Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COLUMBIA BANKING SYSTEM, INC.COLB · Entity 707 | Director | May 14, 2026 | May 18, 2026 |
| Hewlett Packard Enterprise CoHPE · Entity 2984 | EVP, COLO | December 15, 2025 | December 17, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COLUMBIA BANKING SYSTEM, INC.
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,384 |
Reported balance
After 2026-05-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 3,949 · Balance 50,384 F1: Beneficial ownership has been adjusted to correct a prior reporting error, as a disposition of 3,000 shares reported on August 29, 2024 was not reflected in subsequent ownership totals. |
Filing footnotes · ownership attribution and instrument terms
F1: Beneficial ownership has been adjusted to correct a prior reporting error, as a disposition of 3,000 shares reported on August 29, 2024 was not reflected in subsequent ownership totals.
Hewlett Packard Enterprise Co
Report date December 15, 2025 · Filed December 17, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 248,091.475 |
Ending reported balance
After 2025-12-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-12-15 · Exercise / conversion · Acquired 4,305 · Balance 252,396.475 Row 2 · 2025-12-15 · Tax withholding · Disposed 4,305 · Balance 248,091.475 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 114,089 |
Reported balance
After 2025-12-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-12-15 · Exercise / conversion · Disposed 4,305 · Balance 114,089 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2: As previously reported, on 12/09/24, the reporting person was granted 173,085 restricted stock units ("RSUs"), 57,695 of which vested on 12/09/25, and 55,542 of which will vest on 12/09/26 and 55,543 of which will vest on 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/09/24, the reporting person was granted 173,085 restricted stock units ("RSUs"), 57,695 of which vested on 12/09/25, and 55,542 of which will vest on 12/09/26 and 55,543 of which will vest on 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
UMPQUA HOLDINGS CORP
Report date February 28, 2023 · Filed March 01, 2023
Section 16 reporting ended · disclosed 2023-03-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-02-28 transaction · row 1
1 source rowRow 1 · 2023-02-28 · Disposition to issuer · Disposed 48,063 · Balance 0 F1: Disposed of in connection with the Issuer's merger with Columbia Banking System, Inc. and each share of common stock of Issuer converted into the right to receive 0.5958 of a share of common stock of Columbia, having a market value of $17.71 per share of Issuer Common Stock based on the closing price per share of Columbia Common Stock on the last trading day prior to the merger of $29.73 per share. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in connection with the Issuer's merger with Columbia Banking System, Inc. and each share of common stock of Issuer converted into the right to receive 0.5958 of a share of common stock of Columbia, having a market value of $17.71 per share of Issuer Common Stock based on the closing price per share of Columbia Common Stock on the last trading day prior to the merger of $29.73 per share. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2018 Filed Dec 11, 2018 23:05 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 47,998 | $14.71 | $706,050.58 |
DisclosureSEC source: 0001179706-18-000214 · edgar.xml · nonDerivative · entry 3 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,401.888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:05 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 16,092 | $14.71 | $236,713.32 |
DisclosureSEC source: 0001179706-18-000214 · edgar.xml · nonDerivative · entry 2 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,403.888 Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:05 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 32,454 | $14.71 | $477,398.34 |
DisclosureSEC source: 0001179706-18-000214 · edgar.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,495.888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total beneficial ownership includes 500.4169 shares at $14.488 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 10/31/18 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 4.1990 shares at $14.77 per share received on 07/05/18 through dividends paid in shares, 3.7820 shares at $16.75 per share received on 10/03/18 through dividends paid in shares. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 13:23 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 889 | $0.00 | $0.00 |
DisclosureSEC source: 0001077771-18-000148 · edgardoc.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,923 F1 · shares: Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 13:43 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 822 | $0.00 | $0.00 |
DisclosureSEC source: 0001077771-18-000123 · edgardoc.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,034 F1 · shares: Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 00:52 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 49,250 | $15.51 | $763,700.05 |
DisclosureSEC source: 0001179706-18-000135 · edgar.xml · nonDerivative · entry 6 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,533.4901 F2 · shares: On 12/09/15 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. These PARSUs which were originally scheduled to vest 50% after 2 and 3 years subject to performance, and issued in Issuer's common stock, vested early on 06/01/18. F4 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.47 to $15.62. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:52 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 26,912 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000135 · edgar.xml · derivative · entry 8 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,912 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F7 · shares: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which will vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 132.50 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 112.9130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 942 vested dividend equivalent rights and a de minimus adjustment of 0.5870 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F7 · price: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which will vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 132.50 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 112.9130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 942 vested dividend equivalent rights and a de minimus adjustment of 0.5870 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F7 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which will vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 132.50 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 112.9130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 942 vested dividend equivalent rights and a de minimus adjustment of 0.5870 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F7 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which will vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 132.50 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 112.9130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 942 vested dividend equivalent rights and a de minimus adjustment of 0.5870 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:52 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 55,162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000135 · edgar.xml · derivative · entry 7 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: As previously reported, on 11/02/15 the reporting person was granted 94,893 Restricted Stock Units ("RSUs"), 31,631 of which vested on 11/02/16, 53,230 of which vested on 11/02/17, and 53,230 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 271.5816 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 231.4348 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 1,932 vested dividend equivalent rights and a de minimus adjustment of 0.9836 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F6 · price: As previously reported, on 11/02/15 the reporting person was granted 94,893 Restricted Stock Units ("RSUs"), 31,631 of which vested on 11/02/16, 53,230 of which vested on 11/02/17, and 53,230 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 271.5816 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 231.4348 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 1,932 vested dividend equivalent rights and a de minimus adjustment of 0.9836 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F6 · derivative.exercise_date: As previously reported, on 11/02/15 the reporting person was granted 94,893 Restricted Stock Units ("RSUs"), 31,631 of which vested on 11/02/16, 53,230 of which vested on 11/02/17, and 53,230 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 271.5816 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 231.4348 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 1,932 vested dividend equivalent rights and a de minimus adjustment of 0.9836 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F6 · derivative.expiration_date: As previously reported, on 11/02/15 the reporting person was granted 94,893 Restricted Stock Units ("RSUs"), 31,631 of which vested on 11/02/16, 53,230 of which vested on 11/02/17, and 53,230 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 271.5816 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 231.4348 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 1,932 vested dividend equivalent rights and a de minimus adjustment of 0.9836 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:52 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantCommon Stock | 94,049 | $15.53 | $1,460,580.97 |
DisclosureSEC source: 0001179706-18-000135 · edgar.xml · nonDerivative · entry 5 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,783.4901 F3 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/01/16 to sell these shares to satisfy taxes associated with the PARSUs early vesting on 06/01/18. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:52 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 11,732 | $15.53 | $182,197.96 |
DisclosureSEC source: 0001179706-18-000135 · edgar.xml · nonDerivative · entry 4 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,734.4901 Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:52 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 26,912 | $15.53 | $417,943.36 |
DisclosureSEC source: 0001179706-18-000135 · edgar.xml · nonDerivative · entry 3 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,466.4901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:52 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 19,365 | $15.53 | $300,738.45 |
DisclosureSEC source: 0001179706-18-000135 · edgar.xml · nonDerivative · entry 2 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,554.4901 Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:52 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 55,162 | $15.53 | $856,665.86 |
DisclosureSEC source: 0001179706-18-000135 · edgar.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,919.4901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total beneficial ownership includes 447.5886 shares at $16.198 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/18 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 2.7950 shares at $14.64560 per share received on 01/03/18 through dividends paid in shares, 2.3960 shares at $17.2500 per share received on 04/04/16 through dividends paid in shares. Read SEC document |
| May 10, 2018 Filed May 11, 2018 13:22 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 731 | $0.00 | $0.00 |
DisclosureSEC source: 0001077771-18-000094 · edgardoc.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,212 F1 · shares: Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan. Read SEC document |
| April 19, 2018 Filed Apr 20, 2018 12:51 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 2,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001077771-18-000077 · edgardoc.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,481 F1 · shares: RSA granted 4/19/18 to directors on the Issuer's board of directors. The grant vests 100% on the day before the 2019 Annual Meeting. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 13:14 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 817 | $0.00 | $0.00 |
DisclosureSEC source: 0001077771-18-000031 · edgardoc.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,880 F1 · shares: Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan. Read SEC document |
| January 03, 2018 Filed Jun 6, 2018 00:52 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 1,329.0954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000135 · edgar.xml · derivative · entry 10 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,976.095 Underlying: Common Stock · 1,329.0954 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F9 · shares: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which will vest on each of 12/07/18 and 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,329.0954 dividend equivalent rights reported in Column 5 includes 717.5867 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 611.5087 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. F9 · price: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which will vest on each of 12/07/18 and 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,329.0954 dividend equivalent rights reported in Column 5 includes 717.5867 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 611.5087 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. F9 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which will vest on each of 12/07/18 and 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,329.0954 dividend equivalent rights reported in Column 5 includes 717.5867 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 611.5087 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. F9 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which will vest on each of 12/07/18 and 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,329.0954 dividend equivalent rights reported in Column 5 includes 717.5867 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 611.5087 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. Read SEC document |
