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WASSERMAN YUVAL

Disclosed activity across 3 companies

Tapewire entity
46409
SEC CIK
0001416894

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ICHOR HOLDINGS, LTD.ICHR · Entity 4529DirectorMay 14, 2026May 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ICHOR HOLDINGS, LTD.

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, par value $0.0001SEC Table I · non-derivativeDirect24,798 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 2,349 · Balance 24,798

F1: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 7, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 7, 2027.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ADVANCED ENERGY INDUSTRIES INC

Report date March 01, 2021 · Filed March 01, 2021

Section 16 reporting ended · disclosed 2021-03-01. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

FARO TECHNOLOGIES INC

Report date July 21, 2025 · Filed July 21, 2025

Section 16 reporting ended · disclosed 2025-07-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-07-21 transaction · row 1
1 source row

Row 1 · 2025-07-21 · Disposition to issuer · Disposed 157,679 · Balance 0

F1: Represents shares of issuer's common stock and restricted stock units relating to such common stock that were disposed of in connection with the merger of a wholly owned subsidiary of AMETEK, Inc. ("Merger Sub") with and into issuer (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of May 5, 2025, by and among issuer, AMETEK, Inc., AMETEK TP, Inc. and Merger Sub (the "Merger Agreement"). At the effective time of the Merger, each issued and outstanding share of issuer's common stock (subject to certain exceptions described in the Merger Agreement) and each restricted stock unit were canceled and converted into the right to receive $44.00 in cash.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-07-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-07-21 · Disposition to issuer · Disposed 2,122 · Balance 0

F2: The deferred stock units were awarded pursuant to issuer's 2022 Incentive Plan and 2018 Non-Employee Director Deferred Compensation Plan.

F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, these deferred stock units were cancelled and converted into the right to receive $44.00 in cash.

F4: Each deferred stock unit represents the contingent right to receive one share of issuer's common stock no later than 60 business days following the date the reporting person incurs a separation of service from issuer, or in limited circumstances, upon a change of control.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of issuer's common stock and restricted stock units relating to such common stock that were disposed of in connection with the merger of a wholly owned subsidiary of AMETEK, Inc. ("Merger Sub") with and into issuer (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of May 5, 2025, by and among issuer, AMETEK, Inc., AMETEK TP, Inc. and Merger Sub (the "Merger Agreement"). At the effective time of the Merger, each issued and outstanding share of issuer's common stock (subject to certain exceptions described in the Merger Agreement) and each restricted stock unit were canceled and converted into the right to receive $44.00 in cash.

F2: The deferred stock units were awarded pursuant to issuer's 2022 Incentive Plan and 2018 Non-Employee Director Deferred Compensation Plan.

F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, these deferred stock units were cancelled and converted into the right to receive $44.00 in cash.

F4: Each deferred stock unit represents the contingent right to receive one share of issuer's common stock no later than 60 business days following the date the reporting person incurs a separation of service from issuer, or in limited circumstances, upon a change of control.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2026 Filed May 18, 2026 08:49 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 GrantOrdinary Shares, par value $0.0001 2,349 $0.00 $0.00
Disclosure

SEC source: 0001416894-26-000003 · wk-form4_1779108596.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,798

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 7, 2027.

Read SEC document
July 21, 2025 Filed Jul 21, 2025 16:13 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 Disposition to issuerDeferred Stock Units · Derivative 2,122 $44.00 $93,368.00
Disclosure

SEC source: 0001628280-25-035458 · wk-form4_1753128789.xml · derivative · entry 2

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,122 shares

Expires not disclosed

F2 · derivative.exercise_price: The deferred stock units were awarded pursuant to issuer's 2022 Incentive Plan and 2018 Non-Employee Director Deferred Compensation Plan.

F3 · kind: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, these deferred stock units were cancelled and converted into the right to receive $44.00 in cash.

