organization · Reporting owner
Mill Road Capital III, L.P.
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALTA EQUIPMENT GROUP INC.ALTG · Entity 6371 | 10% owner | March 12, 2026 | March 16, 2026 |
| NOODLES & CoNDLS · Entity 6874 | 10% owner | May 15, 2026 | May 19, 2026 |
| SUPERIOR INDUSTRIES INTERNATIONAL INCSUP · Entity 77072 | 10% owner | May 22, 2024 | May 24, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALTA EQUIPMENT GROUP INC.
Report date March 12, 2026 · Filed March 16, 2026
Jointly reported with Mill Road Capital III GP LLC, LYNCH THOMAS E
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 4,373,208 |
Last balance in matching sequence
After 2026-03-13 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-03-12 · Purchase · Acquired 58,162 · Balance 4,369,410 F1: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Row 2 · 2026-03-13 · Purchase · Acquired 3,798 · Balance 4,373,208 F1: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
NOODLES & Co
Report date May 15, 2026 · Filed May 19, 2026
Jointly reported with Mill Road Capital III GP LLC, Mill Road Capital II, L.P., Mill Road Capital II GP LLC, LYNCH THOMAS E
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 21,476 |
Reported balance
After 2026-05-15 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-05-15 · Other · Acquired 7,103 · Balance 21,476 F3: Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 587,393 |
Reported balance
Holding disclosure · report date 2026-05-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 587,393 F2: The shares reported are directly held by Mill Road Capital II, L.P. ("Fund II"). Mr. Lynch is a management committee director of Mill Road Capital II GP LLC, which is the sole general partner of Fund II and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund II. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 283,267 |
Reported balance
Holding disclosure · report date 2026-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 283,267 F1: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F2: The shares reported are directly held by Mill Road Capital II, L.P. ("Fund II"). Mr. Lynch is a management committee director of Mill Road Capital II GP LLC, which is the sole general partner of Fund II and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund II. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F3: Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
SUPERIOR INDUSTRIES INTERNATIONAL INC
Report date May 22, 2024 · Filed May 24, 2024
Jointly reported with Mill Road Capital III GP LLC, LYNCH THOMAS E, Petito Deven
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 53,542 |
Reported balance
After 2024-05-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-05-22 · Other · Acquired 37,338 · Balance 53,542 F2: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Petito in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Petito has no direct pecuniary interest in such shares. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 4,380,940 |
Reported balance
Holding disclosure · report date 2024-05-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,380,940 F1: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Petito is a management committee director of the GP. Mr. Lynch has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Petito is a management committee director of the GP. Mr. Lynch has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F2: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Petito in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Petito has no direct pecuniary interest in such shares. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2023 Filed Aug 15, 2023 18:28 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | PurchaseCommon Stock, $0.01 par value | 12,226 | $3.61 | $44,078.40 |
DisclosureSEC source: 0001209191-23-045913 · doc4.xml · nonDerivative · entry 3 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,292,165 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 18:28 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | PurchaseCommon Stock, $0.01 par value | 3,869 | $3.65 | $14,119.53 |
DisclosureSEC source: 0001209191-23-045913 · doc4.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,279,939 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 18:28 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | PurchaseCommon Stock, $0.01 par value | 1,942 | $3.66 | $7,101.51 |
DisclosureSEC source: 0001209191-23-045913 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,276,070 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 07, 2023 Filed Aug 7, 2023 19:15 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | PurchaseCommon Stock, $0.01 par value | 9,352 | $3.64 | $34,082.43 |
DisclosureSEC source: 0001209191-23-044879 · doc4.xml · nonDerivative · entry 3 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,274,128 F2 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 04, 2023 Filed Aug 7, 2023 19:15 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | PurchaseCommon Stock, $0.01 par value | 211 | $3.68 | $776.48 |
DisclosureSEC source: 0001209191-23-044879 · doc4.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,264,776 F2 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 19:15 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | PurchaseCommon Stock, $0.01 par value | 67,695 | $3.68 | $248,961.90 |
DisclosureSEC source: 0001209191-23-044879 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,264,565 F1 · price: This price represents the weighted average purchase price of multiple transactions on the reported date at prices ranging from $3.5865 to $3.8111, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Commission staff, upon request, full information regarding the number of shares purchased at each separate price. F2 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:14 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 5 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-032518 · doc4.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,546 Underlying: Class A Common Stock · 500 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:14 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 500 | $7.50 | $3,750.00 |
DisclosureSEC source: 0001209191-23-032518 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,491,543 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 23, 2023 Filed May 24, 2023 23:36 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 167 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-032016 · doc4.xml · derivative · entry 7 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,551 Underlying: Class A Common Stock · 16,700 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 23, 2023 Filed May 24, 2023 23:36 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 21 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-032016 · doc4.xml · derivative · entry 6 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,100 shares Expires 2023-10-20 F5 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/13/2023 to 03/14/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 23, 2023 Filed May 24, 2023 23:36 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 18,800 | $7.50 | $141,000.00 |
