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Bergeron Douglas

Disclosed activity across 6 companies

Tapewire entity
45434
SEC CIK
0001298718

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Appreciate Holdings, Inc.SFR · Entity 108242DirectorNovember 29, 2022December 10, 2022
Hudson Executive Investment Corp. IIHCII · Entity 130674Director · Chief Executive OfficerFebruary 07, 2022February 09, 2022
Hudson Executive Investment Corp. IIIHIII · Entity 129488Director · Chief Executive OfficerMarch 02, 2022March 04, 2022
Stratim Cloud Acquisition Corp.SCAQ · Entity 115385DirectorMarch 11, 2021March 11, 2021
Talkspace, Inc.HEC · Entity 22747Director · Chief Executive OfficerJune 08, 2020June 08, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Appreciate Holdings, Inc.

Report date November 29, 2022 · Filed December 10, 2022

This filing explicitly reported no securities owned.

Hudson Executive Investment Corp. II

Report date February 07, 2022 · Filed February 09, 2022

Jointly reported with HEC Sponsor II LLC, Braunstein Douglas L

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityDirect6,190,000 Reported balance After 2022-02-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-02-07 · Sale · Disposed 20,000 · Balance 6,190,000

F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251848) (the "Registration Statement") and have no expiration date.

F2: HEC Sponsor II LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor II LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor II LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor II LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251848) (the "Registration Statement") and have no expiration date.

F2: HEC Sponsor II LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor II LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor II LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor II LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Hudson Executive Investment Corp. III

Report date March 02, 2022 · Filed March 04, 2022

Jointly reported with HEC Sponsor III LLC, Braunstein Douglas L

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityDirect14,925,000 Reported balance After 2022-03-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-03-02 · Purchase · Acquired 25,000 · Balance 14,925,000

F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date.

F2: The aggregate price paid for the transferred shares was $41.67.

F3: HEC Sponsor III LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor III LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor III LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor III LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date.

F2: The aggregate price paid for the transferred shares was $41.67.

F3: HEC Sponsor III LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor III LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor III LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor III LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Stratim Cloud Acquisition Corp.

Report date March 11, 2021 · Filed March 11, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2021-03-11 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253174) under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, of the issuer will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustment, and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253174) under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, of the issuer will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustment, and have no expiration date.

Talkspace, Inc.

Report date June 08, 2020 · Filed June 08, 2020

Jointly reported with HEC Sponsor LLC, Braunstein Douglas L

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityDirect10,300,000 Reported balance After 2020-06-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-06-08 · Other · Acquired 1,725,000 · Balance 10,300,000

F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-238583) (the "Registration Statement") and have no expiration date. The shares of Class B common stock beneficially owned by the Reporting Persons include up to 1,350,000 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.

F2: On June 8, 2020, in connection with the increase in the size of its initial public offering, the Issuer effected a stock split of its Class B common Stock.

F3: HEC Sponsor LLC is the record holder of the shares reported herein. Messrs. Bergeron and Braunstein are among the managers of HEC Sponsor LLC and share voting and investment discretion with respect to the common stock held of record by HEC Sponsor LLC. Each of the Messrs. Bergeron and Braunstein disclaims any beneficial ownership of the securities held by HEC Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-238583) (the "Registration Statement") and have no expiration date. The shares of Class B common stock beneficially owned by the Reporting Persons include up to 1,350,000 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.

F2: On June 8, 2020, in connection with the increase in the size of its initial public offering, the Issuer effected a stock split of its Class B common Stock.

F3: HEC Sponsor LLC is the record holder of the shares reported herein. Messrs. Bergeron and Braunstein are among the managers of HEC Sponsor LLC and share voting and investment discretion with respect to the common stock held of record by HEC Sponsor LLC. Each of the Messrs. Bergeron and Braunstein disclaims any beneficial ownership of the securities held by HEC Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CANTALOUPE, INC.

