person · Reporting owner

SPENCE WILLIAM H

Disclosed activity across 3 companies

Tapewire entity: 46700
SEC CIK: 0001181274

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
PINNACLE WEST CAPITAL CORPPNW · Entity 3465	Director	May 14, 2026	May 18, 2026
PPL CorpPPL · Entity 346	Director	January 21, 2021	February 22, 2021
WILLIAMS COMPANIES, INC.WMB · Entity 175	Director	April 28, 2026	April 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PINNACLE WEST CAPITAL CORP

Report date May 14, 2026 · Filed May 18, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	6,291	Reported balance After 2026-05-14 transaction · row 1 1 source row Row 1 · 2026-05-14 · Grant · Acquired 1,665 · Balance 6,291

PPL Corp

Report date January 21, 2021 · Filed February 22, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	124,357.25	Last balance in matching sequence After 2021-02-18 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2021-02-18 · Exercise / conversion · Acquired 156,886 · Balance 187,863.25 F1: Total includes the reinvestment of dividends. Row 2 · 2021-02-18 · Tax withholding · Disposed 63,506 · Balance 124,357.25 F2: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). F1: Total includes the reinvestment of dividends.
Performance Stock Unit (SIP)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2021-01-21 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-01-21 · Other · Disposed 78,442.702 · Balance 0 F3: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2018 will be paid out at 0%. F1: Total includes the reinvestment of dividends. F4: No conversion or exercise price or exercise or expiration date applies. F5: As of 02/22/2021, total performance units beneficially owned is 219,115.021. This total includes the 01/24/2019 grants of 77,684.123 and 77,684.123 performance units and the 01/23/2020 grant of 63,746.755 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units. Mr. Spence forfeited 61,869.811 performance units in connection with his retirement pursuant to the terms of the Stock Incentive Plan.
Performance Stock Unit (SIP)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2021-02-18 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2021-02-18 · Exercise / conversion · Disposed 156,886 · Balance 0 F1: Total includes the reinvestment of dividends. F6: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021. F5: As of 02/22/2021, total performance units beneficially owned is 219,115.021. This total includes the 01/24/2019 grants of 77,684.123 and 77,684.123 performance units and the 01/23/2020 grant of 63,746.755 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units. Mr. Spence forfeited 61,869.811 performance units in connection with his retirement pursuant to the terms of the Stock Incentive Plan.
Common StockSEC Table I · non-derivative	IndirectHeld in trust pursuant to the Employee Stock Ownership Plan.	153.679	Reported balance Holding disclosure · report date 2021-01-21 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 153.679 F1: Total includes the reinvestment of dividends.
Common StockSEC Table I · non-derivative	IndirectHeld in trust for benefit of Mr. Spence's wife.	12,824	Reported balance Holding disclosure · report date 2021-01-21 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 12,824

Filing footnotes · ownership attribution and instrument terms

F1: Total includes the reinvestment of dividends.

F2: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

F3: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2018 will be paid out at 0%.

F4: No conversion or exercise price or exercise or expiration date applies.

F5: As of 02/22/2021, total performance units beneficially owned is 219,115.021. This total includes the 01/24/2019 grants of 77,684.123 and 77,684.123 performance units and the 01/23/2020 grant of 63,746.755 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units. Mr. Spence forfeited 61,869.811 performance units in connection with his retirement pursuant to the terms of the Stock Incentive Plan.

F6: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

WILLIAMS COMPANIES, INC.

