Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TFS Financial CORPTFSL · Entity 3924 | Director | December 18, 2025 | December 18, 2025 |
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director | May 19, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TFS Financial CORP
Report date December 18, 2025 · Filed December 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,000 |
Reported balance
After 2025-12-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-12-18 · Grant · Acquired 5,000 · Balance 5,000 F1: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2: On December 18, 2025, the reporting person received a grant of 5,000 Restricted Stock Units ("RSU's") that fully vest on December 10, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 68,900 |
Reported balance
Holding disclosure · report date 2025-12-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 68,900 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F2: On December 18, 2025, the reporting person received a grant of 5,000 Restricted Stock Units ("RSU's") that fully vest on December 10, 2026.
UNIVERSAL ELECTRONICS INC
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThe William Mulligan Rev Dec Trust | 77,104 |
Reported balance
After 2026-05-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-19 · Exercise / conversion · Acquired 18,437 · Balance 77,104 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-19 · Exercise / conversion · Disposed 18,437 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3: On July 1, 2025, the reporting person was granted 18,437 restricted stock units, with 100% vesting upon the earlier of (i) one year following the date of grant and (ii) immediately prior to the Company's next annual meeting of stockholders. |
| Common StockSEC Table I · non-derivative | Direct | 2,490 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,490 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust.
F3: On July 1, 2025, the reporting person was granted 18,437 restricted stock units, with 100% vesting upon the earlier of (i) one year following the date of grant and (ii) immediately prior to the Company's next annual meeting of stockholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2022 Filed Feb 23, 2022 18:04 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | PurchaseCommon Stock | 6,500 | $31.84 | $206,990.55 |
DisclosureSEC source: 0001209191-22-012084 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote #2 Disclosed balance after: 30,163 F1 · price: This is the weighted average of the price traded. The high was $32.150 and the low was $31.575. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001037 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-001037 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote #2 Disclosed balance after: 23,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 18:09 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000155 · wf-form4_164002376383612.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,900 Underlying: Common Stock · 2,900 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. F2 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. Read SEC document |
| December 10, 2021 Filed Dec 10, 2021 18:55 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000121 · wf-form4_163916249780988.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021. F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021. Read SEC document |
| December 10, 2021 Filed Dec 10, 2021 18:55 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000121 · wf-form4_163916249780988.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 17:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-059290 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 17:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-059290 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote #2 Disclosed balance after: 22,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:48 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045113 · doc4.xml · derivative · entry 4 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Restricted stock units awarded on July 1, 2021 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2022. F4 · derivative.expiration_date: Restricted stock units awarded on July 1, 2021 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2022. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:48 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045113 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:48 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-045113 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Please refer to footnote #2 Disclosed balance after: 21,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 17:30 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 2,000 | $21.06 | $42,120.00 |
DisclosureSEC source: 0001381668-21-000069 · wf-form4_162395101963639.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,700 Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:40 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-024513 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:40 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-024513 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote #2 Disclosed balance after: 19,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| March 16, 2021 Filed Mar 16, 2021 22:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 2,500 | $62.30 | $155,750.00 |
DisclosureSEC source: 0001209191-21-021096 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote For Details Disclosed balance after: 18,663 F1 · ownership.nature: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| March 05, 2021 Filed Mar 5, 2021 21:54 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 7,172 | $20.93 | $150,109.96 |
DisclosureSEC source: 0001381668-21-000038 · wf-form4_161498126938034.xml · nonDerivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,700 Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 21:54 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 11,972 | $20.71 | $247,940.12 |
DisclosureSEC source: 0001381668-21-000038 · wf-form4_161498126938034.xml · nonDerivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,872 Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 21:54 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 856 | $20.93 | $17,916.08 |
DisclosureSEC source: 0001381668-21-000038 · wf-form4_161498126938034.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,844 Read SEC document |
| January 01, 2021 Filed Jan 4, 2021 22:15 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000373 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. Read SEC document |
| January 01, 2021 Filed Jan 4, 2021 22:15 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000373 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote #2 Disclosed balance after: 21,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.nature: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 15:59 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000153 · wf-form4_160856633955999.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Stock · 3,200 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021. F2 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021. Read SEC document |