| January 03, 2018 Filed Jun 6, 2018 00:52 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 590.6734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000135 · edgar.xml · derivative · entry 9 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,010.6734 Underlying: Common Stock · 590.6734 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F8 · shares: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which vested on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 590.6734 dividend equivalent rights reported in Column 5 includes 318.9082 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 271.7652 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F8 · price: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which vested on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 590.6734 dividend equivalent rights reported in Column 5 includes 318.9082 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 271.7652 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F8 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which vested on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 590.6734 dividend equivalent rights reported in Column 5 includes 318.9082 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 271.7652 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F8 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which vested on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 590.6734 dividend equivalent rights reported in Column 5 includes 318.9082 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 271.7652 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 21:47 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 25,470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000276 · edgar.xml · derivative · entry 6 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,470 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 12/10/14 the reporting person was granted 24,090 RSUs, 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 24,303 of which vested on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,167 vested dividend equivalent rights and a de minimus adjustment of 0.2427 due to fractional rounding of the dividend equivalent rights. The RSUs vested on 12/10/17 reflect post spin-off conversion adjustments previously reported. F3 · price: As previously reported, on 12/10/14 the reporting person was granted 24,090 RSUs, 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 24,303 of which vested on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,167 vested dividend equivalent rights and a de minimus adjustment of 0.2427 due to fractional rounding of the dividend equivalent rights. The RSUs vested on 12/10/17 reflect post spin-off conversion adjustments previously reported. F3 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 24,090 RSUs, 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 24,303 of which vested on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,167 vested dividend equivalent rights and a de minimus adjustment of 0.2427 due to fractional rounding of the dividend equivalent rights. The RSUs vested on 12/10/17 reflect post spin-off conversion adjustments previously reported. F3 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 24,090 RSUs, 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 24,303 of which vested on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,167 vested dividend equivalent rights and a de minimus adjustment of 0.2427 due to fractional rounding of the dividend equivalent rights. The RSUs vested on 12/10/17 reflect post spin-off conversion adjustments previously reported. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 21:47 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 13,291 | $14.34 | $190,592.94 |
DisclosureSEC source: 0001179706-17-000276 · edgar.xml · nonDerivative · entry 4 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,304.7105 Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 21:47 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 25,470 | $14.34 | $365,239.80 |
DisclosureSEC source: 0001179706-17-000276 · edgar.xml · nonDerivative · entry 3 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,595.7105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2017 Filed Dec 12, 2017 21:47 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 26,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000276 · edgar.xml · derivative · entry 5 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,666 Underlying: Common Stock · 26,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 12/09/15 the reporting person was granted 46,296 restricted stock units ("RSUs"), 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 697 vested dividend equivalent rights and a de minimus adjustment of 0.2557 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F2 · price: As previously reported, on 12/09/15 the reporting person was granted 46,296 restricted stock units ("RSUs"), 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 697 vested dividend equivalent rights and a de minimus adjustment of 0.2557 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F2 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 restricted stock units ("RSUs"), 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 697 vested dividend equivalent rights and a de minimus adjustment of 0.2557 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F2 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 restricted stock units ("RSUs"), 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 697 vested dividend equivalent rights and a de minimus adjustment of 0.2557 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. Read SEC document |
| December 09, 2017 Filed Dec 12, 2017 21:47 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 13,915 | $14.34 | $199,541.10 |
DisclosureSEC source: 0001179706-17-000276 · edgar.xml · nonDerivative · entry 2 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,125.7105 Read SEC document |
| December 09, 2017 Filed Dec 12, 2017 21:47 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 26,666 | $14.34 | $382,390.44 |