Report date May 08, 2026 · Filed May 21, 2026

Section 16 reporting ended · disclosed 2026-05-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-08 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2026-05-08 · Disposition to issuer · Disposed 493,561 · Balance 0

F1: This Form 4 reports securities disposed of under the Agreement and Plan of Merger, dated as of June 15, 2025 (the "Merger Agreement"), by and among Cantaloupe, Inc. (the "Company"), 365 Retail Markets, LLC, Catalyst Holdco I, Inc., Catalyst Holdco II, Inc. and Catalyst MergerSub Inc. ("Merger Subsidiary"), under which Merger Subsidiary was merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation in the Merger.

F2: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Company ("Common Stock") reported in this row of this Form 4 was canceled and automatically converted into the right to receive $11.20 in cash, without interest (such amount per share, the "Merger Consideration").

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-08 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2026-05-08 · Other · Disposed 570,420 · Balance 0

F3: In connection with the Merger, BERGERON SEPARATE SHARE T/F CHILDREN entered into a Rollover Agreement, dated as of February 19, 2026, pursuant to which, among other things, immediately prior to the Effective Time, (i) BERGERON SEPARATE SHARE T/F CHILDREN contributed 570,420 shares of Common Stock to Garage Topco LP in exchange for common units of Garage Topco LP.

F1: This Form 4 reports securities disposed of under the Agreement and Plan of Merger, dated as of June 15, 2025 (the "Merger Agreement"), by and among Cantaloupe, Inc. (the "Company"), 365 Retail Markets, LLC, Catalyst Holdco I, Inc., Catalyst Holdco II, Inc. and Catalyst MergerSub Inc. ("Merger Subsidiary"), under which Merger Subsidiary was merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation in the Merger.

F4: The shares of Common Stock reported in this row of this Form 4 are owned by BERGERON SEPARATE SHARE T/F CHILDREN, a trust account which Mr. Bergeron controls such that Mr. Bergeron has voting power with respect to such shares.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-08 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2026-05-08 · Disposition to issuer · Disposed 19,157 · Balance 0

F5: Each of these restricted stock units of the Company ("RSU") represented a contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each RSU that was outstanding immediately prior to the Effective Time was fully vested and free of restrictions and was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.49 · Expires 2027-05-06Direct0 Reported balance After 2026-05-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-05-08 · Disposition to issuer · Disposed 120,000 · Balance 0

F6: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each outstanding option to purchase one share of Common Stock ("Option") having a per share exercise price less than the Merger Consideration ("In-the-Money Option") became fully vested and free of restrictions and was canceled in exchange for cash in an amount equal to (A) the total number of shares of Common Stock for which such In-the-Money Option was exercisable, multiplied by (B) the excess of the Merger Consideration over the per share exercise price of such In-the-Money Option, and each outstanding Company Option having a per share exercise price equal to or greater than the Merger Consideration was canceled without consideration.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of under the Agreement and Plan of Merger, dated as of June 15, 2025 (the "Merger Agreement"), by and among Cantaloupe, Inc. (the "Company"), 365 Retail Markets, LLC, Catalyst Holdco I, Inc., Catalyst Holdco II, Inc. and Catalyst MergerSub Inc. ("Merger Subsidiary"), under which Merger Subsidiary was merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation in the Merger.

F2: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Company ("Common Stock") reported in this row of this Form 4 was canceled and automatically converted into the right to receive $11.20 in cash, without interest (such amount per share, the "Merger Consideration").

F3: In connection with the Merger, BERGERON SEPARATE SHARE T/F CHILDREN entered into a Rollover Agreement, dated as of February 19, 2026, pursuant to which, among other things, immediately prior to the Effective Time, (i) BERGERON SEPARATE SHARE T/F CHILDREN contributed 570,420 shares of Common Stock to Garage Topco LP in exchange for common units of Garage Topco LP.

F4: The shares of Common Stock reported in this row of this Form 4 are owned by BERGERON SEPARATE SHARE T/F CHILDREN, a trust account which Mr. Bergeron controls such that Mr. Bergeron has voting power with respect to such shares.

