organization · Reporting owner
Mill Road Capital II, L.P.
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ECOLOGY & ENVIRONMENT INCEEI · Entity 152446 | 10% owner | August 02, 2019 | August 06, 2019 |
| NOODLES & CoNDLS · Entity 6874 | 10% owner | May 15, 2026 | May 19, 2026 |
| SCHOOL SPECIALTY INCSCOO · Entity 16699 | 10% owner | September 24, 2019 | October 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ECOLOGY & ENVIRONMENT INC
Report date August 02, 2019 · Filed August 06, 2019
Jointly reported with Mill Road Capital II GP LLC, LYNCH THOMAS E, Scharfman Scott, Jacobs Justin
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 4,693 |
Reported balance
After 2019-08-02 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-08-02 · Other · Acquired 1,376 · Balance 4,693 F1: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 463,072 |
Reported balance
Holding disclosure · report date 2019-08-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 463,072 F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
NOODLES & Co
Report date May 15, 2026 · Filed May 19, 2026
Jointly reported with Mill Road Capital III, L.P., Mill Road Capital III GP LLC, Mill Road Capital II GP LLC, LYNCH THOMAS E
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 21,476 |
Reported balance
After 2026-05-15 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-05-15 · Other · Acquired 7,103 · Balance 21,476 F3: Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 587,393 |
Reported balance
Holding disclosure · report date 2026-05-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 587,393 F2: The shares reported are directly held by Mill Road Capital II, L.P. ("Fund II"). Mr. Lynch is a management committee director of Mill Road Capital II GP LLC, which is the sole general partner of Fund II and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund II. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 283,267 |
Reported balance
Holding disclosure · report date 2026-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 283,267 F1: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F2: The shares reported are directly held by Mill Road Capital II, L.P. ("Fund II"). Mr. Lynch is a management committee director of Mill Road Capital II GP LLC, which is the sole general partner of Fund II and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund II. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F3: Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
SCHOOL SPECIALTY INC
Report date September 24, 2019 · Filed October 02, 2019
Jointly reported with Yanagi Eric, Mill Road Capital II GP LLC, LYNCH THOMAS E, Jacobs Justin
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee footnote | 3,870 |
Reported balance
After 2019-09-24 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2019-09-24 · Other · Acquired 3,870 · Balance 3,870 F1: Represents restricted stock units ("RSUs") granted by the issuer to Mr. Yanagi in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors, in which the Reporting Persons may have an indirect pecuniary interest. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC (the "Management Company"), an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Yanagi has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee footnote | 6,865 |
Reported balance
Holding disclosure · report date 2019-09-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,865 F3: Represents RSUs (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. The Management Company has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee footnote | 3,870 |
Reported balance
Holding disclosure · report date 2019-09-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,870 F3: Represents RSUs (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. The Management Company has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 2,423,516 |
Reported balance
Holding disclosure · report date 2019-09-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,423,516 F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") granted by the issuer to Mr. Yanagi in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors, in which the Reporting Persons may have an indirect pecuniary interest. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC (the "Management Company"), an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Yanagi has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F3: Represents RSUs (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. The Management Company has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LIFETIME BRANDS, INC
Report date March 06, 2018 · Filed March 12, 2018
Jointly reported with Mill Road Capital II GP LLC, LYNCH THOMAS E, Scharfman Scott
Section 16 reporting ended · disclosed 2018-03-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 1,628,203 |
Reported balance
Holding disclosure · report date 2018-03-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,628,203 F1: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 14, 2021 Filed Oct 18, 2021 22:36 UTC | NOODLES & Co NDLS · Entity 6874 | SaleClass A Common Stock, $0.01 par value | 15,646 | $13.30 | $208,091.80 |
DisclosureSEC source: 0001209191-21-060747 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,734,411 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 27, 2021 Filed Sep 28, 2021 23:16 UTC | NOODLES & Co NDLS · Entity 6874 | SaleClass A Common Stock, $0.01 par value | 3,299 | $12.98 | $42,821.02 |