Report date April 28, 2026 · Filed April 30, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	79,051	Reported balance After 2026-04-28 transaction · row 1 1 source row Row 1 · 2026-04-28 · Grant · Acquired 5,086 · Balance 79,051 F1: Includes 2,738 stock units for 2026 annual grant and 2,348 dividend equivalents on stock units, which are exempt from Section 16 pursuant to Rule 16a-11.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 2,738 stock units for 2026 annual grant and 2,348 dividend equivalents on stock units, which are exempt from Section 16 pursuant to Rule 16a-11.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 04, 2019 Filed Dec 5, 2019 18:33 UTC	PPL Corp PPL · Entity 346	Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative	388,968	$0.00 Strike: $26.59	$0.00	Disclosure SEC source: 0001209191-19-059239 · doc4.xml · derivative · entry 5 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 388,968 shares Expires 2023-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 388,968 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F3 · derivative.exercise_date: Represents the exercise of 388,968 stock options from a total grant of 776,968 stock options that vested in three equal annual installments beginning on January 24, 2014. Read SEC document
December 04, 2019 Filed Dec 5, 2019 18:33 UTC	PPL Corp PPL · Entity 346	SaleCommon Stock	388,968	$34.50	$13,419,396.00	Disclosure SEC source: 0001209191-19-059239 · doc4.xml · nonDerivative · entry 2 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,727.801 F1 · kind: This Form 4 report reflects the exercise of 388,968 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document
December 04, 2019 Filed Dec 5, 2019 18:33 UTC	PPL Corp PPL · Entity 346	Exercise / conversionCommon Stock	388,968	$26.59	$10,342,659.12	Disclosure SEC source: 0001209191-19-059239 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,695.801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 388,968 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document
November 01, 2019 Filed Nov 4, 2019 18:30 UTC	PPL Corp PPL · Entity 346	Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative	253,009	$0.00 Strike: $26.59	$0.00	Disclosure SEC source: 0001209191-19-054824 · doc4.xml · derivative · entry 8 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,968 Underlying: Common Stock · 253,009 shares Expires 2023-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 388,000 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F6 · derivative.exercise_date: Represents the exercise of 388,000 stock options from a total grant of 776,968 stock options that vested in three equal annual installments beginning on January 24, 2014. Read SEC document
November 01, 2019 Filed Nov 4, 2019 18:30 UTC	PPL Corp PPL · Entity 346	SaleCommon Stock	253,009	$33.51	$8,477,319.55	Disclosure SEC source: 0001209191-19-054824 · doc4.xml · nonDerivative · entry 4 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,727.801 F1 · kind: This Form 4 report reflects the exercise of 388,000 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F3 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. F5 · price: Represents the weighted average sale price for price increments ranging from $33.500 to $33.545. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document
November 01, 2019 Filed Nov 4, 2019 18:30 UTC	PPL Corp PPL · Entity 346	Exercise / conversionCommon Stock	253,009	$26.59	$6,727,509.31	Disclosure SEC source: 0001209191-19-054824 · doc4.xml · nonDerivative · entry 3 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,736.801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 388,000 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document
October 31, 2019 Filed Nov 4, 2019 18:30 UTC	PPL Corp PPL · Entity 346	Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative	134,991	$0.00 Strike: $26.59	$0.00	Disclosure SEC source: 0001209191-19-054824 · doc4.xml · derivative · entry 7 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,977 Underlying: Common Stock · 134,991 shares Expires 2023-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 388,000 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F6 · derivative.exercise_date: Represents the exercise of 388,000 stock options from a total grant of 776,968 stock options that vested in three equal annual installments beginning on January 24, 2014. Read SEC document
October 31, 2019 Filed Nov 4, 2019 18:30 UTC	PPL Corp PPL · Entity 346	SaleCommon Stock	134,991	$33.50	$4,522,198.50	Disclosure SEC source: 0001209191-19-054824 · doc4.xml · nonDerivative · entry 2 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,727.801 F1 · kind: This Form 4 report reflects the exercise of 388,000 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F3 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. F4 · price: Represents the weighted average sale price for price increments ranging from $33.500 to $33.510. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document
