Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ICHOR HOLDINGS, LTD.ICHR · Entity 4529 | Director | May 14, 2026 | May 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ICHOR HOLDINGS, LTD.
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value $0.0001SEC Table I · non-derivative | Direct | 24,798 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 2,349 · Balance 24,798 F1: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 7, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 7, 2027.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ADVANCED ENERGY INDUSTRIES INC
Report date March 01, 2021 · Filed March 01, 2021
Section 16 reporting ended · disclosed 2021-03-01. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
FARO TECHNOLOGIES INC
Report date July 21, 2025 · Filed July 21, 2025
Section 16 reporting ended · disclosed 2025-07-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-07-21 transaction · row 1
1 source rowRow 1 · 2025-07-21 · Disposition to issuer · Disposed 157,679 · Balance 0 F1: Represents shares of issuer's common stock and restricted stock units relating to such common stock that were disposed of in connection with the merger of a wholly owned subsidiary of AMETEK, Inc. ("Merger Sub") with and into issuer (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of May 5, 2025, by and among issuer, AMETEK, Inc., AMETEK TP, Inc. and Merger Sub (the "Merger Agreement"). At the effective time of the Merger, each issued and outstanding share of issuer's common stock (subject to certain exceptions described in the Merger Agreement) and each restricted stock unit were canceled and converted into the right to receive $44.00 in cash. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-07-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-07-21 · Disposition to issuer · Disposed 2,122 · Balance 0 F2: The deferred stock units were awarded pursuant to issuer's 2022 Incentive Plan and 2018 Non-Employee Director Deferred Compensation Plan. F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, these deferred stock units were cancelled and converted into the right to receive $44.00 in cash. F4: Each deferred stock unit represents the contingent right to receive one share of issuer's common stock no later than 60 business days following the date the reporting person incurs a separation of service from issuer, or in limited circumstances, upon a change of control. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of issuer's common stock and restricted stock units relating to such common stock that were disposed of in connection with the merger of a wholly owned subsidiary of AMETEK, Inc. ("Merger Sub") with and into issuer (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of May 5, 2025, by and among issuer, AMETEK, Inc., AMETEK TP, Inc. and Merger Sub (the "Merger Agreement"). At the effective time of the Merger, each issued and outstanding share of issuer's common stock (subject to certain exceptions described in the Merger Agreement) and each restricted stock unit were canceled and converted into the right to receive $44.00 in cash.
F2: The deferred stock units were awarded pursuant to issuer's 2022 Incentive Plan and 2018 Non-Employee Director Deferred Compensation Plan.
F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, these deferred stock units were cancelled and converted into the right to receive $44.00 in cash.
F4: Each deferred stock unit represents the contingent right to receive one share of issuer's common stock no later than 60 business days following the date the reporting person incurs a separation of service from issuer, or in limited circumstances, upon a change of control.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2020 Filed Feb 26, 2020 21:51 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 4,582 | $62.97 | $288,528.54 |
DisclosureSEC source: 0001209191-20-013065 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,960 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 27,726 shares of unvested restricted stock units and 122,234 shares of common stock. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:14 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 6,259 | $71.07 | $444,827.13 |
DisclosureSEC source: 0001209191-20-006985 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,542 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 38,145 shares of unvested restricted stock units and 116,397 shares of common stock. Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 21:44 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 6,610 | $60.05 | $396,930.50 |
DisclosureSEC source: 0001209191-19-051138 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,801 F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. F2 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $60.00 to $60.27. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 17:40 UTC | FARO TECHNOLOGIES INC FARO · Entity 77350 | GrantCommon Stock | 2,267 | $0.00 | $0.00 |
DisclosureSEC source: 0000911916-19-000123 · edgar.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,170 F1 · shares: Issued as restricted stock units, which represent the contingent right to receive an equivalent number of shares of common stock of FARO Technologies, Inc. (the "Company"). The restricted stock units vest on the day prior to the date of the 2020 annual meeting of shareholders, subject to the reporting person's continued membership on the Company's Board of Directors as of such date. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:49 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantPerformance Units · Derivative | 62,512 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013585 · doc4.xml · derivative · entry 4 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,512 Underlying: Common Stock · 62,512 shares Expires not disclosed F5 · shares: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. F5 · derivative.exercise_date: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. F5 · derivative.expiration_date: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:49 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 31,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013585 · doc4.xml · nonDerivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,411 F3 · shares: Employee restricted stock units granted 2/22/2019 under the Company's 2019 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date. F4 · balance_after: Represents 52,265 shares of Restricted Stock Units and 115,146 shares of common stock. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:49 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 4,663 | $51.94 | $242,196.22 |
DisclosureSEC source: 0001209191-19-013585 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,155 F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:49 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 10,603 | $51.94 | $550,719.82 |
