Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ICHOR HOLDINGS, LTD.ICHR · Entity 4529 | Director | May 14, 2026 | May 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ICHOR HOLDINGS, LTD.
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value $0.0001SEC Table I · non-derivative | Direct | 24,798 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 2,349 · Balance 24,798 F1: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 7, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 7, 2027.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ADVANCED ENERGY INDUSTRIES INC
Report date March 01, 2021 · Filed March 01, 2021
Section 16 reporting ended · disclosed 2021-03-01. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
FARO TECHNOLOGIES INC
Report date July 21, 2025 · Filed July 21, 2025
Section 16 reporting ended · disclosed 2025-07-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-07-21 transaction · row 1
1 source rowRow 1 · 2025-07-21 · Disposition to issuer · Disposed 157,679 · Balance 0 F1: Represents shares of issuer's common stock and restricted stock units relating to such common stock that were disposed of in connection with the merger of a wholly owned subsidiary of AMETEK, Inc. ("Merger Sub") with and into issuer (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of May 5, 2025, by and among issuer, AMETEK, Inc., AMETEK TP, Inc. and Merger Sub (the "Merger Agreement"). At the effective time of the Merger, each issued and outstanding share of issuer's common stock (subject to certain exceptions described in the Merger Agreement) and each restricted stock unit were canceled and converted into the right to receive $44.00 in cash. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-07-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-07-21 · Disposition to issuer · Disposed 2,122 · Balance 0 F2: The deferred stock units were awarded pursuant to issuer's 2022 Incentive Plan and 2018 Non-Employee Director Deferred Compensation Plan. F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, these deferred stock units were cancelled and converted into the right to receive $44.00 in cash. F4: Each deferred stock unit represents the contingent right to receive one share of issuer's common stock no later than 60 business days following the date the reporting person incurs a separation of service from issuer, or in limited circumstances, upon a change of control. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of issuer's common stock and restricted stock units relating to such common stock that were disposed of in connection with the merger of a wholly owned subsidiary of AMETEK, Inc. ("Merger Sub") with and into issuer (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of May 5, 2025, by and among issuer, AMETEK, Inc., AMETEK TP, Inc. and Merger Sub (the "Merger Agreement"). At the effective time of the Merger, each issued and outstanding share of issuer's common stock (subject to certain exceptions described in the Merger Agreement) and each restricted stock unit were canceled and converted into the right to receive $44.00 in cash.
F2: The deferred stock units were awarded pursuant to issuer's 2022 Incentive Plan and 2018 Non-Employee Director Deferred Compensation Plan.
F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, these deferred stock units were cancelled and converted into the right to receive $44.00 in cash.
F4: Each deferred stock unit represents the contingent right to receive one share of issuer's common stock no later than 60 business days following the date the reporting person incurs a separation of service from issuer, or in limited circumstances, upon a change of control.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 12, 2017 Filed Oct 19, 2017 12:28 UTC Amendment | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 23,000 | $85.00 | $1,955,000.00 |
DisclosureSEC source: 0001209191-17-057398 · doc4a.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,590 F2 · shares: Shares sold in accordance with 10b5-1 trading plan. Read SEC document |
| October 12, 2017 Filed Oct 19, 2017 12:28 UTC Amendment | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 23,000 | $11.02 | $253,460.00 |
DisclosureSEC source: 0001209191-17-057398 · doc4a.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:21 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 3,938 | $0.00 Strike: $14.52 | $0.00 |
DisclosureSEC source: 0001209191-17-053702 · doc4.xml · derivative · entry 5 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,938 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:21 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 4,863 | $0.00 Strike: $14.21 | $0.00 |
DisclosureSEC source: 0001209191-17-053702 · doc4.xml · derivative · entry 4 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,863 shares Expires 2021-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:21 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 11,744 | $75.09 | $881,856.96 |
DisclosureSEC source: 0001209191-17-053702 · doc4.xml · nonDerivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,590 F2 · shares: Shares sold in accordance with 10b5-1 trading plan. F3 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $73.85 to $76.49. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Represents 76,696 shares of Restricted Stock Units and 42,894 Performance Stock Units. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:21 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 3,938 | $14.52 | $57,179.76 |
DisclosureSEC source: 0001209191-17-053702 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:21 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 4,863 | $14.21 | $69,103.23 |
DisclosureSEC source: 0001209191-17-053702 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised in accordance with 10b5-1 trading plan. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 21:31 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 3,229 | $68.53 | $221,283.37 |
DisclosureSEC source: 0001209191-17-047941 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,533 F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units. F3 · balance_after: Represents 79,639 shares of Restricted Stock Units and 42,894 Performance Stock Units. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 21:31 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 7,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047941 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,762 F1 · shares: These performance stock units were reported voluntarily 2/8/2016. Certain 2016 Revenue performance metrics were met under the LTI Plan and the shares were approved for a 8/3/2017 release by the Board of Directors. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,577 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · derivative · entry 9 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,577 shares Expires 2020-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F6 · balance_after: The option represents a right to purchase a total of 13,389 shares that became exercisable on 4/20/2014. As of the transaction date, the option is vested and zero options remain unexercised. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,352 | $0.00 Strike: $12.77 | $0.00 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · derivative · entry 8 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,352 shares Expires 2019-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F5 · balance_after: The option represents a right to purchase a total of 12,195 shares that became exercisable on 10/27/2013. As of the transaction date, the option is vested and zero options remain unexercised. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,876 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · derivative · entry 7 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,876 shares Expires 2020-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F4 · balance_after: The option represents a right to purchase a total of 15,750 shares that became exercisable on 10/26/2014. As of the transaction date, the option is vested and zero options remain unexercised. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,938 | $0.00 Strike: $13.85 | $0.00 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · derivative · entry 6 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,938 shares Expires 2020-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F3 · balance_after: The option represents a right to purchase a total of 15,750 shares that became exercisable on 7/20/2014. As of the transaction date, the option is vested and zero options remain unexercised. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 15,743 | $72.29 | $1,138,061.47 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · nonDerivative · entry 5 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,068 F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F2 · balance_after: Represents 79,639 shares of Restricted Stock Units and 38,429 Performance Shares. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 1,577 | $16.25 | $25,626.25 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · nonDerivative · entry 4 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 2,352 | $12.77 | $30,035.04 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · nonDerivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 7,876 | $14.50 | $114,202.00 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:57 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 3,938 | $13.85 | $54,541.30 |
DisclosureSEC source: 0001209191-17-041108 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 20:30 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,281 | $0.00 Strike: $11.02 | $0.00 |
DisclosureSEC source: 0001209191-17-039832 · doc4.xml · derivative · entry 4 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 7,281 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F4 · balance_after: The option represents a right to purchase a total of 15,781 shares that became exercisable on 1/3/2012. As of the transaction date, the option is vested and 8,500 options remain unexercised. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 20:30 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $11.02 | $0.00 |
DisclosureSEC source: 0001209191-17-039832 · doc4.xml · derivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,669 Underlying: Common Stock · 5,000 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F3 · balance_after: The option represents a right to purchase a total of 38,669 shares that became exercisable on 2/6/2014. As of the transaction date, the option is vested and 33,669 options remain unexercised. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 20:30 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 12,281 | $80.00 | $982,480.00 |
DisclosureSEC source: 0001209191-17-039832 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,068 F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F2 · balance_after: Represents 79,639 shares of Restricted Stock Units and 38,429 Performance Shares. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 20:30 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 12,281 | $11.02 | $135,336.62 |
DisclosureSEC source: 0001209191-17-039832 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold in accordance with 10b5-1 trading plan. Read SEC document |
| May 10, 2017 Filed May 11, 2017 20:23 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Disposition to issuerCommon Stock | 20,000 | $77.25 | $1,545,000.00 |
DisclosureSEC source: 0001209191-17-031532 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,068 F1 · shares: Shares sold in accordance with 10b5-1 trading plan. F2 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $75.79 to $78.09. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Represents 79,639 shares of Restricted Stock Units and 38,429 Performance Shares. Read SEC document |
| May 10, 2017 Filed May 15, 2017 11:11 UTC Amendment | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 20,000 | $77.25 | $1,545,000.00 |
DisclosureSEC source: 0001209191-17-032230 · doc4a.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,068 F1 · kind: The original filing had a typographical error with a code "D" listed in column 3. F2 · shares: Shares sold in accordance with 10b5-1 trading plan. F3 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $75.79 to $78.09. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Represents 79,639 shares of Restricted Stock Units and 38,429 Performance Shares. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:46 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 6,460 | $74.29 | $479,913.40 |
DisclosureSEC source: 0001209191-17-030712 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,068 F2 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F3 · balance_after: Represents 99,639 shares of Restricted Stock Units and 38,429 Performance Shares. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:46 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 15,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030712 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,528 F1 · shares: These performance share awards were reported voluntarily 2/4/2016. Certain non-GAAP EPS 2016 performance metrics were met under the LTI Plan and the shares were approved for a 5/4/17 release by the Compensation Committee on 5/3/2017. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:31 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016628 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,139 F1 · shares: One-time RSU grant vesting 100% on the one-year anniversary date of the grant. F2 · balance_after: Represents 99,639 shares of Restricted Stock Units and 29,500 Performance Shares. As of the transaction date, the restricted stock units have vested as to 32,365 shares. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:43 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 6,458 | $61.66 | $398,200.28 |
DisclosureSEC source: 0001209191-17-014917 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,139 F2 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F3 · balance_after: Represents 79,639 shares of Restricted Stock Units and 29,500 Performance Shares. As of the transaction date, the restricted stock units have vested as to 32,365 shares. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:43 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 15,388 | $61.66 | $948,824.08 |
DisclosureSEC source: 0001209191-17-014917 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,597 F1 · shares: These performance share awards were reported voluntarily 2/4/2016. Certain non-GAAP EPS 2016 performance metrics were met under the LTI Plan and the shares were approved for a 2/23/2017 release by the Compensation Committee 2/1/17. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 01:30 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 6,462 | $61.19 | $395,409.78 |
DisclosureSEC source: 0001209191-17-008172 · doc4.xml · nonDerivative · entry 2 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,209 F2 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units. F3 · balance_after: Represents 79,639 shares of Restricted Stock Units and 20,570 Performance Shares. As of the transaction date, the restricted stock units have vested as to 32,365 shares. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 01:30 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantPerformance Units · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008172 · doc4.xml · derivative · entry 3 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,380 Underlying: Commoon Stock · 43,380 shares Expires not disclosed F4 · derivative.exercise_date: These performance share awards were issued under the 2016 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. F4 · derivative.expiration_date: These performance share awards were issued under the 2016 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 01:30 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 21,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008172 · doc4.xml · nonDerivative · entry 1 WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,671 F1 · shares: The employee restricted stock units granted 2/2/2017 under the Company's 2017 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.