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person · Reporting owner

SCHULTZ JOHN F

Disclosed activity across 3 companies

Tapewire entity
46640
SEC CIK
0001548933

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COLUMBIA BANKING SYSTEM, INC.COLB · Entity 707DirectorMay 14, 2026May 18, 2026
Hewlett Packard Enterprise CoHPE · Entity 2984EVP, COLODecember 15, 2025December 17, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COLUMBIA BANKING SYSTEM, INC.

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect50,384 Reported balance After 2026-05-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 3,949 · Balance 50,384

F1: Beneficial ownership has been adjusted to correct a prior reporting error, as a disposition of 3,000 shares reported on August 29, 2024 was not reflected in subsequent ownership totals.

Filing footnotes · ownership attribution and instrument terms

F1: Beneficial ownership has been adjusted to correct a prior reporting error, as a disposition of 3,000 shares reported on August 29, 2024 was not reflected in subsequent ownership totals.

Hewlett Packard Enterprise Co

Report date December 15, 2025 · Filed December 17, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect248,091.475 Ending reported balance After 2025-12-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-12-15 · Exercise / conversion · Acquired 4,305 · Balance 252,396.475

Row 2 · 2025-12-15 · Tax withholding · Disposed 4,305 · Balance 248,091.475

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect114,089 Reported balance After 2025-12-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-12-15 · Exercise / conversion · Disposed 4,305 · Balance 114,089

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/09/24, the reporting person was granted 173,085 restricted stock units ("RSUs"), 57,695 of which vested on 12/09/25, and 55,542 of which will vest on 12/09/26 and 55,543 of which will vest on 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/09/24, the reporting person was granted 173,085 restricted stock units ("RSUs"), 57,695 of which vested on 12/09/25, and 55,542 of which will vest on 12/09/26 and 55,543 of which will vest on 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

UMPQUA HOLDINGS CORP

Report date February 28, 2023 · Filed March 01, 2023

Section 16 reporting ended · disclosed 2023-03-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-02-28 transaction · row 1
1 source row

Row 1 · 2023-02-28 · Disposition to issuer · Disposed 48,063 · Balance 0

F1: Disposed of in connection with the Issuer's merger with Columbia Banking System, Inc. and each share of common stock of Issuer converted into the right to receive 0.5958 of a share of common stock of Columbia, having a market value of $17.71 per share of Issuer Common Stock based on the closing price per share of Columbia Common Stock on the last trading day prior to the merger of $29.73 per share. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in connection with the Issuer's merger with Columbia Banking System, Inc. and each share of common stock of Issuer converted into the right to receive 0.5958 of a share of common stock of Columbia, having a market value of $17.71 per share of Issuer Common Stock based on the closing price per share of Columbia Common Stock on the last trading day prior to the merger of $29.73 per share. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2021 Filed Dec 13, 2021 17:44 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantCommon Stock 47,682 $15.38 $733,349.16
Disclosure

SEC source: 0001062993-21-012817 · form4.xml · nonDerivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,226.8816

F3 · shares: On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 17:44 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 25,445 $15.38 $391,344.10
Disclosure

SEC source: 0001062993-21-012817 · form4.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,544.8816

Read SEC document
December 09, 2021 Filed Dec 13, 2021 17:44 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantCommon Stock 66,002 $15.38 $1,015,110.76
Disclosure

SEC source: 0001062993-21-012817 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,989.8816

F2 · shares: As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

F1 · balance_after: The total beneficial ownership includes 509.2293 shares at $15.2190 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/21 with respect to shares held under the ESPP, and 556.8300 shares at $14.6500 per share acquired under the ESPP on 10/31/21 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 5.0840 shares at $14.5584 per share received on 07/07/21 through dividends paid in shares, and 5.0960 shares at $14.6419 per share received on 10/06/21 through dividends paid in shares.

Read SEC document
October 25, 2021 Filed Oct 26, 2021 18:40 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 GiftCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-027660 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,063

F1 · shares: This transaction involved bona fide gifts of the securities by the reporting person to charitable/non-profit organizations.