F4 · derivative.exercise_date: Each deferred stock unit represents the contingent right to receive one share of issuer's common stock no later than 60 business days following the date the reporting person incurs a separation of service from issuer, or in limited circumstances, upon a change of control.

F4 · derivative.expiration_date: Each deferred stock unit represents the contingent right to receive one share of issuer's common stock no later than 60 business days following the date the reporting person incurs a separation of service from issuer, or in limited circumstances, upon a change of control.

Read SEC document
July 21, 2025 Filed Jul 21, 2025 16:13 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 Disposition to issuerCommon Stock 157,679 $44.00 $6,937,876.00
Disclosure

SEC source: 0001628280-25-035458 · wk-form4_1753128789.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · acquired: Represents shares of issuer's common stock and restricted stock units relating to such common stock that were disposed of in connection with the merger of a wholly owned subsidiary of AMETEK, Inc. ("Merger Sub") with and into issuer (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of May 5, 2025, by and among issuer, AMETEK, Inc., AMETEK TP, Inc. and Merger Sub (the "Merger Agreement"). At the effective time of the Merger, each issued and outstanding share of issuer's common stock (subject to certain exceptions described in the Merger Agreement) and each restricted stock unit were canceled and converted into the right to receive $44.00 in cash.

Read SEC document
May 22, 2025 Filed May 23, 2025 16:38 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 GrantCommon Stock 4,167 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-027639 · wk-form4_1748032676.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,679

F1 · acquired: The reported shares are represented by restricted stock units, or RSUs, all of which vest on the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 14, 2025 Filed May 16, 2025 17:03 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 GrantOrdinary Shares, par value $0.0001 5,337 $0.00 $0.00
Disclosure

SEC source: 0001652535-25-000032 · wk-form4_1747429421.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,449

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 8, 2026.

Read SEC document
February 05, 2025 Filed Feb 6, 2025 16:39 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 SaleCommon Stock 5,658 $31.35 $177,378.30
Disclosure

SEC source: 0001628280-25-004270 · wk-form4_1738877969.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,512

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of RSUs, the grant of which was previously reported. This sale was effected pursuant to the issuer's "sell to cover" policy and does not represent a discretionary sale by the reporting person.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 16:36 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 SaleCommon Stock 5,750 $19.21 $110,457.50
Disclosure

SEC source: 0001628280-24-046348 · wk-form4_1731015383.xml · nonDerivative · entry 2

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,170

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of RSUs, the grant of which was previously reported. This sale was effected pursuant to the issuer's "sell to cover" policy and does not represent a discretionary sale by the reporting person.

Read SEC document
November 05, 2024 Filed Nov 7, 2024 16:36 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 SaleCommon Stock 6,222 $17.75 $110,440.50
Disclosure

SEC source: 0001628280-24-046348 · wk-form4_1731015383.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,920

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of RSUs, the grant of which was previously reported. This sale was effected pursuant to the issuer's "sell to cover" policy and does not represent a discretionary sale by the reporting person.

Read SEC document
July 30, 2024 Filed Jul 31, 2024 16:06 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 SaleCommon Stock 12,334 $16.90 $208,444.60
Disclosure

SEC source: 0001628280-24-033744 · wk-form4_1722456405.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,142

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of RSUs, the grant of which was previously reported. This sale was effected pursuant to the issuer's "sell to cover" policy and does not represent a discretionary sale by the reporting person.

Read SEC document
June 17, 2024 Filed Jun 17, 2024 19:15 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 SaleCommon Stock 10,149 $16.52 $167,661.48
Disclosure

SEC source: 0001628280-24-028608 · wk-form4_1718666151.xml · nonDerivative · entry 3

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,476

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of RSUs, the grant of which was previously reported. This sale was effected pursuant to the issuer's "sell to cover" policy and does not represent a discretionary sale by the reporting person.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 19:15 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 GrantCommon Stock 10,404 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028608 · wk-form4_1718666151.xml · nonDerivative · entry 2

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,625

F2 · shares: The reported shares are represented by restricted stock units, or RSUs, all of which vest on the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 19:15 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 SaleCommon Stock 10,075 $16.64 $167,648.00
Disclosure

SEC source: 0001628280-24-028608 · wk-form4_1718666151.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,221

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of RSUs, the grant of which was previously reported. This sale was effected pursuant to the issuer's "sell to cover" policy and does not represent a discretionary sale by the reporting person.