DisclosureSEC source: 0001209191-21-057989 · doc4.xml · nonDerivative · entry 2 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,750,057 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 23:16 UTC | NOODLES & Co NDLS · Entity 6874 | SaleClass A Common Stock, $0.01 par value | 50,681 | $12.88 | $652,771.28 |
DisclosureSEC source: 0001209191-21-057989 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,753,356 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 20:28 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall options (obligation to sell) · Derivative | 445 | $101.43 Strike: $15.00 | $45,136.35 |
DisclosureSEC source: 0001209191-21-050185 · doc4.xml · derivative · entry 4 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445 Underlying: Class A Common Stock · 44,500 shares Expires 2022-02-18 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 20:28 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall options (obligation to sell) · Derivative | 116 | $100.26 Strike: $15.00 | $11,630.16 |
DisclosureSEC source: 0001209191-21-050185 · doc4.xml · derivative · entry 3 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116 Underlying: Class A Common Stock · 11,600 shares Expires 2022-02-18 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| February 12, 2021 Filed Feb 18, 2021 00:01 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 111 | $84.50 Strike: $12.50 | $9,379.50 |
DisclosureSEC source: 0001209191-21-011505 · doc4.xml · derivative · entry 3 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111 Underlying: Class A Common Stock · 11,100 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| February 11, 2021 Filed Feb 11, 2021 23:33 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 2,025 | $80.02 Strike: $12.50 | $162,040.50 |
DisclosureSEC source: 0001209191-21-009844 · doc4.xml · derivative · entry 5 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,025 Underlying: Class A Common Stock · 202,500 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 23:33 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 6,441 | $76.36 Strike: $12.50 | $491,834.76 |
DisclosureSEC source: 0001209191-21-009844 · doc4.xml · derivative · entry 4 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,441 Underlying: Class A Common Stock · 644,100 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 23:33 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 214 | $75.00 Strike: $12.50 | $16,050.00 |
DisclosureSEC source: 0001209191-21-009844 · doc4.xml · derivative · entry 3 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214 Underlying: Class A Common Stock · 21,400 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 00:02 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 800 | $70.00 Strike: $12.50 | $56,000.00 |
DisclosureSEC source: 0001209191-21-008609 · doc4.xml · derivative · entry 5 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Class A Common Stock · 80,000 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 00:02 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 181 | $70.00 Strike: $12.50 | $12,670.00 |
DisclosureSEC source: 0001209191-21-008609 · doc4.xml · derivative · entry 4 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181 Underlying: Class A Common Stock · 18,100 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| February 04, 2021 Filed Feb 9, 2021 00:02 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 81 | $70.00 Strike: $12.50 | $5,670.00 |
DisclosureSEC source: 0001209191-21-008609 · doc4.xml · derivative · entry 3 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81 Underlying: Class A Common Stock · 8,100 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 22:09 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 207 | $75.00 Strike: $12.50 | $15,525.00 |
DisclosureSEC source: 0001209191-21-006510 · doc4.xml · derivative · entry 4 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207 Underlying: Class A Common Stock · 20,700 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:09 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 10 | $75.00 Strike: $12.50 | $750.00 |
DisclosureSEC source: 0001209191-21-006510 · doc4.xml · derivative · entry 3 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10 Underlying: Class A Common Stock · 1,000 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| January 27, 2021 Filed Jan 27, 2021 22:36 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 112 | $75.00 Strike: $12.50 | $8,400.00 |
DisclosureSEC source: 0001209191-21-005733 · doc4.xml · derivative · entry 5 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112 Underlying: Class A Common Stock · 11,200 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| January 26, 2021 Filed Jan 27, 2021 22:36 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 150 | $75.00 Strike: $12.50 | $11,250.00 |
DisclosureSEC source: 0001209191-21-005733 · doc4.xml · derivative · entry 4 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150 Underlying: Class A Common Stock · 15,000 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 22:36 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 478 | $75.27 Strike: $12.50 | $35,979.06 |
DisclosureSEC source: 0001209191-21-005733 · doc4.xml · derivative · entry 3 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478 Underlying: Class A Common Stock · 47,800 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| January 14, 2021 Filed Jan 14, 2021 22:29 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 1,315 | $74.98 Strike: $12.50 | $98,598.70 |
