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Katz Philippe D

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45539
SEC CIK
0001579836

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EASTMAN KODAK COKODK · Entity 5053Director · 10% ownerMay 19, 2026May 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EASTMAN KODAK CO

Report date May 19, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-05-19Direct0 Reported balance After 2026-05-19 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-05-19 · Disposition to issuer · Disposed 16,393 · Balance 0

F6: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/19/2026, Mr. Katz deferred the receipt of 16,393 shares of common stock and received instead 16,393 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 16,393 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct12,726 Reported balance After 2026-05-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-05-20 · Grant · Acquired 12,726 · Balance 12,726

F8: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2027 annual meeting of shareholders.

Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct142,264 Reported balance After 2026-05-19 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-05-19 · Grant · Acquired 16,393 · Balance 142,264

F7: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

Common Stock, par value $.01SEC Table I · non-derivativeDirect187,026 Reported balance Holding disclosure · report date 2026-05-19 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 187,026

Common Stock, par value $.01SEC Table I · non-derivativeIndirectOwned by KF Investors LLC2,522,011 Reported balance Holding disclosure · report date 2026-05-19 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,522,011

F1: Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectOwned by Momar Corporation1,569,870 Reported balance Holding disclosure · report date 2026-05-19 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,569,870

F2: Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectOwned by United Equities Commodities Company7,598 Reported balance Holding disclosure · report date 2026-05-19 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 7,598

F3: Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectOwned by Marneu Holding Company87,720 Reported balance Holding disclosure · report date 2026-05-19 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 87,720

F4: Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectOwned by 111 John Realty Corp.48,875 Reported balance Holding disclosure · report date 2026-05-19 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 48,875

F5: Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.03 · Expires 2027-05-19Direct25,297 Reported balance Holding disclosure · report date 2026-05-19 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 25,297

F9: This option has fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.53 · Expires 2030-05-19Direct7,699 Reported balance Holding disclosure · report date 2026-05-19 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 7,699

F9: This option has fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.03 · Expires 2030-05-19Direct7,699 Reported balance Holding disclosure · report date 2026-05-19 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 7,699

F9: This option has fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2030-05-19Direct4,400 Reported balance Holding disclosure · report date 2026-05-19 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 4,400

F9: This option has fully vested as of the date of this report.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein.

F2: Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.

F3: Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein.

F4: Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein.

F5: Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.

F6: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/19/2026, Mr. Katz deferred the receipt of 16,393 shares of common stock and received instead 16,393 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 16,393 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F7: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F8: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2027 annual meeting of shareholders.

F9: This option has fully vested as of the date of this report.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2026 Filed May 21, 2026 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 12,726 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000183 · form4.xml · derivative · entry 9

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,726

Underlying: Common Stock, par value $.01 · 12,726 shares

Expires not disclosed

F8 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2027 annual meeting of shareholders.

F8 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2027 annual meeting of shareholders.

F8 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2027 annual meeting of shareholders.

Read SEC document
May 19, 2026 Filed May 21, 2026 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantPhantom Stock · Derivative 16,393 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000183 · form4.xml · derivative · entry 8

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,264

Underlying: Common Stock, par value $.01 · 16,393 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F7 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F7 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

Read SEC document
May 19, 2026 Filed May 21, 2026 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerRestricted Stock Units · Derivative 16,393 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000183 · form4.xml · derivative · entry 7

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 16,393 shares

Expires 2026-05-19

F6 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/19/2026, Mr. Katz deferred the receipt of 16,393 shares of common stock and received instead 16,393 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 16,393 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F6 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/19/2026, Mr. Katz deferred the receipt of 16,393 shares of common stock and received instead 16,393 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 16,393 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

Read SEC document
May 13, 2026 Filed May 14, 2026 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 2,000 $10.30 $20,600.00
Disclosure

SEC source: 0000891839-26-000153 · form4.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,026

Read SEC document
November 17, 2025 Filed Nov 18, 2025 21:30 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 5,000 $7.35 $36,750.00
Disclosure

SEC source: 0000891839-25-000130 · form4.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,026

Read SEC document
August 14, 2025 Filed Aug 14, 2025 22:39 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 10,000 $5.67 $56,700.00
Disclosure

SEC source: 0001062993-25-014462 · form4.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,026

Read SEC document
May 21, 2025 Filed May 22, 2025 20:31 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 16,393 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010099 · form4.xml · derivative · entry 9

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,393

Underlying: Common Stock, par value $.01 · 16,393 shares

Expires not disclosed

F8 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders.

