installments upon the Reporting Person's completion of each full month of service following January 1, 2023.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:05 UTC Q32 Bio Inc. FIXX · Entity 5594 SaleCommon Stock 3,729 $1.39 $5,187.78
Disclosure

SEC source: 0000899243-23-001576 · doc4.xml · nonDerivative · entry 1

Smith W Bradford · CIK 0001317678 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,219

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 instruction solely with the intent to cover withholding taxes in connection with the settlement of restricted stock units.

F2 · price: The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $1.39 to $1.41. The Reporting Person undertakes to provide upon request the SEC staff, the Issuer, or any shareholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote 2.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:34 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionRestricted Stock Units · Derivative 6,930 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-000626 · doc4.xml · derivative · entry 4

Smith W Bradford · CIK 0001317678 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,070

Underlying: Common Stock · 6,930 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs have vested and settled or will vest and settle, as applicable, as to approximately one third of the RSUs on each of the first three anniversaries of January 1, 2022 so that such RSUs will become fully vested on January 1, 2025. The RSUs do not have an expiration date.

F3 · derivative.expiration_date: The RSUs have vested and settled or will vest and settle, as applicable, as to approximately one third of the RSUs on each of the first three anniversaries of January 1, 2022 so that such RSUs will become fully vested on January 1, 2025. The RSUs do not have an expiration date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:34 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionRestricted Stock Units · Derivative 6,600 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-000626 · doc4.xml · derivative · entry 3

Smith W Bradford · CIK 0001317678 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Underlying: Common Stock · 6,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The RSUs have vested and settled or will vest and settle, as applicable, as to approximately one third of the RSUs on each of the first three anniversaries of January 1, 2021 so that such RSUs will become fully vested on January 1, 2024. The RSUs do not have an expiration date.

F2 · derivative.expiration_date: The RSUs have vested and settled or will vest and settle, as applicable, as to approximately one third of the RSUs on each of the first three anniversaries of January 1, 2021 so that such RSUs will become fully vested on January 1, 2024. The RSUs do not have an expiration date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:34 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionCommon Stock 6,930 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-000626 · doc4.xml · nonDerivative · entry 2

Smith W Bradford · CIK 0001317678 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:34 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionCommon Stock 6,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-000626 · doc4.xml · nonDerivative · entry 1

Smith W Bradford · CIK 0001317678 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:06 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 GrantStock Option · Derivative 7,250 $0.00 Strike: $5.09 $0.00
Disclosure

SEC source: 0000899243-22-023339 · doc4.xml · derivative · entry 1

Smith W Bradford · CIK 0001317678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,250

Underlying: Common Stock · 7,250 shares

Expires 2032-06-15

F1 · derivative.exercise_date: This option vests and becomes exercisable on the earlier of (i) June 16, 2023 (the one-year anniversary of the date of grant) and (ii) the day immediately prior to the date of the Issuer's next annual meeting of stockholders occurring after the date of grant, in either case subject to the Non-Employee Director's continued service on the Board as a Non-Employee Director through such vesting date.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:06 UTC Q32 Bio Inc. FIXX · Entity 5594 GrantRestricted Stock Units · Derivative 21,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008064 · doc4.xml · derivative · entry 2

Smith W Bradford · CIK 0001317678 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 21,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units have no expiration date.

F3 · derivative.exercise_date: The restricted stock units will vest and settle as to one third of the restricted stock units on each of the first three anniversaries of January 1, 2022 so that such RSUs will become fully vested on January 1, 2025.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units have no expiration date.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:06 UTC Q32 Bio Inc. FIXX · Entity 5594 GrantEmployee Stock Option (Right to Buy) · Derivative 126,000 $0.00 Strike: $2.71 $0.00
Disclosure

SEC source: 0000899243-22-008064 · doc4.xml · derivative · entry 1

Smith W Bradford · CIK 0001317678 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,000

Underlying: Common Stock · 126,000 shares

Expires 2032-02-24

F1 · derivative.exercise_date: The option vests in 48 substantially equal monthly installments on the first day of each calendar month following January 1, 2022.