Read SEC document
June 13, 2024 Filed Jun 13, 2024 20:28 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 SaleCommon Stock 9,539 $17.57 $167,600.23
Disclosure

SEC source: 0001628280-24-028162 · wk-form4_1718324876.xml · nonDerivative · entry 2

WASSERMAN YUVAL · CIK 0001416894 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,296

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of RSUs, the grant of which was previously reported. This sale was effected pursuant to the issuer's "sell to cover" policy and does not represent a discretionary sale by the reporting person.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 20:28 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 SaleCommon Stock 8,986 $18.65 $167,588.90
Disclosure

SEC source: 0001628280-24-028162 · wk-form4_1718324876.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,835

F1 · shares: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of RSUs, the grant of which was previously reported. This sale was effected pursuant to the issuer's "sell to cover" policy and does not represent a discretionary sale by the reporting person.

Read SEC document
May 15, 2024 Filed May 17, 2024 16:17 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 GrantOrdinary Shares, par value $0.0001 3,923 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024069 · wk-form4_1715977044.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,112

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 9, 2025.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 11:08 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 GrantCommon Stock 13,749 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003200 · wk-form4_1707149306.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,821

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, awarded to Mr. Wasserman with regards to his agreement to continue as Executive Chairman and to provide additional transitional assistance to the Company's new President & CEO. All of the RSUs vest on February 1, 2025. This grant was previously described in the Company's Form 8-K dated July 25, 2023.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 11:21 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 GrantCommon Stock 31,721 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-036594 · wk-form4_1699024858.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,072

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, awarded to Mr. Wasserman with regards to his agreement to continue as Executive Chairman and to provide additional transitional assistance to the Company's new President & CEO. All of the RSUs vest on November 1, 2024. This grant was previously described in the Company's Form 8-K dated July 25, 2023.

Read SEC document
July 25, 2023 Filed Jul 26, 2023 17:09 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 GrantCommon Stock 30,998 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-025759 · wk-form4_1690405787.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,351

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, awarded to Mr. Wasserman with regards to his agreement to continue as Executive Chairman and to provide additional transitional assistance to the Company's new President & CEO. All of the RSUs vest on July 25, 2024.

Read SEC document
May 18, 2023 Filed May 22, 2023 17:57 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 GrantOrdinary Shares, par value $0.0001 4,752 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019329 · wk-form4_1684792666.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,189

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 10, 2024.

Read SEC document
May 15, 2023 Filed May 16, 2023 18:09 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 PurchaseCommon Stock 4,350 $11.39 $49,539.98
Disclosure

SEC source: 0001628280-23-018508 · wk-form4_1684274942.xml · nonDerivative · entry 2

WASSERMAN YUVAL · CIK 0001416894 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,353

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.36 to $11.42, inclusive.

Read SEC document
May 12, 2023 Filed May 16, 2023 18:09 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 PurchaseCommon Stock 4,350 $11.42 $49,677.44
Disclosure

SEC source: 0001628280-23-018508 · wk-form4_1684274942.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,003

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.40 to $11.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
May 04, 2023 Filed May 8, 2023 16:37 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 GrantCommon Stock 112,000 $0.00 $0.00
Disclosure

SEC source: 0000917491-23-000016 · wk-form4_1683578260.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,653

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, awarded to the reporting person in connection with his appointment as Executive Chairman and principal executive officer for purposes of the rules and regulations of the Securities and Exchange Commission. In addition, the reporting person will assume the role of Interim Chief Executive Officer effective July 1, 2023. All of the RSUs vest on May 4, 2024.