DisclosureSEC source: 0001209191-19-013585 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,818 F1 · shares: These performance stock units were reported voluntarily 2/8/2016. Certain 2016 Revenue performance metrics were met under the LTI Plan and the shares were approved for release at 68.9 percent by the Board of Directors. The unvested shares were cancelled. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:36 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 10,784 | $52.52 | $566,375.68 |
DisclosureSEC source: 0001209191-19-007745 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,215 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 21,009 shares of Restricted Stock Units and 109,206 shares of common stock. Read SEC document |
| May 14, 2018 Filed May 16, 2018 16:12 UTC | FARO TECHNOLOGIES INC FARO · Entity 77350 | GrantCommon Stock | 1,883 | $0.00 | $0.00 |
DisclosureSEC source: 0000911916-18-000118 · edgar.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,903 Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 3,013 | $0.00 Strike: $14.21 | $0.00 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · derivative · entry 21 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,013 shares Expires 2021-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. F1 · derivative.underlying_shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Option (right to buy) · Derivative | 13,171 | $0.00 Strike: $18.77 | $0.00 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · derivative · entry 20 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,429 Underlying: Common Stock · 13,171 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. F1 · derivative.underlying_shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Option (right to buy) · Derivative | 8,500 | $0.00 Strike: $11.02 | $0.00 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · derivative · entry 19 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. F1 · derivative.underlying_shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Option (right to buy) · Derivative | 11,813 | $0.00 Strike: $9.51 | $0.00 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · derivative · entry 18 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,813 shares Expires 2021-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. F1 · derivative.underlying_shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Option (right to buy) · Derivative | 7,876 | $0.00 Strike: $12.44 | $0.00 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · derivative · entry 17 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,876 shares Expires 2021-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. F1 · derivative.underlying_shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Option (right to buy) · Derivative | 3,938 | $0.00 Strike: $14.52 | $0.00 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · derivative · entry 16 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,938 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. F1 · derivative.underlying_shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 2,361 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · derivative · entry 15 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,361 shares Expires 2020-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. F1 · derivative.underlying_shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 3,938 | $0.00 Strike: $15.65 | $0.00 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · derivative · entry 14 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,938 shares Expires 2020-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. F1 · derivative.underlying_shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 930 | $0.00 Strike: $12.77 | $0.00 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · derivative · entry 13 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 930 shares Expires 2019-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. F1 · derivative.underlying_shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 8,810 | $62.96 | $554,677.60 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · nonDerivative · entry 12 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,999 F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. F4 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $62.86 to $63.13. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5 · balance_after: Represents 45,388 shares of Restricted Stock Units and 95,611 shares of common stock. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 38,385 | $62.53 | $2,400,214.05 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · nonDerivative · entry 11 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,809 F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. F3 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $61.85 to $62.85. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 8,345 | $61.22 | $510,880.90 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · nonDerivative · entry 10 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,194 F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. F2 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $60.78 to $61.71. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 3,013 | $14.21 | $42,814.73 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · nonDerivative · entry 9 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 13,171 | $18.77 | $247,219.67 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · nonDerivative · entry 8 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 8,500 | $11.02 | $93,670.00 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · nonDerivative · entry 7 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 11,813 | $9.51 | $112,341.63 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · nonDerivative · entry 6 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 7,876 | $12.44 | $97,977.44 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · nonDerivative · entry 5 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 3,938 | $14.52 | $57,179.76 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · nonDerivative · entry 4 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 2,361 | $16.25 | $38,366.25 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · nonDerivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 3,938 | $15.65 | $61,629.70 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 22:07 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 930 | $12.77 | $11,876.10 |
DisclosureSEC source: 0001209191-18-028690 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:20 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 8,795 | $66.32 | $583,284.40 |
DisclosureSEC source: 0001209191-18-015839 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,999 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F2 · balance_after: Represents 45,388 shares of Restricted Stock Units and 95,611 shares of common stock. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:08 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 9,538 | $66.66 | $635,803.08 |