DisclosureSEC source: 0001209191-23-032016 · doc4.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,491,043 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 22, 2023 Filed May 24, 2023 23:36 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 129 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-032016 · doc4.xml · derivative · entry 5 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,718 Underlying: Class A Common Stock · 12,900 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 22, 2023 Filed May 24, 2023 23:36 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 12,900 | $7.50 | $96,750.00 |
DisclosureSEC source: 0001209191-23-032016 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,472,243 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 19, 2023 Filed May 22, 2023 21:06 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 125 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-031522 · doc4.xml · derivative · entry 6 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21 Underlying: Class A Common Stock · 12,500 shares Expires 2023-10-20 F5 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/13/2023 to 03/14/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 19, 2023 Filed May 22, 2023 21:06 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 12,500 | $7.50 | $93,750.00 |
DisclosureSEC source: 0001209191-23-031522 · doc4.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,459,343 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:06 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 38 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-031522 · doc4.xml · derivative · entry 5 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,847 Underlying: Class A Common Stock · 3,800 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:06 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 3,800 | $7.50 | $28,500.00 |
DisclosureSEC source: 0001209191-23-031522 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,446,843 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 16, 2023 Filed May 17, 2023 21:07 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 1,390 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-030270 · doc4.xml · derivative · entry 6 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,885 Underlying: Class A Common Stock · 139,000 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 16, 2023 Filed May 17, 2023 21:07 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 139,000 | $7.50 | $1,042,500.00 |
DisclosureSEC source: 0001209191-23-030270 · doc4.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,443,043 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:07 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 26 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-030270 · doc4.xml · derivative · entry 5 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,275 Underlying: Class A Common Stock · 2,600 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:07 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 2,600 | $7.50 | $19,500.00 |
DisclosureSEC source: 0001209191-23-030270 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,304,043 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 12, 2023 Filed May 15, 2023 23:44 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 25 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-029620 · doc4.xml · derivative · entry 6 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146 Underlying: Class A Common Stock · 2,500 shares Expires 2023-10-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 12, 2023 Filed May 15, 2023 23:44 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 2,500 | $7.50 | $18,750.00 |
DisclosureSEC source: 0001209191-23-029620 · doc4.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,301,443 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 11, 2023 Filed May 15, 2023 23:44 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 530 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-029620 · doc4.xml · derivative · entry 5 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,301 Underlying: Class A Common Stock · 53,000 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 11, 2023 Filed May 15, 2023 23:44 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 53,000 | $7.50 | $397,500.00 |
DisclosureSEC source: 0001209191-23-029620 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,298,943 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 26, 2023 Filed Apr 26, 2023 23:14 UTC | NOODLES & Co NDLS · Entity 6874 | PurchaseClass A Common Stock, $0.01 par value | 107,439 | $4.65 | $499,999.62 |
DisclosureSEC source: 0001209191-23-025750 · doc4.xml · nonDerivative · entry 3 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,245,943 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 25, 2023 Filed Apr 26, 2023 23:14 UTC | NOODLES & Co NDLS · Entity 6874 | SalePut Option (obligation to buy) · Derivative | 62 | $282.74 Strike: $7.50 | $17,529.88 |
DisclosureSEC source: 0001209191-23-025750 · doc4.xml · derivative · entry 10 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,831 Underlying: Class A Common Stock · 6,200 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 25, 2023 Filed Apr 26, 2023 23:14 UTC | NOODLES & Co NDLS · Entity 6874 | SalePut Option (obligation to buy) · Derivative | 557 | $280.00 Strike: $7.50 | $155,960.00 |
DisclosureSEC source: 0001209191-23-025750 · doc4.xml · derivative · entry 9 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,769 Underlying: Class A Common Stock · 55,700 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 25, 2023 Filed Apr 26, 2023 23:14 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 69 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-025750 · doc4.xml · derivative · entry 8 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,212 Underlying: Class A Common Stock · 6,900 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 25, 2023 Filed Apr 26, 2023 23:14 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 6,900 | $7.50 | $51,750.00 |
DisclosureSEC source: 0001209191-23-025750 · doc4.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,138,504 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 23:14 UTC | NOODLES & Co NDLS · Entity 6874 | SalePut Option (obligation to buy) · Derivative | 271 | $280.00 Strike: $7.50 | $75,880.00 |