Read SEC document
April 01, 2023 Filed May 31, 2023 19:39 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 GrantDeferred Stock Units · Derivative 1,371 $24.61 $33,740.31
Disclosure

SEC source: 0001628280-23-020384 · wk-form4_1685576326.xml · derivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,493

Underlying: Common Stock · 1,371 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") were awarded pursuant to the Issuer's 2022 Incentive Plan and 2018 Non-Employee Director Deferred Compensation Plan

F2 · derivative.exercise_price: Each DSU represents the contingent right to receive one share of the Issuer's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Issuer, or in limited circumstances, upon a change in control.

F2 · derivative.exercise_date: Each DSU represents the contingent right to receive one share of the Issuer's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Issuer, or in limited circumstances, upon a change in control.

F2 · derivative.expiration_date: Each DSU represents the contingent right to receive one share of the Issuer's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Issuer, or in limited circumstances, upon a change in control.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:19 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 GrantDeferred Stock Units · Derivative 1,147 $29.41 $33,733.27
Disclosure

SEC source: 0001628280-23-000228 · wf-form4_167286713204231.xml · derivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,122

Underlying: Common Stock · 1,147 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") were awarded pursuant to the Issuer's 2022 Incentive Plan and 2018 Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU represents the right to receive one share of the Issuer's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Issuer, or in limited circumstances, upon a change in control.

F2 · derivative.exercise_date: Each DSU represents the right to receive one share of the Issuer's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Issuer, or in limited circumstances, upon a change in control.

F2 · derivative.expiration_date: Each DSU represents the right to receive one share of the Issuer's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Issuer, or in limited circumstances, upon a change in control.

Read SEC document
May 27, 2022 Filed May 31, 2022 16:20 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 GrantCommon Stock 5,412 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015737 · wf-form4_165402838769800.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,653

F1 · shares: Issued as restricted stock units, which represent the contingent right to receive an equivalent number of shares of common stock of FARO Technologies, Inc. (the "Company"). The restricted stock units vest on the day prior to the date of the 2023 annual meeting of shareholders, subject to the reporting person's continued membership on the Company's Board of Directors as of such date.

Read SEC document
May 24, 2022 Filed May 26, 2022 17:45 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 GrantOrdinary Shares, par value $0.0001 5,635 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032303 · doc4.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,437

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 12, 2023.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 16:35 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 GrantDeferred Stock Units · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-019565 · wf-form4_163337971620027.xml · derivative · entry 2

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975

Underlying: Common Stock · 32 shares

Expires not disclosed

F3 · security: Adjustment to previously granted deferred stock units ("DSUs") granted pursuant to the FARO Technologies, Inc. (the "Company") 2014 Incentive Plan (the "Incentive Plan") and the FARO Technologies, Inc. 2018 Non-Employee Director Deferred Compensation Plan (the "Deferred Compensation Plan") to correct for changes to Director compensation resulting from amendments to the Summary of Director Compensation Program.

F2 · derivative.exercise_price: Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.

F2 · derivative.exercise_date: Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.

F2 · derivative.expiration_date: Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 16:35 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 GrantDeferred Stock Units · Derivative 296 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-019565 · wf-form4_163337971620027.xml · derivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943

Underlying: Common Stock · 296 shares

Expires not disclosed

F1 · security: Deferred stock units ("DSUs") granted pursuant to the FARO Technologies, Inc. (the "Company") 2014 Incentive Plan (the "Incentive Plan") and the FARO Technologies, Inc. 2018 Non-Employee Director Deferred Compensation Plan (the "Deferred Compensation Plan").

F2 · derivative.exercise_price: Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.

F2 · derivative.exercise_date: Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.

F2 · derivative.expiration_date: Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.