F5: Each of these restricted stock units of the Company ("RSU") represented a contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each RSU that was outstanding immediately prior to the Effective Time was fully vested and free of restrictions and was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration.

F6: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each outstanding option to purchase one share of Common Stock ("Option") having a per share exercise price less than the Merger Consideration ("In-the-Money Option") became fully vested and free of restrictions and was canceled in exchange for cash in an amount equal to (A) the total number of shares of Common Stock for which such In-the-Money Option was exercisable, multiplied by (B) the excess of the Merger Consideration over the per share exercise price of such In-the-Money Option, and each outstanding Company Option having a per share exercise price equal to or greater than the Merger Consideration was canceled without consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2026 Filed May 21, 2026 21:04 UTC CANTALOUPE, INC. CTLP · Entity 45433 Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative 120,000 Not disclosed Strike: $6.49 Not disclosed
Disclosure

SEC source: 0001298718-26-000006 · wk-form4_1779397486.xml · derivative · entry 4

Bergeron Douglas · CIK 0001298718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,000 shares

Expires 2027-05-06

F6 · price: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each outstanding option to purchase one share of Common Stock ("Option") having a per share exercise price less than the Merger Consideration ("In-the-Money Option") became fully vested and free of restrictions and was canceled in exchange for cash in an amount equal to (A) the total number of shares of Common Stock for which such In-the-Money Option was exercisable, multiplied by (B) the excess of the Merger Consideration over the per share exercise price of such In-the-Money Option, and each outstanding Company Option having a per share exercise price equal to or greater than the Merger Consideration was canceled without consideration.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each outstanding option to purchase one share of Common Stock ("Option") having a per share exercise price less than the Merger Consideration ("In-the-Money Option") became fully vested and free of restrictions and was canceled in exchange for cash in an amount equal to (A) the total number of shares of Common Stock for which such In-the-Money Option was exercisable, multiplied by (B) the excess of the Merger Consideration over the per share exercise price of such In-the-Money Option, and each outstanding Company Option having a per share exercise price equal to or greater than the Merger Consideration was canceled without consideration.

F6 · derivative.expiration_date: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each outstanding option to purchase one share of Common Stock ("Option") having a per share exercise price less than the Merger Consideration ("In-the-Money Option") became fully vested and free of restrictions and was canceled in exchange for cash in an amount equal to (A) the total number of shares of Common Stock for which such In-the-Money Option was exercisable, multiplied by (B) the excess of the Merger Consideration over the per share exercise price of such In-the-Money Option, and each outstanding Company Option having a per share exercise price equal to or greater than the Merger Consideration was canceled without consideration.

Read SEC document
May 08, 2026 Filed May 21, 2026 21:04 UTC CANTALOUPE, INC. CTLP · Entity 45433 Disposition to issuerCommon Stock 19,157 Not disclosed Not disclosed
Disclosure

SEC source: 0001298718-26-000006 · wk-form4_1779397486.xml · nonDerivative · entry 3

Bergeron Douglas · CIK 0001298718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F5 · price: Each of these restricted stock units of the Company ("RSU") represented a contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each RSU that was outstanding immediately prior to the Effective Time was fully vested and free of restrictions and was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration.

Read SEC document
May 08, 2026 Filed May 21, 2026 21:04 UTC CANTALOUPE, INC. CTLP · Entity 45433 OtherCommon Stock 570,420 Not disclosed Not disclosed
Disclosure

SEC source: 0001298718-26-000006 · wk-form4_1779397486.xml · nonDerivative · entry 2

Bergeron Douglas · CIK 0001298718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · kind: In connection with the Merger, BERGERON SEPARATE SHARE T/F CHILDREN entered into a Rollover Agreement, dated as of February 19, 2026, pursuant to which, among other things, immediately prior to the Effective Time, (i) BERGERON SEPARATE SHARE T/F CHILDREN contributed 570,420 shares of Common Stock to Garage Topco LP in exchange for common units of Garage Topco LP.