October 31, 2019 Filed Nov 4, 2019 18:30 UTC	PPL Corp PPL · Entity 346	Exercise / conversionCommon Stock	134,991	$26.59	$3,589,410.69	Disclosure SEC source: 0001209191-19-054824 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,718.801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 388,000 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document
October 22, 2019 Filed Oct 23, 2019 16:16 UTC	PPL Corp PPL · Entity 346	Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative	215,020	$0.00 Strike: $25.41	$0.00	Disclosure SEC source: 0001209191-19-053818 · doc4.xml · derivative · entry 5 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 215,020 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 215,020 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F3 · derivative.exercise_date: Represents the exercise of 215,020 stock options from a total grant of 430,041 options that vested in three equal annual installments beginning on January 26, 2013. Read SEC document
October 22, 2019 Filed Oct 23, 2019 16:16 UTC	PPL Corp PPL · Entity 346	SaleCommon Stock	215,020	$33.00	$7,095,660.00	Disclosure SEC source: 0001209191-19-053818 · doc4.xml · nonDerivative · entry 2 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,727.801 F1 · kind: This Form 4 report reflects the exercise of 215,020 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document
October 22, 2019 Filed Oct 23, 2019 16:16 UTC	PPL Corp PPL · Entity 346	Exercise / conversionCommon Stock	215,020	$25.41	$5,463,658.20	Disclosure SEC source: 0001209191-19-053818 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,747.801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 215,020 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document
May 09, 2019 Filed May 13, 2019 17:42 UTC	WILLIAMS COMPANIES, INC. WMB · Entity 175	GrantCommon Stock	6,120	$0.00	$0.00	Disclosure SEC source: 0001209191-19-029219 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,302 Read SEC document
March 05, 2019 Filed Mar 7, 2019 15:30 UTC	PPL Corp PPL · Entity 346	Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative	215,021	$0.00 Strike: $25.41	$0.00	Disclosure SEC source: 0001209191-19-017609 · doc4.xml · derivative · entry 9 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,020 Underlying: Common Stock · 215,021 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This Form 4 report reflects the exercise of 215,021 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F5 · derivative.exercise_date: Represents the exercise of 215,021 stock options from a total grant of 430,041 options that vested in three equal annual installments beginning January 26, 2013. Read SEC document
March 05, 2019 Filed Mar 7, 2019 15:30 UTC	PPL Corp PPL · Entity 346	Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative	10,344	$0.00 Strike: $25.24	$0.00	Disclosure SEC source: 0001209191-19-017609 · doc4.xml · derivative · entry 8 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,344 shares Expires 2021-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 10,344 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F4 · derivative.exercise_date: Represents the exercise of 10,344 stock options that vested in three equal annual installments beginning July 22, 2012. Read SEC document
March 05, 2019 Filed Mar 7, 2019 15:30 UTC	PPL Corp PPL · Entity 346	SaleCommon Stock	215,021	$32.50	$6,988,182.50	Disclosure SEC source: 0001209191-19-017609 · doc4.xml · nonDerivative · entry 4 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,205.125 F3 · kind: This Form 4 report reflects the exercise of 215,021 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document
March 05, 2019 Filed Mar 7, 2019 15:30 UTC	PPL Corp PPL · Entity 346	Exercise / conversionCommon Stock	215,021	$25.41	$5,463,683.61	Disclosure SEC source: 0001209191-19-017609 · doc4.xml · nonDerivative · entry 3 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,226.125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This Form 4 report reflects the exercise of 215,021 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document
March 05, 2019 Filed Mar 7, 2019 15:30 UTC	PPL Corp PPL · Entity 346	SaleCommon Stock	10,344	$32.50	$336,180.00	Disclosure SEC source: 0001209191-19-017609 · doc4.xml · nonDerivative · entry 2 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,205.125 F1 · kind: This Form 4 report reflects the exercise of 10,344 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document
March 05, 2019 Filed Mar 7, 2019 15:30 UTC	PPL Corp PPL · Entity 346	Exercise / conversionCommon Stock	10,344	$25.24	$261,082.56	Disclosure SEC source: 0001209191-19-017609 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,549.125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 10,344 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018. F2 · balance_after: Total includes the reinvestment of dividends. Read SEC document