Read SEC document
July 07, 2021 Filed Dec 13, 2021 17:44 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 2,077.98 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-012817 · form4.xml · derivative · entry 18

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,056.7092

Underlying: Common Stock · 2,077.98 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,048.6122 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,029.3651 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F6 · price: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,048.6122 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,029.3651 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F6 · derivative.exercise_date: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,048.6122 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,029.3651 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F6 · derivative.expiration_date: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,048.6122 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,029.3651 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 17:03 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 269,598 $16.54 $4,459,420.52
Disclosure

SEC source: 0001179706-21-000052 · edgar.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,911.6423

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/12/21.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.500 to $16.595. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F3 · balance_after: The total beneficial ownership includes the acquisition of 4.6180 shares at $15.90760 per share received on 04/07/21 through dividends paid in shares.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 12:24 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 GrantCommon Stock 8,443 $17.47 $147,499.21
Disclosure

SEC source: 0001127602-21-014215 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,463

F1 · shares: RSA granted April 20, 2021, vests 100% on the day before the 2022 annual meeting of shareholders.

Read SEC document
April 07, 2021 Filed Apr 28, 2021 17:03 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 1,346.5962 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000052 · edgar.xml · derivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,548.908

Underlying: Common Stock · 1,346.5962 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,346.5962 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F8 · price: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,346.5962 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F8 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,346.5962 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F8 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,346.5962 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

Read SEC document
April 07, 2021 Filed Apr 28, 2021 17:03 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 555.8792 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000052 · edgar.xml · derivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,255.9722

Underlying: Common Stock · 555.8792 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 555.8792 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F7 · price: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 555.8792 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F7 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 555.8792 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F7 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 555.8792 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

Read SEC document
April 07, 2021 Filed Apr 28, 2021 17:03 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 952.3245 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000052 · edgar.xml · derivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,978.731

Underlying: Common Stock · 952.3245 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 952.3245 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F6 · price: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 952.3245 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F6 · derivative.exercise_date: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 952.3245 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F6 · derivative.expiration_date: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 952.3245 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

Read SEC document
April 07, 2021 Filed Apr 28, 2021 17:03 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 280.5811 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000052 · edgar.xml · derivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,637.116

Underlying: Common Stock · 280.5811 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 280.5811 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F5 · price: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 280.5811 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F5 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 280.5811 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F5 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 280.5811 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 19:23 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 269,598 $16.04 $4,324,405.84
Disclosure

SEC source: 0001179706-21-000024 · edgar.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,505.0243

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/12/21.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.10. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F3 · balance_after: The total beneficial ownership includes the acquisition of 5.9550 shares at $12.21740 per share received on 01/06/21 through dividends paid in shares.

Read SEC document
January 06, 2021 Filed Mar 22, 2021 19:23 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 1,778.3123 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000024 · edgar.xml · derivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,202.312

Underlying: Common Stock · 1,778.3123 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,778.3123 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

F8 · price: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,778.3123 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

F8 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,778.3123 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

F8 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,778.3123 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

Read SEC document
January 06, 2021 Filed Mar 22, 2021 19:23 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 734.093 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000024 · edgar.xml · derivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,700.093

Underlying: Common Stock · 734.093 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 734.0930 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

F7 · price: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 734.0930 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

F7 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 734.0930 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

F7 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 734.0930 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

Read SEC document
January 06, 2021 Filed Mar 22, 2021 19:23 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 1,257.6379 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000024 · edgar.xml · derivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,026.407

Underlying: Common Stock · 1,257.6379 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,257.6379 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

F6 · price: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,257.6379 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

F6 · derivative.exercise_date: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,257.6379 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

F6 · derivative.expiration_date: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,257.6379 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

Read SEC document
January 06, 2021 Filed Mar 22, 2021 19:23 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 370.5349 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000024 · edgar.xml · derivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,356.5349

Underlying: Common Stock · 370.5349 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 370.5349 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

F5 · price: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 370.5349 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

F5 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 370.5349 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

F5 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 370.5349 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 18:36 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 178,424 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000150 · edgar.xml · derivative · entry 7