DisclosureSEC source: 0001179706-17-000276 · edgar.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,040.7105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 23:22 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 31,709 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000260 · edgar.xml · derivative · entry 4 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,420 Underlying: Common Stock · 31,709 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F5 · shares: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which vested on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 458 vested dividend equivalent rights and a de minimus adjustment of 0.1324 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F5 · price: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which vested on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 458 vested dividend equivalent rights and a de minimus adjustment of 0.1324 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F5 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which vested on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 458 vested dividend equivalent rights and a de minimus adjustment of 0.1324 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F5 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which vested on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 458 vested dividend equivalent rights and a de minimus adjustment of 0.1324 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 23:22 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 140,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000260 · edgar.xml · derivative · entry 3 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,647 Underlying: Common Stock · 140,647 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: On 12/07/17 the reporting person was granted 140,647 Restricted Stock Units ("RSUs), 46,882 of which will vest on each of 12/07/18 and 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · price: On 12/07/17 the reporting person was granted 140,647 Restricted Stock Units ("RSUs), 46,882 of which will vest on each of 12/07/18 and 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · derivative.exercise_date: On 12/07/17 the reporting person was granted 140,647 Restricted Stock Units ("RSUs), 46,882 of which will vest on each of 12/07/18 and 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · derivative.expiration_date: On 12/07/17 the reporting person was granted 140,647 Restricted Stock Units ("RSUs), 46,882 of which will vest on each of 12/07/18 and 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 23:22 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 16,546 | $14.22 | $235,284.12 |
DisclosureSEC source: 0001179706-17-000260 · edgar.xml · nonDerivative · entry 2 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,374.7105 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 23:22 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 31,709 | $14.22 | $450,901.98 |
DisclosureSEC source: 0001179706-17-000260 · edgar.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · EVP, CLAA & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,920.7105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total beneficial ownership includes 548.2638 shares at $13.22400 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 10/31/17 with respect to shares held under the ESPP. F2 · balance_after: To clarify, the total beneficial ownership reflects an adjustment of 50 shares in connection with the 10/31/17 vesting of the reporting person's performance adjusted restricted stock units previously reported on 11/02/17 as 49,042 shares instead of 49,092 shares. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 17:44 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 872 | $0.00 | $0.00 |
DisclosureSEC source: 0001077771-17-000175 · edgardoc.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,063 F1 · shares: Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 23:23 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 54,659 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000232 · edgar.xml · derivative · entry 3 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,658 Underlying: Common Stock · 54,659 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 11/02/15 the reporting person was granted 94,893 Restricted Stock Units ("RSUs"), 31,631 of which vested on 11/02/16, 53,230 of which vested on 11/02/17, and 53,230 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,429 vested dividend equivalent rights and a de minimus adjustment of 0.0765 due to fractional rounding of the dividend equivalent rights. F2 · price: As previously reported, on 11/02/15 the reporting person was granted 94,893 Restricted Stock Units ("RSUs"), 31,631 of which vested on 11/02/16, 53,230 of which vested on 11/02/17, and 53,230 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,429 vested dividend equivalent rights and a de minimus adjustment of 0.0765 due to fractional rounding of the dividend equivalent rights. F2 · derivative.exercise_date: As previously reported, on 11/02/15 the reporting person was granted 94,893 Restricted Stock Units ("RSUs"), 31,631 of which vested on 11/02/16, 53,230 of which vested on 11/02/17, and 53,230 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,429 vested dividend equivalent rights and a de minimus adjustment of 0.0765 due to fractional rounding of the dividend equivalent rights. F2 · derivative.expiration_date: As previously reported, on 11/02/15 the reporting person was granted 94,893 Restricted Stock Units ("RSUs"), 31,631 of which vested on 11/02/16, 53,230 of which vested on 11/02/17, and 53,230 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,429 vested dividend equivalent rights and a de minimus adjustment of 0.0765 due to fractional rounding of the dividend equivalent rights. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 23:23 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 28,522 | $13.63 | $388,754.86 |
DisclosureSEC source: 0001179706-17-000232 · edgar.xml · nonDerivative · entry 2 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,613.4467 Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 23:23 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 54,659 | $13.63 | $745,002.17 |
DisclosureSEC source: 0001179706-17-000232 · edgar.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,135.4467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 22:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 51,490 | $13.80 | $710,680.43 |
DisclosureSEC source: 0001179706-17-000216 · edgar.xml · nonDerivative · entry 4 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,476.4467 F4 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/01/16 to sell these shares to satisfy taxes associated with the PARs vesting on 10/31/17. F5 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $13.66 to $13.94. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 22:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantCommon Stock | 94,047 | $13.92 | $1,309,134.24 |
DisclosureSEC source: 0001179706-17-000216 · edgar.xml · nonDerivative · entry 3 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,966.4467 F3 · shares: On 12/07/16 the reporting person was granted performance adjusted restricted stock ("PARS") subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. These PARS vest 50% after 2 and 3 years subjects to performance, and are issued in Issuer's common stock. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 22:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 25,617 | $13.92 | $356,588.64 |
DisclosureSEC source: 0001179706-17-000216 · edgar.xml · nonDerivative · entry 2 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,919.4467 Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 22:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantCommon Stock | 49,042 | $13.92 | $682,664.64 |