January 24, 2019 Filed Jan 25, 2019 18:58 UTC	PPL Corp PPL · Entity 346	OtherPerformance Stock Unit (SIP) · Derivative	105,724.118	$0.00	$0.00	Disclosure SEC source: 0001209191-19-005291 · doc4.xml · derivative · entry 4 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 105,724.118 shares Expires not disclosed F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. F8 · kind: Represents 0% payout of performance units granted in 2016 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period. F9 · shares: Total includes the reinvestment of dividends. F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. F9 · derivative.underlying_shares: Total includes the reinvestment of dividends. F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 412,219.33. This total includes the 01/26/2017 grants of 100,327.261 and 33,443.159 performance units, and the 01/25/2018 grants of 69,950.455 and 69,950.455 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 69,274 and 69,274 performance units. Read SEC document
January 24, 2019 Filed Jan 25, 2019 18:58 UTC	PPL Corp PPL · Entity 346	GrantPerformance Stock Unit (SIP) · Derivative	69,274	$0.00	$0.00	Disclosure SEC source: 0001209191-19-005291 · doc4.xml · derivative · entry 3 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,274 Underlying: Common Stock · 69,274 shares Expires not disclosed F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022. F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022. F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022. F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 412,219.33. This total includes the 01/26/2017 grants of 100,327.261 and 33,443.159 performance units, and the 01/25/2018 grants of 69,950.455 and 69,950.455 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 69,274 and 69,274 performance units. Read SEC document
January 24, 2019 Filed Jan 25, 2019 18:58 UTC	PPL Corp PPL · Entity 346	GrantPerformance Stock Unit (SIP) · Derivative	69,274	$0.00	$0.00	Disclosure SEC source: 0001209191-19-005291 · doc4.xml · derivative · entry 2 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,274 Underlying: Common Stock · 69,274 shares Expires not disclosed F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022. F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022. F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022. F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 412,219.33. This total includes the 01/26/2017 grants of 100,327.261 and 33,443.159 performance units, and the 01/25/2018 grants of 69,950.455 and 69,950.455 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 69,274 and 69,274 performance units. Read SEC document
January 24, 2019 Filed Jan 25, 2019 18:58 UTC	PPL Corp PPL · Entity 346	GrantStock Unit (SIP) · Derivative	34,637	$0.00	$0.00	Disclosure SEC source: 0001209191-19-005291 · doc4.xml · derivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,637 Underlying: Common Stock · 34,637 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F2 · derivative.exercise_date: The units will vest on 01/24/2022. F2 · derivative.expiration_date: The units will vest on 01/24/2022. F3 · balance_after: As of 01/25/2019, total restricted stock units beneficially owned is 196,071.796. This total includes the 01/26/2017 grant of 33,443.159 restricted stock units, the 02/17/2017 grant of 93,016.41 restricted stock units, and the 01/25/2018 grant of 34,975.227 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/24/2019 grant of 34,637 restricted stock units. Read SEC document
January 22, 2019 Filed Jan 24, 2019 19:03 UTC	PPL Corp PPL · Entity 346	Exercise / conversionStock Unit (SIP) · Derivative	99,803.881	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-19-005103 · doc4.xml · derivative · entry 6 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 99,803.881 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes the reinvestment of dividends. F4 · derivative.exercise_date: The shares were delivered on January 22, 2019. F4 · derivative.expiration_date: The shares were delivered on January 22, 2019. F1 · derivative.underlying_shares: Total includes the reinvestment of dividends. Read SEC document
January 22, 2019 Filed Jan 24, 2019 19:03 UTC	PPL Corp PPL · Entity 346	Tax withholdingCommon Stock	38,744	$30.07	$1,165,032.08	Disclosure SEC source: 0001209191-19-005103 · doc4.xml · nonDerivative · entry 2 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,205.125 F2 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document
January 22, 2019 Filed Jan 24, 2019 19:03 UTC	PPL Corp PPL · Entity 346	Exercise / conversionCommon Stock	99,803.881	$30.07	$3,001,102.70	Disclosure SEC source: 0001209191-19-005103 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,949.125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document