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,424

Underlying: Common Stock · 178,424 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: On 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · price: On 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.exercise_date: On 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.expiration_date: On 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 18:36 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 38,483 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000150 · edgar.xml · derivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,966

Underlying: Common Stock · 38,483 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,657 vested dividend equivalent rights and a de minimus adjustment of 0.8694 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,657 vested dividend equivalent rights and a de minimus adjustment of 0.8694 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,657 vested dividend equivalent rights and a de minimus adjustment of 0.8694 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,657 vested dividend equivalent rights and a de minimus adjustment of 0.8694 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 18:36 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 39,987 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000150 · edgar.xml · derivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,986

Underlying: Common Stock · 39,987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,810 vested dividend equivalent rights and a de minimus adjustment of 0.4050 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,810 vested dividend equivalent rights and a de minimus adjustment of 0.4050 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,810 vested dividend equivalent rights and a de minimus adjustment of 0.4050 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,810 vested dividend equivalent rights and a de minimus adjustment of 0.4050 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 18:36 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 19,081 $12.12 $231,261.72
Disclosure

SEC source: 0001179706-20-000150 · edgar.xml · nonDerivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,097.0693

Read SEC document
December 10, 2020 Filed Dec 14, 2020 18:36 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 38,483 $12.12 $466,413.96
Disclosure

SEC source: 0001179706-20-000150 · edgar.xml · nonDerivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,178.0693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 18:36 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 19,827 $12.12 $240,303.24
Disclosure

SEC source: 0001179706-20-000150 · edgar.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,695.0693

Read SEC document
December 10, 2020 Filed Dec 14, 2020 18:36 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 39,987 $12.12 $484,642.44
Disclosure

SEC source: 0001179706-20-000150 · edgar.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,522.0693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: To clarify, the total beneficial ownership in Column 5 reflects an adjustment of 26,535 shares in connection with the 12/07/20 vesting of the reporting person's performance adjusted restricted stock units previously reported as 3,791 instead of 23,791 shares withheld for taxes, and 18,918 instead of 25,453 shares withheld for taxes, thereby reducing the beneficial holdings from 538,070.0693 to 511,535.0693.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 18:30 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 51,541 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000129 · edgar.xml · derivative · entry 7

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/07/17 the reporting person was granted 140,647 Restricted Stock Units ("RSUs"), 46,882 of which vested on 12/07/18, 46,882 of which vested on 12/07/19, and 46,883 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 347.9258 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 587.2610 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 597.2357 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 575.8403 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 4,658 vested dividend equivalent rights and a de minimus adjustment of 0.7372 due to fractional rounding of the dividend equivalent rights.

F5 · price: As previously reported, on 12/07/17 the reporting person was granted 140,647 Restricted Stock Units ("RSUs"), 46,882 of which vested on 12/07/18, 46,882 of which vested on 12/07/19, and 46,883 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 347.9258 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 587.2610 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 597.2357 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 575.8403 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 4,658 vested dividend equivalent rights and a de minimus adjustment of 0.7372 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 140,647 Restricted Stock Units ("RSUs"), 46,882 of which vested on 12/07/18, 46,882 of which vested on 12/07/19, and 46,883 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 347.9258 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 587.2610 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 597.2357 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 575.8403 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 4,658 vested dividend equivalent rights and a de minimus adjustment of 0.7372 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 140,647 Restricted Stock Units ("RSUs"), 46,882 of which vested on 12/07/18, 46,882 of which vested on 12/07/19, and 46,883 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 347.9258 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 587.2610 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 597.2357 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 575.8403 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 4,658 vested dividend equivalent rights and a de minimus adjustment of 0.7372 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 18:30 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 18,918 $12.08 $228,529.44
Disclosure

SEC source: 0001179706-20-000129 · edgar.xml · nonDerivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,070.0693

Read SEC document
December 07, 2020 Filed Dec 9, 2020 18:30 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantCommon Stock 60,335 $12.08 $728,846.80
Disclosure