F8 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders.

F8 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders.

Read SEC document
May 20, 2025 Filed May 22, 2025 20:31 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantPhantom Stock · Derivative 19,921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010099 · form4.xml · derivative · entry 8

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,871

Underlying: Common Stock, par value $.01 · 19,921 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F7 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F7 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

Read SEC document
May 20, 2025 Filed May 22, 2025 20:31 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerRestricted Stock Units · Derivative 19,921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010099 · form4.xml · derivative · entry 7

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 19,921 shares

Expires 2025-05-20

F6 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/20/2025, Mr. Katz deferred the receipt of 19,921 shares of common stock and received instead 19,921 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 19,921 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F6 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/20/2025, Mr. Katz deferred the receipt of 19,921 shares of common stock and received instead 19,921 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 19,921 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 13:51 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 6,000 $6.50 $39,000.00
Disclosure

SEC source: 0001062993-24-020574 · form4.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,026

Read SEC document
May 15, 2024 Filed May 16, 2024 20:33 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 19,921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010468 · form4.xml · derivative · entry 9

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,921

Underlying: Common Stock, par value $.01 · 19,921 shares

Expires not disclosed

F8 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2025 annual meeting of shareholders.

F8 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2025 annual meeting of shareholders.

F8 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2025 annual meeting of shareholders.

Read SEC document
May 14, 2024 Filed May 16, 2024 20:33 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantPhantom Stock · Derivative 23,365 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010468 · form4.xml · derivative · entry 8

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,950

Underlying: Common Stock, par value $.01 · 23,365 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F7 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F7 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

Read SEC document
May 14, 2024 Filed May 16, 2024 20:33 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerRestricted Stock Units · Derivative 23,365 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010468 · form4.xml · derivative · entry 7

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 23,365 shares

Expires 2024-05-14

F6 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/14/2024, Mr. Katz deferred the receipt of 23,365 shares of common stock and received instead 23,365 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 23,365 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F6 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/14/2024, Mr. Katz deferred the receipt of 23,365 shares of common stock and received instead 23,365 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 23,365 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 22:28 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantCommon Stock, par value $.01 2,530 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007384 · form4.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,026

F1 · shares: Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
November 28, 2023 Filed Dec 4, 2023 21:38 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 25,297 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-021833 · form4.xml · derivative · entry 10

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,297

Underlying: Common Stock, par value $.01 · 25,297 shares

Expires 2027-05-19

F8 · kind: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
November 28, 2023 Filed Dec 4, 2023 21:38 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 25,297 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-021833 · form4.xml · derivative · entry 9

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 25,297 shares

Expires 2030-05-19

F8 · kind: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 21:33 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 6,000 $3.70 $22,200.00
Disclosure

SEC source: 0001062993-23-021208 · form4.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,496

Read SEC document
May 22, 2023 Filed May 23, 2023 20:37 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 3,000 $4.59 $13,770.00
Disclosure

SEC source: 0001062993-23-011994 · form4.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,496

Read SEC document
May 17, 2023 Filed May 18, 2023 21:50 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 23,365 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011699 · form4.xml · derivative · entry 9

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,365

Underlying: Common Stock, par value $.01 · 23,365 shares

Expires not disclosed

F8 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders.

F8 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders.