May 10, 2018 Filed May 11, 2018 19:40 UTC	WILLIAMS COMPANIES, INC. WMB · Entity 175	GrantCommon Stock	6,182	$0.00	$0.00	Disclosure SEC source: 0001209191-18-029495 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,182 Read SEC document
January 26, 2018 Filed Jan 29, 2018 20:38 UTC	PPL Corp PPL · Entity 346	Exercise / conversionPerformance Stock Unit (SIP) · Derivative	26,174	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-005814 · doc4.xml · derivative · entry 9 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,174 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes the reinvestment of dividends. F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (25%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2017. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/25/2018 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/26/2018. F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (25%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2017. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/25/2018 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/26/2018. F1 · derivative.underlying_shares: Total includes the reinvestment of dividends. F7 · balance_after: As of 01/29/2018, total performance units beneficially owned is 358,381.28. This total includes the 01/21/2016 grant of 99,868.211 performance units, and the 01/26/2017 grants of 94,770.279 and 31,590.79 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 66,076 and 66,076 performance units. Read SEC document
January 26, 2018 Filed Jan 29, 2018 20:38 UTC	PPL Corp PPL · Entity 346	Tax withholdingCommon Stock	11,454	$32.27	$369,620.58	Disclosure SEC source: 0001209191-18-005814 · doc4.xml · nonDerivative · entry 2 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,175.379 F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document
January 26, 2018 Filed Jan 29, 2018 20:38 UTC	PPL Corp PPL · Entity 346	Exercise / conversionCommon Stock	26,174	$32.27	$844,634.98	Disclosure SEC source: 0001209191-18-005814 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,629.379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document
January 25, 2018 Filed Jan 29, 2018 20:38 UTC	PPL Corp PPL · Entity 346	GrantPerformance Stock Unit (SIP) · Derivative	66,076	$0.00	$0.00	Disclosure SEC source: 0001209191-18-005814 · doc4.xml · derivative · entry 8 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,076 Underlying: Common Stock · 66,076 shares Expires not disclosed F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021. F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021. F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021. F7 · balance_after: As of 01/29/2018, total performance units beneficially owned is 358,381.28. This total includes the 01/21/2016 grant of 99,868.211 performance units, and the 01/26/2017 grants of 94,770.279 and 31,590.79 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 66,076 and 66,076 performance units. Read SEC document
January 25, 2018 Filed Jan 29, 2018 20:38 UTC	PPL Corp PPL · Entity 346	GrantPerformance Stock Unit (SIP) · Derivative	66,076	$0.00	$0.00	Disclosure SEC source: 0001209191-18-005814 · doc4.xml · derivative · entry 7 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,076 Underlying: Common Stock · 66,076 shares Expires not disclosed F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021. F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021. F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021. F7 · balance_after: As of 01/29/2018, total performance units beneficially owned is 358,381.28. This total includes the 01/21/2016 grant of 99,868.211 performance units, and the 01/26/2017 grants of 94,770.279 and 31,590.79 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 66,076 and 66,076 performance units. Read SEC document
January 25, 2018 Filed Jan 29, 2018 20:38 UTC	PPL Corp PPL · Entity 346	GrantStock Unit (SIP) · Derivative	33,038	$0.00	$0.00	Disclosure SEC source: 0001209191-18-005814 · doc4.xml · derivative · entry 6 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,038 Underlying: Common Stock · 33,038 shares Expires not disclosed F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F4 · derivative.exercise_date: The units will vest on 01/25/2021. F4 · derivative.expiration_date: The units will vest on 01/25/2021. F5 · balance_after: As of 01/29/2018, total restricted stock units beneficially owned is 246,769.043. This total includes the 01/21/2016 grant of 94,275.888 restricted stock units, the 01/26/2017 grant of 31,590.79 restricted stock units, and the 02/17/2017 grant of 87,864.365 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/25/2018 grant of 33,038 restricted stock units. Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:39 UTC	PPL Corp PPL · Entity 346	Exercise / conversionStock Unit (SIP) · Derivative	103,922.39	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-005078 · doc4.xml · derivative · entry 6 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 103,922.39 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes the reinvestment of dividends. F4 · derivative.exercise_date: The units vested on January 22, 2018. F4 · derivative.expiration_date: The units vested on January 22, 2018. F1 · derivative.underlying_shares: Total includes the reinvestment of dividends. Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:39 UTC	PPL Corp PPL · Entity 346	Tax withholdingCommon Stock	40,760	$31.49	$1,283,532.40	Disclosure SEC source: 0001209191-18-005078 · doc4.xml · nonDerivative · entry 2 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,455.379 F2 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document