Read SEC document
January 05, 2022 Filed Jan 12, 2022 21:05 UTC Q32 Bio Inc. FIXX · Entity 5594 SaleCommon Stock 2,182 $3.78 $8,248.40
Disclosure

SEC source: 0000899243-22-001749 · doc4.xml · nonDerivative · entry 2

Smith W Bradford · CIK 0001317678 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,418

F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 instruction solely with the intent to cover withholding taxes in connection with the settlement of RSUs.

F3 · price: The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $3.78 to $3.80. The Reporting Person undertakes to provide upon request the SEC staff, the Issuer, or any shareholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote 3.

Read SEC document
January 01, 2022 Filed Jan 12, 2022 21:05 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionRestricted Stock Units · Derivative 6,600 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-001749 · doc4.xml · derivative · entry 3

Smith W Bradford · CIK 0001317678 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,400

Underlying: Common Stock · 6,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The RSUs have vested and settled or will vest and settle, as applicable, as to one third of the restricted stock units on each of the first three anniversaries of January 1, 2021 so that such RSUs will become fully vested on January 1, 2024. The RSUs do not have an expiration date.

F4 · derivative.expiration_date: The RSUs have vested and settled or will vest and settle, as applicable, as to one third of the restricted stock units on each of the first three anniversaries of January 1, 2021 so that such RSUs will become fully vested on January 1, 2024. The RSUs do not have an expiration date.

Read SEC document
January 01, 2022 Filed Jan 12, 2022 21:05 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionCommon Stock 6,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-001749 · doc4.xml · nonDerivative · entry 1

Smith W Bradford · CIK 0001317678 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

Read SEC document
May 26, 2021 Filed May 28, 2021 22:23 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 GrantStock Option · Derivative 7,250 $0.00 Strike: $7.24 $0.00
Disclosure

SEC source: 0000899243-21-021185 · doc4.xml · derivative · entry 1

Smith W Bradford · CIK 0001317678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,250

Underlying: Common Stock · 7,250 shares

Expires 2031-05-25

F1 · derivative.exercise_date: This option vests and becomes exercisable on the earlier of (i) May 26, 2022 (the one-year anniversary of the date of grant) and (ii) the day immediately prior to the date of the Issuer's next annual meeting of stockholders occurring after the date of grant, in either case subject to the Non-Employee Director's continued service on the Board as a Non-Employee Director through such vesting date.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:22 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,500 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0000899243-21-005458 · doc4.xml · derivative · entry 5

Smith W Bradford · CIK 0001317678 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,904

Underlying: Common Stock · 13,500 shares

Expires 2027-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested and became exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in equal monthly installments over a three year period thereafter. The vesting commencement date for this option was April 3, 2017.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:22 UTC Q32 Bio Inc. FIXX · Entity 5594 SaleCommon Stock 13,500 $14.25 $192,424.95
Disclosure

SEC source: 0000899243-21-005458 · doc4.xml · nonDerivative · entry 2

Smith W Bradford · CIK 0001317678 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.00 to $14.60. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:22 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionCommon Stock 13,500 $0.64 $8,640.00
Disclosure

SEC source: 0000899243-21-005458 · doc4.xml · nonDerivative · entry 1

Smith W Bradford · CIK 0001317678 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:22 UTC Q32 Bio Inc. FIXX · Entity 5594 GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-005458 · doc4.xml · derivative · entry 4

Smith W Bradford · CIK 0001317678 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: The restricted stock units will vest and settle as to one third of the restricted stock units on each of the first three anniversaries of January 1, 2021 so that such RSUs will become fully vested on January 1, 2024.

