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person · Reporting owner

SCHULTZ JOHN F

Disclosed activity across 3 companies

Tapewire entity
46640
SEC CIK
0001548933

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COLUMBIA BANKING SYSTEM, INC.COLB · Entity 707DirectorMay 14, 2026May 18, 2026
Hewlett Packard Enterprise CoHPE · Entity 2984EVP, COLODecember 15, 2025December 17, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COLUMBIA BANKING SYSTEM, INC.

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect50,384 Reported balance After 2026-05-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 3,949 · Balance 50,384

F1: Beneficial ownership has been adjusted to correct a prior reporting error, as a disposition of 3,000 shares reported on August 29, 2024 was not reflected in subsequent ownership totals.

Filing footnotes · ownership attribution and instrument terms

F1: Beneficial ownership has been adjusted to correct a prior reporting error, as a disposition of 3,000 shares reported on August 29, 2024 was not reflected in subsequent ownership totals.

Hewlett Packard Enterprise Co

Report date December 15, 2025 · Filed December 17, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect248,091.475 Ending reported balance After 2025-12-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-12-15 · Exercise / conversion · Acquired 4,305 · Balance 252,396.475

Row 2 · 2025-12-15 · Tax withholding · Disposed 4,305 · Balance 248,091.475

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect114,089 Reported balance After 2025-12-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-12-15 · Exercise / conversion · Disposed 4,305 · Balance 114,089

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/09/24, the reporting person was granted 173,085 restricted stock units ("RSUs"), 57,695 of which vested on 12/09/25, and 55,542 of which will vest on 12/09/26 and 55,543 of which will vest on 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/09/24, the reporting person was granted 173,085 restricted stock units ("RSUs"), 57,695 of which vested on 12/09/25, and 55,542 of which will vest on 12/09/26 and 55,543 of which will vest on 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

UMPQUA HOLDINGS CORP

Report date February 28, 2023 · Filed March 01, 2023

Section 16 reporting ended · disclosed 2023-03-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-02-28 transaction · row 1
1 source row

Row 1 · 2023-02-28 · Disposition to issuer · Disposed 48,063 · Balance 0

F1: Disposed of in connection with the Issuer's merger with Columbia Banking System, Inc. and each share of common stock of Issuer converted into the right to receive 0.5958 of a share of common stock of Columbia, having a market value of $17.71 per share of Issuer Common Stock based on the closing price per share of Columbia Common Stock on the last trading day prior to the merger of $29.73 per share. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in connection with the Issuer's merger with Columbia Banking System, Inc. and each share of common stock of Issuer converted into the right to receive 0.5958 of a share of common stock of Columbia, having a market value of $17.71 per share of Issuer Common Stock based on the closing price per share of Columbia Common Stock on the last trading day prior to the merger of $29.73 per share. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 21, 2019 Filed Oct 23, 2019 16:39 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 35,002 $0.00 Strike: $8.92 $0.00
Disclosure

SEC source: 0001179706-19-000129 · edgar.xml · derivative · entry 13

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,002 shares

Expires 2021-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: This option became exercisable beginning on this date.

F10 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

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October 21, 2019 Filed Oct 23, 2019 16:39 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 77,423 $16.04 $1,241,640.39
Disclosure

SEC source: 0001179706-19-000129 · edgar.xml · nonDerivative · entry 8

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,925.8774

F2 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/11/19.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.125. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

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October 21, 2019 Filed Oct 23, 2019 16:39 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 77,423 $14.67 $1,135,795.41
Disclosure

SEC source: 0001179706-19-000129 · edgar.xml · nonDerivative · entry 7

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,348.8774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 16:39 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 123,409 $16.04 $1,979,122.47
Disclosure

SEC source: 0001179706-19-000129 · edgar.xml · nonDerivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,925.8774

F2 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/11/19.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.125. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

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October 21, 2019 Filed Oct 23, 2019 16:39 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 123,409 $8.83 $1,089,701.47
Disclosure

SEC source: 0001179706-19-000129 · edgar.xml · nonDerivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,334.8774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 16:39 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 197,164 $16.04 $3,161,938.78
Disclosure

SEC source: 0001179706-19-000129 · edgar.xml · nonDerivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,925.8774

F2 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/11/19.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.125. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 16:39 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 197,164 $8.62 $1,699,553.68
Disclosure

SEC source: 0001179706-19-000129 · edgar.xml · nonDerivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,089.8774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 16:39 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 35,002 $16.04 $561,330.57
Disclosure

SEC source: 0001179706-19-000129 · edgar.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,925.8774

F2 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/11/19.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.125. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 16:39 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 35,002 $8.92 $312,217.84
Disclosure

SEC source: 0001179706-19-000129 · edgar.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,927.8774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total beneficial ownership includes 482.6924 shares at $15.02 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/19 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 4.6630 shares at $13.46 per share received on 01/02/19 through dividends paid in shares, 3.9800 shares at $15.85 per share received on 04/03/19 through dividends paid in shares, 4.1930 shares at $15.29 per share received on 07/03/19 through dividends paid in shares, and 4.4610 shares at $14.44 per share received on 10/02/19 through dividends paid in shares.