January 22, 2018 Filed Jan 24, 2018 20:39 UTC	PPL Corp PPL · Entity 346	Exercise / conversionCommon Stock	103,922.39	$31.49	$3,272,516.06	Disclosure SEC source: 0001209191-18-005078 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,215.379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document
June 26, 2017 Filed Jun 29, 2017 20:02 UTC	WILLIAMS COMPANIES, INC. WMB · Entity 175	OtherRestricted Stock Units · Derivative	57	$0.00	$0.00	Disclosure SEC source: 0001209191-17-042270 · doc4.xml · derivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,575 Underlying: Common Stock · 57 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · kind: Represents additional restricted stock units acquired from dividend reinvestment on restricted stock units. F3 · derivative.exercise_date: Reporting Person elected that the restricted stock units will be paid out in common stock at retirement. F3 · derivative.expiration_date: Reporting Person elected that the restricted stock units will be paid out in common stock at retirement. F4 · balance_after: Represents the initial award of restricted stock units plus all accrued and reinvested dividends since the date of the grant. Read SEC document
May 18, 2017 Filed May 19, 2017 18:45 UTC	WILLIAMS COMPANIES, INC. WMB · Entity 175	GrantRestricted Stock Units · Derivative	5,518	$0.00	$0.00	Disclosure SEC source: 0001209191-17-033885 · doc4.xml · derivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,518 Underlying: Common Stock · 5,518 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Reporting Person elected that the Restricted Stock Units will be paid out in common stock at retirement. F2 · derivative.expiration_date: Reporting Person elected that the Restricted Stock Units will be paid out in common stock at retirement. Read SEC document
February 28, 2017 Filed Mar 2, 2017 19:12 UTC	PPL Corp PPL · Entity 346	SaleCommon Stock	40,123	$36.94	$1,482,143.62	Disclosure SEC source: 0001209191-17-016400 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,456.906 F1 · kind: Represents the sale of 40,123 shares of common stock pursuant to a 10b5-1 plan, dated April 29, 2016. F2 · price: Represents the weighted average sales price for price increments ranging from $36.840 to $37.005. F3 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. F4 · balance_after: Total includes the reinvestment of dividends. Read SEC document
February 17, 2017 Filed Feb 22, 2017 18:17 UTC	PPL Corp PPL · Entity 346	GrantStock Unit (SIP) · Derivative	84,074	$0.00	$0.00	Disclosure SEC source: 0001209191-17-013081 · doc4.xml · derivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,074 Underlying: Common Stock · 84,074 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F2 · derivative.exercise_date: The units will vest on 02/17/2020. F2 · derivative.expiration_date: The units will vest on 02/17/2020. F3 · balance_after: As of 02/22/2017, total restricted stock units beneficially owned is 303,950.239. This total includes the 01/22/2015 grant of 99,439.301 restricted stock units, 01/21/2016 grant of 90,208.938 restricted stock units and the 01/26/2017 grant of 30,228 restricted stock units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 02/17/2017 grant of 84,074 restricted stock units. Read SEC document
January 27, 2017 Filed Jan 30, 2017 20:43 UTC	PPL Corp PPL · Entity 346	Exercise / conversionPerformance Stock Unit (SIP) · Derivative	74,886	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-006098 · doc4.xml · derivative · entry 8 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,886 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes the reinvestment of dividends. F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (62%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2016. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/26/2017 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/27/2017. F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (62%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2016. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/26/2017 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/27/2017. F1 · derivative.underlying_shares: Total includes the reinvestment of dividends. F7 · balance_after: As of 01/30/2017, total performance units beneficially owned is 316,649.423. This total includes the 01/22/2015 grant of 100,179.409 performance units and the 01/21/2016 grant of 95,560.014 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 90,682 and 30,228 performance units. Read SEC document
