Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TFS Financial CORPTFSL · Entity 3924 | Director | December 18, 2025 | December 18, 2025 |
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director | May 19, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TFS Financial CORP
Report date December 18, 2025 · Filed December 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,000 |
Reported balance
After 2025-12-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-12-18 · Grant · Acquired 5,000 · Balance 5,000 F1: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2: On December 18, 2025, the reporting person received a grant of 5,000 Restricted Stock Units ("RSU's") that fully vest on December 10, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 68,900 |
Reported balance
Holding disclosure · report date 2025-12-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 68,900 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F2: On December 18, 2025, the reporting person received a grant of 5,000 Restricted Stock Units ("RSU's") that fully vest on December 10, 2026.
UNIVERSAL ELECTRONICS INC
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThe William Mulligan Rev Dec Trust | 77,104 |
Reported balance
After 2026-05-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-19 · Exercise / conversion · Acquired 18,437 · Balance 77,104 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-19 · Exercise / conversion · Disposed 18,437 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3: On July 1, 2025, the reporting person was granted 18,437 restricted stock units, with 100% vesting upon the earlier of (i) one year following the date of grant and (ii) immediately prior to the Company's next annual meeting of stockholders. |
| Common StockSEC Table I · non-derivative | Direct | 2,490 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,490 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust.
F3: On July 1, 2025, the reporting person was granted 18,437 restricted stock units, with 100% vesting upon the earlier of (i) one year following the date of grant and (ii) immediately prior to the Company's next annual meeting of stockholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2018 Filed Dec 11, 2018 18:30 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000110 · wf-form4_154455303304709.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018. F2 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 18:30 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000110 · wf-form4_154455303304709.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2018 Filed Oct 1, 2018 21:47 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052867 · doc4.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 will vest 25% each quarter, commencing on September 30, 2018. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 will vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| September 30, 2018 Filed Oct 1, 2018 21:47 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052867 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:32 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040617 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Restricted Stock Units awarded pursuant to the 2004 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2018 Annual Meeting of Stockholders. These units will vest 25% each quarter, commencing on September 30, 2018. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 16:32 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040617 · doc4.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 and vested 25% each quarter, commencing on September 30, 2017. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and vested 25% each quarter, commencing on September 30, 2017. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 16:32 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040617 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:02 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022841 · doc4.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:02 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022841 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:10 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001081 · doc4.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:10 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001081 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 17:49 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000116 · wf-form4_151336012942858.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 Underlying: Common Stock · 3,600 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018. F2 · derivative.expiration_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 18:41 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000108 · wf-form4_151310408348740.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017. F2 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 18:41 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000108 · wf-form4_151310408348740.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:33 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055298 · doc4.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 will vest 25% each quarter, commencing on September 30, 2017. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 will vest 25% each quarter, commencing on September 30, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:33 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055298 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| September 11, 2017 Filed Sep 11, 2017 23:17 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Disposition to issuerStock Option (Rt. to Buy) · Derivative | 25,000 | $0.00 Strike: $48.61 | $0.00 |
DisclosureSEC source: 0001209191-17-052299 · doc4.xml · derivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2023-02-10 F1 · shares: Reporting person has voluntarily rescinded these stock options which were originally granted on February 10, 2016. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 15:30 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | PurchaseCommon Stock | 1,498 | $55.90 | $83,738.20 |
DisclosureSEC source: 0001209191-17-050039 · doc4.xml · nonDerivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,964 Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 15:30 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | PurchaseCommon Stock | 1,500 | $55.85 | $83,775.00 |
DisclosureSEC source: 0001209191-17-050039 · doc4.xml · nonDerivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,466 Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 15:30 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | PurchaseCommon Stock | 2,002 | $55.95 | $112,011.90 |
DisclosureSEC source: 0001209191-17-050039 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,966 Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 20:22 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043331 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Restricted Stock Units awarded pursuant to the 2004 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2017 Annual Meeting of Stockholders. These units will vest 25% each quarter, commencing on September 30, 2017. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:22 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043331 · doc4.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2016 and vested 25% each quarter, commencing on September 30, 2016. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2016 and vested 25% each quarter, commencing on September 30, 2016. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:22 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043331 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 23:45 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024309 · doc4.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 23:45 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024309 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 23:52 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000460 · doc4.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 23:52 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000460 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| December 15, 2016 Filed Dec 15, 2016 20:36 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000306 · wf-form4_148183416612029.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,300 Underlying: Common Stock · 2,300 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017. F2 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 20:36 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 20,000 | $19.45 | $389,000.00 |
DisclosureSEC source: 0001381668-16-000306 · wf-form4_148183416612029.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,500 Read SEC document |
| December 10, 2016 Filed Dec 12, 2016 18:02 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000290 · wf-form4_148156570728941.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016. F2 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016. Read SEC document |
| December 10, 2016 Filed Dec 12, 2016 18:02 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000290 · wf-form4_148156570728941.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:17 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143594 · doc4.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:17 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143594 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.