DisclosureSEC source: 0001209191-23-025750 · doc4.xml · derivative · entry 7 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,281 Underlying: Class A Common Stock · 27,100 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 23:14 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 28 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-025750 · doc4.xml · derivative · entry 6 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171 Underlying: Class A Common Stock · 2,800 shares Expires 2023-10-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 23:14 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 2,800 | $7.50 | $21,000.00 |
DisclosureSEC source: 0001209191-23-025750 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,131,604 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 18:53 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | OtherPut options (obligation to buy) · Derivative | 663 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025619 · doc4.xml · derivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,300 shares Expires 2023-04-21 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 18:53 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | PurchaseCommon Stock, $0.01 par value | 66,300 | $5.00 | $331,500.00 |
DisclosureSEC source: 0001209191-23-025619 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,196,870 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 06, 2023 Filed Apr 11, 2023 22:00 UTC | NOODLES & Co NDLS · Entity 6874 | PurchaseClass A Common Stock, $0.01 par value | 1,833 | $4.63 | $8,490.09 |
DisclosureSEC source: 0001209191-23-024041 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,128,804 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 03, 2023 Filed Apr 3, 2023 19:19 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | PurchaseCommon Stock, $0.01 par value | 2,750 | $4.96 | $13,631.75 |
DisclosureSEC source: 0001209191-23-022390 · doc4.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,130,570 F2 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 31, 2023 Filed Mar 31, 2023 22:04 UTC | NOODLES & Co NDLS · Entity 6874 | SalePut Option (obligation to buy) · Derivative | 10 | $280.00 Strike: $7.50 | $2,800.00 |
DisclosureSEC source: 0001209191-23-021924 · doc4.xml · derivative · entry 5 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10 Underlying: Class A Common Stock · 1,000 shares Expires 2023-11-17 Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 19:19 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | PurchaseCommon Stock, $0.01 par value | 53,786 | $4.99 | $268,639.56 |
DisclosureSEC source: 0001209191-23-022390 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,127,820 F1 · price: This price represents the weighted average purchase price of multiple transactions on the reported date at prices ranging from $4.9877 to $5.0033, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Commission staff, upon request, full information regarding the number of shares purchased at each separate price. F2 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 22:04 UTC | NOODLES & Co NDLS · Entity 6874 | SalePut Option (obligation to buy) · Derivative | 24 | $290.00 Strike: $7.50 | $6,960.00 |
DisclosureSEC source: 0001209191-23-021924 · doc4.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24 Underlying: Class A Common Stock · 2,400 shares Expires 2023-11-17 Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 19:19 UTC | SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 | SalePut options (obligation to buy) · Derivative | 500 | $67.50 Strike: $5.00 | $33,750.00 |
DisclosureSEC source: 0001209191-23-022390 · doc4.xml · derivative · entry 3 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock · 50,000 shares Expires 2023-10-20 F2 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 22:04 UTC | NOODLES & Co NDLS · Entity 6874 | PurchaseClass A Common Stock, $0.01 par value | 5,000 | $4.64 | $23,175.00 |
DisclosureSEC source: 0001209191-23-021924 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,126,971 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 17, 2023 Filed Mar 22, 2023 00:55 UTC | NOODLES & Co NDLS · Entity 6874 | PurchaseClass A Common Stock, $0.01 par value | 100,000 | $4.64 | $464,000.00 |
DisclosureSEC source: 0001209191-23-020424 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,121,971 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:52 UTC | NOODLES & Co NDLS · Entity 6874 | SalePut Option (obligation to buy) · Derivative | 1,171 | $255.00 Strike: $7.50 | $298,605.00 |
DisclosureSEC source: 0001209191-23-019441 · doc4.xml · derivative · entry 5 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171 Underlying: Class A Common Stock · 117,100 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:52 UTC | NOODLES & Co NDLS · Entity 6874 | SalePut Option (obligation to buy) · Derivative | 4 | $263.75 Strike: $7.50 | $1,055.00 |
DisclosureSEC source: 0001209191-23-019441 · doc4.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4 Underlying: Class A Common Stock · 400 shares Expires 2023-10-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 00:17 UTC | NOODLES & Co NDLS · Entity 6874 | SalePut Option (obligation to buy) · Derivative | 1,305 | $259.63 Strike: $7.50 | $338,817.15 |
DisclosureSEC source: 0001209191-23-018308 · doc4.xml · derivative · entry 12 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,305 Underlying: Class A Common Stock · 130,500 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 00:17 UTC | NOODLES & Co NDLS · Entity 6874 | SalePut Option (obligation to buy) · Derivative | 3,682 | $82.99 Strike: $5.00 | $305,569.18 |
DisclosureSEC source: 0001209191-23-018308 · doc4.xml · derivative · entry 11 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,682 Underlying: Class A Common Stock · 368,200 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 00:17 UTC | NOODLES & Co NDLS · Entity 6874 | SalePut Option (obligation to buy) · Derivative | 195 | $255.03 Strike: $7.50 | $49,730.85 |
DisclosureSEC source: 0001209191-23-018308 · doc4.xml · derivative · entry 10 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195 Underlying: Class A Common Stock · 19,500 shares Expires 2023-10-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 00:17 UTC | NOODLES & Co NDLS · Entity 6874 | SalePut Option (obligation to buy) · Derivative | 18 | $80.06 Strike: $5.00 | $1,441.08 |
DisclosureSEC source: 0001209191-23-018308 · doc4.xml · derivative · entry 9 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18 Underlying: Class A Common Stock · 1,800 shares Expires 2023-10-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 00:17 UTC | NOODLES & Co NDLS · Entity 6874 | SalePut Option (obligation to buy) · Derivative | 300 | $239.30 Strike: $7.50 | $71,790.00 |
DisclosureSEC source: 0001209191-23-018308 · doc4.xml · derivative · entry 8 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 Underlying: Class A Common Stock · 30,000 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.