January 27, 2017 Filed Jan 30, 2017 20:43 UTC	PPL Corp PPL · Entity 346	Tax withholdingCommon Stock	34,763	$34.41	$1,196,194.83	Disclosure SEC source: 0001209191-17-006098 · doc4.xml · nonDerivative · entry 2 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,579.906 F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document
January 27, 2017 Filed Jan 30, 2017 20:43 UTC	PPL Corp PPL · Entity 346	Exercise / conversionCommon Stock	74,886	$34.41	$2,576,827.26	Disclosure SEC source: 0001209191-17-006098 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,342.906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document
January 26, 2017 Filed Jan 30, 2017 20:43 UTC	PPL Corp PPL · Entity 346	GrantPerformance Stock Unit (SIP) · Derivative	30,228	$0.00	$0.00	Disclosure SEC source: 0001209191-17-006098 · doc4.xml · derivative · entry 7 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,228 Underlying: Common Stock · 30,228 shares Expires not disclosed F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F7 · balance_after: As of 01/30/2017, total performance units beneficially owned is 316,649.423. This total includes the 01/22/2015 grant of 100,179.409 performance units and the 01/21/2016 grant of 95,560.014 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 90,682 and 30,228 performance units. Read SEC document
January 26, 2017 Filed Jan 30, 2017 20:43 UTC	PPL Corp PPL · Entity 346	GrantPerformance Stock Unit (SIP) · Derivative	90,682	$0.00	$0.00	Disclosure SEC source: 0001209191-17-006098 · doc4.xml · derivative · entry 6 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,682 Underlying: Common Stock · 90,682 shares Expires not disclosed F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F7 · balance_after: As of 01/30/2017, total performance units beneficially owned is 316,649.423. This total includes the 01/22/2015 grant of 100,179.409 performance units and the 01/21/2016 grant of 95,560.014 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 90,682 and 30,228 performance units. Read SEC document
January 26, 2017 Filed Jan 30, 2017 20:43 UTC	PPL Corp PPL · Entity 346	GrantStock Unit (SIP) · Derivative	30,228	$0.00	$0.00	Disclosure SEC source: 0001209191-17-006098 · doc4.xml · derivative · entry 5 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,228 Underlying: Common Stock · 30,228 shares Expires not disclosed F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F4 · derivative.exercise_date: The units will vest on 01/26/2020. F4 · derivative.expiration_date: The units will vest on 01/26/2020. F5 · balance_after: As of 01/30/2017, total restricted stock units beneficially owned is 219,876.239. This total includes the 01/22/2015 grant of 99,439.301 restricted stock units and the 01/21/2016 grant of 90,208.938 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/26/2017 grant of 30,228 restricted stock units. Read SEC document
January 24, 2017 Filed Jan 25, 2017 19:59 UTC	PPL Corp PPL · Entity 346	SaleCommon Stock	67,533	$34.57	$2,334,548.28	Disclosure SEC source: 0001209191-17-005495 · doc4.xml · nonDerivative · entry 3 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,456.906 F3 · kind: Represents the sale of 67,533 shares of common stock pursuant to a 10b5-1 plan, dated April 29, 2016. F4 · price: Represents the weighted average sales price for price increments ranging from $34.270 to $34.660. F5 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:59 UTC	PPL Corp PPL · Entity 346	Exercise / conversionStock Unit (SIP) · Derivative	118,194.848	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-005495 · doc4.xml · derivative · entry 6 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 118,194.848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes the reinvestment of dividends. F6 · derivative.exercise_date: The units vested on January 23, 2017. F6 · derivative.expiration_date: The units vested on January 23, 2017. F1 · derivative.underlying_shares: Total includes the reinvestment of dividends. Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:59 UTC	PPL Corp PPL · Entity 346	Tax withholdingCommon Stock	50,661	$34.36	$1,740,711.96	Disclosure SEC source: 0001209191-17-005495 · doc4.xml · nonDerivative · entry 2 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,989.906 F2 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document
January 23, 2017 Filed Jan 25, 2017 19:59 UTC	PPL Corp PPL · Entity 346	Exercise / conversionCommon Stock	118,194.848	$34.36	$4,061,174.98	Disclosure SEC source: 0001209191-17-005495 · doc4.xml · nonDerivative · entry 1 SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,650.906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total includes the reinvestment of dividends. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.