Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NMI Holdings, Inc.NMIH · Entity 4161 | Director · CEO | March 11, 2021 | March 15, 2021 |
| ONITY GROUP INC.ONIT · Entity 6025 | Director | May 19, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NMI Holdings, Inc.
Report date March 11, 2021 · Filed March 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 160,001 |
Reported balance
After 2021-03-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-11 · Exercise / conversion · Acquired 3,101 · Balance 160,001 |
| Class A Common Shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 190,248 |
Reported balance
After 2021-03-11 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-03-11 · Exercise / conversion · Acquired 30,247 · Balance 190,248 |
| Class A Common Shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 156,900 |
Reported balance
After 2021-03-11 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-03-11 · Sale · Disposed 33,348 · Balance 156,900 F1: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.5962. The range of sale prices was $24.56 to $24.67. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2: Represents 69,900 class A common shares and 87,000 unvested restricted stock units. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2022-11-07 | Direct | 0 |
Reported balance
After 2021-03-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-03-11 · Exercise / conversion · Disposed 3,101 · Balance 0 F3: The option vested in full on November 7, 2015. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.75 · Expires 2023-02-14 | Direct | 0 |
Reported balance
After 2021-03-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-03-11 · Exercise / conversion · Disposed 30,247 · Balance 0 F4: The option vested in full on February 14, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.5962. The range of sale prices was $24.56 to $24.67. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F2: Represents 69,900 class A common shares and 87,000 unvested restricted stock units.
F3: The option vested in full on November 7, 2015.
F4: The option vested in full on February 14, 2016.
ONITY GROUP INC.
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,249 |
Reported balance
After 2026-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-19 · Grant · Acquired 3,627 · Balance 12,249 F1: Consists of restricted stock units representing a contingent right to receive one share of common stock for no additional consideration (RSUs). The RSUs will vest May 19, 2027, subject to certain conditions relating to the reporting person's service as a director of the issuer. F2: Includes shares underlying 3,188 RSUs which will vest May 21, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units representing a contingent right to receive one share of common stock for no additional consideration (RSUs). The RSUs will vest May 19, 2027, subject to certain conditions relating to the reporting person's service as a director of the issuer.
F2: Includes shares underlying 3,188 RSUs which will vest May 21, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2017 Filed Nov 15, 2017 00:02 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionRestricted Stock Unit (right to receive) · Derivative | 2,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000132 · wf-form4_151070415722361.xml · derivative · entry 3 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,221 Underlying: Class A Common Shares, $0.01 par value per share · 2,224 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on April 24, 2012. The shares underlying these restricted stock units were scheduled to vest when the per share price of NMIH common stock equaled or exceeded $14.00 for a 30-day trading period. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:02 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 1,059 | $15.80 | $16,732.20 |
DisclosureSEC source: 0001547903-17-000132 · wf-form4_151070415722361.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,021 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on April 24, 2012 at a net settlement price equal to the closing stock price on November 10, 2017. F2 · balance_after: Represents 29,135 class A common shares and 91,886 restricted stock units. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:02 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 2,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000132 · wf-form4_151070415722361.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2017 Filed Feb 15, 2017 01:57 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 1,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000022 · wf-form4_148712385675646.xml · nonDerivative · entry 4 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,856 F4 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2014 at a net settlement price equal to the closing stock price on February 10, 2017. F5 · balance_after: Represents 27,970 class A common shares and 91,886 unvested restricted stock units. Read SEC document |
| February 12, 2017 Filed Feb 15, 2017 01:57 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 3,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000022 · wf-form4_148712385675646.xml · nonDerivative · entry 3 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan on February 12, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015. Read SEC document |
| February 12, 2017 Filed Feb 15, 2017 01:57 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 1,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000022 · wf-form4_148712385675646.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,196 F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 01:57 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionRestricted Stock Unit (right to receive) · Derivative | 3,168 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000022 · wf-form4_148712385675646.xml · derivative · entry 5 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 3,168 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan on February 12, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015. F3 · derivative.expiration_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan on February 12, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 01:57 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 15,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000022 · wf-form4_148712385675646.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,624 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 23:18 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantStock Option (right to buy) · Derivative | 73,791 | $0.00 Strike: $11.10 | $0.00 |
DisclosureSEC source: 0001547903-17-000011 · wf-form4_148676870060272.xml · derivative · entry 2 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,791 Underlying: Class A Common Shares, $0.01 par value per share · 73,791 shares Expires 2027-02-09 F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 9, 2018. F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 9, 2018. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 23:18 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantClass A Common Shares, $0.01 par value per share | 26,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000011 · wf-form4_148676870060272.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,966 F1 · shares: Represents restricted stock units granted pursuant to the NMIH 2014 Omnibus Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 9, 2018. F2 · balance_after: Represents 8,700 class A common shares and 126,266 unvested restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.