F5 · derivative.expiration_date: The restricted stock units will vest and settle as to one third of the restricted stock units on each of the first three anniversaries of January 1, 2021 so that such RSUs will become fully vested on January 1, 2024.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:22 UTC Q32 Bio Inc. FIXX · Entity 5594 GrantEmployee Stock Option (Right to Buy) · Derivative 122,000 $0.00 Strike: $13.78 $0.00
Disclosure

SEC source: 0000899243-21-005458 · doc4.xml · derivative · entry 3

Smith W Bradford · CIK 0001317678 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,000

Underlying: Common Stock · 122,000 shares

Expires 2031-02-05

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments on the first day of each calendar month following January 1, 2021.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:06 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionEmployee Stock Option · Derivative 12,000 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0000899243-20-003248 · doc4.xml · derivative · entry 3

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,404

Underlying: Common Stock · 12,000 shares

Expires 2027-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in equal monthly installments over a three year period thereafter. The vesting commencement date for this option was April 3, 2017.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:06 UTC Q32 Bio Inc. FIXX · Entity 5594 SaleCommon Stock 12,000 $16.16 $193,866.00
Disclosure

SEC source: 0000899243-20-003248 · doc4.xml · nonDerivative · entry 2

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.0300 to $16.3400. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:06 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionCommon Stock 12,000 $0.63 $7,579.20
Disclosure

SEC source: 0000899243-20-003248 · doc4.xml · nonDerivative · entry 1

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 22:32 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionEmployee Stock Option · Derivative 6,000 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0000899243-20-000313 · doc4.xml · derivative · entry 3

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,404

Underlying: Common Stock · 6,000 shares

Expires 2027-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in equal monthly installments over a three year period thereafter. The vesting commencement date for this option was April 3, 2017.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 22:32 UTC Q32 Bio Inc. FIXX · Entity 5594 SaleCommon Stock 6,000 $20.50 $122,984.40
Disclosure

SEC source: 0000899243-20-000313 · doc4.xml · nonDerivative · entry 2

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $20.4200 to $20.6500. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 22:32 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionCommon Stock 6,000 $0.63 $3,789.60
Disclosure

SEC source: 0000899243-20-000313 · doc4.xml · nonDerivative · entry 1

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:05 UTC Q32 Bio Inc. FIXX · Entity 5594 GrantEmployee Stock Option (Right to Buy) · Derivative 111,000 $0.00 Strike: $19.92 $0.00
Disclosure

SEC source: 0000899243-19-029153 · doc4.xml · derivative · entry 1

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,000

Underlying: Common Stock · 111,000 shares

Expires 2029-12-11

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments on the first day of each calendar month following January 1, 2020.

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December 02, 2019 Filed Dec 3, 2019 21:07 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionEmployee Stock Option · Derivative 6,000 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0000899243-19-028395 · doc4.xml · derivative · entry 6

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,404

Underlying: Common Stock · 6,000 shares

Expires 2027-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in equal monthly installments over a three year period thereafter. The vesting commencement date for this option was April 3, 2017.

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December 02, 2019 Filed Dec 3, 2019 21:07 UTC Q32 Bio Inc. FIXX · Entity 5594 SaleCommon Stock 6,000 $16.21 $97,266.00
Disclosure

SEC source: 0000899243-19-028395 · doc4.xml · nonDerivative · entry 4

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.03 to $16.35. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:07 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionCommon Stock 6,000 $0.64 $3,840.00
Disclosure

SEC source: 0000899243-19-028395 · doc4.xml · nonDerivative · entry 3

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:07 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionEmployee Stock Option · Derivative 6,000 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0000899243-19-028395 · doc4.xml · derivative · entry 5

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,404

Underlying: Common Stock · 6,000 shares

Expires 2027-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in equal monthly installments over a three year period thereafter. The vesting commencement date for this option was April 3, 2017.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:07 UTC Q32 Bio Inc. FIXX · Entity 5594 SaleCommon Stock 6,000 $16.00 $96,000.00
Disclosure