DisclosureSEC source: 0001179706-17-000216 · edgar.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,536.4467 F2 · shares: On 12/09/15 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subjects to performance. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes vested dividend equivalent rights accrued but not released since the grant date. F1 · balance_after: The total beneficial ownership includes 409.6440 shares at $17.70 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/28/17 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 1.9360 shares at $18.11 per share received on 04/05/17, 2.0780 shares at $16.94 per share received on 07/05/17, and 2.3920 shares at $14.7641 on 10/04/17 through dividends paid in shares. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 13:58 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 1,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001077771-17-000142 · edgardoc.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,191 F1 · shares: Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan. Read SEC document |
| May 10, 2017 Filed May 11, 2017 13:49 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 971 | $0.00 | $0.00 |
DisclosureSEC source: 0001077771-17-000114 · edgardoc.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,188 F1 · shares: Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:17 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 107,655 | $0.00 Strike: $11.40 | $0.00 |
DisclosureSEC source: 0001179706-17-000124 · edgar.xml · derivative · entry 6 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,655 Underlying: Common Stock · 107,655 shares Expires 2021-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. F3 · derivative.exercise_date: This option became exercisable beginning on this date. F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:17 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 359,702 | $0.00 Strike: $5.85 | $0.00 |
DisclosureSEC source: 0001179706-17-000124 · edgar.xml · derivative · entry 5 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 359,702 shares Expires 2020-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. F3 · derivative.exercise_date: This option became exercisable beginning on this date. F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:17 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 107,655 | $18.36 | $1,976,330.49 |
DisclosureSEC source: 0001179706-17-000124 · edgar.xml · nonDerivative · entry 4 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,078.3967 F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $18.23 to $18.43. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:17 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 107,655 | $11.40 | $1,227,267.00 |
DisclosureSEC source: 0001179706-17-000124 · edgar.xml · nonDerivative · entry 3 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,733.3967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:17 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 359,702 | $18.36 | $6,603,409.32 |
DisclosureSEC source: 0001179706-17-000124 · edgar.xml · nonDerivative · entry 2 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,078.3967 F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $18.23 to $18.43. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:17 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 359,702 | $5.85 | $2,104,256.70 |
DisclosureSEC source: 0001179706-17-000124 · edgar.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,780.3967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 15:34 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 2,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001077771-17-000090 · edgardoc.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,217 F1 · shares: RSA granted 4/20/17 to directors on the Issuer's board of directors. The grant vests 100% on the day before the 2018 Annual Meeting. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 22:19 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 39,608 | $18.23 | $722,053.84 |
DisclosureSEC source: 0001179706-17-000068 · edgar.xml · nonDerivative · entry 1 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,078.3967 F1 · shares: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17. Read SEC document |
| April 05, 2017 Filed Nov 2, 2017 22:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 959.61 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000216 · edgar.xml · derivative · entry 8 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,128.8676 Underlying: Common Stock · 959.61 shares Expires not disclosed F6 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F11 · shares: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which will vest on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 959.61 dividend equivalent rights that reflect 266.3729 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 281.4684 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 411.7706 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. F11 · price: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which will vest on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 959.61 dividend equivalent rights that reflect 266.3729 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 281.4684 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 411.7706 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. F11 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which will vest on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 959.61 dividend equivalent rights that reflect 266.3729 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 281.4684 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 411.7706 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. F11 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which will vest on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 959.61 dividend equivalent rights that reflect 266.3729 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 281.4684 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 411.7706 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. F11 · balance_after: As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which will vest on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 959.61 dividend equivalent rights that reflect 266.3729 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 281.4684 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 411.7706 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. Read SEC document |