SEC source: 0001179706-20-000129 · edgar.xml · nonDerivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,988.0693

F2 · shares: As previously reported, on 12/07/17 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 18:30 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 3,791 $12.08 $45,795.28
Disclosure

SEC source: 0001179706-20-000129 · edgar.xml · nonDerivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,653.0693

Read SEC document
December 07, 2020 Filed Dec 9, 2020 18:30 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantCommon Stock 47,984 $12.08 $579,646.72
Disclosure

SEC source: 0001179706-20-000129 · edgar.xml · nonDerivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,444.0693

F3 · shares: On 12/10/18 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 18:30 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 17,824 $12.08 $215,313.92
Disclosure

SEC source: 0001179706-20-000129 · edgar.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,460.0693

Read SEC document
December 07, 2020 Filed Dec 9, 2020 18:30 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 51,541 $12.08 $622,615.28
Disclosure

SEC source: 0001179706-20-000129 · edgar.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,284.0693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total beneficial ownership includes 810.9197 shares at $9.5570 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/20 with respect to shares held under the ESPP, and 786.8372 shares at $8.2080 per share acquired under the ESPP on 10/31/20 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 4.3230 shares at $16.096 per share received on 01/02/20 through dividends paid in shares, 7.3480 shares at $9.5409 per share received on 04/01/20 through dividends paid in shares, 7.2860 shares at $9.7433 per share received on 07/01/20 through dividends paid in shares, and 7.3670 shares at $9.7539 per share received on 10/07/20 through dividends paid in shares.

Read SEC document
April 22, 2020 Filed Apr 22, 2020 18:03 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 GrantCommon Stock 14,020 $10.52 $147,490.40
Disclosure

SEC source: 0001127602-20-014321 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,020

F1 · shares: RSA granted April 22, 2020, vests 100% on the day before the 2021 annual meeting of shareholders.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 18:30 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 4,968.1306 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000129 · edgar.xml · derivative · entry 10

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,448.13

Underlying: Common Stock · 4,968.1306 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which will vest on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 819.8887 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,383.8831 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,407.3885 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,356.9703 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F8 · price: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which will vest on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 819.8887 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,383.8831 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,407.3885 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,356.9703 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F8 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which will vest on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 819.8887 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,383.8831 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,407.3885 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,356.9703 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F8 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which will vest on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 819.8887 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,383.8831 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,407.3885 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,356.9703 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 18:30 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 5,674.2726 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000129 · edgar.xml · derivative · entry 9

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,768.769

Underlying: Common Stock · 5,674.2726 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 936.4230 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,580.5804 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,607.4268 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,549.8424 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F7 · price: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 936.4230 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,580.5804 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,607.4268 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,549.8424 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F7 · derivative.exercise_date: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 936.4230 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,580.5804 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,607.4268 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,549.8424 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F7 · derivative.expiration_date: As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 936.4230 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,580.5804 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,607.4268 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,549.8424 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 18:30 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 3,343.595 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000129 · edgar.xml · derivative · entry 8

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,972.595

Underlying: Common Stock · 3,343.595 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 551.7922 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 931.3653 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 947.1847 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 913.2528 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · price: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 551.7922 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 931.3653 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 947.1847 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 913.2528 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 551.7922 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 931.3653 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 947.1847 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 913.2528 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F6 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 551.7922 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 931.3653 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 947.1847 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 913.2528 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

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December 10, 2019 Filed Dec 12, 2019 18:59 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 110,480 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000172 · edgar.xml · derivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,480

Underlying: Common Stock · 110,480 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: On 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which will vest on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · price: On 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which will vest on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: On 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which will vest on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: On 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which will vest on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 18:59 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 38,316 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000172 · edgar.xml · derivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,629

Underlying: Common Stock · 38,316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,139 vested dividend equivalent rights and a de minimus adjustment of 0.6497 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,139 vested dividend equivalent rights and a de minimus adjustment of 0.6497 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,139 vested dividend equivalent rights and a de minimus adjustment of 0.6497 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,139 vested dividend equivalent rights and a de minimus adjustment of 0.6497 due to fractional rounding of the dividend equivalent rights.