DisclosureSEC source: 0001209191-18-011412 · doc4.xml · nonDerivative · entry 6 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,794 F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units. F5 · balance_after: Represents 77,977 shares of Restricted Stock Units and 19,501 Performance Stock Units. 52,316 of these total shares are held in street name. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:08 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 21,690 | $66.66 | $1,445,855.40 |
DisclosureSEC source: 0001209191-18-011412 · doc4.xml · nonDerivative · entry 5 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,332 F4 · shares: These performance stock units were reported voluntarily 2/6/2017. Certain 2017 EPS performance metrics were met under the LTI Plan and the shares were approved for a 2/15/2018 release by the Board of Directors. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:08 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 2,384 | $66.66 | $158,917.44 |
DisclosureSEC source: 0001209191-18-011412 · doc4.xml · nonDerivative · entry 4 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,642 F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:08 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 5,422 | $66.66 | $361,430.52 |
DisclosureSEC source: 0001209191-18-011412 · doc4.xml · nonDerivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,026 F3 · shares: These performance stock units were reported voluntarily 2/6/2017. Certain 2017 Revenue performance metrics were met under the LTI Plan and the shares were approved for a 2/15/2018 release by the Board of Directors. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:08 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 3,383 | $66.66 | $225,510.78 |
DisclosureSEC source: 0001209191-18-011412 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,604 F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:08 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 7,694 | $66.66 | $512,882.04 |
DisclosureSEC source: 0001209191-18-011412 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,987 F1 · shares: These performance stock units were reported voluntarily 2/8/2016. Certain 2016 Revenue performance metrics were met under the LTI Plan and the shares were approved for a 2/15/2018 release by the Board of Directors. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 23:55 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 6,739 | $66.00 | $444,774.00 |
DisclosureSEC source: 0001209191-18-007994 · doc4.xml · nonDerivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,293 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F3 · balance_after: Represents 87,399 shares of Restricted Stock Units and 42,894 Performance Stock Units. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 23:55 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantPerformance Units · Derivative | 41,339 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007994 · doc4.xml · derivative · entry 4 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,339 Underlying: Common Stock · 41,339 shares Expires not disclosed F4 · shares: These performance share awards were issued under the 2018 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. F4 · derivative.exercise_date: These performance share awards were issued under the 2018 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. F4 · derivative.expiration_date: These performance share awards were issued under the 2018 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 23:55 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 20,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007994 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,032 F2 · shares: The restricted stock units granted 2/2/2018 under the Company's 2018 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 23:55 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 3,227 | $69.69 | $224,889.63 |
DisclosureSEC source: 0001209191-18-007994 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,363 F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 16:14 UTC | FARO TECHNOLOGIES INC FARO · Entity 77350 | GrantCommon Stock | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0000911916-17-000252 · edgar.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,020 F1 · shares: The shares of restricted stock will vest in full on December 11, 2020, subject to the reporting person's continued membership on the Board of Directors as of such date. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 21:36 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 10,669 | $0.00 Strike: $11.02 | $0.00 |
DisclosureSEC source: 0001209191-17-057674 · doc4.xml · derivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,669 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 21:36 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 10,669 | $90.00 | $960,210.00 |
DisclosureSEC source: 0001209191-17-057674 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,590 F2 · shares: Shares sold in accordance with 10b5-1 trading plan. F3 · balance_after: Represents 76,696 shares of Restricted Stock Units and 42,894 Performance Stock Units. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 21:36 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 10,669 | $11.02 | $117,572.38 |
DisclosureSEC source: 0001209191-17-057674 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 21:52 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 23,000 | $0.00 Strike: $11.02 | $0.00 |
DisclosureSEC source: 0001209191-17-056921 · doc4.xml · derivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,699 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 21:52 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 23,000 | $85.00 | $1,955,000.00 |
DisclosureSEC source: 0001209191-17-056921 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,590 F2 · shares: Shares sold in accordance with 10b5-1 trading plan. F3 · balance_after: Represents 76,696 shares of Restricted Stock Units and 42,894 Performance Stock Units. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 21:52 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 23,000 | $11.02 | $253,460.00 |
DisclosureSEC source: 0001209191-17-056921 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| October 12, 2017 Filed Oct 19, 2017 12:28 UTC Amendment | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 23,000 | $0.00 Strike: $11.02 | $0.00 |
DisclosureSEC source: 0001209191-17-057398 · doc4a.xml · derivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,669 Underlying: Common Stock · 23,000 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. F3 · derivative.underlying_shares: Previously listed this amount as 10,699 which was a Administrative error. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.