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Bullwinkle David E

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46264
SEC CIK
0001678634

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EASTMAN KODAK COKODK · Entity 5053CFO and Senior Vice PresidentMay 17, 2026May 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EASTMAN KODAK CO

Report date May 17, 2026 · Filed May 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01SEC Table I · non-derivativeDirect133,441 Ending reported balance After 2026-05-17 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-05-17 · Exercise / conversion · Acquired 16,668 · Balance 107,475

F1: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

Row 2 · 2026-05-17 · Tax withholding · Disposed 6,009 · Balance 101,466

F2: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Row 3 · 2026-05-17 · Exercise / conversion · Acquired 50,000 · Balance 151,466

F3: These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.

Row 4 · 2026-05-17 · Tax withholding · Disposed 18,025 · Balance 133,441

F4: Shares withheld to cover tax withholding obligations on the vesting of performance stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-05-17 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-05-17 · Exercise / conversion · Disposed 16,668 · Balance 0

F1: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-05-17 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-05-17 · Exercise / conversion · Disposed 50,000 · Balance 0

F3: These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.53 · Expires 2029-02-19Direct10,000 Reported balance Holding disclosure · report date 2026-05-17 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 10,000

F5: This option has fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.03 · Expires 2029-02-19Direct10,000 Reported balance Holding disclosure · report date 2026-05-17 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 10,000

F5: This option has fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2029-02-19Direct10,000 Reported balance Holding disclosure · report date 2026-05-17 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 10,000

F5: This option has fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.24 · Expires 2026-06-30Direct45,942 Reported balance Holding disclosure · report date 2026-05-17 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 45,942

F5: This option has fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2027-09-13Direct355,330 Reported balance Holding disclosure · report date 2026-05-17 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 355,330

F5: This option has fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2028-12-03Direct72,017 Reported balance Holding disclosure · report date 2026-05-17 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 72,017

F5: This option has fully vested as of the date of this report.

Filing footnotes · ownership attribution and instrument terms

F1: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

F2: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

F3: These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.

F4: Shares withheld to cover tax withholding obligations on the vesting of performance stock units.

F5: This option has fully vested as of the date of this report.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2019 Filed Aug 15, 2019 20:30 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 3,250 $2.15 $6,987.50
Disclosure

SEC source: 0000891839-19-000149 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,105

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:31 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 6,159 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000132 · edgar.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 6,159 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:31 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 2,093 $2.40 $5,023.20
Disclosure

SEC source: 0000891839-19-000132 · edgar.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,855

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:31 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 6,159 $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000132 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:26 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 71,139 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0000891839-18-000118 · edgar.xml · derivative · entry 9

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,139

Underlying: Common Stock, par value $.01 · 71,139 shares

Expires 2025-12-03

F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:26 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 44,872 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000118 · edgar.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,872

Underlying: Common Stock, par value $.01 · 44,872 shares

Expires 2021-09-03

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

Read SEC document
December 04, 2018 Filed Feb 8, 2019 21:26 UTC Amendment EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 72,017 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0000891839-19-000027 · edgar.xml · derivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,017

Underlying: Common Stock, par value $.01 · 72,017 shares

Expires 2025-12-03

F2 · shares: This option was previously reported by Mr. Bullwinkle. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 71,139 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F2 · derivative.exercise_date: This option was previously reported by Mr. Bullwinkle. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 71,139 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F2 · derivative.underlying_shares: This option was previously reported by Mr. Bullwinkle. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 71,139 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F2 · balance_after: This option was previously reported by Mr. Bullwinkle. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 71,139 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 1,111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000078 · edgar.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 1,111 shares

Expires 2018-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 378 $3.25 $1,228.50
Disclosure

SEC source: 0000891839-18-000078 · edgar.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,794

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 1,111 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000078 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:26 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 6,157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000075 · edgar.xml · derivative · entry 4

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,159

Underlying: Common Stock, par value $.01 · 6,157 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 7/1/2016 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 7/1/2016 grant date.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:26 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 2,037 $3.80 $7,740.60
Disclosure

SEC source: 0000891839-18-000075 · edgar.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,061

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:26 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 6,157 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000075 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:45 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 647 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000148 · edgar.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 647 shares

Expires 2017-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:45 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 240 $3.35 $804.00
Disclosure

SEC source: 0000891839-17-000148 · edgar.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,941

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:45 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 647 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000148 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 20:30 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 355,330 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0000891839-17-000128 · edgar.xml · derivative · entry 9

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,330

Underlying: Common Stock, par value $.01 · 355,330 shares

Expires 2024-09-13

F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 9/14/2017 grant date.

