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Katz Philippe D

Disclosed activity across 1 company

Tapewire entity
45539
SEC CIK
0001579836

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EASTMAN KODAK COKODK · Entity 5053Director · 10% ownerMay 19, 2026May 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EASTMAN KODAK CO

Report date May 19, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-05-19Direct0 Reported balance After 2026-05-19 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-05-19 · Disposition to issuer · Disposed 16,393 · Balance 0

F6: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/19/2026, Mr. Katz deferred the receipt of 16,393 shares of common stock and received instead 16,393 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 16,393 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct12,726 Reported balance After 2026-05-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-05-20 · Grant · Acquired 12,726 · Balance 12,726

F8: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2027 annual meeting of shareholders.

Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct142,264 Reported balance After 2026-05-19 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-05-19 · Grant · Acquired 16,393 · Balance 142,264

F7: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

Common Stock, par value $.01SEC Table I · non-derivativeDirect187,026 Reported balance Holding disclosure · report date 2026-05-19 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 187,026

Common Stock, par value $.01SEC Table I · non-derivativeIndirectOwned by KF Investors LLC2,522,011 Reported balance Holding disclosure · report date 2026-05-19 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,522,011

F1: Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectOwned by Momar Corporation1,569,870 Reported balance Holding disclosure · report date 2026-05-19 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,569,870

F2: Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectOwned by United Equities Commodities Company7,598 Reported balance Holding disclosure · report date 2026-05-19 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 7,598

F3: Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectOwned by Marneu Holding Company87,720 Reported balance Holding disclosure · report date 2026-05-19 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 87,720

F4: Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectOwned by 111 John Realty Corp.48,875 Reported balance Holding disclosure · report date 2026-05-19 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 48,875

F5: Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.03 · Expires 2027-05-19Direct25,297 Reported balance Holding disclosure · report date 2026-05-19 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 25,297

F9: This option has fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.53 · Expires 2030-05-19Direct7,699 Reported balance Holding disclosure · report date 2026-05-19 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 7,699

F9: This option has fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.03 · Expires 2030-05-19Direct7,699 Reported balance Holding disclosure · report date 2026-05-19 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 7,699

F9: This option has fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2030-05-19Direct4,400 Reported balance Holding disclosure · report date 2026-05-19 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 4,400

F9: This option has fully vested as of the date of this report.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein.

F2: Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.

F3: Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein.

F4: Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein.

F5: Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.

F6: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/19/2026, Mr. Katz deferred the receipt of 16,393 shares of common stock and received instead 16,393 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 16,393 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F7: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F8: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2027 annual meeting of shareholders.

F9: This option has fully vested as of the date of this report.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2020 Filed Mar 24, 2020 20:50 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 40,000 $1.72 $68,800.00
Disclosure

SEC source: 0000891839-20-000080 · edgar.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,362

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.77, inclusive. Mr. Katz undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:37 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 46,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000028 · edgar.xml · derivative · entry 7

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,729

Underlying: Common Stock, par value $.01 · 46,729 shares

Expires not disclosed

F6 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

F6 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

F6 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

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December 31, 2019 Filed Jan 3, 2020 22:21 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantCommon Stock, par value $.01 4,839 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000010 · edgar.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,362

F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

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December 03, 2019 Filed Dec 5, 2019 21:30 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 2,218,803 $2.50 $5,547,007.50
Disclosure

SEC source: 0000891839-19-000207 · edgar.xml · nonDerivative · entry 2

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by KF Investors LLC

Disclosed balance after: 2,522,011

F1 · ownership.nature: Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:27 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantCommon Stock, par value $.01 8,523 $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000189 · edgar.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,523

F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:29 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 10,000 $2.02 $20,200.00
Disclosure

SEC source: 0000891839-19-000148 · edgar.xml · nonDerivative · entry 2

Katz Philippe D · CIK 0001579836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Read SEC document
August 13, 2019 Filed Aug 15, 2019 20:29 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 30,000 $2.08 $62,400.00
Disclosure

SEC source: 0000891839-19-000148 · edgar.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.06 to $2.10, inclusive. Mr. Katz undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.