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August 10, 2019 Filed Aug 13, 2019 15:07 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 GrantCommon Stock 1,183 $16.38 $19,377.54
Disclosure

SEC source: 0001127602-19-026510 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,842

F1 · shares: Quarterly payment of equity portion of director compensation retainer under 2013 Incentive Plan.

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May 10, 2019 Filed May 13, 2019 17:28 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 GrantCommon Stock 1,132 $17.12 $19,379.84
Disclosure

SEC source: 0001127602-19-018366 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,659

F1 · shares: Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan.

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April 18, 2019 Filed Apr 22, 2019 17:24 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 GrantCommon Stock 3,509 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016014 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,527

F1 · shares: RSA granted 4/18/19 to directors on the Issuer's board of directors. The grant vests 100% on the day before the 2020 Annual Meeting.

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April 03, 2019 Filed Apr 4, 2019 23:03 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 126,183 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000061 · edgar.xml · derivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,183

Underlying: Common Stock · 126,183 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 04/03/19, the reporting person was granted 126,183 restricted stock units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 04/03/19, the reporting person was granted 126,183 restricted stock units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 04/03/19, the reporting person was granted 126,183 restricted stock units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 04/03/19, the reporting person was granted 126,183 restricted stock units ("RSUs"), all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
April 03, 2019 Filed Oct 23, 2019 16:39 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 1,911.5 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000129 · edgar.xml · derivative · entry 12

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,094.496

Underlying: Common Stock · 1,911.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 928.4230 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 983.0739 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F8 · price: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 928.4230 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 983.0739 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F8 · derivative.exercise_date: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 928.4230 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 983.0739 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F8 · derivative.expiration_date: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 928.4230 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 983.0739 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

Read SEC document
April 03, 2019 Filed Oct 23, 2019 16:39 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 2,481.16 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000129 · edgar.xml · derivative · entry 11

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,944.35

Underlying: Common Stock · 2,481.16 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 791.6238 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 820.6172 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 868.9223 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F7 · price: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 791.6238 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 820.6172 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 868.9223 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F7 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 791.6238 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 820.6172 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 868.9223 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F7 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 791.6238 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 820.6172 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 868.9223 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

Read SEC document
April 03, 2019 Filed Oct 23, 2019 16:39 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 2,085.93 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000129 · edgar.xml · derivative · entry 10

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,864.6308

Underlying: Common Stock · 2,085.93 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 665.5244 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 689.8994 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 730.5099 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F6 · price: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 665.5244 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 689.8994 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 730.5099 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F6 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 665.5244 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 689.8994 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 730.5099 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

F6 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 665.5244 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 689.8994 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 730.5099 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.

Read SEC document
April 03, 2019 Filed Oct 23, 2019 16:39 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 695.27 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000129 · edgar.xml · derivative · entry 9

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,409.4824

Underlying: Common Stock · 695.27 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 221.8273 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 229.9518 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 243.4877 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F5 · price: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 221.8273 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 229.9518 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 243.4877 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F5 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 221.8273 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 229.9518 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 243.4877 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F5 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 221.8273 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 229.9518 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 243.4877 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 34,393 $0.00 Strike: $14.67 $0.00
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · derivative · entry 28

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,239

Underlying: Common Stock · 34,393 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option became exercisable beginning on this date.

F8 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 36,048 $0.00 Strike: $8.83 $0.00
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · derivative · entry 27

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,409

Underlying: Common Stock · 36,048 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option became exercisable beginning on this date.

F8 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 52,590 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · derivative · entry 26

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,164

Underlying: Common Stock · 52,590 shares

Expires 2023-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option became exercisable beginning on this date.

F8 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 33,797 $0.00 Strike: $8.92 $0.00
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · derivative · entry 25

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,002

Underlying: Common Stock · 33,797 shares

Expires 2021-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option became exercisable beginning on this date.