DisclosureSEC source: 0001209191-21-003666 · doc4.xml · derivative · entry 5 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315 Underlying: Class A Common Stock · 131,500 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| January 13, 2021 Filed Jan 14, 2021 22:29 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 200 | $70.00 Strike: $12.50 | $14,000.00 |
DisclosureSEC source: 0001209191-21-003666 · doc4.xml · derivative · entry 4 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Underlying: Class A Common Stock · 20,000 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 22:29 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 227 | $70.64 Strike: $12.50 | $16,035.28 |
DisclosureSEC source: 0001209191-21-003666 · doc4.xml · derivative · entry 3 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227 Underlying: Class A Common Stock · 22,700 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 22:15 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 336 | $70.00 Strike: $12.50 | $23,520.00 |
DisclosureSEC source: 0001209191-21-002761 · doc4.xml · derivative · entry 4 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336 Underlying: Class A Common Stock · 33,600 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 22:15 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 230 | $65.64 Strike: $12.50 | $15,097.20 |
DisclosureSEC source: 0001209191-21-002761 · doc4.xml · derivative · entry 3 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230 Underlying: Class A Common Stock · 23,000 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:53 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 280 | $80.00 Strike: $12.50 | $22,400.00 |
DisclosureSEC source: 0001209191-20-064664 · doc4.xml · derivative · entry 3 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280 Underlying: Class A Common Stock · 28,000 shares Expires 2021-08-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 22, 2020 Filed Oct 27, 2020 00:15 UTC | NOODLES & Co NDLS · Entity 6874 | SaleCall Options (obligation to sell) · Derivative | 2,391 | $50.00 Strike: $12.50 | $119,550.00 |
DisclosureSEC source: 0001209191-20-055870 · doc4.xml · derivative · entry 3 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,391 Underlying: Class A Common Stock · 239,100 shares Expires 2021-05-21 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 24, 2019 Filed Oct 2, 2019 16:24 UTC | SCHOOL SPECIALTY INC SCOO · Entity 16699 | OtherCommon Stock, $0.001 par value | 3,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051682 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Yanagi Eric · CIK 0001789758 · Director · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Jacobs Justin · CIK 0001464667 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,870 F1 · kind: Represents restricted stock units ("RSUs") granted by the issuer to Mr. Yanagi in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors, in which the Reporting Persons may have an indirect pecuniary interest. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC (the "Management Company"), an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Yanagi has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F1 · ownership.nature: Represents restricted stock units ("RSUs") granted by the issuer to Mr. Yanagi in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors, in which the Reporting Persons may have an indirect pecuniary interest. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC (the "Management Company"), an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Yanagi has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 16:17 UTC | ECOLOGY & ENVIRONMENT INC EEI · Entity 152446 | OtherClass A Common Stock, $0.01 par value | 1,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044803 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Jacobs Justin · CIK 0001464667 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,693 F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 16:35 UTC | SCHOOL SPECIALTY INC SCOO · Entity 16699 | OtherCommon Stock, $0.001 par value | 3,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035816 · doc4.xml · nonDerivative · entry 2 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · Director · 10% owner Jacobs Justin · CIK 0001464667 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,740 F2 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in RSUs granted by the issuer to Mr. Scharfman in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Scharfman has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F2 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in RSUs granted by the issuer to Mr. Scharfman in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Scharfman has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 16:35 UTC | SCHOOL SPECIALTY INC SCOO · Entity 16699 | OtherCommon Stock, $0.001 par value | 3,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035816 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · Director · 10% owner Jacobs Justin · CIK 0001464667 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,865 F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 15, 2019 Filed May 31, 2019 21:08 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 6,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033692 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,386 F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Lynch in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's Class A common stock, and the RSUs were fully vested on the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Lynch has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Lynch in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's Class A common stock, and the RSUs were fully vested on the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Lynch has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 17:35 UTC | SCHOOL SPECIALTY INC SCOO · Entity 16699 | OtherCommon Stock, $0.001 par value | 2,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020408 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · Director · 10% owner Jacobs Justin · CIK 0001464667 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,995 F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 21:06 UTC | NOODLES & Co NDLS · Entity 6874 | SaleClass A Common Stock, $0.01 per share | 1,858,387 | $8.90 | $16,539,644.30 |