| April 05, 2017 Filed Nov 2, 2017 22:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 531.6 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000216 · edgar.xml · derivative · entry 7 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,331.7443 Underlying: Common Stock · 531.6 shares Expires not disclosed F6 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F10 · shares: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which will vest on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 531.60 dividend equivalent rights that reflect 147.5645 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 155.9271 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 228.1105 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. F10 · price: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which will vest on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 531.60 dividend equivalent rights that reflect 147.5645 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 155.9271 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 228.1105 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. F10 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which will vest on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 531.60 dividend equivalent rights that reflect 147.5645 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 155.9271 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 228.1105 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. F10 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which will vest on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 531.60 dividend equivalent rights that reflect 147.5645 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 155.9271 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 228.1105 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. F10 · balance_after: As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which will vest on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 531.60 dividend equivalent rights that reflect 147.5645 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 155.9271 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 228.1105 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. Read SEC document |
| April 05, 2017 Filed Nov 2, 2017 22:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 1,089.63 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000216 · edgar.xml · derivative · entry 6 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,316.923 Underlying: Common Stock · 1,089.63 shares Expires not disclosed F6 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F9 · shares: As previously reported, on 11/02/15 the reporting person was granted 94,893 RSUs, 31,631 of which vested on 11/02/16, and 53,230 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,089.63 dividend equivalent rights that reflect 302.4642 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 319.6051 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 467.5608 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. F9 · price: As previously reported, on 11/02/15 the reporting person was granted 94,893 RSUs, 31,631 of which vested on 11/02/16, and 53,230 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,089.63 dividend equivalent rights that reflect 302.4642 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 319.6051 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 467.5608 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. F9 · derivative.exercise_date: As previously reported, on 11/02/15 the reporting person was granted 94,893 RSUs, 31,631 of which vested on 11/02/16, and 53,230 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,089.63 dividend equivalent rights that reflect 302.4642 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 319.6051 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 467.5608 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. F9 · derivative.expiration_date: As previously reported, on 11/02/15 the reporting person was granted 94,893 RSUs, 31,631 of which vested on 11/02/16, and 53,230 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,089.63 dividend equivalent rights that reflect 302.4642 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 319.6051 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 467.5608 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. F9 · balance_after: As previously reported, on 11/02/15 the reporting person was granted 94,893 RSUs, 31,631 of which vested on 11/02/16, and 53,230 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 1,089.63 dividend equivalent rights that reflect 302.4642 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 319.6051 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 467.5608 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. Read SEC document |
| April 05, 2017 Filed Nov 2, 2017 22:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 248.75 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000216 · edgar.xml · derivative · entry 5 SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,469.7573 Underlying: Common Stock · 248.75 shares Expires not disclosed F6 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F8 · shares: As previously reported, on 12/10/14 the reporting person was granted 24,090 restricted stock units ("RSUs"), 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 24,303 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 248.75 dividend equivalent rights that reflect 69.0489 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 72.9619 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 106.7361dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. F8 · price: As previously reported, on 12/10/14 the reporting person was granted 24,090 restricted stock units ("RSUs"), 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 24,303 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 248.75 dividend equivalent rights that reflect 69.0489 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 72.9619 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 106.7361dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. F8 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 24,090 restricted stock units ("RSUs"), 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 24,303 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 248.75 dividend equivalent rights that reflect 69.0489 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 72.9619 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 106.7361dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. F8 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 24,090 restricted stock units ("RSUs"), 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 24,303 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 248.75 dividend equivalent rights that reflect 69.0489 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 72.9619 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 106.7361dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. F8 · balance_after: As previously reported, on 12/10/14 the reporting person was granted 24,090 restricted stock units ("RSUs"), 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 24,303 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 248.75 dividend equivalent rights that reflect 69.0489 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, 72.9619 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and 106.7361dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 10/04/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (6) above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.