F1 · price: This Form 4 reports securities disposed of under the Agreement and Plan of Merger, dated as of June 15, 2025 (the "Merger Agreement"), by and among Cantaloupe, Inc. (the "Company"), 365 Retail Markets, LLC, Catalyst Holdco I, Inc., Catalyst Holdco II, Inc. and Catalyst MergerSub Inc. ("Merger Subsidiary"), under which Merger Subsidiary was merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation in the Merger.

F3 · price: In connection with the Merger, BERGERON SEPARATE SHARE T/F CHILDREN entered into a Rollover Agreement, dated as of February 19, 2026, pursuant to which, among other things, immediately prior to the Effective Time, (i) BERGERON SEPARATE SHARE T/F CHILDREN contributed 570,420 shares of Common Stock to Garage Topco LP in exchange for common units of Garage Topco LP.

F4 · price: The shares of Common Stock reported in this row of this Form 4 are owned by BERGERON SEPARATE SHARE T/F CHILDREN, a trust account which Mr. Bergeron controls such that Mr. Bergeron has voting power with respect to such shares.

Read SEC document
May 08, 2026 Filed May 21, 2026 21:04 UTC CANTALOUPE, INC. CTLP · Entity 45433 Disposition to issuerCommon Stock 493,561 Not disclosed Not disclosed
Disclosure

SEC source: 0001298718-26-000006 · wk-form4_1779397486.xml · nonDerivative · entry 1

Bergeron Douglas · CIK 0001298718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This Form 4 reports securities disposed of under the Agreement and Plan of Merger, dated as of June 15, 2025 (the "Merger Agreement"), by and among Cantaloupe, Inc. (the "Company"), 365 Retail Markets, LLC, Catalyst Holdco I, Inc., Catalyst Holdco II, Inc. and Catalyst MergerSub Inc. ("Merger Subsidiary"), under which Merger Subsidiary was merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation in the Merger.

F2 · price: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Company ("Common Stock") reported in this row of this Form 4 was canceled and automatically converted into the right to receive $11.20 in cash, without interest (such amount per share, the "Merger Consideration").

Read SEC document
May 12, 2025 Filed May 13, 2025 12:01 UTC Amendment CANTALOUPE, INC. CTLP · Entity 45433 GrantCommon Stock 19,157 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-024910 · wk-form4a_1747137682.xml · nonDerivative · entry 1

Bergeron Douglas · CIK 0001298718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481,476

F1 · shares: Represents Restricted Stock Units ("RSUs"), each of which represent a nontransferable right to receive one share of the Issuer's common stock. The RSUs vest in full on the first anniversary of date of the grant, subject to continued service (as defined in Cantaloupe, Inc's 2015 Equity Incentive Plan), with accelerated prorated vesting upon a separation of service in accordance with the applicable award agreement.

Read SEC document
May 01, 2025 Filed May 7, 2025 20:38 UTC CANTALOUPE, INC. CTLP · Entity 45433 GrantCommon Stock 18,727 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-023223 · wk-form4_1746650322.xml · nonDerivative · entry 1

Bergeron Douglas · CIK 0001298718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481,046

F1 · shares: Represents Restricted Stock Units ("RSUs"), each of which represent a nontransferable right to receive one share of the Issuer's common stock. The RSUs vest in full on the first anniversary of date of the grant, subject to continued service (as defined in Cantaloupe, Inc's 2015 Equity Incentive Plan), with accelerated prorated vesting upon a separation of service in accordance with the applicable award agreement.