DisclosureSEC source: 0001209191-18-060363 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,804,037 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 20:07 UTC | NOODLES & Co NDLS · Entity 6874 | SaleClass A Common Stock, $0.01 per share | 387,463 | $9.50 | $3,680,898.50 |
DisclosureSEC source: 0001209191-18-044930 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,662,424 F1 · shares: Represents shares that Mill Road Capital II, L.P. (the "Fund") agreed to sell, subject to specified closing conditions, pursuant to an underwriting agreement, dated as of July 26, 2018, by and among the issuer, the Fund, the other selling stockholders named therein, and Jefferies LLC, Citigroup Global Markets Inc. and RBC Capital Markets, LLC, as representatives of the underwriters, in connection with a public offering of the issuer's Class A common stock. F2 · ownership.direct: The shares reported are directly held by the Fund. Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 21:46 UTC | NOODLES & Co NDLS · Entity 6874 | SaleClass A Common Stock, $0.01 par value | 1,823,353 | $9.50 | $17,321,853.50 |
DisclosureSEC source: 0001209191-18-044450 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,049,887 F1 · shares: Represents shares that Mill Road Capital II, L.P. (the "Fund") agreed to sell, subject to specified closing conditions, pursuant to an underwriting agreement, dated as of July 26, 2018, by and among the issuer, the Fund, the other selling stockholders named therein, and Jefferies LLC, Citigroup Global Markets Inc. and RBC Capital Markets, LLC, as representatives of the underwriters, in connection with a public offering of the issuer's Class A common stock. F2 · ownership.direct: The shares reported are directly held by the Fund. Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 18:07 UTC | SCHOOL SPECIALTY INC SCOO · Entity 16699 | PurchaseCommon Stock, $0.001 par value | 400,000 | $19.98 | $7,992,000.00 |
DisclosureSEC source: 0001209191-18-038851 · doc4.xml · nonDerivative · entry 2 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,423,516 F2 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 18:07 UTC | SCHOOL SPECIALTY INC SCOO · Entity 16699 | OtherCommon Stock, $0.001 par value | 3,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038851 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,780 F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Scharfman in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Scharfman has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Scharfman in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Scharfman has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| June 18, 2018 Filed Mar 19, 2019 17:20 UTC Amendment | SCHOOL SPECIALTY INC SCOO · Entity 16699 | OtherCommon Stock, $0.001 par value | 3,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020380 · doc4a.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,870 F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Scharfman in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Scharfman has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F1 · ownership.direct: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Scharfman in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Scharfman has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 16, 2018 Filed May 18, 2018 16:12 UTC | ECOLOGY & ENVIRONMENT INC EEI · Entity 152446 | OtherClass A Common Stock, $0.01 par value | 1,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031393 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Jacobs Justin · CIK 0001464667 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,317 F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. The shares of restricted stock will vest on April 18, 2019. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. The shares of restricted stock will vest on April 18, 2019. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:14 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 5,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031399 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,792 F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Lynch in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's Class A common stock, and the RSUs were fully vested on the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Lynch has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Lynch in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's Class A common stock, and the RSUs were fully vested on the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Lynch has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:09 UTC | SCHOOL SPECIALTY INC SCOO · Entity 16699 | PurchaseCommon Stock, $0.001 par value | 535,629 | $16.68 | $8,931,613.58 |