F8 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 34,177 $16.50 $563,920.50
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 17

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,425.888

F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/18/18.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 34,393 $16.50 $567,484.50
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 16

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,602.888

F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/18/18.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 34,393 $14.67 $504,545.31
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 15

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,995.888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 36,048 $16.50 $594,792.00
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 14

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,602.888

F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/18/18.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 36,048 $8.83 $318,303.84
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 13

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,650.888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 52,590 $16.50 $867,735.00
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 12

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,602.888

F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/18/18.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 52,590 $8.62 $453,325.80
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 11

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,192.888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 33,797 $16.50 $557,650.50
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 10

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,602.888

F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/18/18.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 33,797 $8.92 $301,469.24
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 9

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,399.888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 111,816 $0.00 Strike: $14.67 $0.00
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · derivative · entry 24

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,632

Underlying: Common Stock · 111,816 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option became exercisable beginning on this date.

F8 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 159,457 $0.00 Strike: $8.83 $0.00
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · derivative · entry 23

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,457

Underlying: Common Stock · 159,457 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option became exercisable beginning on this date.

F8 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 249,754 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · derivative · entry 22

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,754

Underlying: Common Stock · 249,754 shares

Expires 2023-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option became exercisable beginning on this date.

F8 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 68,798 $0.00 Strike: $8.92 $0.00
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · derivative · entry 21

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,799

Underlying: Common Stock · 68,798 shares

Expires 2021-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option became exercisable beginning on this date.

F8 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 111,816 $16.26 $1,818,027.53
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 8

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,602.888

F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/18/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.25 to $16.29. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 111,816 $14.67 $1,640,340.72
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 7

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,418.888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 159,457 $16.26 $2,592,627.31
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,602.888

F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/18/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.25 to $16.29. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 159,457 $8.83 $1,408,005.31
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,059.888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 249,754 $16.26 $4,060,775.26
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,602.888

F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/18/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.25 to $16.29. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 249,754 $8.62 $2,152,879.48
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,356.888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 68,798 $16.26 $1,118,593.56
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,602.888

F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/18/18.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.25 to $16.29. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 68,798 $8.92 $613,678.16
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,400.888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 16:37 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 GrantCommon Stock 1,095 $17.70 $19,381.50
Disclosure

SEC source: 0001127602-19-005676 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,018

F1 · shares: Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan.

Read SEC document
January 02, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 932.187 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · derivative · entry 20

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,463.187

Underlying: Common Stock · 932.187 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F6 · price: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F6 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F6 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

Read SEC document
January 02, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 783.6971 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · derivative · entry 19

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,778.6971

Underlying: Common Stock · 783.6971 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 783.6971 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F5 · price: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 783.6971 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F5 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 783.6971 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

F5 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 783.6971 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.

Read SEC document
January 02, 2019 Filed Feb 25, 2019 22:08 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 261.2156 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000025 · edgar.xml · derivative · entry 18

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,714.2156

Underlying: Common Stock · 261.2156 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 261.2156 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F4 · price: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 261.2156 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F4 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 261.2156 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F4 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 261.2156 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 22:20 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 111,531 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000233 · edgar.xml · derivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,531

Underlying: Common Stock · 111,531 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs), 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs), 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs), 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs), 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

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December 07, 2018 Filed Dec 11, 2018 23:05 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 47,998 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000214 · edgar.xml · derivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,995

Underlying: Common Stock · 47,998 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,071.2788 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 944.6440 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,116 vested dividend equivalent rights and a de minimus adjustment of 0.9818 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,071.2788 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 944.6440 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,116 vested dividend equivalent rights and a de minimus adjustment of 0.9818 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,071.2788 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 944.6440 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,116 vested dividend equivalent rights and a de minimus adjustment of 0.9818 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,071.2788 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 944.6440 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,116 vested dividend equivalent rights and a de minimus adjustment of 0.9818 due to fractional rounding of the dividend equivalent rights.

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December 07, 2018 Filed Dec 11, 2018 23:05 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 32,454 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-18-000214 · edgar.xml · derivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,453

Underlying: Common Stock · 32,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 476.0951 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 419.8164 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,201 vested dividend equivalent rights and a de minimus adjustment of 0.4151 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3 · price: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 476.0951 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 419.8164 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,201 vested dividend equivalent rights and a de minimus adjustment of 0.4151 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 476.0951 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 419.8164 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,201 vested dividend equivalent rights and a de minimus adjustment of 0.4151 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F3 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 476.0951 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 419.8164 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,201 vested dividend equivalent rights and a de minimus adjustment of 0.4151 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

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December 07, 2018 Filed Dec 11, 2018 23:05 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 23,799 $14.71 $350,083.29
Disclosure

SEC source: 0001179706-18-000214 · edgar.xml · nonDerivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,602.888

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.