Read SEC document
September 30, 2024 Filed Sep 30, 2024 20:54 UTC CANTALOUPE, INC. CTLP · Entity 45433 PurchaseCommon Stock 36,000 $7.41 $266,760.00
Disclosure

SEC source: 0001628280-24-041602 · wk-form4_1727729657.xml · nonDerivative · entry 3

Bergeron Douglas · CIK 0001298718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 462,319

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions through a broker-dealer at prices ranging from $7.28 to $7.53. Douglas Bergeron (the "Reporting Person") undertakes to provide Cantaloupe, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 27, 2024 Filed Sep 30, 2024 20:54 UTC CANTALOUPE, INC. CTLP · Entity 45433 PurchaseCommon Stock 234,134 $7.41 $1,734,932.94
Disclosure

SEC source: 0001628280-24-041602 · wk-form4_1727729657.xml · nonDerivative · entry 2

Bergeron Douglas · CIK 0001298718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,319

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions through a broker-dealer at prices ranging from $7.23 to $7.50. Douglas Bergeron (the "Reporting Person") undertakes to provide Cantaloupe, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 26, 2024 Filed Sep 30, 2024 20:54 UTC CANTALOUPE, INC. CTLP · Entity 45433 PurchaseCommon Stock 13,866 $7.15 $99,141.90
Disclosure

SEC source: 0001628280-24-041602 · wk-form4_1727729657.xml · nonDerivative · entry 1

Bergeron Douglas · CIK 0001298718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,185

Read SEC document
May 13, 2024 Filed May 15, 2024 20:40 UTC CANTALOUPE, INC. CTLP · Entity 45433 GrantCommon Stock 15,699 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-023616 · wk-form4_1715805580.xml · nonDerivative · entry 1

Bergeron Douglas · CIK 0001298718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,319

F1 · shares: Represents Restricted Stock Units ("RSUs"), each of which represent a nontransferable right to receive one share of the Issuer's common stock. The RSUs vest in full on the first anniversary of date of the grant, subject to continued service (as defined in Cantaloupe, Inc's 2018 Equity Incentive Plan), with accelerated prorated vesting upon a separation of service in accordance with the applicable award agreement.

Read SEC document
May 12, 2023 Filed May 17, 2023 20:45 UTC CANTALOUPE, INC. CTLP · Entity 45433 GrantCommon Stock 15,723 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018736 · wf-form4_168435629850281.xml · nonDerivative · entry 1

Bergeron Douglas · CIK 0001298718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,620

F1 · shares: Represents Restricted Stock Units ("RSUs"), each of which represent a nontransferable right to receive one share of the Issuer's common stock. The RSUs vest and become exercisable on the first anniversary of the date of the grant subject to continued service (as defined in Cantaloupe, Inc's 2018 Equity Incentive Plan), with accelerated prorated vesting upon a separation from service in accordance with the applicable award agreement.

Read SEC document
May 13, 2022 Filed May 13, 2022 21:45 UTC CANTALOUPE, INC. CTLP · Entity 45433 GrantCommon Stock 21,882 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-010576 · doc1.xml · nonDerivative · entry 1

Bergeron Douglas · CIK 0001298718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,897

F1 · shares: Represents Restricted Stock Units ("RSUs"), each of which represent a nontransferable right to receive one share of the Issuer's common stock. The RSUs vest and become exercisable on the first anniversary of the date of the grant subject to continued service (as defined in Cantaloupe, Inc.'s 2018 Equity Incentive Plan), with accelerated prorated vesting upon a separation from service in accordance with the applicable award agreement.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:37 UTC Hudson Executive Investment Corp. III HIII · Entity 129488 PurchaseClass B Common Stock · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-009465 · doc4.xml · derivative · entry 1

HEC Sponsor III LLC · CIK 0001847295 · 10% owner

Bergeron Douglas · CIK 0001298718 · Director · Chief Executive Officer

Braunstein Douglas L · CIK 0001495110 · Director · President, Chairman

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,925,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date.

F2 · price: The aggregate price paid for the transferred shares was $41.67.

F1 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date.

F1 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date.