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July 01, 2021 Filed Jul 2, 2021 16:02 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 GrantDeferred Stock Units · Derivative 221 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-013437 · wf-form4_162525609086775.xml · derivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647

Underlying: Common Stock · 221 shares

Expires not disclosed

F1 · security: Deferred stock units ("DSUs") granted pursuant to the FARO Technologies, Inc. (the "Company") 2014 Incentive Plan (the "Incentive Plan") and the FARO Technologies, Inc. 2018 Non-Employee Director Deferred Compensation Plan (the "Deferred Compensation Plan").

F2 · derivative.exercise_price: Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.

F2 · derivative.exercise_date: Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.

F2 · derivative.expiration_date: Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 17:30 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 GrantCommon Stock 1,329 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-011629 · wf-form4_162275577134150.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,241

F1 · shares: Issued as restricted stock units, which represent the contingent right to receive an equivalent number of shares of common stock of FARO Technologies, Inc. (the "Company"). The restricted stock units vest on the day prior to the date of the 2022 annual meeting of shareholders, subject to the reporting person's continued membership on the Company's Board of Directors as of such date. The reporting person has elected to defer the settlement of any such vested restricted stock units until such date that is within 60 days after the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company, pursuant to the terms of the FARO Technologies, Inc. 2018 Non-Employee Director Deferred Compensation Plan.

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May 20, 2021 Filed May 20, 2021 17:32 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 GrantOrdinary Shares, par value $0.0001 2,802 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034522 · doc4.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,802

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% vests on May 20, 2022 and the remainder vests ratably on a quarterly basis over a two-year period thereafter.

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April 01, 2021 Filed Apr 2, 2021 17:13 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 GrantDeferred Stock Units · Derivative 198 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006511 · wf-form4_161739790637588.xml · derivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426

Underlying: Common Stock · 198 shares

Expires not disclosed

F1 · security: Deferred stock units ("DSUs") granted pursuant to the FARO Technologies, Inc. (the "Company") 2014 Incentive Plan (the "Incentive Plan") and the FARO Technologies, Inc. 2018 Non-Employee Director Deferred Compensation Plan (the "Deferred Compensation Plan").

F2 · derivative.exercise_price: Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.

F2 · derivative.exercise_date: Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.

F2 · derivative.expiration_date: Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.

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February 24, 2021 Filed Feb 26, 2021 21:42 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 5,406 $108.80 $588,172.80
Disclosure

SEC source: 0001209191-21-014784 · doc4.xml · nonDerivative · entry 2

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,193

F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F3 · balance_after: Represents 35,005 shares of unvested restricted stock units and 124,188 shares of common stock.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:42 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantCommon Stock 12,294 $108.80 $1,337,587.20
Disclosure

SEC source: 0001209191-21-014784 · doc4.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,599

F1 · shares: These performance stock units were reported voluntarily 3/3/2020. Certain 2020 Revenue and Earnings Per Shares performance metrics were met under the 2020 LTI Plan and the shares were approved for a 2/24/2021 release by the Board of Directors.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:26 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 4,582 $104.30 $477,902.60
Disclosure

SEC source: 0001209191-21-013792 · doc4.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,305

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 35,005 shares of unvested restricted stock units and 117,300 shares of common stock.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:42 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 3,061 $111.81 $342,250.41
Disclosure

SEC source: 0001209191-21-007750 · doc4.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,887

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 45,424 shares of unvested restricted stock units and 111,463 shares of common stock.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 17:07 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 GrantDeferred Stock Units · Derivative 228 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-000078 · wf-form4_160988441552952.xml · derivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228

Underlying: Common Stock · 228 shares

Expires not disclosed

F1 · security: Deferred stock units ("DSUs") granted pursuant to the FARO Technologies, Inc. (the "Company") 2014 Incentive Plan (the "Incentive Plan") and the FARO Technologies, Inc. 2018 Non-Employee Director Deferred Compensation Plan (the "Deferred Compensation Plan").

F2 · derivative.exercise_price: Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.

F2 · derivative.exercise_date: Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.