Read SEC document
September 03, 2017 Filed Sep 6, 2017 20:27 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 1,109 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000127 · edgar.xml · derivative · entry 7

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111

Underlying: Common Stock, par value $.01 · 1,109 shares

Expires 2018-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

Read SEC document
September 03, 2017 Filed Sep 6, 2017 20:27 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000127 · edgar.xml · derivative · entry 5

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 644 shares

Expires 2017-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2014 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2014 grant date.

Read SEC document
September 03, 2017 Filed Sep 6, 2017 20:27 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 410 $7.80 $3,198.00
Disclosure

SEC source: 0000891839-17-000127 · edgar.xml · nonDerivative · entry 4

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,534

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2017 Filed Sep 6, 2017 20:27 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 1,109 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000127 · edgar.xml · nonDerivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

Read SEC document
September 03, 2017 Filed Sep 6, 2017 20:27 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 239 $7.80 $1,864.20
Disclosure

SEC source: 0000891839-17-000127 · edgar.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,835

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2017 Filed Sep 6, 2017 20:27 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 644 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000127 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2014 grant date.

Read SEC document
August 17, 2017 Filed Aug 21, 2017 20:23 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 1,100 $7.23 $7,953.00
Disclosure

SEC source: 0000891839-17-000119 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,430

Read SEC document
July 01, 2017 Filed Jul 5, 2017 20:37 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 6,157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000103 · edgar.xml · derivative · entry 6

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,316

Underlying: Common Stock, par value $.01 · 6,157 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 7/1/2016 grant date.

F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 7/1/2016 grant date.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 20:37 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 2,270 $9.10 $20,657.00
Disclosure

SEC source: 0000891839-17-000103 · edgar.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,330

F1 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 20:37 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 6,157 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000103 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2017 Filed May 31, 2017 20:13 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 2,000 $9.43 $18,860.00
Disclosure

SEC source: 0000891839-17-000076 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,443

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:19 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 645 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000286 · edgar.xml · derivative · entry 4

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647

Underlying: Common Stock, par value $01 · 645 shares

Expires 2017-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date.

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December 15, 2016 Filed Dec 16, 2016 22:19 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 239 $16.35 $3,907.65
Disclosure

SEC source: 0000891839-16-000286 · edgar.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,443

F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

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December 15, 2016 Filed Dec 16, 2016 22:19 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 645 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000286 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date.

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September 03, 2016 Filed Sep 7, 2016 23:29 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 1,109 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · derivative · entry 10

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,220

Underlying: Common Stock, par value $01 · 1,109 shares

Expires 2018-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

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September 03, 2016 Filed Sep 7, 2016 23:29 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 641 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · derivative · entry 8

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644

Underlying: Common Stock, par value $01 · 641 shares

Expires 2017-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

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September 03, 2016 Filed Sep 7, 2016 23:29 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 2,509 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · derivative · entry 7

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $01 · 2,509 shares

Expires 2016-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

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September 03, 2016 Filed Sep 7, 2016 23:29 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 410 $15.58 $6,387.80
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · nonDerivative · entry 6

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,037

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:29 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 1,109 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · nonDerivative · entry 5

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:29 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 237 $15.58 $3,692.46
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · nonDerivative · entry 4

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,338

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:29 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 641 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · nonDerivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:29 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 928 $15.58 $14,458.24
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,934

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:29 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 2,509 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 01, 2016 Filed Sep 7, 2016 23:27 UTC Amendment EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 45,942 $0.00 Strike: $16.24 $0.00
Disclosure

SEC source: 0000891839-16-000253 · edgar.xml · derivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,942

Underlying: Common Stock, par value $.01 · 45,942 shares

Expires 2023-07-01

F1 · derivative.exercise_price: This option was previously reported by Mr. Bullwinkle on his 7/1/16 Form 4, however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · date: This option was previously reported by Mr. Bullwinkle on his 7/1/16 Form 4, however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · kind: This option was previously reported by Mr. Bullwinkle on his 7/1/16 Form 4, however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · shares: This option was previously reported by Mr. Bullwinkle on his 7/1/16 Form 4, however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · derivative.exercise_date: This option was previously reported by Mr. Bullwinkle on his 7/1/16 Form 4, however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · derivative.underlying_shares: This option was previously reported by Mr. Bullwinkle on his 7/1/16 Form 4, however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · balance_after: This option was previously reported by Mr. Bullwinkle on his 7/1/16 Form 4, however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.