F3 · ownership.direct: HEC Sponsor III LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor III LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor III LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor III LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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February 07, 2022 Filed Feb 9, 2022 17:03 UTC Hudson Executive Investment Corp. II HCII · Entity 130674 SaleClass B Common Stock · Derivative 20,000 $0.00 $58.00
Disclosure

SEC source: 0000899243-22-005449 · doc4.xml · derivative · entry 1

HEC Sponsor II LLC · CIK 0001841844 · 10% owner

Bergeron Douglas · CIK 0001298718 · Director · Chief Executive Officer

Braunstein Douglas L · CIK 0001495110 · Director · President, Chairman

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,190,000

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251848) (the "Registration Statement") and have no expiration date.

F1 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251848) (the "Registration Statement") and have no expiration date.

F1 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251848) (the "Registration Statement") and have no expiration date.

F2 · ownership.direct: HEC Sponsor II LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor II LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor II LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor II LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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November 16, 2021 Filed Nov 18, 2021 19:36 UTC CANTALOUPE, INC. CTLP · Entity 45433 GrantCommon Stock 100,000 $10.19 $1,019,000.00
Disclosure

SEC source: 0001567619-21-020737 · doc1.xml · nonDerivative · entry 1

Bergeron Douglas · CIK 0001298718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,015

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions through a broker-dealer at prices ranging from $9.81 to $10.36. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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May 14, 2021 Filed May 14, 2021 21:55 UTC CANTALOUPE, INC. CTLP · Entity 45433 GrantCommon Stock 9,606 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-010247 · doc1.xml · nonDerivative · entry 1

Bergeron Douglas · CIK 0001298718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,015

F1 · balance_after: Represents Restricted Stock Units ("RSUs"), each of which represent a nontransferable right to receive one share of the Issuer's common stock. The RSUs vest and become exercisable on the first anniversary of the date of the grant subject to continued service (as defined in Cantaloupe, Inc.'s 2018 Equity Incentive Plan), with accelerated prorated vesting upon a separation from service in accordance with the applicable award agreement.

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April 13, 2021 Filed Apr 14, 2021 16:46 UTC Hudson Executive Investment Corp. II HCII · Entity 130674 SaleClass B Common Stock · Derivative 40,000 $0.00 $116.00
Disclosure

SEC source: 0000899243-21-015822 · doc4.xml · derivative · entry 2

HEC Sponsor II LLC · CIK 0001841844 · 10% owner

Bergeron Douglas · CIK 0001298718 · Director · Chief Executive Officer

Braunstein Douglas L · CIK 0001495110 · Director · President, Chairman

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,210,000

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251848) (the "Registration Statement") and have no expiration date.

F1 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251848) (the "Registration Statement") and have no expiration date.

F1 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251848) (the "Registration Statement") and have no expiration date.

F3 · ownership.direct: HEC Sponsor II LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor II LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor II LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor II LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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April 12, 2021 Filed Apr 14, 2021 17:27 UTC Hudson Executive Investment Corp. III HIII · Entity 129488 OtherClass B Common Stock · Derivative 93,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-015759 · doc4.xml · derivative · entry 1

HEC Sponsor III LLC · CIK 0001847295 · 10% owner

Bergeron Douglas · CIK 0001298718 · Director · Chief Executive Officer

Braunstein Douglas L · CIK 0001495110 · Director · President, Chairman

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,900,000

Underlying: Class A Common Stock · 93,750 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date.

F2 · kind: On April 12, 2021, HEC Sponsor III LLC forfeited at no cost 93,750 shares of Class B common stock, following the expiration of the over-allotment option granted to the underwriters of the Issuer's initial public offering (as more fully described in the Registration Statement), and the determination by such underwriters not to exercise in full such over-allotment option granted to them.

F1 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date.

F1 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date.