F8 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:50 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantPhantom Stock · Derivative 22,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011699 · form4.xml · derivative · entry 8

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,585

Underlying: Common Stock, par value $.01 · 22,075 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F7 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F7 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:50 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerRestricted Stock Units · Derivative 22,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011699 · form4.xml · derivative · entry 7

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 22,075 shares

Expires 2023-05-16

F6 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/16/2023, Mr. Katz deferred the receipt of 22,075 shares of common stock and received instead 22,075 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 22,075 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F6 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/16/2023, Mr. Katz deferred the receipt of 22,075 shares of common stock and received instead 22,075 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 22,075 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

Read SEC document
March 23, 2023 Filed Mar 23, 2023 20:35 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 10,000 $3.85 $38,500.00
Disclosure

SEC source: 0001062993-23-007551 · form4.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,496

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 4,400 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001062993-23-004262 · form4.xml · derivative · entry 16

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock, par value $.01 · 4,400 shares

Expires 2030-05-19

F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 4,400 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001062993-23-004262 · form4.xml · derivative · entry 15

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 4,400 shares

Expires 2027-05-19

F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 7,699 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004262 · form4.xml · derivative · entry 14

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,699

Underlying: Common Stock, par value $.01 · 7,699 shares

Expires 2030-05-19

F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 7,699 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004262 · form4.xml · derivative · entry 13

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 7,699 shares

Expires 2027-05-19

F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 7,699 Not disclosed Strike: $4.53 Not disclosed
Disclosure

SEC source: 0001062993-23-004262 · form4.xml · derivative · entry 12

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,699

Underlying: Common Stock, par value $.01 · 7,699 shares

Expires 2030-05-19

F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 7,699 Not disclosed Strike: $4.53 Not disclosed
Disclosure

SEC source: 0001062993-23-004262 · form4.xml · derivative · entry 11

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 7,699 shares

Expires 2027-05-19

F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 25,297 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004262 · form4.xml · derivative · entry 10

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,297

Underlying: Common Stock, par value $.01 · 25,297 shares

Expires 2030-05-19

F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 25,297 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004262 · form4.xml · derivative · entry 9

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 25,297 shares

Expires 2027-05-19

F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
May 18, 2022 Filed May 19, 2022 20:33 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 22,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013039 · form4.xml · derivative · entry 9

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,075

Underlying: Common Stock, par value $.01 · 22,075 shares

Expires not disclosed

F9 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders.

F9 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders.

F9 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders.

Read SEC document
May 18, 2022 Filed May 19, 2022 20:33 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantCommon Stock, par value $.01 11,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013039 · form4.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,496

F1 · kind: This restricted stock award was granted under the Company's Omnibus Incentive Plan, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 17, 2022, November 17, 2022, February 17, 2023 and the day immediately preceding the Company's 2023 annual meeting of shareholders, with pro rata vesting upon Mr. Katz's separation from service prior to vesting.

F1 · shares: This restricted stock award was granted under the Company's Omnibus Incentive Plan, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 17, 2022, November 17, 2022, February 17, 2023 and the day immediately preceding the Company's 2023 annual meeting of shareholders, with pro rata vesting upon Mr. Katz's separation from service prior to vesting.

Read SEC document
May 17, 2022 Filed May 19, 2022 20:33 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantPhantom Stock · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013039 · form4.xml · derivative · entry 8

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,510

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F8 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F8 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

Read SEC document
May 17, 2022 Filed May 19, 2022 20:33 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-013039 · form4.xml · derivative · entry 7

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2022-05-17

F7 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/17/2022, Mr. Katz deferred the receipt of 10,000 shares of common stock and received instead 10,000 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 10,000 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F7 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/17/2022, Mr. Katz deferred the receipt of 10,000 shares of common stock and received instead 10,000 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 10,000 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

Read SEC document
May 19, 2021 Filed May 20, 2021 23:05 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000159 · edgar.xml · derivative · entry 11

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires not disclosed

F10 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders.

F10 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders.

F10 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders.