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December 10, 2019 Filed Dec 12, 2019 18:59 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 18,998 $15.84 $300,928.32
Disclosure

SEC source: 0001179706-19-000172 · edgar.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,118.9884

Read SEC document
December 10, 2019 Filed Dec 12, 2019 18:59 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 38,316 $15.84 $606,925.44
Disclosure

SEC source: 0001179706-19-000172 · edgar.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,116.9884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2019 Filed Dec 10, 2019 18:35 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 49,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000153 · edgar.xml · derivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,432

Underlying: Common Stock · 49,433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which vested on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,551 vested dividend equivalent rights and a de minimus adjustment of 0.3692 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which vested on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,551 vested dividend equivalent rights and a de minimus adjustment of 0.3692 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which vested on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,551 vested dividend equivalent rights and a de minimus adjustment of 0.3692 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which vested on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,551 vested dividend equivalent rights and a de minimus adjustment of 0.3692 due to fractional rounding of the dividend equivalent rights.

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December 07, 2019 Filed Dec 10, 2019 18:35 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 33,410 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000153 · edgar.xml · derivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. The number of derivative securities in column 5 also includes 2,157 vested dividend equivalent rights and a de minimus adjustment of 0.5176 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. The number of derivative securities in column 5 also includes 2,157 vested dividend equivalent rights and a de minimus adjustment of 0.5176 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. The number of derivative securities in column 5 also includes 2,157 vested dividend equivalent rights and a de minimus adjustment of 0.5176 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. The number of derivative securities in column 5 also includes 2,157 vested dividend equivalent rights and a de minimus adjustment of 0.5176 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 07, 2019 Filed Dec 10, 2019 18:35 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 24,510 $15.91 $389,954.10
Disclosure

SEC source: 0001179706-19-000153 · edgar.xml · nonDerivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,800.9884

Read SEC document
December 07, 2019 Filed Dec 10, 2019 18:35 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 49,433 $15.91 $786,479.03
Disclosure

SEC source: 0001179706-19-000153 · edgar.xml · nonDerivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,310.9884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2019 Filed Dec 10, 2019 18:35 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 16,566 $15.91 $263,565.06
Disclosure

SEC source: 0001179706-19-000153 · edgar.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,877.9884

Read SEC document
December 07, 2019 Filed Dec 10, 2019 18:35 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 33,410 $15.91 $531,553.10
Disclosure

SEC source: 0001179706-19-000153 · edgar.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,443.9884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:27 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 56,652 $15.83 $896,801.16
Disclosure

SEC source: 0001179706-19-000137 · edgar.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,033.9884

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:27 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantCommon Stock 114,263 $15.83 $1,808,783.29
Disclosure

SEC source: 0001179706-19-000137 · edgar.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,685.99

F2 · shares: On 12/07/17 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subjects to performance, and are issued in Issuer's common stock.

F1 · balance_after: The total beneficial ownership includes 497.1110 shares at $15.59 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 10/31/19 with respect to shares held under the ESPP.

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November 12, 2019 Filed Nov 14, 2019 17:28 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 GrantCommon Stock 1,158 $16.74 $19,384.92
Disclosure

SEC source: 0001127602-19-032775 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

F1 · shares: Quarterly payment of equity portion of director compensation retainer under 2013 Incentive Plan.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 16:39 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 77,423 $0.00 Strike: $14.67 $0.00
Disclosure

SEC source: 0001179706-19-000129 · edgar.xml · derivative · entry 16

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,816

Underlying: Common Stock · 77,423 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: This option became exercisable beginning on this date.

F10 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 16:39 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 123,409 $0.00 Strike: $8.83 $0.00
Disclosure

SEC source: 0001179706-19-000129 · edgar.xml · derivative · entry 15

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 123,409 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: This option became exercisable beginning on this date.

F10 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 16:39 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 197,164 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001179706-19-000129 · edgar.xml · derivative · entry 14

SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 197,164 shares

Expires 2023-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: This option became exercisable beginning on this date.

F10 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.