F3 · ownership.direct: HEC Sponsor III LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor III LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor III LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor III LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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March 11, 2021 Filed Apr 14, 2021 16:46 UTC Hudson Executive Investment Corp. II HCII · Entity 130674 OtherClass B Common Stock · Derivative 218,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-015822 · doc4.xml · derivative · entry 1

HEC Sponsor II LLC · CIK 0001841844 · 10% owner

Bergeron Douglas · CIK 0001298718 · Director · Chief Executive Officer

Braunstein Douglas L · CIK 0001495110 · Director · President, Chairman

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250,000

Underlying: Class A Common Stock · 218,750 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251848) (the "Registration Statement") and have no expiration date.

F2 · kind: On March 11, 2021, HEC Sponsor II LLC forfeited at no cost 218,750 shares of Class B common stock, following the expiration of the over-allotment option granted to the underwriters of the Issuer's initial public offering (as more fully described in the Registration Statement), and the determination by such underwriters not to exercise in full such over-allotment option granted to them.

F1 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251848) (the "Registration Statement") and have no expiration date.

F1 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251848) (the "Registration Statement") and have no expiration date.

F3 · ownership.direct: HEC Sponsor II LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor II LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor II LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor II LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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June 08, 2020 Filed Jun 8, 2020 21:03 UTC Talkspace, Inc. HEC · Entity 22747 OtherClass B Common Stock · Derivative 1,725,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015712 · doc4.xml · derivative · entry 1

HEC Sponsor LLC · CIK 0001814272 · 10% owner

Bergeron Douglas · CIK 0001298718 · Director · Chief Executive Officer

Braunstein Douglas L · CIK 0001495110 · Director · President, Chairman

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,300,000

Underlying: Class A Common Stock · 1,725,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-238583) (the "Registration Statement") and have no expiration date. The shares of Class B common stock beneficially owned by the Reporting Persons include up to 1,350,000 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.

F2 · kind: On June 8, 2020, in connection with the increase in the size of its initial public offering, the Issuer effected a stock split of its Class B common Stock.

F1 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-238583) (the "Registration Statement") and have no expiration date. The shares of Class B common stock beneficially owned by the Reporting Persons include up to 1,350,000 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.

F1 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-238583) (the "Registration Statement") and have no expiration date. The shares of Class B common stock beneficially owned by the Reporting Persons include up to 1,350,000 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.

F3 · ownership.direct: HEC Sponsor LLC is the record holder of the shares reported herein. Messrs. Bergeron and Braunstein are among the managers of HEC Sponsor LLC and share voting and investment discretion with respect to the common stock held of record by HEC Sponsor LLC. Each of the Messrs. Bergeron and Braunstein disclaims any beneficial ownership of the securities held by HEC Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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May 21, 2020 Filed May 22, 2020 20:25 UTC CANTALOUPE, INC. USAT · Entity 45433 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0001567619-20-011011 · doc1.xml · derivative · entry 1

Bergeron Douglas · CIK 0001298718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2027-05-06

F1 · date: The option grant was approved by the Issuer's Board of Directors on May 6, 2020, subject to shareholder approval of an amendment to the Issuer's 2018 Equity Incentive Plan, under which the options were granted. Such shareholder approval was obtained at the Company's Annual Meeting of Shareholders, held on May 21, 2020.

F2 · derivative.exercise_date: The options vest and become exercisable as follows: (i) ? of the options vest on the first anniversary of the date of grant subject to continued service, with accelerated prorated vesting upon a separation from service in accordance with the applicable award agreement, and (ii) the remaining ? of the options vest in equal quarterly installments on the three anniversaries following the initial vesting date subject to continued service.

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May 06, 2020 Filed May 8, 2020 20:21 UTC CANTALOUPE, INC. USAT · Entity 45433 GrantCommon Stock 15,409 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-009351 · doc1.xml · nonDerivative · entry 1

Bergeron Douglas · CIK 0001298718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,409

F1 · shares: Represents Restricted Stock Units ("RSUs"), each of which represent a nontransferable right to receive one share of the Issuer's common stock. The RSUs vest and become exercisable on the first anniversary of the date of the grant subject to continued service, with accelerated prorated vesting upon a separation from service in accordance with the applicable award agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.