DisclosureSEC source: 0001209191-18-030869 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,023,516 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| January 17, 2018 Filed Jan 18, 2018 17:41 UTC | SCHOOL SPECIALTY INC SCOO · Entity 16699 | OtherStock Appreciation Rights · Derivative | 38,500 | $0.00 Strike: $18.57 | $0.00 |
DisclosureSEC source: 0001209191-18-004349 · doc4.xml · derivative · entry 2 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,500 Underlying: Common Stock · 38,500 shares Expires 2028-01-17 F2 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in SARs granted by the issuer to Mr. Scharfman in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported SARs and, accordingly, Mr. Scharfman has no direct pecuniary interest in such SARs. Each of the Reporting Persons disclaims beneficial ownership of such SARs except to the extent of his or its pecuniary interest therein, if any. F3 · derivative.exercise_date: The Stock Appreciation Rights ("SARs") will vest as to one-half of the SARs on the second anniversary of the date of grant and as to one-fourth of the SARs on each of the third and fourth anniversaries of the date of grant. F4 · derivative.underlying: The SARs will be settled in cash upon exercise. F2 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in SARs granted by the issuer to Mr. Scharfman in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported SARs and, accordingly, Mr. Scharfman has no direct pecuniary interest in such SARs. Each of the Reporting Persons disclaims beneficial ownership of such SARs except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 16:22 UTC | SCHOOL SPECIALTY INC SCOO · Entity 16699 | PurchaseCommon Stock, $0.001 par value | 518,964 | $16.55 | $8,588,854.20 |
DisclosureSEC source: 0001209191-17-061175 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,487,887 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 17:11 UTC | ECOLOGY & ENVIRONMENT INC EEI · Entity 152446 | OtherClass A Common Stock, $0.01 par value | 1,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046942 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Jacobs Justin · CIK 0001464667 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,596 F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. The shares of restricted stock will vest on April 18, 2018. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. The shares of restricted stock will vest on April 18, 2018. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 11, 2017 Filed May 15, 2017 20:44 UTC | NOODLES & Co NDLS · Entity 6874 | GrantClass A Common Stock, $0.01 par value | 10,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032346 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · Director · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,416 F1 · ownership.direct: Grant of Restricted Stock Units ("RSUs") to Mr. Lynch as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's Class A common stock, and the RSUs were fully vested on the date of grant. The right to receive the economic value of the RSUs has been assigned to Mill Road Capital Management LLC, an affiliate of the Reporting Persons. Mill Road Capital Management LLC does not have beneficial ownership of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 13:15 UTC | LIFETIME BRANDS, INC LCUT · Entity 671 | PurchaseCommon Stock, $0.01 par value | 46,159 | $18.43 | $850,594.97 |
DisclosureSEC source: 0001209191-17-020376 · doc4.xml · nonDerivative · entry 2 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628,203 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 13:15 UTC | LIFETIME BRANDS, INC LCUT · Entity 671 | PurchaseCommon Stock, $0.01 par value | 117,176 | $17.89 | $2,096,067.72 |
DisclosureSEC source: 0001209191-17-020376 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,582,044 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 11, 2016 Filed Oct 11, 2016 22:20 UTC | LIFETIME BRANDS, INC LCUT · Entity 671 | PurchaseCommon Stock, $0.01 par value | 1,614 | $12.75 | $20,582.86 |
DisclosureSEC source: 0001209191-16-145636 · doc4.xml · nonDerivative · entry 4 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,464,868 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 22:20 UTC | LIFETIME BRANDS, INC LCUT · Entity 671 | PurchaseCommon Stock, $0.01 par value | 900 | $12.84 | $11,555.01 |
DisclosureSEC source: 0001209191-16-145636 · doc4.xml · nonDerivative · entry 3 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,463,254 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 22:20 UTC | LIFETIME BRANDS, INC LCUT · Entity 671 | PurchaseCommon Stock, $0.01 par value | 1,200 | $12.86 | $15,429.96 |
DisclosureSEC source: 0001209191-16-145636 · doc4.xml · nonDerivative · entry 2 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,462,354 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 22:20 UTC | LIFETIME BRANDS, INC LCUT · Entity 671 | PurchaseCommon Stock, $0.01 par value | 483 | $12.90 | $6,230.70 |
DisclosureSEC source: 0001209191-16-145636 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,461,154 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2016 Filed Sep 29, 2016 21:48 UTC | LIFETIME BRANDS, INC LCUT · Entity 671 | PurchaseCommon Stock, $0.01 par value | 1,900 | $12.66 | $24,046.97 |
DisclosureSEC source: 0001209191-16-143175 · doc4.xml · nonDerivative · entry 3 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,460,671 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.