Read SEC document
May 19, 2021 Filed May 20, 2021 23:05 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantCommon Stock, par value $.01 11,000 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000159 · edgar.xml · nonDerivative · entry 2

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,496

F2 · kind: This restricted stock award was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022 and the day immediately preceding the Company's 2022 annual meeting of shareholders, with pro rata vesting upon Mr. Katz's separation from service prior to vesting.

F2 · shares: This restricted stock award was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022 and the day immediately preceding the Company's 2022 annual meeting of shareholders, with pro rata vesting upon Mr. Katz's separation from service prior to vesting.

Read SEC document
May 18, 2021 Filed May 20, 2021 23:05 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantPhantom Stock · Derivative 3,781 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000159 · edgar.xml · derivative · entry 10

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,510

Underlying: Common Stock, par value $.01 · 3,781 shares

Expires not disclosed

F9 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F9 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F9 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

Read SEC document
May 18, 2021 Filed May 20, 2021 23:05 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerRestricted Stock Units · Derivative 3,781 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000159 · edgar.xml · derivative · entry 9

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 3,781 shares

Expires 2021-05-18

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F8 · shares: Upon vesting on 5/18/2021, Mr. Katz deferred the receipt of 3,781 shares of common stock and received instead 3,781 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 3,781 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

Read SEC document
May 18, 2021 Filed May 20, 2021 23:05 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 4,128 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000159 · edgar.xml · derivative · entry 8

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,781

Underlying: Common Stock, par value $.01 · 4,128 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 18, 2021 Filed May 20, 2021 23:05 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 4,128 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000159 · edgar.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:18 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 7,909 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000105 · edgar.xml · derivative · entry 7

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,909

Underlying: Common Stock, par value $.01 · 7,909 shares

Expires not disclosed

F6 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors.

F6 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors.

F6 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 23:23 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantPhantom Stock · Derivative 46,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000022 · edgar.xml · derivative · entry 8

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,729

Underlying: Common Stock, par value $.01 · 46,729 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F7 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F7 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

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January 08, 2021 Filed Jan 12, 2021 23:23 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerRestricted Stock Units · Derivative 46,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000022 · edgar.xml · derivative · entry 7

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 46,729 shares

Expires 2021-01-08

F6 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2021, Mr. Katz deferred the receipt of 46,729 shares of common stock and received instead 46,729 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 46,729 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F6 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2021, Mr. Katz deferred the receipt of 46,729 shares of common stock and received instead 46,729 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 46,729 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

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June 23, 2020 Filed Jun 24, 2020 20:43 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 5,000 $2.22 $11,100.00
Disclosure

SEC source: 0000891839-20-000201 · edgar.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,368

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June 11, 2020 Filed Jun 15, 2020 21:09 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 5,000 $2.48 $12,400.00
Disclosure

SEC source: 0000891839-20-000189 · edgar.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,368

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May 20, 2020 Filed May 22, 2020 20:40 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 4,400 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000891839-20-000130 · edgar.xml · derivative · entry 10

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock, par value $.01 · 4,400 shares

Expires 2027-05-19

F6 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

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May 20, 2020 Filed May 22, 2020 20:40 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 7,699 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000891839-20-000130 · edgar.xml · derivative · entry 9

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,699

Underlying: Common Stock, par value $.01 · 7,699 shares

Expires 2027-05-19

F6 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

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May 20, 2020 Filed May 22, 2020 20:40 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 7,699 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0000891839-20-000130 · edgar.xml · derivative · entry 8

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,699

Underlying: Common Stock, par value $.01 · 7,699 shares

Expires 2027-05-19

F6 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

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May 20, 2020 Filed May 22, 2020 20:40 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 25,297 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0000891839-20-000130 · edgar.xml · derivative · entry 7

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,297

Underlying: Common Stock, par value $.01 · 25,297 shares

Expires 2027-05-19

F6 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

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March 31, 2020 Filed Apr 2, 2020 22:29 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantCommon Stock, par value $.01 13,006 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000093 · edgar.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,368

F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.