SEC source: 0000899243-19-028395 · doc4.xml · nonDerivative · entry 2

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:07 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionCommon Stock 6,000 $0.64 $3,840.00
Disclosure

SEC source: 0000899243-19-028395 · doc4.xml · nonDerivative · entry 1

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:08 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionEmployee Stock Option · Derivative 6,000 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0000899243-19-024658 · doc4.xml · derivative · entry 4

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,404

Underlying: Common Stock · 6,000 shares

Expires 2027-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in equal monthly installments over a three year period thereafter. The vesting commencement date for this option was April 3, 2017.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:08 UTC Q32 Bio Inc. FIXX · Entity 5594 SaleCommon Stock 100 $18.23 $1,823.00
Disclosure

SEC source: 0000899243-19-024658 · doc4.xml · nonDerivative · entry 3

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:08 UTC Q32 Bio Inc. FIXX · Entity 5594 SaleCommon Stock 5,900 $17.38 $102,543.77
Disclosure

SEC source: 0000899243-19-024658 · doc4.xml · nonDerivative · entry 2

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $17.10 to $17.85. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:08 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionCommon Stock 6,000 $0.64 $3,840.00
Disclosure

SEC source: 0000899243-19-024658 · doc4.xml · nonDerivative · entry 1

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:42 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionEmployee Stock Option · Derivative 6,000 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0000899243-19-022841 · doc4.xml · derivative · entry 3

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,404

Underlying: Common Stock · 6,000 shares

Expires 2027-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in equal monthly installments over a three year period thereafter. The vesting commencement date for this option was April 3, 2017.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:42 UTC Q32 Bio Inc. FIXX · Entity 5594 SaleCommon Stock 6,000 $18.74 $112,419.00
Disclosure

SEC source: 0000899243-19-022841 · doc4.xml · nonDerivative · entry 2

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $18.36 to $19.00. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:42 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionCommon Stock 6,000 $0.64 $3,840.00
Disclosure

SEC source: 0000899243-19-022841 · doc4.xml · nonDerivative · entry 1

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:16 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionEmployee Stock Option · Derivative 6,000 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0000899243-19-020992 · doc4.xml · derivative · entry 3

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,404

Underlying: Common Stock · 6,000 shares

Expires 2027-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in equal monthly installments over a three year period thereafter. The vesting commencement date for this option was April 3, 2017.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:16 UTC Q32 Bio Inc. FIXX · Entity 5594 SaleCommon Stock 6,000 $17.37 $104,190.60
Disclosure

SEC source: 0000899243-19-020992 · doc4.xml · nonDerivative · entry 2

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.73 to $17.68. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:16 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionCommon Stock 6,000 $0.64 $3,840.00
Disclosure

SEC source: 0000899243-19-020992 · doc4.xml · nonDerivative · entry 1

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:30 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionEmployee Stock Option · Derivative 6,000 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0000899243-19-019175 · doc4.xml · derivative · entry 3

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,404

Underlying: Common Stock · 6,000 shares

Expires 2027-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in equal monthly installments over a three year period thereafter. The vesting commencement date for this option was April 3, 2017.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:30 UTC Q32 Bio Inc. FIXX · Entity 5594 SaleCommon Stock 6,000 $19.00 $113,971.20
Disclosure

SEC source: 0000899243-19-019175 · doc4.xml · nonDerivative · entry 2

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $18.53 to $19.48. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:30 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionCommon Stock 6,000 $0.64 $3,840.00
Disclosure

SEC source: 0000899243-19-019175 · doc4.xml · nonDerivative · entry 1

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:16 UTC Q32 Bio Inc. FIXX · Entity 5594 Exercise / conversionEmployee Stock Option · Derivative 6,000 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0000899243-19-015653 · doc4.xml · derivative · entry 3

Smith W Bradford · CIK 0001317678 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,404

Underlying: Common Stock · 6,000 shares

Expires 2027-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in equal monthly installments over a three year period thereafter. The vesting commencement date for this option was April 3, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.