F2 · derivative.expiration_date: Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 22:11 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 300 $86.13 $25,839.00
Disclosure

SEC source: 0001209191-20-058491 · doc4.xml · nonDerivative · entry 3

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,948

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.02 to $86.28, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.

F5 · balance_after: Represents 52,313 shares of unvested restricted stock units and 107,635 shares of common stock.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 22:11 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 2,200 $85.06 $187,125.40
Disclosure

SEC source: 0001209191-20-058491 · doc4.xml · nonDerivative · entry 2

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,248

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.75 to $85.67, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 22:11 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 2,500 $84.27 $210,667.50
Disclosure

SEC source: 0001209191-20-058491 · doc4.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,448

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.73 to $84.72, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 21:11 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 200 $77.64 $15,528.00
Disclosure

SEC source: 0001209191-20-045977 · doc4.xml · nonDerivative · entry 3

WASSERMAN YUVAL · CIK 0001416894 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,948

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.18 to $78.10, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.

F5 · balance_after: Represents 52,313 shares of unvested restricted stock units and 112,635 shares of common stock.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 21:11 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 2,829 $76.42 $216,186.52
Disclosure

SEC source: 0001209191-20-045977 · doc4.xml · nonDerivative · entry 2

WASSERMAN YUVAL · CIK 0001416894 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,148

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.95 to $76.83, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 21:11 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 1,971 $75.56 $148,926.79
Disclosure

SEC source: 0001209191-20-045977 · doc4.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,977

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.92 to $75.92, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 16:26 UTC FARO TECHNOLOGIES INC FARO · Entity 77350 GrantCommon Stock 1,742 $0.00 $0.00
Disclosure

SEC source: 0000917491-20-000040 · wf-form4_159121599673670.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,912

F1 · shares: Issued as restricted stock units, which represent the contingent right to receive an equivalent number of shares of common stock of FARO Technologies, Inc. (the "Company"). The restricted stock units vest on the day prior to the date of the 2021 annual meeting of shareholders, subject to the reporting person's continued membership on the Company's Board of Directors as of such date.

Read SEC document
May 18, 2020 Filed May 20, 2020 21:40 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 1,200 $61.18 $73,416.00
Disclosure

SEC source: 0001209191-20-030977 · doc4.xml · nonDerivative · entry 2

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,948

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.02 to $61.52, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.

F4 · balance_after: Represents 52,313 shares of unvested restricted stock units and 117,635 shares of common stock.

Read SEC document
May 18, 2020 Filed May 20, 2020 21:40 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 SaleCommon Stock 8,800 $60.35 $531,080.00
Disclosure

SEC source: 0001209191-20-030977 · doc4.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,148

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.92, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:50 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPerformance Units · Derivative 49,175 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016644 · doc4.xml · derivative · entry 4

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,175

Underlying: Common Stock · 49,175 shares

Expires not disclosed

F5 · shares: These performance share were issued under the 2020 LTI Plan at a 200% target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F5 · derivative.exercise_date: These performance share were issued under the 2020 LTI Plan at a 200% target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F5 · derivative.expiration_date: These performance share were issued under the 2020 LTI Plan at a 200% target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:50 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 4,240 $59.62 $252,788.80
Disclosure

SEC source: 0001209191-20-016644 · doc4.xml · nonDerivative · entry 3

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,948

F3 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units and performance stock units.

F4 · balance_after: Represents 52,313 shares of unvested restricted stock units and 127,635 shares of common stock.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:50 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantCommon Stock 9,641 $59.62 $574,796.42
Disclosure

SEC source: 0001209191-20-016644 · doc4.xml · nonDerivative · entry 2

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,188

F2 · shares: These performance stock units were reported voluntarily 2/6/2017. Certain 2019 Revenue performance metrics were met under the 2017 LTI Plan and the shares were approved for a 3/3/2020 release by the Board of Directors.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:50 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantCommon Stock 24,587 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016644 · doc4.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,547

F1 · shares: Employee restricted stock units granted 3/3/2020 under the Company's 2020 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.