| December 10, 2020 Filed Dec 10, 2020 21:54 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 2,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000121 · wf-form4_160763724161398.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020 F3 · derivative.expiration_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020 Read SEC document |
| December 10, 2020 Filed Dec 10, 2020 21:54 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 2,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000121 · wf-form4_160763724161398.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:18 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053378 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:18 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053378 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote #2 Disclosed balance after: 19,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.nature: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:50 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040430 · doc4.xml · derivative · entry 4 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021. F4 · derivative.expiration_date: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:50 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040430 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:50 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-040430 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Please refer to footnote #2 Disclosed balance after: 18,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 22:22 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022242 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. F4 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 22:22 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022242 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote #2 Disclosed balance after: 17,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. F2 · ownership.nature: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 17:20 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-000619 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. F4 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 17:20 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-000619 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote #2 Disclosed balance after: 16,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. F2 · ownership.nature: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| December 19, 2019 Filed Dec 19, 2019 22:28 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 2,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000128 · wf-form4_157679450127626.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 Underlying: Common Stock · 2,800 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020 F2 · derivative.expiration_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020 Read SEC document |
| December 10, 2019 Filed Dec 11, 2019 20:14 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000103 · wf-form4_157609525113393.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 3,500 Restricted Stock Units (RSUs), which fully vest on December 10, 2019. F3 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 3,500 Restricted Stock Units (RSUs), which fully vest on December 10, 2019. Read SEC document |
| December 10, 2019 Filed Dec 11, 2019 20:14 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000103 · wf-form4_157609525113393.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units Read SEC document |
| November 27, 2019 Filed Nov 27, 2019 19:54 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 10,000 | $20.30 | $203,000.00 |
DisclosureSEC source: 0001381668-19-000089 · wf-form4_157488444929006.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,400 Read SEC document |
| November 19, 2019 Filed Nov 19, 2019 23:32 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 2,014 | $58.10 | $117,005.34 |
DisclosureSEC source: 0001209191-19-057327 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote For Details Disclosed balance after: 14,913 F1 · price: This is a weighted average of the price traded. The high was $58.34, and the low was $58.00. F2 · ownership.nature: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 794 | $58.00 | $46,052.00 |
DisclosureSEC source: 0001209191-19-056999 · doc4.xml · nonDerivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote For Details Disclosed balance after: 16,927 F2 · ownership.nature: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 22:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 4,192 | $58.04 | $243,290.27 |
DisclosureSEC source: 0001209191-19-056999 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote For Details Disclosed balance after: 17,721 F1 · price: This is a weighted average of the price traded. The high was $58.23, and the low was $58.00. F2 · ownership.nature: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:23 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051464 · doc4.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:23 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051464 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| August 14, 2019 Filed Aug 14, 2019 23:19 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 7,811 | $44.84 | $350,276.48 |
DisclosureSEC source: 0001209191-19-046003 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,153 F1 · price: This is a weighted average of the price traded. The high was $45.69, and the low was $44.09. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 15:51 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040708 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019. F4 · derivative.expiration_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019. Read SEC document |
| June 30, 2019 Filed Jul 3, 2019 15:51 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040708 · doc4.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| June 30, 2019 Filed Jul 3, 2019 15:51 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040708 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:19 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022165 · doc4.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:19 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022165 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000711 · doc4.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000711 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| December 20, 2018 Filed Dec 20, 2018 21:25 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000134 · wf-form4_154534111823419.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 3,500 Restricted Stock Units (RSUs), which fully vest on December 10, 2019. F2 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 3,500 Restricted Stock Units (RSUs), which fully vest on December 10, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.